Civic Intelligence

Gary and Mary West Foundation

990PF • Fiscal year 2012 • EIN 47-0793015

Jan 01, 2012 to Dec 31, 2012 • Filed on Nov 01, 2013

Organization Profile

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5796 Armada Drive No 30092008
Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

35th percentile

0.18x

Higher debt load relative to assets than 35% of similar nonprofits.

2012 filings • $100M-$250M nonprofits • Source year 2012

Liabilities / Revenue

Score unavailable

No value available

Liabilities-to-revenue requires both liabilities and revenue on this filing.

Source year 2012

Net Margin

Score unavailable

No value available

Net margin requires both revenue and expenses on this filing.

Source year 2012

Top Officer Pay

51st percentile

$151,898

Higher top officer pay than 51% of similar nonprofits.

2012 filings • $100M-$250M nonprofits • Source year 2012

Asset Growth

25th percentile

-0.8%

Faster asset growth than 25% of similar nonprofits.

2012 filings • $100M-$250M nonprofits • Annualized from 2011 to 2012

Revenue Growth

Score unavailable

No value available

No valid filing value is available for this score.

Balance Sheet
Liabilities / Assets35th percentile

Assets

Down

$166,140,959

Down $1,388,865 (-0.8%) from 2011

Net Assets

$136,143,987

No earlier filing loaded for comparison.

Liabilities

Down

$29,996,972

Down $15,139,460 (-34%) from 2011

Revenue And Expenses
Liabilities / RevenueScore unavailableNet MarginScore unavailable

Revenue

-

No earlier filing loaded for comparison.

Expenses

Down

$8,710,648

Down $5,984,298 (-41%) from 2011

Net Income

-

No earlier filing loaded for comparison.

Historical Trend

Balance Sheet Trend

Asset Growth25th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$200M$150M$100M$50M$0Assets 2011: $167,529,824Liabilities 2011: $45,136,4322011Assets 2012: $166,140,959Liabilities 2012: $29,996,972Net Assets 2012: $136,143,9872012Assets 2013: $158,077,911Liabilities 2013: $17,746,988Net Assets 2013: $140,330,9232013Assets 2014: $137,701,276Liabilities 2014: $2,578,016Net Assets 2014: $135,123,2602014Assets 2015: $125,282,166Liabilities 2015: $4,379,352Net Assets 2015: $120,902,8142015Assets 2016: $135,456,322Liabilities 2016: $3,453,972Net Assets 2016: $132,002,3502016Assets 2017: $157,378,090Liabilities 2017: $6,650,257Net Assets 2017: $150,727,8332017Assets 2018: $140,115,924Liabilities 2018: $2,006,455Net Assets 2018: $138,109,4692018Assets 2019: $145,102,325Liabilities 2019: $2,107,148Net Assets 2019: $142,995,1772019Assets 2020: $127,685,246Liabilities 2020: $1,518,931Net Assets 2020: $126,166,3152020Assets 2021: $155,029,230Liabilities 2021: $565,638Net Assets 2021: $154,463,5922021Assets 2022: $0Liabilities 2022: $0Net Assets 2022: $02022

Highlighted filing

2012

Assets$166,140,959
Liabilities$29,996,972
Net Assets$136,143,987
Open 2012 Filing

Operations Trend

Revenue GrowthScore unavailable

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$40M$20M$0-$20MRevenue 2011: $13,008,879Expenses 2011: $14,694,946Net Income 2011: -$1,686,0672011Expenses 2012: $8,710,6482012Revenue 2013: $8,095,892Expenses 2013: $7,462,237Net Income 2013: $633,6552013Revenue 2014: $7,150,973Expenses 2014: $15,974,115Net Income 2014: -$8,823,1422014Revenue 2015: $8,867,820Expenses 2015: $13,074,724Net Income 2015: -$4,206,9042015Revenue 2016: $16,328,729Expenses 2016: $14,903,895Net Income 2016: $1,424,8342016Revenue 2017: $35,294,252Expenses 2017: $15,732,743Net Income 2017: $19,561,5092017Revenue 2018: $8,053,321Expenses 2018: $15,858,840Net Income 2018: -$7,805,5192018Revenue 2019: $15,029,377Expenses 2019: $14,835,248Net Income 2019: $194,1292019Revenue 2020: -$5,762,075Expenses 2020: $13,164,267Net Income 2020: -$18,926,3422020Revenue 2021: $33,544,767Expenses 2021: $11,383,526Net Income 2021: $22,161,2412021Revenue 2022: $3,327,973Expenses 2022: $9,049,576Net Income 2022: -$5,721,6032022

