Civic Intelligence

Gary and Mary West Foundation

990PF • Fiscal year 2015 • EIN 47-0793015

Jan 01, 2015 to Dec 31, 2015 • Filed on Oct 26, 2016

Organization Profile

View Organization Page

505 Lomas Santa Fe Drive No 230Solana Beach, CA 92075

(858) 369-3160

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

24th percentile

0.03x

Higher debt load relative to assets than 24% of similar nonprofits.

2015 filings • $100M-$250M nonprofits • Source year 2015

Liabilities / Revenue

49th percentile

0.49x

Higher debt load relative to revenue than 49% of similar nonprofits.

2015 filings • $100M-$250M nonprofits • Source year 2015

Net Margin

5th percentile

-47%

Higher net margin than 5% of similar nonprofits.

2015 filings • $100M-$250M nonprofits • Source year 2015

Top Officer Pay

16th percentile

$155,819

Higher top officer pay than 16% of similar nonprofits.

Top officer pay equals 1.8% of source-year revenue.

2015 filings • $100M-$250M nonprofits • Source year 2015

Asset Growth

7th percentile

-9.0%

Faster asset growth than 7% of similar nonprofits.

2015 filings • $100M-$250M nonprofits • Annualized from 2014 to 2015

Revenue Growth

86th percentile

24%

Faster revenue growth than 86% of similar nonprofits.

2015 filings • $100M-$250M nonprofits • Annualized from 2014 to 2015

Balance Sheet
Liabilities / Assets24th percentile

Assets

Down

$125,282,166

Down $12,419,110 (-9.0%) from 2014

Net Assets

Down

$120,902,814

Down $14,220,446 (-11%) from 2014

Liabilities

Up

$4,379,352

Up $1,801,336 (+70%) from 2014

Revenue And Expenses
Liabilities / Revenue49th percentileNet Margin5th percentile

Revenue

Up

$8,867,820

Up $1,716,847 (+24%) from 2014

Expenses

Down

$13,074,724

Down $2,899,391 (-18%) from 2014

Net Income

Up

-$4,206,904

Up $4,616,238 (+52%) from 2014

Historical Trend

Balance Sheet Trend

Asset Growth7th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$200M$150M$100M$50M$0Assets 2011: $167,529,824Liabilities 2011: $45,136,4322011Assets 2012: $166,140,959Liabilities 2012: $29,996,972Net Assets 2012: $136,143,9872012Assets 2013: $158,077,911Liabilities 2013: $17,746,988Net Assets 2013: $140,330,9232013Assets 2014: $137,701,276Liabilities 2014: $2,578,016Net Assets 2014: $135,123,2602014Assets 2015: $125,282,166Liabilities 2015: $4,379,352Net Assets 2015: $120,902,8142015Assets 2016: $135,456,322Liabilities 2016: $3,453,972Net Assets 2016: $132,002,3502016Assets 2017: $157,378,090Liabilities 2017: $6,650,257Net Assets 2017: $150,727,8332017Assets 2018: $140,115,924Liabilities 2018: $2,006,455Net Assets 2018: $138,109,4692018Assets 2019: $145,102,325Liabilities 2019: $2,107,148Net Assets 2019: $142,995,1772019Assets 2020: $127,685,246Liabilities 2020: $1,518,931Net Assets 2020: $126,166,3152020Assets 2021: $155,029,230Liabilities 2021: $565,638Net Assets 2021: $154,463,5922021Assets 2022: $0Liabilities 2022: $0Net Assets 2022: $02022

Highlighted filing

2015

Assets$125,282,166
Liabilities$4,379,352
Net Assets$120,902,814
Open 2015 Filing

Operations Trend

Revenue Growth86th percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$40M$20M$0-$20MRevenue 2011: $13,008,879Expenses 2011: $14,694,946Net Income 2011: -$1,686,0672011Expenses 2012: $8,710,6482012Revenue 2013: $8,095,892Expenses 2013: $7,462,237Net Income 2013: $633,6552013Revenue 2014: $7,150,973Expenses 2014: $15,974,115Net Income 2014: -$8,823,1422014Revenue 2015: $8,867,820Expenses 2015: $13,074,724Net Income 2015: -$4,206,9042015Revenue 2016: $16,328,729Expenses 2016: $14,903,895Net Income 2016: $1,424,8342016Revenue 2017: $35,294,252Expenses 2017: $15,732,743Net Income 2017: $19,561,5092017Revenue 2018: $8,053,321Expenses 2018: $15,858,840Net Income 2018: -$7,805,5192018Revenue 2019: $15,029,377Expenses 2019: $14,835,248Net Income 2019: $194,1292019Revenue 2020: -$5,762,075Expenses 2020: $13,164,267Net Income 2020: -$18,926,3422020Revenue 2021: $33,544,767Expenses 2021: $11,383,526Net Income 2021: $22,161,2412021Revenue 2022: $3,327,973Expenses 2022: $9,049,576Net Income 2022: -$5,721,6032022

