| 2024 | Financial Industry Regulatory Authority Inc | 990 | Executive Vice President & Cfao | 60 | $1,739,416 | $0 | View return |
| 2022 | Sifma Foundation for Investor | 990 | Treasurer | 1.5 | $0 | $0 | View return |
| 2020 | Sifma Foundation for Investor | 990 | Treasurer | 1.5 | $0 | $0 | View return |
| 2019 | Sifma Foundation for Investor | 990 | Treasurer | 1.5 | $0 | $0 | View return |
| 2018 | Financial Industry Regulatory Authority Inc | 990 | Executive Vice President/Cfao | 60 | $1,424,690 | $0 | View return |
| 2018 | Finra Regulation Inc | 990 | Executive Vice President/Cfao | 60 | $0 | $1,424,690 | View return |
| 2018 | Sifma Foundation for Investor | 990 | Treasurer | 1.5 | $0 | $0 | View return |
| 2017 | Financial Industry Regulatory Authority Inc | 990 | Executive Vice President/Cfao | 60 | $1,291,897 | $0 | View return |
| 2017 | Finra Regulation Inc | 990 | Executive Vice President/Cfao | 60 | $0 | $1,291,897 | View return |
| 2017 | Sifma Foundation for Investor | 990 | Treasurer | 1.5 | $0 | $0 | View return |
| 2016 | Financial Industry Regulatory Authority Inc | 990 | Executive Vice President & CFO | 60 | $1,340,176 | $0 | View return |
| 2016 | Finra Regulation Inc | 990 | Executive Vice President $ CFO | 60 | $0 | $1,340,176 | View return |
| 2016 | Sifma Foundation for Investor | 990 | Treasurer | 1.5 | $0 | $0 | View return |
| 2015 | Financial Industry Regulatory Authority Inc | 990 | Executive Vice President & CFO | 60 | $1,248,910 | $0 | View return |
| 2015 | Finra Dispute Resolution Inc | 990 | Executive Vice President & CFO | 60 | $0 | $1,248,910 | View return |
| 2015 | Finra Regulation Inc | 990 | Executive VP And CFO | 60 | $0 | $1,248,910 | View return |
| 2015 | Sifma Foundation for Investor | 990 | Treasurer | 1.5 | $0 | $0 | View return |
| 2014 | Financial Industry Regulatory Authority Inc | 990 | Executive VP And CFO | 60 | $1,221,511 | $0 | View return |
| 2014 | Finra Dispute Resolution Inc | 990 | Executive VP And CFO | 60 | $0 | $1,221,511 | View return |
| 2014 | Finra Regulation Inc | 990 | Executive VP And CFO | 60 | $0 | $1,221,511 | View return |
| 2014 | Sifma Foundation for Investor | 990 | Director | 1 | $0 | $0 | View return |
| 2013 | Financial Industry Regulatory Authority Inc | 990 | Executive VP And CFO | 60 | $1,178,423 | $0 | View return |
| 2013 | Finra Dispute Resolution Inc | 990 | Executive VP And CFO | 60 | $0 | $1,178,423 | View return |
| 2013 | Finra Regulation Inc | 990 | Executive VP And CFO | 60 | $0 | $1,178,423 | View return |
| 2013 | Sifma Foundation for Investor | 990 | Director | 1 | - | - | View return |