Highlighted filing

2012

Revenue-
Expenses$8,710,648
Net Income-
Open 2012 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2012 to Dec 31, 2012
Signed
Nov 1, 2013
Return Version
2012v2.1
Compensation and Service Providers
Top Officer Pay51st percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
VIRGINIA MERRIFIELDExecutive Director/Secretary/TreasurerFT$142,808$9,090$151,898
SHELLEY L VALENTINEPresidentPT$110,000$8,000$118,000
ROLAND J SANTONIManaging Director-$94,500$7,560$102,060
GARY L WESTCo-Chairman-$0--
MARY E WESTCo-Chairman-$0--
Grants and Assistance

Foundation Grants and Related Investments

TypeRecipientPurposeStatusLocationAmount
Paid GrantGARY AND MARY WEST WIRELESS HEALTH INSTITUTETO SUPPORT THE APPLIED MEDICAL RESEARCH GRANT PROJECT.OTHER PUBLIC CHARITYLA JOLLA, CA, US$17,184,682
Approved Future GrantGARY AND MARY WEST HEALTH POLICY CENTER INCTO SUPPORT NON-PARTISAN RESEARCH AND ANALYSIS ON HEALTH POLICY.PRIVATE OPERATING FOWASHINGTON, DC, US$4,932,603
Paid GrantGARY AND MARY WEST HEALTH POLICY CENTER INCTO SUPPORT NON-PARTISAN RESEARCH AND ANALYSIS ON HEALTH POLICY.PRIVATE OPERATING FOWASHINGTON, DC, US$2,632,397
Paid GrantSAN DIEGO PUBLIC LIBRARY FOUNDATIONTO SUPPORT THE NEW CENTRAL LIBRARY.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$1,500,000
Approved Future GrantSAN DIEGO PUBLIC LIBRARY FOUNDATIONTO SUPPORT THE NEW CENTRAL LIBRARY.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$1,500,000
Approved Future GrantSENIOR COMMUNITY CENTERS OF SAN DIEGOTO SUPPORT THE GMWSWC PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$884,950
Paid GrantSENIOR COMMUNITY CENTERS OF SAN DIEGOTO SUPPORT THE GMWSWC PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$400,000
Paid GrantURBAN CORPS OF SAN DIEGOTO SUPPORT THE URBAN CORPS CHARTER SCHOOL PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$400,000
Approved Future GrantREBUILDING TOGETHER OMAHATO SUPPORT THE SENIOR HEALTHY AT HOME PROJECT.OTHER PUBLIC CHARITYOMAHA, NE, US$245,500
Paid GrantSAN DIEGO FUTURES FOUNDATIONTO SUPPORT THE IT TRAINING FOR YOUTH PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$172,760
Paid GrantNATIONAL VETERANS TRANSITION SERVICES INCTO SUPPORT THE REBOOT PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$125,000
Paid GrantPALOMAR HEALTH DEVELOPMENT INCTO SUPPORT THE INTERLINK PATHWAYS PROJECT.OTHER PUBLIC CHARITYESCONDIDO, CA, US$111,950
Paid GrantLEGAL AID SOCIETY OF SAN DIEGO INCTO SUPPORT THE SENIOR HEALTH ADVOCACY PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$100,000
Paid GrantREBUILDING TOGETHER OMAHATO SUPPORT THE SENIOR HEALTHY AT HOME PROJECT.OTHER PUBLIC CHARITYOMAHA, NE, US$76,000
Paid GrantSENIOR COMMUNITY CENTERS OF SAN DIEGOTO SUPPORT THE INNOVATIVE HEALTH KIOSK INTEGRATION PROJECTOTHER PUBLIC CHARITYSAN DIEGO, CA, US$75,050
