Civic Intelligence

Gary and Mary West Foundation

990PF • Fiscal year 2018 • EIN 47-0793015

Jan 01, 2018 to Dec 31, 2018 • Filed on Oct 22, 2019

Organization Profile

View Organization Page

505 Lomas Santa Fe Drive Suite 230Solana Beach, CA 92075

(858) 369-3160

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

16th percentile

0.01x

Higher debt load relative to assets than 16% of similar nonprofits.

2018 filings • $100M-$250M nonprofits • Source year 2018

Liabilities / Revenue

35th percentile

0.25x

Higher debt load relative to revenue than 35% of similar nonprofits.

2018 filings • $100M-$250M nonprofits • Source year 2018

Net Margin

3rd percentile

-97%

Higher net margin than 3% of similar nonprofits.

2018 filings • $100M-$250M nonprofits • Source year 2018

Top Officer Pay

40th percentile

$301,224

Higher top officer pay than 40% of similar nonprofits.

Top officer pay equals 3.7% of source-year revenue.

2018 filings • $100M-$250M nonprofits • Source year 2018

Asset Growth

6th percentile

-11%

Faster asset growth than 6% of similar nonprofits.

2018 filings • $100M-$250M nonprofits • Annualized from 2017 to 2018

Revenue Growth

1st percentile

-77%

Faster revenue growth than 1% of similar nonprofits.

2018 filings • $100M-$250M nonprofits • Annualized from 2017 to 2018

Balance Sheet
Liabilities / Assets16th percentile

Assets

Down

$140,115,924

Down $17,262,166 (-11%) from 2017

Net Assets

Down

$138,109,469

Down $12,618,364 (-8.4%) from 2017

Liabilities

Down

$2,006,455

Down $4,643,802 (-70%) from 2017

Revenue And Expenses
Liabilities / Revenue35th percentileNet Margin3rd percentile

Revenue

Down

$8,053,321

Down $27,240,931 (-77%) from 2017

Expenses

Up

$15,858,840

Up $126,097 (+0.8%) from 2017

Net Income

Down

-$7,805,519

Down $27,367,028 (-140%) from 2017

Historical Trend

Balance Sheet Trend

Asset Growth6th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$200M$150M$100M$50M$0Assets 2011: $167,529,824Liabilities 2011: $45,136,4322011Assets 2012: $166,140,959Liabilities 2012: $29,996,972Net Assets 2012: $136,143,9872012Assets 2013: $158,077,911Liabilities 2013: $17,746,988Net Assets 2013: $140,330,9232013Assets 2014: $137,701,276Liabilities 2014: $2,578,016Net Assets 2014: $135,123,2602014Assets 2015: $125,282,166Liabilities 2015: $4,379,352Net Assets 2015: $120,902,8142015Assets 2016: $135,456,322Liabilities 2016: $3,453,972Net Assets 2016: $132,002,3502016Assets 2017: $157,378,090Liabilities 2017: $6,650,257Net Assets 2017: $150,727,8332017Assets 2018: $140,115,924Liabilities 2018: $2,006,455Net Assets 2018: $138,109,4692018Assets 2019: $145,102,325Liabilities 2019: $2,107,148Net Assets 2019: $142,995,1772019Assets 2020: $127,685,246Liabilities 2020: $1,518,931Net Assets 2020: $126,166,3152020Assets 2021: $155,029,230Liabilities 2021: $565,638Net Assets 2021: $154,463,5922021Assets 2022: $0Liabilities 2022: $0Net Assets 2022: $02022