Highlighted filing

2015

Revenue$8,867,820
Expenses$13,074,724
Net Income-$4,206,904
Open 2015 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2015 to Dec 31, 2015
Signed
Oct 26, 2016
Return Version
2015v2.1
Compensation and Service Providers
Top Officer Pay16th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
SHELLEY LYFORDPresident & CEO & TreasurerPT$147,819$8,000$155,819
GARY L WESTCo-Chairman-$0--
MARY E WESTCo-Chairman-$0--
ROLAND J SANTONIManaging Director-$0--
DENNIS M O'BRIENDirector & Secretary-$0--
MARC HARPERDirector-$0--
DR JOE SMITHCMOPT$0--
Filing and Contact Details

Filer

Filer Name
Gary and Mary West Foundation
EIN
47-0793015
Phone
8583693160
Address
505 LOMAS SANTA FE DRIVE NO 230, SOLANA BEACH, CA 92075

Signing Officer

Name
Shelley Lyford
Title
President & CEO & Treasurer
Phone
8583693160
Signed
2016-10-26
Discuss with paid preparer
Yes

Preparer

Firm
Lindsay & Brownell Llp
Address
4225 EXECUTIVE SQUARE SUITE 1150, LA JOLLA, CA 92037
Preparer
Stephen J Brownell
Phone
8585589200
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AccountingFeesSchedule/AccountingFeesDetail/Amt041125
AccountingFeesSchedule/AccountingFeesDetail/CategoryTxt0ACCOUNTING FEES
AccountingFeesSchedule/AccountingFeesDetail/DisbursementsCharitablePrpsAmt08225
AccountingFeesSchedule/AccountingFeesDetail/NetInvestmentIncomeAmt032900
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/AnyDiversionByGranteeTxt0TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/BusinessName/BusinessNameLine1Txt0GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874)
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/DatesOfReportsByGranteeTxt0MIDTERM 07/30/2015, FINAL 01/28/16. MONTHLY EXPENSE REPORTS RECEIVED.
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ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/GrantDt02015-01-27
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/PurposeOfGrantTxt0TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN CARRYING OUT ITS CHARITABLE PURPOSES RELATED TO RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2015 WAS $3,803,721. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $3,885,878. THE ADDITIONAL $82,157 OF FUNDS DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS IN EXCESS OF NECESSARY FUNDS AND WAS RETURNED TO THE FOUNDATION IN 2016.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/ResultsOfVerificationTxt0THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
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ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/USAddress/StateAbbreviationCd0DC
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GeneralExplanationAttachment/GeneralExplanationGrp/FormAndLineReferenceDesc0FORM 990-PF; PART VII-B; QUESTION 1A(4)
GeneralExplanationAttachment/GeneralExplanationGrp/FormAndLineReferenceDesc1PART XV QUESTION 1B
GeneralExplanationAttachment/GeneralExplanationGrp/MediumExplanationTxt0WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2015 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS MAJORITY OWNED BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2015 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).THROUGH JUNE 2015, THE FOUNDATION'S AND WEST DEVELOPMENT'S OFFICES WERE CO-LOCATED FOR UTILITIES AND CONNECTIVITY SERVICES. DURING 2015 AND 2014, THE FOUNDATION BILLED WEST DEVELOPMENT ON A PRO-RATA BASIS FOR ITS SHARE OF THE UTILITIES AND CONNECTIVITY SERVICES WHICH TOTALED $37,409 AND $65,640, RESPECTIVELY. AS OF DECEMBER 31, 2015 AND 2014, $23,375 AND $703 WERE OUTSTANDING IN ACCOUNTS PAYABLE AND ACCRUED EXPENSES, RESPECTIVELY, AND $1,843 AND $5,131 WERE OUTSTANDING IN RECEIVABLES, RESPECTIVELY. IN 2015, THE FOUNDATION RECEIVED TWO MONTHS OF FREE RENT FROM WEST DEVELOPMENT WITH A FAIR VALUE TOTALING $23,840. THIS AMOUNT IS INCLUDED IN CONTRIBUTION INCOME AND FACILITIES AND EQUIPMENT EXPENSE IN THE STATEMENT OF ACTIVITIES. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).
GeneralExplanationAttachment/GeneralExplanationGrp/MediumExplanationTxt1GARY WEST AND MARY WEST COLLECTIVELY OWN 10% OR MORE OF PASSIVE INVESTMENT PARTNERSHIPS.
InvestmentsCorpBondsSchedule/InvestmentsCorporateBondsGrp/BondNm0ACCRUED INTEREST INCOME
InvestmentsCorpBondsSchedule/InvestmentsCorporateBondsGrp/BondNm1GREAT CIRCLE TERM LOAN
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InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt641089011
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt651079441
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt66126558
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt671123558
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt68593195
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt69605392
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt70644611
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt7162930
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt7276128
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt73205508
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt740
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt751197269
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt760
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt7714805
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt780
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt7962642
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt80205180
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/EOYFMVAmt811014658
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm0ACACIA MINING CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm1AMERICAN CAPITAL AGENCY CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm2ANNALY CAPITAL MANAGEMENT, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm3APOLLO COML REAL EST FIN, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm4APOLLO INVESTMENT CORPORATION MUTUAL FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm5BANCO LATINOAMERICANO EXPORT CMN CLASS E
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm6BROOKDALE SENIOR LIVING, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm7CHIMERA INVESTMENT CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm8CHINA FLAVORS & FRAGRANCES COMPANY LTD CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm9CISCO SYSTEMS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm10COMCAST CORPORATION CMN CLASS A NON VOTING
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm11CONN LT & PWR SER 1949 PFD STK CALL 03/01/90 @50.50
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm12CYS INVESTMENTS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm13ELLINGTON RESIDENTIAL MORT. REIT CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm14EMC CORPORATION MASS CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm15ENERGY TRANSFER PARTNERS, LP CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm16EPR PROPERTIES CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm17ESSENT GROUP LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm18EXCHANGE BK SANTA ROSA CALIF CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm19EXELON CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm20FIDUS INVESTMENT CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm21FS INVT CORP MUTUAL FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm22GENERAL ELECTRIC CO. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm23GENERAL GROWTH PROPERTIES, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm24GENERAL MOTORS COMPANY CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm25GOLDMAN SACHS BDC, INC. CLOSED ENDED FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm26GOLDMAN SACHS GROUP, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm27HERCULES CAPITAL, INC.
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm28HOME LN SERVICING SOLUTIONS LT. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm29HORIZON TECHNOLOGY FINANCE CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm30INTREPID POTASH, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm31INVESCO MORTGAGE CAPITAL, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm32ISTAR FINANCIAL INC. PFD 7.5% SERIES I CALLABLE 3/1/09
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm33ISTAR FINANCIAL INC. PFD USD 1.9500(7.80%) SERIES F
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm34KBR, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm35KINDER MORGAN INC CMN CLASS P
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm36KRAFT FOODS GROUP, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm37KRAFT HEINZ CO CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm38LEVEL 3 COMMUNICATIONS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm39MEDLEY CAPITAL CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm40MFA FINANCIAL, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm41MONDELEZ INTERNATIONAL, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm42MOTORS LIQUIDATION COMPANY GUC TRUST
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm43MVC CAPITAL, INC. CLOSED END FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm44NEW MEDIA INVESTMENT GROUP, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm45NEW MOUNTAIN FINANCE CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm46NEW RESIDENTIAL INVESTMENT CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm47NEW SENIOR INVESTMENT GRP, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm48NEWCASTLE INVESTMENT CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm49NEWTEK BUSINESS SVCS CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm50NSTAR ELEC CO PFD 4.25%