Paid GrantBAYSIDE COMMUNITY CENTERTO SUPPORT THE CAPACITY BUILDING PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$75,000
Paid GrantPAWS SAN DIEGO COUNTY INCTO SUPPORT THE SENIORS AND PET WELLNESS PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$71,811
Paid GrantSAN DIEGO FOUNDATIONTO SUPPORT THE MORE ON THE MENU PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$50,000
Paid GrantSAN DIEGO SECOND CHANCE PROGRAMTO SUPPORT EMPLOYMENT SPECIALISTS PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$45,439
Paid GrantCONNECT FOUNDATIONTO SUPPORT THE "THEY CAME HERE" PROJECT.OTHER PUBLIC CHARITYCHARLESTON, WV, US$30,000
Paid GrantCASA DE AMPAROTO SUPPORT THE NEW DIRECTIONS PROJECT.OTHER PUBLIC CHARITYSAN MARCOS, CA, US$27,816
Paid GrantACCESS TO INDEPENDENCE OF SAN DIEGO INCTO SUPPORT THE COMMUNITY INTEGRATION AND HOUSING CASE MANAGEMENT PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$25,000
Paid GrantCHALLENGE CENTERTO SUPPORT THE PHYSICAL THERAPY FOR SENIORS PROJECT.OTHER PUBLIC CHARITYLA MESA, CA, US$25,000
Paid GrantNORTH COUNTY TRADE TECH HIGH SCHOOLTO SUPPORT THE ADMINISTRATIVE TRANSITION PROJECTOTHER PUBLIC CHARITYVISTA, CA, US$25,000
Paid GrantPAWS'ITIVE TEAMS INCTO SUPPORT THE NET SALARY OF THE EXECUTIVE DIRECTOR.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$25,000
Paid GrantFEEDING AMERICA SAN DIEGOTO SUPPORT THE FEEDING SENIORS PROJECT.OTHER PUBLIC CHARITYSAN DIEGO, CA, US$20,000
Paid GrantCREIGHTON UNIVERSITYTO SUPPORT GENERAL OPERATIONS.OTHER PUBLIC CHARITYOMAHA, NE, US$10,000
Paid GrantMERRYMAKERS ASSOCIATIONTO SUPPORT THE SENIOR MUSIC COORDINATION PROJECT.OTHER PUBLIC CHARITYOMAHA, NE, US$10,000
Paid GrantNATIONAL SAFETY COUNCIL NEBRASKATO SUPPORT FIRST FALL PREVENTION TAI CHI PROJECT.OTHER PUBLIC CHARITYOMAHA, NE, US$10,000
Paid GrantUNIVERSITY OF ILLINOIS FOUNDATIONTO SUPPORT GENERAL OPERATIONS.OTHER PUBLIC CHARITYURBANA, IL, US$10,000
Paid GrantGIFFORD MEDICAL CENTERTO SUPPORT GIFFORD'S SENIOR LIVING COMMUNITY.OTHER PUBLIC CHARITYRANDOLPH, VT, US$9,500
Paid GrantVOLUNTEERS ASSISTING SENIORSTO SUPPORT THE CONTINUATION OF THE MEDICARE COUNSELING PROJECT.OTHER PUBLIC CHARITYOMAHA, NE, US$7,000
Paid GrantFIRST CHRISTIAN CHURCH OF ORANGETO SUPPORT GENERAL OPERATIONS.OTHER PUBLIC CHARITYORANGE, CA, US$5,000
Paid GrantNOBLE NETOWRK OF CHARTER SCHOOLSTO SUPPORT GENERAL OPERATIONS.OTHER PUBLIC CHARITYCHICAGO, IL, US$5,000
Paid GrantST JOSEPH HOSPITAL FOUNDATIONTO SUPPORT GENERAL OPERATIONS.OTHER PUBLIC CHARITYDENVER, CO, US$5,000
Paid GrantBOYS AND GIRLS CLUB OF CARLSBADTO SUPPORT PROGRAMS THAT HELP YOUTH CREATE ASPIRATIONS FOR THE FUTURE.OTHER PUBLIC CHARITYCARLSBAD, CA, US$2,000
Paid GrantCOBURN-EASTMAN VFW POST 8451TO SUPPORT GENERAL OPERATIONS.OTHER PUBLIC CHARITYCHELSEA, VT, US$500
Filing and Contact Details