Highlighted filing

2018

Assets$140,115,924
Liabilities$2,006,455
Net Assets$138,109,469
Open 2018 Filing

Operations Trend

Revenue Growth1st percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$40M$20M$0-$20MRevenue 2011: $13,008,879Expenses 2011: $14,694,946Net Income 2011: -$1,686,0672011Expenses 2012: $8,710,6482012Revenue 2013: $8,095,892Expenses 2013: $7,462,237Net Income 2013: $633,6552013Revenue 2014: $7,150,973Expenses 2014: $15,974,115Net Income 2014: -$8,823,1422014Revenue 2015: $8,867,820Expenses 2015: $13,074,724Net Income 2015: -$4,206,9042015Revenue 2016: $16,328,729Expenses 2016: $14,903,895Net Income 2016: $1,424,8342016Revenue 2017: $35,294,252Expenses 2017: $15,732,743Net Income 2017: $19,561,5092017Revenue 2018: $8,053,321Expenses 2018: $15,858,840Net Income 2018: -$7,805,5192018Revenue 2019: $15,029,377Expenses 2019: $14,835,248Net Income 2019: $194,1292019Revenue 2020: -$5,762,075Expenses 2020: $13,164,267Net Income 2020: -$18,926,3422020Revenue 2021: $33,544,767Expenses 2021: $11,383,526Net Income 2021: $22,161,2412021Revenue 2022: $3,327,973Expenses 2022: $9,049,576Net Income 2022: -$5,721,6032022

Highlighted filing

2018

Revenue$8,053,321
Expenses$15,858,840
Net Income-$7,805,519
Open 2018 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2018 to Dec 31, 2018
Signed
Oct 22, 2019
Return Version
2018v3.1
Compensation and Service Providers
Top Officer Pay40th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
SHELLEY LYFORDPresident, CEO, & TreasurerPT$284,000$17,224$301,224
TIM LASHExecutive Vice PresidentPT$173,700$11,385$185,085
DR ZIA AGHAChief Medical OfficerPT$51,250-$51,250
GARY L WESTCo-Chairman-$0--
MARY E WESTCo-Chairman-$0--
ROLAND J SANTONI TERM 41218Managing Director-$0--
DENNIS M O'BRIEN TERM 41218Director & Secretary-$0--
MARC HARPERDirector-$0--
Filing and Contact Details

Filer

Filer Name
Gary and Mary West Foundation
EIN
47-0793015
Phone
8583693160
Address
505 LOMAS SANTA FE DRIVE SUITE 230, SOLANA BEACH, CA 92075

Signing Officer

Name
Shelley Lyford
Title
President/CEO/ Treasurer
Phone
8583693160
Signed
2019-10-22
Discuss with paid preparer
Yes

