Information Systems Audit and Control Association Inc Group

“This question is being answered No, in accordance with Appendix E, of the Form 990 instructions The following chapters in this group return have answered this question No: - Minnesota Chapter All actions and decisions are the responsibility and result of the Board activities which are documented by the Secretary as noted in (8) above. - North Texas Chapter No Committees”

“This question is being answered Yes, in accordance with Appendix E, of the Form 990 instructions. The following chapters in this group return have answered this question Yes: - Atlanta Chapter - Central Maryland Chapter - Central Ohio Chapter - Charlotte Chapter - Chicago Chapter - Denver Chapter - Detroit Chapter - Greater Hartford Chapter - Greater Houston Chapter - Los Angeles Chapter - Minnesota Chapter - National Capital Area Chapter - New England Chapter - New Jersey Chapter - New York Metro Chapter - Philadelphia Chapter - Phoenix Chapter - Pittsburgh Chapter - Puget Sound Chapter - San Francisco Chapter - Silicon Valley Chapter - South Florida Chapter - Virginia Chapter - West Florida Chapter”

“This question is being answered No, in accordance with Appendix E, of the Form 990 instructions. The following chapters in this group return have answered this question No: - Central Ohio Chapter”

“This question is being answered No, in accordance with Appendix E, of the Form 990 instructions. The following chapters in this group return have answered this question No: - Charlotte Chapter - Los Angeles Chapter - New Jersey Chapter - Puget Sound Chapter MOST CHAPTERS HAVE A CONFLICT OF INTEREST POLICY THAT OFFICERS AND DIRECTORS ARE REQUIRED TO SIGN OFF ON ANNUALLY. ANY BOARD MEMBERS WITH CONFLICTS ARE EXPECTED TO EXCUSE THEMSELVES FROM VOTING ON THE MATTER.”

“This question is being answered Yes, in accordance with Appendix E, of the Form 990 instructions. The following chapters in this group return have answered this question Yes: - Central Maryland Chapter - New Jersey Chapter”

“This question is being answered Yes, in accordance with Appendix E, of the Form 990 instructions. The following chapters in this group return have answered this question Yes: - Central Maryland Chapter - Central Ohio Chapter - Detroit Chapter - Philadelphia Chapter - Puget Sound Chapter - San Francisco Chapter”