Filer

EIN
47-0793015
Raw XML AppendixShowing 400 of 1,523 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
AccountingFeesSchedule/AccountingFees/AdjustedNetIncome00
AccountingFeesSchedule/AccountingFees/Amount044887
AccountingFeesSchedule/AccountingFees/Category0ACCOUNTING FEES
AccountingFeesSchedule/AccountingFees/DisbursementsCharitablePrps015666
AccountingFeesSchedule/AccountingFees/NetInvestmentIncome038154
ExpenditureResponsibilityStmt/ExpenditureResponsibility/AmountExpendedByGrantee0375634
ExpenditureResponsibilityStmt/ExpenditureResponsibility/AmountExpendedByGrantee12567397
ExpenditureResponsibilityStmt/ExpenditureResponsibility/AnyDiversionByGrantee0TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.
ExpenditureResponsibilityStmt/ExpenditureResponsibility/AnyDiversionByGrantee1TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.
ExpenditureResponsibilityStmt/ExpenditureResponsibility/BusinessName/BusinessNameLine10GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874)
ExpenditureResponsibilityStmt/ExpenditureResponsibility/BusinessName/BusinessNameLine11GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874)
ExpenditureResponsibilityStmt/ExpenditureResponsibility/DatesOfReportsByGrantee003/02/12, 01/28/13
ExpenditureResponsibilityStmt/ExpenditureResponsibility/DatesOfReportsByGrantee101/28/13
ExpenditureResponsibilityStmt/ExpenditureResponsibility/GrantAmount06000000
ExpenditureResponsibilityStmt/ExpenditureResponsibility/GrantAmount17500000
ExpenditureResponsibilityStmt/ExpenditureResponsibility/GrantDate02011-12-01
ExpenditureResponsibilityStmt/ExpenditureResponsibility/GrantDate12012-01-27
ExpenditureResponsibilityStmt/ExpenditureResponsibility/GrantPurpose0TO PROVIDE GENERAL SUPPORT TO ENABLE THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") TO ACCOMPLISH ITS MISSION OF LOWERING HEALTH CARE COSTS BY DEVELOPING INNOVATIVE PATIENT-CENTERED SOLUTIONS ACCOMPLISHED BY CONDUCTING INDEPENDENT NON-PARTISAN RESEARCH AND ANALYSIS, CONVENING AND EDUCATING STAKEHOLDERS AND ADVANCING PRACTICAL AND ACTIONABLE HEALTH POLICY.THE AMOUNT EXPENDED BY THE POLICY CENTER WAS $310,634 AND $65,000 IN 2011 AND 2012, RESPECTIVELY. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $310,634 AND $65,000 IN 2011 AND 2012, RESPECTIVELY. THE REMAINING UNUSED AND UNDISBURSED PORTION OF THE GRANT, WHICH AMOUNTED TO $5,624,366, WAS TERMINATED ON 01/27/12. A NEW GRANT IN THE AMOUNT OF $7,500,000 WAS SUBSEQUENTLY APPROVED ON 01/27/12.
ExpenditureResponsibilityStmt/ExpenditureResponsibility/GrantPurpose1TO ENABLE THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") TO ACCOMPLISH ITS MISSION OF LOWERING HEALTH CARE COSTS BY DEVELOPING INNOVATIVE PATIENT-CENTERED SOLUTIONS ACCOMPLISHED BY CONDUCTING INDEPENDENT NON-PARTISAN RESEARCH AND ANALYSIS, CONVENING AND EDUCATING STAKEHOLDERS AND ADVANCING PRACTICAL AND ACTIONABLE HEALTH POLICY.THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2012 WAS $2,567,397. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2012 WAS $2,567,397.
ExpenditureResponsibilityStmt/ExpenditureResponsibility/ResultsOfVerification0THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
ExpenditureResponsibilityStmt/ExpenditureResponsibility/ResultsOfVerification1THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/AddressLine101909 K STREET NW SUITE 730
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/AddressLine111909 K STREET NW SUITE 730
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/City0WASHINGTON
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/City1WASHINGTON
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/State0DC
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/State1DC
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/ZIPCode020006
ExpenditureResponsibilityStmt/ExpenditureResponsibility/USAddress/ZIPCode120006
GeneralExplanationAttachment/GeneralExplanation/Explanation0WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2012 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED 100% BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION. THIS IS AN EXCEPTED ACT OF SELF-DEALING UNDER IRC SECTION 4941(D).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDAITON DURING 2012. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS AN EXCEPTED ACT OF SELF-DEALING UNDER IRC 4941(D).
GeneralExplanationAttachment/GeneralExplanation/ReturnReference0FORM 990-PF; PART VII-B; QUESTION 1A(4)
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InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV181012000
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV19363780
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV20481388
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV21535320
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV22237578
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV23818610
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV241698490
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV25684309
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV26290832
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV273189000
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV282188173
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV29708750
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV30420388
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV31250174
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV3238322
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV33602239
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV34160950
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV3589380
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV3689760