Preparer

Firm
Lindsay & Brownell Llp
Address
4225 EXECUTIVE SQUARE SUITE 1150, LA JOLLA, CA 92037
Preparer
Stephen J Brownell
Phone
8585589200
Raw XML AppendixShowing 400 of 1,868 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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AccountingFeesSchedule/AccountingFeesDetail/Amt038406
AccountingFeesSchedule/AccountingFeesDetail/CategoryTxt0ACCOUNTING FEES
AccountingFeesSchedule/AccountingFeesDetail/DisbursementsCharitablePrpsAmt07681
AccountingFeesSchedule/AccountingFeesDetail/NetInvestmentIncomeAmt030725
ActyNotPreviouslyRptExpln/ExplanationTxt0THE FOUNDATION MADE ITS FIRST EXPENDITURE RESPONSIBILITY GRANT TO A SOCIAL WELFARE ORGANIZATION IN THE AMOUNT OF $1 MILLIION AND MADE A $9 MILLION LOAN COMMITMENT TO THE SAME ORGANIZATION AS A PROGRAM-RELATED INVESTMENT. ONLY THE GRANT WAS PAID IN 2018. THE GRANT AND GRANTEE ARE DESCRIBED MORE FULLY IN RESPONSE TO NO. 2 OF PART VII-B, LINE 5C, BELOW.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/AnyDiversionByGranteeTxt0TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/AnyDiversionByGranteeTxt1TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/BusinessName/BusinessNameLine1Txt0GARY AND MARY WEST HEALTH POLICY CENTER INC
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/BusinessName/BusinessNameLine1Txt1CIVICA RX
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/DatesOfReportsByGranteeTxt0MIDTERM 07/31/18, FINAL 01/30/19. MONTHLY EXPENSE REPORTS
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/DatesOfReportsByGranteeTxt101/30/19
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ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/GrantDt02018-01-03
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/GrantDt12018-09-04
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/PurposeOfGrantTxt0TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN CARRYING OUT ITS CHARITABLE PURPOSES RELATED TO RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2018 WAS $5,078,891. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $5,400,000. $321,109 OF FUNDS, IN EXCESS OF EXPENDITURES IN 2018, WAS RETURNED TO THE FOUNDATION IN 2019. SIMILARLY, $81,518 WAS REFUNDED IN 2018 FOR EXCESS DISTRIBUTIONS IN 2017.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/PurposeOfGrantTxt1TO PROMOTE SOCIAL WELFARE BY MAKING ESSENTIAL GENERIC DRUGS BROADLY AVAILABLE TO INDIVIDUALS SERVICED BY ITS MEMBER HOSPITALS AND HEALTH SYSTEMS, INCLUDING HIGH-NEEDS POPULATIONS. THIS POPULATION INCLUDES UNINSURED PATIENTS, PATIENTS AT OR BELOW 150% OF POVERTY LEVELS, PATIENTS WITH HIGH HEALTH CARE SPENDING (E.G., TOP 10%), AND IMPOVERISHED OR OTHERWISE VULNERABLE OR DISADVANTAGED PATIENTS SUCH AS THE DISABLED, THE FRAIL ELDERLY, AND THOSE WITH MULTIPLE CHRONIC CONDITIONS.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/ResultsOfVerificationTxt0THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE RECONCILIATION TO THE GRANTEE'S AUDITED FINANCIAL STATEMENTS.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/ResultsOfVerificationTxt1THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE GRANTEE'S AUDITED FINANCIAL STATEMENTS.
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/USAddress/AddressLine1Txt01909 K STREET NW SUITE 730
ExpenditureResponsibilityStmt/ExpenditureResponsibilityGrp/USAddress/AddressLine1Txt12912 EXECUTIVE PARKWAY SUITE 325
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GeneralExplanationAttachment/GeneralExplanationGrp/FormAndLineReferenceDesc0FORM 990-PF; PART VII-B; QUESTION 1A(4)
GeneralExplanationAttachment/GeneralExplanationGrp/FormAndLineReferenceDesc1PART XV, QUESTION 1B
GeneralExplanationAttachment/GeneralExplanationGrp/FormAndLineReferenceDesc2FORM 990-PF
GeneralExplanationAttachment/GeneralExplanationGrp/IdentifierTxt0EXPLANATION
GeneralExplanationAttachment/GeneralExplanationGrp/MediumExplanationTxt0WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2018 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION AND TWO ADDITIONAL MEMBERS OF THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2018 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E).
GeneralExplanationAttachment/GeneralExplanationGrp/MediumExplanationTxt1GARY WEST AND MARY WEST COLLECTIVELY OWN 10% OR MORE OF PASSIVE INVESTMENT PARTNERSHIPS.
GeneralExplanationAttachment/GeneralExplanationGrp/MediumExplanationTxt2THE FOUNDATION'S FINANCIAL STATEMENTS ARE PREPARED IN ACCORDANCE WITHACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OFAMERICA (U.S. GAAP). ACCORDINGLY, THE FOUNDATION'S BOOKS ARE ON THEACCRUAL BASIS AND IT RECORDS FIXED-INCOME, EQUITY SECURITIES,DERIVATIVE CONTRACTS, MUTUAL FUNDS, AND ALTERNATIVE INVESTMENTS AT FAIRVALUE IN THE FINANCIAL STATEMENTS AND THE TAX RETURN IN ACCORDANCE WITHFINANCIAL ACCOUNTING STANDARDS BOARD, ASC 820, FAIR VALUE MEASUREMENTS.
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InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm11EQUUS TOTAL RETURN INC
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm12EXCHANGE BK SANTA ROSA CALIF CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm13EXELON CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm14FIDUS INVESTMENT CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm15FS KKR CAPITAL CORP
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm16GENERAL ELECTRIC CO. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm17GENERAL MOTORS COMPANY CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm18GOLDMAN SACHS GROUP, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm19GRANITE PT MTG TR INC COM
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm20ISTAR FINANCIAL INC. PFD 7.5% SERIES I
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm21KINDER MORGAN INC CMN CLASS P
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm22LARGO RESOURCES LTD COMMON STOCK
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm23MAINGATE MLP FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm24MEDLEY CAPITAL CORPORATION CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm25MFA FINANCIAL, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm26MFC ALPS ETF TR ALERIAN MLP ETF
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm27MLP ENERGY TRANSFER PARTNERS LP
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm28MONDELEZ INTERNATIONAL, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm29MONROE CAP CORP COM
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm30MOTORS LIQUIDATION COMPANY GUC TRUST
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm31MVC CAPITAL, INC. CLOSED END FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm32NEW MOUNTAIN FINANCE CORP. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm33NSTAR ELEC CO PFD 4.25%
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm34NUSTAR ENERGY LP PFD SER C
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm35OAKTREE SPECIALTY LENDING CORP COM
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm36OAKTREE STRATEGIC INCOME CORP COM
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm37PENNANTPARK FLOATING RATE CAT LTD
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm38PENNANTPARK INVESTMENT CORP. MUTUAL FUND
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm39REDDY ICE HOLDINGS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm40REDDY ICE HOLDINGS, INC. CONV PFD
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm41REVERSE MORTGAGE INVESTMENT TR INC COM
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm42SEADRILL LTD
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm43SIERRA METALS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm44SOLAR CAPITAL LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm45SOLAR SENIOR CAPITAL LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm46STARWOOD PROPERTY TRUST INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm47SUTHERLAND ASSET MANAGEMENT CORPORA COM
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm48SYNCHRONY FINANCIAL CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm49TCG BDC INC COM
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm50TCP CAP CORP
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm51TETRAGON FINANCIAL GROUP LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm52THL CREDIT INC CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm53TRANSATLANTIC PETROLEUM LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm54TRANSOCEAN LTD. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm55TWO HARBORS INVESMENT CORP
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm56VALE SA ADR
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm57ZIMMER HLDGS, INC. CMN
InvestmentsCorpStockSchedule/InvestmentsCorporateStockGrp/StockNm58ZOETIS, INC. CMN CLASS A
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InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt1374795
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt22300506
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt3389673
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt456059
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt5609073
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt6997883
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt78951
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt8520679
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt94598993