“This question is being answered in accordance with Appendix E, of the Form 990 instructions . See the following books and records information for each chapter in this group return: -Atlanta Chapter Name: Joan Collins Address: 4780 Ashford Dunwoody Rd. Suite A-475 Atlanta, GA 30338 T: 404-680-5280" -Central Maryland Chapter Name: Scurr, Ray Address: PO Box 434 Linthicum, MD 21090 T: N/A -Central Ohio Chapter Name: John Snedeker Address: 901 Wood Hayes Drive Columbus, OH 43210 T: 740-975-6863 -Charlotte Chapter Name: Bonnie Bastow Address: 533 Catawba Street, Belmont, NC 28012 T: 336-558-6535 -Chicago Chapter Name: Allyson Zoller Address: 200 E. Randolph St. #81133 Chicago, IL 60601 T: 847-567-2559 -Denver Chapter Name: Suzette Loving Address: 7727 S Cherry Ct Centennial CO 80122 T: 303-681-1711 -Detroit Chapter Name: Linda L Kearney Address: 1630 Penn Lane, Lapeer, MI 48446 T: 586-219-9041 -Greater Hartford Chapter Name: Remigiusz Onopa Address: 11 Falcon Ln., Meriden, CT 06451 T: 860-577-0753 -Greater Houston Chapter Name: Andrea Allen Address: 14011 El Camino Real, Houston, TX 77062 T: 713-703-8375 -Greater Kansas City Chapter Name: Renjith Ramanathan Kolapan Address: 15220 Woodson St. Overland Park, KS 66223 T: 913-980-6319 -Los Angeles Chapter Name: Daniel Razmjou Address: 371 W. Lexington Dr. #8, Glendale, CA 91203 T: 818-631-5136 -Middle Tennessee Chapter Name: Jacqueline "Jamie" Howard Address: 9456 Ashford Place, Brentwood, TN, 37027 T: 615-906-3245 -Minnesota Chapter Name: David Knight Address: 3960 137th St. W Rosemount, MN 55068 T: 612-618-9400 -National Capital Area Chapter Name: Kathy Chan (1) /Ujwal Gandhi (2) Address (1): 22333 Trailview Crossing Terr Ashburn, Va 20148 Address (2): 5455 Joseph Johnston Lane Centreville, Va 20120 T (1): 301-351-5590 T (2): 703-200-5349 -New England Chapter Name: Laurie E. McDonald Address: 97 Highland Street, Stoughton, MA 02072 T: 781-710-7146 -New Jersey Chapter Name: Beverly M. Austin Address: 22 Jacoby Street, Maplewood, NJ 07040 T: 973-762-4853 -New York Metro Chapter Name: Teena Bacchus Address: 954 Lexington Ave #525, New York, NY 10021 T: 551-220-8636 -North Texas Chapter Name: Sean McAloon Address: 11875 Coronado Trail Frisco, TX 75033 T: 954-778-5360" -Orange County Chapter Name: Sanjeev Tak Address: P.O. Box 50426, Irvine, CA 92619 T: 714-420-4975 -Philadelphia Chapter Name: Ian Senior Address: 623 Valley Stream Circle, Langhorne, PA 19053 T: 267-872-3202 -Phoenix Chapter Name: Susan Snow Address: 20020 N 18th St., Phoenix, AZ 85024 T: 480-200-5300 -Pittsburgh Chapter Name: Andrew Belsick Address: 1929 Sidney Street, Pittsburgh, PA, 15203 T: 412-719-8766 -Puget Sound Chapter Name: Geiler Hidalgo Address: 15208 48th AVE SE Everett, WA 98208 T: 425-903-0019 -San Francisco Chapter Name: I-Mei Chen Address: 9 Rubicon Court, San Rafael, CA 94903 T: 415-378-4705" -Silicon Valley Chapter Name: Anisha Tekwani Address: 1145 Riviera Court, Livermore, CA 94588 T: 408-664-8805 -South Florida Chapter Name: Roberto Valdez Address: 6286 Amberwoods Drive, Boca Raton, FL 33433 T: 305-510-8797 -Virginia Chapter Name: Zachary Rosenoff Address: 514 Glendale Dr, Henrico, VA 23229 T: 617-599-8376 -West Florida Chapter Name: Tarun Issrani Address: 2826 Rambler Ivy Loop, Brandon, FL 33510 T: 813-420-4982”

“Information systems audit and control association (isaca) maintains a membership roster of individuals whereby the chapter leaders have access to their chapter membership roster; there is no corporate membership category. Anyone interested in the purposes and objectives of the association is eligible for membership. To be a member of a chapter, an individual must be a member of the international body first. Isaca's chapters' membership is characterized by diversity. Members of isaca's professional community live and work in 188 countries and run the gamut of job titles, including information system auditor, consultant, educator, information security manager, regulator, chief information officer, internal and external auditor, compliance officer, risk manager and student. Some are new to the field, while others are at middle management levels or senior ranks. They work in finance and banking, public accounting, hospitality, health care, government and the public sector, utilities, manufacturing and retail. Isaca chapter members embrace this diversity as providing a vast learning ground where they may delve into the challenges and opportunities faced by colleagues in other countries, positions or industries. Isaca chapters recognize that their members constitute an extensive and varied pool of expertise the chapters count on to help provide services and products that engender credibility and capability in their constituents. The more members, the more expertise; the more expertise, the better the ability to meet constituents' needs. Isaca's members are the chapter's most valuable assets.”

“Members of chapters have the right to elect or appoint members of the governing body of each chapter.”