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV3798924
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV38660000
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV39303103
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV403089599
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV412229849
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV422063346
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV431335485
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV44896634
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV45509064
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV4638000
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV4753678
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV48506157
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV4914320
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV50904251
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV51720000
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV5299168
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV53144600
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV541858243
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV55389400
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV562578152
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV57891250
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV58222952
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV59125525
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV60186448
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV61368300
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV62545000
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV632202852
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV64976347
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV65671534
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV661096400
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV67970742
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV68552599
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV69312060
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV70422836
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV71473396
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV72214320
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV731802838
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV74380014
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV75217872
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV76327470
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV77174800
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV78404297
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV79108636
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV80178815
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV81114533
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV82327375
InvestmentsCorpStockSchedule/InvestmentsCorpStock/EOYFMV83966570
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock0AFRICAN BARRICK GOLD LTD CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock1AMERICAN CAPITAL AGENCY CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock2ANNALY CAPITAL MANAGEMENT INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock3APOLLO COML REAL EST FIN INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock4BANCO LATINOAMERICANO EXPORT CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock5BROOKDALE SENIOR LIVING, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock6CHIMERA INVESTMENT CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock7CHINA FLAVORS & FRAGRANCES CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock8CISCO SYSTEMS,INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock9CITIGROUP INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock10COLONY FINANCIAL INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock11COMCAST CORP CMN CLASS A
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock12COMPANHIA VALE DO RIO DOCE CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock13CONN LT & PWR PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock14CREXUS INVESTMENT CORP CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock15CYS INVESTMENTS INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock16DELTA LLOYD NV CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock17ELLINGTON FINANCIAL LLC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock18EMC CORPORATION MASS CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock19EXCHANGE BANK SANTA ROSA CALIF CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock20EXCHANGE BANK SANTA ROSA CALIF PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock21EXELON CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock22FLORIDA POWER CORP PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock23GENERAL ELECTRIC CO CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock24GENERAL ELECTRIC CO COM
