Civic Intelligence

Security Traders Association

990 • Fiscal year 2020 • EIN 91-6029799

Jan 01, 2020 to Dec 31, 2020 • Filed on Nov 11, 2021

Organization ProfileSECURITYTRADERS.ORG
1115 Broadway Suite 1110New York, NY 10010

(646) 699-5995

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

29th percentile

0.04x

Higher debt load relative to assets than 29% of similar nonprofits.

2020 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2020

Liabilities / Revenue

34th percentile

0.09x

Higher debt load relative to revenue than 34% of similar nonprofits.

2020 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2020

Net Margin

9th percentile

-21%

Higher net margin than 9% of similar nonprofits.

2020 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2020

Top Officer Pay

81st percentile

$252,500

Higher top officer pay than 81% of similar nonprofits.

Top officer pay equals 34.2% of source-year revenue.

2020 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2020

Asset Growth

11th percentile

-12%

Faster asset growth than 11% of similar nonprofits.

2020 filings • 501(c)6 • $1M-$5M nonprofits • Annualized from 2019 to 2020

Revenue Growth

8th percentile

-45%

Faster revenue growth than 8% of similar nonprofits.

2020 filings • 501(c)6 • $1M-$5M nonprofits • Annualized from 2019 to 2020

Balance Sheet
Liabilities / Assets29th percentile

Assets

Down

$1,542,745

Down $209,991 (-12%) from 2019

Net Assets

Down

$1,479,369

Down $162,414 (-9.9%) from 2019

Liabilities

Down

$63,376

Down $47,577 (-43%) from 2019

Revenue And Expenses
Liabilities / Revenue34th percentileNet Margin9th percentile

Revenue

Down

$737,846

Down $598,157 (-45%) from 2019

Expenses

Down

$890,966

Down $429,516 (-33%) from 2019

Net Income

Down

-$153,120

Down $168,641 (-1087%) from 2019

Historical Trend

Balance Sheet Trend

Asset Growth11th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$4.0M$3.0M$2.0M$1.0M$0Assets 2011: $3,025,712Liabilities 2011: $117,470Net Assets 2011: $2,908,2422011Assets 2012: $2,723,676Liabilities 2012: $16,854Net Assets 2012: $2,706,8222012Assets 2013: $2,583,879Liabilities 2013: $40,577Net Assets 2013: $2,543,3022013Assets 2014: $2,443,271Liabilities 2014: $109,656Net Assets 2014: $2,333,6152014Assets 2015: $2,270,970Liabilities 2015: $71,116Net Assets 2015: $2,199,8542015Assets 2016: $2,085,174Liabilities 2016: $86,282Net Assets 2016: $1,998,8922016Assets 2017: $1,849,259Liabilities 2017: $64,779Net Assets 2017: $1,784,4802017Assets 2018: $1,833,115Liabilities 2018: $206,853Net Assets 2018: $1,626,2622018Assets 2019: $1,752,736Liabilities 2019: $110,953Net Assets 2019: $1,641,7832019Assets 2020: $1,542,745Liabilities 2020: $63,376Net Assets 2020: $1,479,3692020Assets 2021: $1,636,713Liabilities 2021: $224,669Net Assets 2021: $1,412,0442021Assets 2022: $1,478,782Liabilities 2022: $144,763Net Assets 2022: $1,334,0192022Assets 2023: $1,477,352Liabilities 2023: $62,466Net Assets 2023: $1,414,8862023Assets 2024: $1,684,480Liabilities 2024: $373,158Net Assets 2024: $1,311,3222024

Highlighted filing

2020

Assets$1,542,745
Liabilities$63,376
Net Assets$1,479,369
Open 2020 Filing

Operations Trend

Revenue Growth8th percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$2.0M$1.0M$0-$1.0MRevenue 2011: $1,199,485Expenses 2011: $1,680,197Net Income 2011: -$480,7122011Revenue 2012: $1,025,853Expenses 2012: $1,227,273Net Income 2012: -$201,4202012Revenue 2013: $982,939Expenses 2013: $1,146,459Net Income 2013: -$163,5202013Revenue 2014: $979,606Expenses 2014: $1,179,923Net Income 2014: -$200,3172014Revenue 2015: $1,079,625Expenses 2015: $1,216,211Net Income 2015: -$136,5862015Revenue 2016: $1,142,169Expenses 2016: $1,343,002Net Income 2016: -$200,8332016Revenue 2017: $1,174,498Expenses 2017: $1,389,106Net Income 2017: -$214,6082017Revenue 2018: $1,199,772Expenses 2018: $1,357,990Net Income 2018: -$158,2182018Revenue 2019: $1,336,003Expenses 2019: $1,320,482Net Income 2019: $15,5212019Revenue 2020: $737,846Expenses 2020: $890,966Net Income 2020: -$153,1202020Revenue 2021: $1,074,126Expenses 2021: $1,141,451Net Income 2021: -$67,3252021Revenue 2022: $1,379,224Expenses 2022: $1,457,249Net Income 2022: -$78,0252022Revenue 2023: $1,575,626Expenses 2023: $1,484,839Net Income 2023: $90,7872023Revenue 2024: $1,635,586Expenses 2024: $1,738,486Net Income 2024: -$102,9002024