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt10837920
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt1158085
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt121192477
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt1361577
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt14386481
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt151900597
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt1684346
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt17368675
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt18158721
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt19196330
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt2039178
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt21711332
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt222036717
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt23620373
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt2447519
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt25413476
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt2632127
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt27307267
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt28566905
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt291753114
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt30292488
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt311668272
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt32157942
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt334205
InvestmentsOtherSchedule2/InvestmentsOtherGrp/BookValueAmt34960398
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt0ARIAS RESOURCE CAPITAL
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt1ASIA-PACIFIC CREDIT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt2BLUE RIVER ARBITRAGE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt3DIALECTIC ANTITHESIS OFF
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt4ELM PARK CREDIT III
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt5ELM PARK CREDIT OPP FUND II
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt6EMERGING EUROPE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt7ETON PARK OVERSEAS FUND
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt8FORTRESS MSR
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt9GCP FUND III REIT & CORP
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt10GCP FUND IV REIT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt11GS MEZZANINE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt12GS MIDDLE MARKET LENDING CORP
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt13INVESCO MORTG RECOVERY
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt14KAYNE ANDERSON RE DEBT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt15LARGO RES LTD WARRANT CERT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt16MARATHON EUROPEAN CREDIT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt17OAKTREE RE DEBT FUND CAYMAN
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt18OAKTREE RE DEBT II FEED CAYMAN
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt19OHA EUROPEAN SCF OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt20OHA SCF PARALLEL
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt21OLEA SPECIAL OPP
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt22PONDFIELD CAPITAL, LLC
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt23SCG ATLAS
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt24SKELLIG OFFSHORE
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt25STARWOOD OPPORTUNITY FUND
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt26SUMMIT WATER DEVELOPMENT
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt27TACONIC CRE DISLOCATION
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt28TACONIC EUROPEAN FUND II
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt29TACONIC SIDECAR OFFSHORE III
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt30TAIGA SPECIAL OPP
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt31VCP23 LLC
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt32VWH OFFSHORE FUND LP
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt33WTS/GENERAL MOTORS COMPANY
InvestmentsOtherSchedule2/InvestmentsOtherGrp/CategoryOrItemTxt34XPV WATER FUND
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt0924733
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt1374795
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt22300506
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt3389673
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt456059
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt5609073
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt6997883
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InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt8520679
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt94598993
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt10837920
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt1158085
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt121192477
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt1361577
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt14386481
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt151900597
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt1684346
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt17368675
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt18158721
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt19196330
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt2039178
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt21711332
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt222036717
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt23620373
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt2447519
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt25413476
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt2632127
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt27307267
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt28566905
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt291753114
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt30292488
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt311668272
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt32157942
InvestmentsOtherSchedule2/InvestmentsOtherGrp/EOYFMVAmt334205
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InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd3FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd4FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd5FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd6FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd7FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd8FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd9FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd10FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd11FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd12FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd13FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd14FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd15FMV
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InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd18FMV
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InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd21FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd22FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd23FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd24FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd25FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd26FMV
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InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd28FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd29FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd30FMV
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InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd33FMV
InvestmentsOtherSchedule2/InvestmentsOtherGrp/ListedAtCostOrFMVCd34AT COST
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IRS990PF/AnalysisIncomeProducingActyGrp/GainSalesAstOthThanInvntryGrp/ExclusionCd018
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IRS990PF/AnalysisOfRevenueAndExpenses/AccountingFeesChrtblPrpsAmt07681
IRS990PF/AnalysisOfRevenueAndExpenses/AccountingFeesNetInvstIncmAmt030725
IRS990PF/AnalysisOfRevenueAndExpenses/AccountingFeesRevAndExpnssAmt038406
IRS990PF/AnalysisOfRevenueAndExpenses/CapGainNetIncmNetInvstIncmAmt0434610
IRS990PF/AnalysisOfRevenueAndExpenses/CompOfcrDirTrstDsbrsChrtblAmt0471546
IRS990PF/AnalysisOfRevenueAndExpenses/CompOfcrDirTrstNetInvstIncmAmt071000
IRS990PF/AnalysisOfRevenueAndExpenses/CompOfcrDirTrstRevAndExpnssAmt0508950
IRS990PF/AnalysisOfRevenueAndExpenses/ContriPaidDsbrsChrtblAmt016067719
IRS990PF/AnalysisOfRevenueAndExpenses/ContriPaidRevAndExpnssAmt011455510
IRS990PF/AnalysisOfRevenueAndExpenses/ContriRcvdRevAndExpnssAmt0228
IRS990PF/AnalysisOfRevenueAndExpenses/DeprecAndDpltnNetInvstIncmAmt042160
IRS990PF/AnalysisOfRevenueAndExpenses/DeprecAndDpltnRevAndExpnssAmt0168640
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IRS990PF/AnalysisOfRevenueAndExpenses/DividendsRevAndExpnssAmt06961794
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Filings