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock25GENERAL GROWTH PROPERTIES INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock26GENERAL MOTORS COMPANY CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock27GOLDMAN SACHS GROUP INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock28GOLUB CAPITAL BDC LLC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock29HOME LOAN SERVCES SOLUTIONS LT CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock30HORIZON TECHNOLOGY FINANCE CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock31INFINERA CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock32INTREPID POTASH, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock33INVESCO MORTGAGE CAPITAL CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock34ISTAR FINANCIAL INC. 7.5% SERIES I PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock35ISTAR FINANCIAL INC. PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock36KBR, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock37KINDER MORGAN INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock38KKR FINANCIAL HOLDINGS LLC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock39KRAFT FOODS GROUP, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock40LEVEL 3 COMMUNICATIONS INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock41MEDLEY CAPITAL CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock42MFA FINANCIAL INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock43MICROSOFT CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock44MINDRAY MEDICAL INTL LIMITED SPONSORED ADR CMN CLASS A
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock45MONDELEZ INTERNATIONAL, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock46MOTORS LIQUIDATION COMPANY ESCROW PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock47MOTORS LIQUIDATION COMPANY GUC TRUST
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock48MVC CAPITAL INC CLOSED END FUND
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock49NATIONAL BANK OF GREECE CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock50NEW MOUNTAIN FINANCE CORP CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock51NSTAR ELECTRIC COMPANY PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock52OAKTREE CAPITAL GROUP, LLC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock53PECO ENERGY CO PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock54PENNANTPARK INVESTMENT CORP CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock55PETROLEO BRASILEIRO S.A. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock56PFIZER INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock57PITNEY BOWES INTL HLDGS INC. PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock58REDDY ICE HOLDINGS INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock59REDDY ICE HOLDINGS INC. PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock60REGENCY ENERGY PARTNERS LP CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock61SANDRIDGE ENERGY INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock62SO. CALIF. EDISON PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock63SOLAR CAP LTD CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock64SOLAR SENIOR CAP LTD CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock65STARWOOD PROPERTY TRUST CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock66STRYKER CORP CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock67T.ROWE PRICE HEALTH SCIENCES
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock68THL CREDIT INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock69TOTAL SA SPONSORED ADR CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock70TRANSATLANTIC PETROLEUM LTD CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock71TRANSOCEAN LTD CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock72TRAVELCENTERS OF AMERICA LLC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock73TWO HARBORS INVESTMENT CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock74URANIUM PARTICIPATION CORP CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock75VEOLIA ENVIRONMENT SPONSORED ADR CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock76VODAFONE GROUP PLC CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock77WASHINGTON GAS LT CO. PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock78WESTERN ASSET MORTGAGE CAPITAL CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock79WISCONSIN POWER & LIGHT PFD
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock80WTS/GENERAL MOTORS COMPANY 10.0000 EXP07/10/2016
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock81WTS/GENERAL MOTORS COMPANY 18.3300 EXP07/10/2019
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock82YPF SOCIEDAD ANONIMA SPONSORED ADR REPSTG CL D
InvestmentsCorpStockSchedule/InvestmentsCorpStock/NameOfStock83ZIMMER HOLDINGS INC CMN
InvestmentsOtherSchedule2/InvestmentsOther/BookValue02414491
InvestmentsOtherSchedule2/InvestmentsOther/BookValue11288134
InvestmentsOtherSchedule2/InvestmentsOther/BookValue24295020
InvestmentsOtherSchedule2/InvestmentsOther/BookValue32253340
InvestmentsOtherSchedule2/InvestmentsOther/BookValue41704253
InvestmentsOtherSchedule2/InvestmentsOther/BookValue5847149
InvestmentsOtherSchedule2/InvestmentsOther/BookValue61059249
InvestmentsOtherSchedule2/InvestmentsOther/BookValue72154754
InvestmentsOtherSchedule2/InvestmentsOther/BookValue81846276
InvestmentsOtherSchedule2/InvestmentsOther/BookValue9621843
InvestmentsOtherSchedule2/InvestmentsOther/BookValue101494389
InvestmentsOtherSchedule2/InvestmentsOther/BookValue111355278
InvestmentsOtherSchedule2/InvestmentsOther/BookValue121255365
InvestmentsOtherSchedule2/InvestmentsOther/BookValue13981872
InvestmentsOtherSchedule2/InvestmentsOther/BookValue14148560
InvestmentsOtherSchedule2/InvestmentsOther/BookValue151851270
InvestmentsOtherSchedule2/InvestmentsOther/BookValue16106145
InvestmentsOtherSchedule2/InvestmentsOther/BookValue17508984
InvestmentsOtherSchedule2/InvestmentsOther/BookValue18486591
InvestmentsOtherSchedule2/InvestmentsOther/BookValue191652995
InvestmentsOtherSchedule2/InvestmentsOther/BookValue201348648
InvestmentsOtherSchedule2/InvestmentsOther/BookValue21259157
InvestmentsOtherSchedule2/InvestmentsOther/BookValue22325588
InvestmentsOtherSchedule2/InvestmentsOther/BookValue23383532