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm51NSTAR ELECTRIC COMPANY PFD USD4.2500(4.25%)
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm52PENNANTPARK FLOATING RATE CAT LTD
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm53PENNANTPARK INVESTMENT CORP. MUTUAL FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm54PETROLEO BRASILEIRO S.A. - PETROBRAS SPONSORED ADR CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm55PFIZER, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm56REDDY ICE HOLDINGS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm57REDDY ICE HOLDINGS, INC. CONV PFD USD0.0000 CLASS A
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm58REGENCY ENERGY PARTNERS, LP CMN LTD PARTNER INTERESTS
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm59SANDRIDGE ENERGY, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm60SIERRA METALS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm61SILVER BAY REALTY TRUST CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm62SO.CALIF.EDISON 4.24% PFD
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm63SOLAR CAPITAL LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm64SOLAR SENIOR CAPITAL LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm65STARWOOD PROPERTY TRUST INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm66STARWOOD WAYPOINT RESIDENTIAL TRUST CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm67SYNCHRONY FINANCIAL CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm68TCP CAP CORP
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm69TETRAGON FINANCIAL GROUP LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm70THL CREDIT INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm71TOTAL SA SPONSORED ADR CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm72TRANSATLANTIC PETROLEUM LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm73TRANSOCEAN LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm74TRAVELCENTERS OF AMERICA, LLC CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm75TWO HARBORS INVESTMENT CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm76URANIUM PARTICIPATION CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm77VALE SA ADR
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm78WASHINGTON GAS LT CO PFD USD4.2500(4.25%)
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm79ZAIS FINL CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm80ZIMMER HLDGS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm81ZOETIS, INC. CMN CLASS A
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt0933225
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt1368590
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt22718394
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt31681668
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt40
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt5639215
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt6672044
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt70
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt82688800
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt9518789
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt10746660
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt113762267
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt12103215
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt131726510
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt1497034
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt15237
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt16453549
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt17446711
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt18533660
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt19337090
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt20151178
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt21653642
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt22756433
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt2310410
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt242020282
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt2529287
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt260
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt2754590
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt28143034
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt29805028
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt30537500
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt31553436
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt326534
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt334384
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt341034505
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt0ARENA-PLASTIC VENTURES
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt1ARIAS RESOURCE CAPITAL
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt2BLUE RIVER ARBITRAGE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt3CONATUS CAPITAL OVERSEAS
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt4CUMBERLAND BENCHMARKED
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt5DIALECTIC ANTITHESIS OFF
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt6EMERGING EUROPE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt7EQUITY AND INDEX OPTION CONTRACTS
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt8ETON PARK OVERSEAS FUND
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt9FORTRESS LIFE SETTLEMENTS
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt10FORTRESS MSR
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt11GCP FUND III REIT & CORP
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt12GCP FUND IV REIT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt13GLOBAL PARTNERS
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt14GS ANCHORAGE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt15GS LIBERTY HARBOR
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt16GS MEZZANINE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt17INVESCO MORTG RECOVERY
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt18L&B ONSHORE FUND
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt19MARATHON EUROPEAN CREDIT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt20OAKTREE RE DEBT FUND CAYMAN
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt21OHA EUROPEAN SCF OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt22OHA SCF PARALLEL
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt23PASSPORT MATERIAL
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt24PONDFIELD CAPITAL, LLC
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt25SENATOR SIDECAR OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt26SILVER POINT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt27SKELLIG OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt28STARWOOD OPPORTUNITY FUND
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt29SUMMIT WATER DEVELOPMENT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt30SUTHERLAND ASSET MANAGEMENT CORPORATION CMN REIT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt31VIRGO-WALNUT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt32WTS/GENERAL MOTORS COMPANY 10.0000 EXP 07/10/2016
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt33WTS/GENERAL MOTORS COMPANY 18.3300 EXP 07/10/2019
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt34XPV WATER FUND
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt0933225
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt1368590
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt22718394
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt31681668
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt40
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt5639215
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt6672044
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt70
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt82688800
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt9518789
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt10746660
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt113762267
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt12103215
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt131726510
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt1497034
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt15237
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt16453549
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt17446711
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt18533660
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt19337090
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt20151178
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt21653642
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt22756433
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt2310410
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt242020282
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt2529287
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt260
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt2754590
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt28143034
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt29805028
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt30537500
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt31553436
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt326534