Displayed year

2018 • Form 990PFDetailed filing. Detailed filing data is available for this year.

Open filing
Assets
$140,115,924
Liabilities
$2,006,455
Net assets
$138,109,469
Revenue
$8,053,321
Expenses
$15,858,840
Net income
-$7,805,519
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2022Detailed filing. Detailed filing data is available for this year.$0.00$0.00$0.00$3.33$9.05$5.72
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$155$0.57$154$33.5$11.4$22.2
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$128$1.52$126$5.76$13.2$18.9
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$145$2.11$143$15.0$14.8$0.19
2018Detailed filing. Detailed filing data is available for this year.$140$2.01$138$8.05$15.9$7.81
2017XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$157$6.65$151$35.3$15.7$19.6
2016XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$135$3.45$132$16.3$14.9$1.42
2015Detailed filing. Detailed filing data is available for this year.$125$4.38$121$8.87$13.1$4.21
2014Detailed filing. Detailed filing data is available for this year.$138$2.58$135$7.15$16.0$8.82
2013Detailed filing. Detailed filing data is available for this year.$158$17.7$140$8.10$7.46$0.63
2012Detailed filing. Detailed filing data is available for this year.$166$30.0$136$8.71
2011Summary only. Only limited summary data is available for this year.$168$45.1$13.0$14.7$1.69