Highlighted filing

2020

Revenue$737,846
Expenses$890,966
Net Income-$153,120
Open 2020 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2020 to Dec 31, 2020
Signed
Nov 11, 2021
Return Version
2020v4.0
Gross Receipts
$737,846
Mission and Program Overview

Mission

Security traders association (sta) is a grassroots organization comprised of 24 affiliates in the u.s. And canada. Sta's mission is to educate and represent members of the financial services industry across varying business models.

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$1,718,057$1,489,137▼ $228,920
Accounts Receivable$7,320$29,010▲ $21,690
Prepaid Expenses and Deferred Charges$3,761--
Total Assets$1,752,736$1,542,745▼ $209,991
Other Assets Total$23,598$24,598▲ $1,000
Liabilities
Accounts Payable and Accrued Expenses$77,953$30,119▼ $47,834
Deferred Revenue$33,000$17,700▼ $15,300
Other Liabilities-$15,557-
Total Liabilities$110,953$63,376▼ $47,577
Net Assets / Fund Balance
Net Assets Without Donor Restrictions$1,641,783$1,479,369▼ $162,414
Total Net Assets Fund Balance$1,641,783$1,479,369▼ $162,414
Total Liabilities and Net Assets / Fund Balance$1,752,736$1,542,745▼ $209,991

Asset Categories

AssetBook ValueDepreciationBasis
Equipment-$64,513$64,513
Compensation and Service Providers
Top Officer Pay81st percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
James ToesPresident &FT$252,500-$252,500
James ToesPresident & CEO-$200,000$52,500$252,500
Dawn CombsOfficerFT$150,000-$150,000
Kerry FlynnOfficerFT$60,349-$60,349

Board Members and Trustees

NameTitle
Chris HalversonChairman
Doug ClarkPast Chairma
ANDREW D'AMOREVice Chairma
Chip MillerGovernor
Dave HagenGovernor
James BohrerGovernor
James HydeGovernor
Julie AndressGovernor
Kate McallisterGovernor
Patricia KoetznerGovernor
Rizwan AwanGovernor
Ryan KwiatkowskiSecretary/tr

Highest Paid Contractors

ContractorServicesLocationCompensation
Williams & Jensen PllcGov't Affairs701 8TH STREET NW SUITE 500, Washington, DC 20001$120,634
Revenue and Support

Revenue Composition

Contributions and Grants
$95,350
Program Service Revenue
$627,860
Investment Income
$14,636
Other Revenue
$0
Change in Net Assets
$-153,120
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$514,559
Other Expenses$376,407
Total Fundraising Expense$125,002
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$254,417$86,173$69,759$410,349
Fees for Services Legal$120,634--$120,634
Other Employee Benefits$45,598$15,444$12,502$73,544
Conferences and Meetings$63,732$5,948-$69,680
Fees for Services Other$46,574-$11,644$58,218
Occupancy$32,283$10,935$8,852$52,070
Payroll Taxes$19,012$6,440$5,214$30,666
Advertising$12,028-$3,006$15,034
Office Expenses$6,186$4,006$2,577$12,769
Fees for Services Accounting-$11,574-$11,574
Travel$835$278$10,019$11,132
Insurance-$5,330-$5,330
Other Expenses$1,380$7,099$1,429$1,380
All Other Expenses-$538-$538
Total Functional Expenses$610,433$155,531$125,002$890,966
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
In-house lobbying only
Yes
Subject to proxy tax
Yes
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Payroll Liabilities$8,920
Credit Cards Payable$6,637
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Backup withholding compliance
No
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
No
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Page 6, Part VI, Line 11B

“Governing body is presented with and will review and approve the 990 prior to filing.”

Form 990, Page 6, Part VI, Line 12C

“Directors, governors, officers and key employees are required to annually sign the conflict of interest policy to affirm each year that they have complied with the policy.”

Form 990, Page 6, Part VI, Line 15A

“Top official's compensation was approved by executive committee serving as compensation committee. The committee used comparable salary and benefits data to determine reasonable compensation.”

