The Securities Transfer Association Inc

“The sta is comprised of members who must be approved by the board of directors.”

“All members, except for honorary members, have the right to vote for the board of directors. Every two years, members elect the governing body by proxy with nominations.”

“Treasurer reviews the form 990. In addition, a copy of form 990 is emailed to board members for review and any objections or issues are noted.”

“The conflict of interest policy is reviewed no less than annually at any board meeting.”

“The organization does not make available to the general public its governing documents, conflict of interest policy or financial statements. These documents, except the financial statements, are available to the organization's members on it's website.”

“Todd j. May - wells fargo shareowner services, 1110 centre pointe curve, ste mendota heights, mn 55120. William j. Speirs - canadian stock trf co. Inc., 320 bay st.3rd floor, toronto, ontario, canada m5h4a6. Steven g. Nelson - cont. Stock trf. & tr., 17 battery pl, 8th fl, new york, ny 10004. Martin (jay) j. Mchale jr. - computershare 250 royall street, canton, ma 02021. Kara kennedy - cleartrust, llc 16540 pointe village dr, ste 210, lutz, fl 33558. Michael nespoli - american stock transfer & trust co., 6201 15th ave., brooklyn, ny 11219. Charles s. Hawkins - bny mellon asset servicing ent., 103 bellevue parkway, wilmington, de 19089. Mario passudetti - the bank of new york mellon, 101 barclay st.,22w, new york, ny 10286. Cynthia a. Jones - 13790 wingfield place, jacksonville, fl 32224. Salli a. Marinov - first american stock tr.,inc., 4747 n.7th st, ste 170, phonenix, ar 85014.”

“The organization did not change its oversight process of the audit, review, or compilation of its financial statements or selection process of an independent accountant during the tax year.”

“Name and address of principal officer: todd j. May, president c/o wells fargo shareowner services 1110 centre pointe curve, suite 101 mendota heights, mn 55120-4100”