“- Atlanta Chapter Changes to bylaws are subject to approval by members. -Central Maryland Chapter All chapter governance decisions are submitted by, voted upon, and approved by the Board. We alert the members via our bylaw changes or email announcements. -Central Ohio Chapter Membership vote on the bylaws. -Charlotte Chapter Members must vote on changes to the Bylaws. -Chicago Chapter Significant bylaw changes are voted on by the chapter members. -Denver Chapter ISACA Denver Chapter members have voting rights on governance decisions including bylaws and budget items over $1000. -Detroit Chapter Members must vote on changes to the Bylaws and to appoint Board Members and Officers. -Greater Hartford Chapter Members have voting rights to approve by-law changes and election results. -Greater Houston Chapter Membership vote on the bylaws -Greater Kansas City Chapter Members vote on changes to by-laws and the election of officers. -Los Angeles Chapter Officers are board directors are elected by chapter members annually. We have 4 officers and 7 directors. -Middle Tennessee Chapter Amendments to the Chapter's bylaws must be adopted by two-thirds of the Board of Directors then in office. The amended bylaws must also be approved at any regular meeting or any special meeting called for this purpose by two-thirds vote of the members present. Notice of such amendments must be sent with the notice of such meeting at least ten (10) days prior to the date of the meeting. -Minnesota Chapter The elected board as chosen from the Chapter's membership during its annual meeting is charged with making and managing all governance decisions on behalf of the Chapter and its members. -National Capital Area Chapter Membership vote on the bylaws. -New England Chapter Members vote on elections at our annual meeting and would vote on by law changes if there were any.- -New Jersey Chapter Members approve the budget at the AGM. -New York Metro Chapter If there are changes made to the bylaws of the chapter, they must be approved by a % of the membership. -North Texas Chapter Election of chapter officers at the annual general meeting; approval of budget; approval of any bylaws changes -Orange County Chapter Members elect the governing body -Philadelphia Chapter Election of new board slate -Phoenix Chapter Bylaw changes -Pittsburgh Chapter Election of new board slate -Puget Sound Chapter Members have the right to review and approve changes to the Chapter Bylaws. -San Francisco Chapter All chapter members eligible to vote in annual election of officers and directors. -Silicon Valley Chapter Members should approve expenditures outside or exceeding dollar limits described in the current bylaws of the approved budget. -South Florida Chapter The organization has a general membership that elects the Chapter Officers and Board (the governing body). Elections are held every year. Officers are up for re-election every two years. Board members are up for re-election every year. -Virginia Chapter The chapter holds an annual meeting to elect new members of the board of directors. We then conduct a vote of the membership to confirm the new board of directors as a whole. -West Florida Chapter Changes are suggested and voted on by the Board during our monthly meetings.”

“THE 2020 FORM 990 FOR INFORMATION SYSTEMS AUDIT AND CONTROL ASSOCIATION (ISACA) CHAPTERS WAS PREPARED BY CROWE LLP (hereinafter Crowe), BASED UPON INFORMATION PROVIDED BY ISACA AND ISACA CHAPTERS. THIS DOCUMENT SUMMARIZES THE REVIEW POINTS AND AVAILABILITY ASSOCIATED WITH THE RETURNS. THE DATA FOR THE RETURN WERE COMPILED BASED ON INFORMATION PREPARED FOR 2020, AS PROVIDED TO ISACA GLOBAL BY ISACA CHAPTERS. THIS INFORMATION WAS SUBMITTED TO CROWE FOR PREPARATION OF THE RETURNS. IN ADDITION TO THE FINANCIAL INFORMATION RECEIVED, THE NARRATIVE EXPLANATIONS OF PROGRAM ACCOMPLISHMENTS AND POLICIES PROVIDED BY ISACA, APPROPRIATE ISACA STAFF PROVIDED CHAPTERS WITH ISACA-RELEVANT INFORMATION RELEVANT TO THEIR ROLE AS AN ISACA CHAPTER. CROWE HAD AN OPPORTUNITY TO RAISE QUESTIONS ABOUT GOVERNANCE, OTHER ISSUES, AND REQUEST ADDITIONAL INFORMATION AS NEEDED. UPON COMPLETION OF THE RETURN, SEVERAL LAYERS OF REVIEW WERE CONDUCTED: INITIAL REVIEW OF RETURN: THE INITIAL REVIEW OF THE COMPLETED RETURN WAS COMPLETED BY THE RESPECTIVE STAFF WITHIN THE ISACA FINANCE DEPARTMENT. ISACA LEADERSHIP REVIEW: FOLLOWING THE INITIAL REVIEW, APPLICABLE MEMBERS OF THE LEADERSHIP TEAM WERE PROVIDED A COPY OF THE RETURN FOR REVIEW. AS THE RETURN REPRESENTS A GROUP RETURN FOR ALL OF THE ISACA CHAPTERS WITHIN THE UNITED STATES, THE FINAL REVIEW IS NOT REVIEWED BY ALL US CHAPTER BOARD MEMBERS. IT IS IMPORTANT TO NOTE THAT THE INFORMATION PROVIDED BY EACH CHAPTER TO COMPLETE THE RETURN IS ATTESTED TO BY THE PRESIDENT AND TREASURER FOR EACH RESPECTIVE CHAPTER.”