Document Assets

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Filings

Displayed year

2015 • Form 990PFDetailed filing. Detailed filing data is available for this year.

Open filing
Assets
$125,282,166
Liabilities
$4,379,352
Net assets
$120,902,814
Revenue
$8,867,820
Expenses
$13,074,724
Net income
-$4,206,904
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2022Detailed filing. Detailed filing data is available for this year.$0.00$0.00$0.00$3.33$9.05$5.72
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$155$0.57$154$33.5$11.4$22.2
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$128$1.52$126$5.76$13.2$18.9
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$145$2.11$143$15.0$14.8$0.19
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$140$2.01$138$8.05$15.9$7.81
2017XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$157$6.65$151$35.3$15.7$19.6
2016XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$135$3.45$132$16.3$14.9$1.42
2015Detailed filing. Detailed filing data is available for this year.$125$4.38$121$8.87$13.1$4.21
2014Detailed filing. Detailed filing data is available for this year.$138$2.58$135$7.15$16.0$8.82
2013Detailed filing. Detailed filing data is available for this year.$158$17.7$140$8.10$7.46$0.63
2012Detailed filing. Detailed filing data is available for this year.$166$30.0$136$8.71
2011Summary only. Only limited summary data is available for this year.$168$45.1$13.0$14.7$1.69