Civic Intelligence

Finra Dispute Resolution Inc

990 • Fiscal year 2012 • EIN 52-2187577

Jan 01, 2012 to Dec 31, 2012 • Filed on Nov 06, 2013

1735 K Street NWSuite20006-1506
Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

99th percentile

3.45x

Higher debt load relative to assets than 99% of similar nonprofits.

2012 filings • 501(c)6 • $25M-$50M nonprofits • Source year 2012

Liabilities / Revenue

Score unavailable

No value available

Liabilities-to-revenue requires both liabilities and revenue on this filing.

Source year 2012

Net Margin

Score unavailable

No value available

Net margin requires both revenue and expenses on this filing.

Source year 2012

Top Officer Pay

Score unavailable

No value available

This filing does not contain officer compensation rows.

Source year 2012

Asset Growth

59th percentile

9.3%

Faster asset growth than 59% of similar nonprofits.

2012 filings • 501(c)6 • $25M-$50M nonprofits • Annualized from 2011 to 2012

Revenue Growth

Score unavailable

No value available

No valid filing value is available for this score.

Assets

Up

$9,836,072

Up $834,045 (+9.3%) from 2011

Net Assets

Up

-$24,097,038

Up $2,244,613 (+8.5%) from 2011

Liabilities

Down

$33,933,110

Down $1,410,568 (-4.0%) from 2011

Revenue

-

No earlier filing loaded for comparison.

Expenses

Down

$60,093,506

Down $578,310 (-1.0%) from 2011

Net Income

-

No earlier filing loaded for comparison.

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$40M$20M$0-$20M-$40MAssets 2010: $15,703,616Liabilities 2010: $27,863,737Net Assets 2010: -$12,160,1212010Assets 2011: $9,002,027Liabilities 2011: $35,343,678Net Assets 2011: -$26,341,6512011Assets 2012: $9,836,072Liabilities 2012: $33,933,110Net Assets 2012: -$24,097,0382012Assets 2013: $10,284,268Liabilities 2013: $21,800,419Net Assets 2013: -$11,516,1512013Assets 2014: $9,213,523Liabilities 2014: $24,093,227Net Assets 2014: -$14,879,7042014Assets 2015: $0Liabilities 2015: $0Net Assets 2015: $02015

Highlighted filing

2012

Assets$9,836,072
Liabilities$33,933,110
Net Assets-$24,097,038

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$80M$60M$40M$20M$0-$20MExpenses 2010: $61,291,7892010Expenses 2011: $60,671,8162011Expenses 2012: $60,093,5062012Revenue 2013: $36,948,383Expenses 2013: $51,778,181Net Income 2013: -$14,829,7982013Revenue 2014: $38,282,430Expenses 2014: $44,731,711Net Income 2014: -$6,449,2812014Revenue 2015: $41,918,620Expenses 2015: $44,204,836Net Income 2015: -$2,286,2162015

Highlighted filing

2012

Revenue-
Expenses$60,093,506
Net Income-
Jump To
Filing Snapshot
Filing Period
Jan 1, 2012 to Dec 31, 2012
Signed
Nov 6, 2013
Return Version
2012v2.1
Gross Receipts
$42,217,227
Mission and Program Overview

Mission

Finra is dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry.

Filing and Contact Details

Filer

EIN
52-2187577
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IRS990/LoansFromOfficersDirectors/BOY00
IRS990/LoansFromOfficersDirectors/EOY00
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IRS990/LocalChapters0false
IRS990/MaterialDiversionOrMisuse0false
IRS990/MembersOrStockholders0true
IRS990/MethodOfAccountingAccrual0X
IRS990/MinutesOfCommittees0true
IRS990/MinutesOfGoverningBody0true
IRS990/MissionDescription0FINRA IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.
IRS990/MoreThan5000KToIndividuals0false
IRS990/MoreThan5000KToOrganizations0false
IRS990/MortNotesPyblSecuredInvestProp/BOY00
IRS990/MortNotesPyblSecuredInvestProp/EOY00
IRS990/NameOfPrincipalOfficerPerson0LINDA D FIENBERG
IRS990/NbrIndependentVotingMembers05
IRS990/NbrVotingGoverningBodyMembers012
IRS990/NbrVotingMembersGoverningBody012
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IRS990/NetGainOrLossInvestments/ExclusionAmount0-4014
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IRS990/NetIncomeFromFundraisingEvents/TotalRevenueColumn00
IRS990/NetIncomeFromGaming/TotalRevenueColumn00
IRS990/NetIncomeOrLoss/TotalRevenueColumn00
IRS990/NetRentalIncomeOrLoss/TotalRevenueColumn00
IRS990/NetUnrelatedBusinessTxblIncome00
IRS990/NonDeductibleContributions0false
IRS990/NumberFormsTransmittedWith109602537
IRS990/NumberIndependentVotingMembers05
IRS990/NumberIndividualsGT100K052
IRS990/NumberOfContractorsGT100K07
IRS990/NumberOfEmployees0168
IRS990/NumberW2GIncluded00
IRS990/Occupancy/Total04734467
IRS990/OfficeExpenses/Total01537084

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