“The chapters have made information available via the following method for the mentioned documents. - Atlanta Chapter How Provided: On web site Documents Provided: Chapter bylaws are provided on the website. Chapter financials and conflict of interest policy is maintained in Chapter records and available to be provided upon request to members. -Central Maryland Chapter How Provided: See chapter website for Bylaws. https://engage.isaca.org/centralmarylandchapter/aboutchapter/bylaws Documents Provided: All our files are being housed in Google Docs. All 23 board members have access and instructions to access these folders. -Central Ohio Chapter How Provided: Bylaws can be found on Chapter website for public viewing. Financials discussed at each board meeting. Documents Provided: Bylaws only -Charlotte Chapter How Provided: Bylaws are published on the local chapter's website. Access is restricted to current members using their unique credentials. Documents Provided: Charlotte Chapter Bylaws on website -Chicago Chapter How Provided: Posted on chapter web site. Documents Provided: Updated bylaws are posted on the chapter website. -Denver Chapter How Provided: Annual General Meeting for Financial Results; Bylaws available on website, Annual AGM slide deck posted on website contains annual goals by VP and financials for the current fiscal year to date. Documents Provided: Officer duties, by laws, AGM slide deck -Detroit Chapter How Provided: Bylaws are posted on the ISACA Detroit Chapter web site - About our Chapter Tab Documents Provided: Bylaws -Greater Hartford Chapter How Provided: AVAIALBLE ON THE ISACA GREATER HARTFORD CHAPTER WEBSITE/INTRANET SITE Documents Provided: Bylaws and Board Policies -Greater Houston Chapter How Provided: Posted on chapter web site. Documents Provided: Bylaws -Greater Kansas City Chapter How Provided: Our Bylaws are readily available on our chapter website Documents Provided: Our bylaws outline our membership and dues, Board, and elections, as well as changes to Bylaws. -Los Angeles Chapter How Provided: Privacy statement, bylaws, and legal notice are available on the chapter's website at www.isacala.org. Documents Provided: Privacy statement, bylaws, and legal notice. -Middle Tennessee Chapter How Provided: Chapter bylaws are available to the public at the web site. Financial statements are not publicly available. The Chapter does not have a conflict of interest policy. Documents Provided: Chapter Bylaws " -Minnesota Chapter How Provided: Documentation is available to members through the MN chapter web site. Documentation deemed less sensitive is available to the general public also via the MN chapter web site - public areas. Documents Provided: Public -- Information about the Chapter and its activities. Members - Board meeting documentation and other information specific to members of the Chapter. Board Area - more sensitive information about Board oversight and Chapter financials. -National Capital Area Chapter How Provided: Bylaws are available at the Chapter's public website. The willingness to serve and conflict of interest statement are available via Cvent. A financial summary is provided to the members during the annual meeting. Financial reports are located at the Chapter's G-Suite drive available to the officers. Documents Provided: Bylaws, Conflict of Interest Statement, & Willingness to Serve Form -New England Chapter How Provided: Chapter Bylaws are made available on the member content section of www.isacane.org. This is accessible with a valid ISACA username and password. Chapter financials are made available to members in attendance for monthly Board Meetings. Documents Provided: Bylaws, Financial Statements -New Jersey Chapter How Provided: Governing documents are made available to the public by way of -the Chapter's website and at the Annual General Meeting. Documents Provided: Chapter Bylaws, Conflict of Interest and Disclosure Agreement, Unaudited Financial Statements. -New York Metro”

“This question is being answered Yes, in accordance with Appendix E, of the Form 990 instructions . The following chapter(s) in this group return have answered this question Yes: - Los Angeles Chapter Jonathan Chan - Past President ,Min Fu - Director - family relationship”

“This question has been answered No, however, the following chapters in this group return have answered this question Yes: - Central Maryland Chapter - Denver Chapter - Detroit Chapter - Greater Hartford Chapter - Middle Tennessee Chapter - New York Metro Chapter”

“This question is being answered Yes, in accordance with Appendix E, of the Form 990 instructions . The following chapters in this group return have answered this question Yes: - Denver Chapter - Los Angeles Chapter - New England Chapter - New Jersey Chapter - New York Metro Chapter - North Texas Chapter”

“This question is being answered Yes, in accordance with Appendix E, of the Form 990 instructions . The following chapters in this group return have answered this question Yes: - Central Ohio Chapter”

“Net asset difference - -122762;”

“The beginning balance sheet for the current year does not agree with the ending balance sheet from the prior year's form 990. This difference arises because the chapters with over $50,000 in gross receipts vary from year to year. The chapters included in the group return for the year ended december 31, 2020 are not the same chapters included in the prior year tax return.”