InvestmentsOtherSchedule2/InvestmentsOther/BookValue241351037
InvestmentsOtherSchedule2/InvestmentsOther/BookValue251233464
InvestmentsOtherSchedule2/InvestmentsOther/BookValue261127788
InvestmentsOtherSchedule2/InvestmentsOther/BookValue27208218
InvestmentsOtherSchedule2/InvestmentsOther/BookValue283177532
InvestmentsOtherSchedule2/InvestmentsOther/BookValue29129477
InvestmentsOtherSchedule2/InvestmentsOther/BookValue303586799
InvestmentsOtherSchedule2/InvestmentsOther/BookValue311677193
InvestmentsOtherSchedule2/InvestmentsOther/BookValue32602475
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem0EQUITY AND INDEX OPTION CONTRACTS
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem1ARIAS RESOURCE CAPITAL FUND LP
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem2BLUE RIVER ARBITRAGE LLC
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem3CONATUS CAPITAL OVERSEAS LTD
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem4CUMBERLAND BENCHMARKED PARTNERS
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem5DIALETIC ANTITHESIS OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem6EMERGING EUROPE GROWTH FUND II
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem7ETON PARK OVERSEAS LTD
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem8FORTRESS LIFE SETTLEMENTS FUND
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem9FORTRESS MSR OPPORTUNITIES FUND
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem10GCP FUND III
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem11GLOBAL PARTNERS OFFSHORE, 22L
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem12GLOBAL PARTNERS OFFSHORE, 38L
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem13GS ANCHORAGE OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem14GS LIBERTY HARBOR
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem15GS MEZZANINE PARTNERS OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem16GS MORTGAGE CREDIT OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem17INVESCO MORTGAGE RECOVERY
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem18MARATHON EUROPEAN CREDIT OPPORTUNITY FUND SPC
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem19MARATHON LEGACY SECURITIES PPIF
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem20OHA STRATEGIC CREDIT FUND
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem21OHA EUROPEAN SCF OFFSHORE LP
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem22OAKTREE PPIP PRIVATE FUND (CAYMAN)
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem23PASSPORT MATERIALS FUND
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem24ARENA CONSULTING
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem25SENATOR SIDECAR OFFSHORE FUND
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem26SILVER POINT C&I OPPORTUNITY
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem27SKELLIG OFFSHORE LTD
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem28SUMMIT WATER DEVELOPMENT LP
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem29TACONIC MARKET OFFSHORE FUND LP
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem30VIRGO-WALNUT, LLC
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem31VOLLERO BEACH CAPITAL OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOther/CategoryOrItem32XPV WATER FUND
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV02414491
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV11288134
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV24295020
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV32253340
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV41704253
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV5847149
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV61059249
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV72154754
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV81846276
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV9621843
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV101494389
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV112610643
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV120
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV13981872
InvestmentsOtherSchedule2/InvestmentsOther/EOYFMV14148560

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Filings

Displayed year

2012 • Form 990PFDetailed filing. Detailed filing data is available for this year.

Open filing
Assets
$166,140,959
Liabilities
$29,996,972
Net assets
$136,143,987
Revenue
-
Expenses
$8,710,648
Net income
-
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2022Detailed filing. Detailed filing data is available for this year.$0.00$0.00$0.00$3.33$9.05$5.72
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$155$0.57$154$33.5$11.4$22.2
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$128$1.52$126$5.76$13.2$18.9
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$145$2.11$143$15.0$14.8$0.19
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$140$2.01$138$8.05$15.9$7.81
2017XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$157$6.65$151$35.3$15.7$19.6
2016XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$135$3.45$132$16.3$14.9$1.42
2015Detailed filing. Detailed filing data is available for this year.$125$4.38$121$8.87$13.1$4.21
2014Detailed filing. Detailed filing data is available for this year.$138$2.58$135$7.15$16.0$8.82
2013Detailed filing. Detailed filing data is available for this year.$158$17.7$140$8.10$7.46$0.63
2012Detailed filing. Detailed filing data is available for this year.$166$30.0$136$8.71
2011Summary only. Only limited summary data is available for this year.$168$45.1$13.0$14.7$1.69