Form 990, Page 6, Part VI, Line 15B

“Key employee's salary was approved by the compensation committee using comparable salary and benefits data.”

Form 990, Page 6, Part VI, Line 19

“The organization's governing documents, conflict of interest policy and financial statements are available at the organization's office, on the organization's website and on guidestar.org.”

Filing and Contact Details

Filer

Filer Name
Security Traders Association
EIN
91-6029799
Phone
6466995995
Address
1115 BROADWAY SUITE 1110, NEW YORK, NY 10010

Signing Officer

Name
James Toes
Title
President & CEO
Phone
6466995995
Signed
2021-11-11
Discuss with paid preparer
Yes

Organization Details

Principal Officer
James Toes
Formed
1934
Legal Domicile
Il
Voting Board Members
16
Independent Board Members
13
Employees
3
Volunteers
14

Preparer

Firm
ROSENBERG & CHESNOV CPA'S LLP
Address
2 WEST 45TH STREET SUITE 1208, NEW YORK, NY 10036-4241
Preparer
Jody H Chesnov CPA
Phone
2123823939
Supplemental Narrative

Additional Explanations

FORM 990 - ORGANIZATION'S MISSION

“Security traders association (sta) is a grassroots organization comprised of 24 affiliates in the u.s. And canada. Sta's mission is to educate and represent members of the financial services industry across varying business models.”

Raw XML AppendixShowing 400 of 506 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990/AccountantCompileOrReviewInd0false
IRS990/AccountsPayableAccrExpnssGrp/BOYAmt077953
IRS990/AccountsPayableAccrExpnssGrp/EOYAmt030119
IRS990/AccountsReceivableGrp/BOYAmt07320
IRS990/AccountsReceivableGrp/EOYAmt029010
IRS990/ActivitiesConductedPrtshpInd0false
IRS990/ActivityOrMissionDesc0SECURITY TRADERS ASSOCIATION (STA) IS A GRASSROOTS ORGANIZATION COMPRISED OF 24 AFFILIATES IN THE U.S. AND CANADA. STA'S MISSION IS TO EDUCATE AND REPRESENT MEMBERS OF THE FINANCIAL SERVICES INDUSTRY ACROSS VARYING BUSINESS MODELS.
IRS990/AdvertisingGrp/FundraisingAmt03006
IRS990/AdvertisingGrp/ProgramServicesAmt012028
IRS990/AdvertisingGrp/TotalAmt015034
IRS990/AllOtherExpensesGrp/ManagementAndGeneralAmt0538
IRS990/AllOtherExpensesGrp/TotalAmt0538
IRS990/BackupWthldComplianceInd0false
IRS990/BooksInCareOfDetail/PersonNm0JAMES TOES
IRS990/BooksInCareOfDetail/PhoneNum06466995995
IRS990/BooksInCareOfDetail/USAddress/AddressLine1Txt01115 BROADWAY SUITE 1110
IRS990/BooksInCareOfDetail/USAddress/CityNm0NEW YORK
IRS990/BooksInCareOfDetail/USAddress/StateAbbreviationCd0NY
IRS990/BooksInCareOfDetail/USAddress/ZIPCd010010
IRS990/BusinessRlnWith35CtrlEntInd0false
IRS990/BusinessRlnWithFamMemInd0false
IRS990/BusinessRlnWithOrgMemInd0false
IRS990/CashNonInterestBearingGrp/BOYAmt01718057
IRS990/CashNonInterestBearingGrp/EOYAmt01489137
IRS990/ChangeToOrgDocumentsInd0false
IRS990/CntrctRcvdGreaterThan100KCnt01
IRS990/CollectionsOfArtInd0false
IRS990/CompensationFromOtherSrcsInd0false
IRS990/CompensationProcessCEOInd0true
IRS990/CompensationProcessOtherInd0true
IRS990/ConferencesMeetingsGrp/ManagementAndGeneralAmt05948
IRS990/ConferencesMeetingsGrp/ProgramServicesAmt063732
IRS990/ConferencesMeetingsGrp/TotalAmt069680
IRS990/ConflictOfInterestPolicyInd0false
IRS990/ConservationEasementsInd0false
IRS990/ConsolidatedAuditFinclStmtInd0false
IRS990/ContractorCompensationGrp/CompensationAmt0120634
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt0701 8TH STREET NW SUITE 500
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm0WASHINGTON
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd0DC
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd020001
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt0WILLIAMS & JENSEN PLLC
IRS990/ContractorCompensationGrp/ServicesDesc0GOV'T AFFAIRS
IRS990/CreditCounselingInd0false
IRS990/CYBenefitsPaidToMembersAmt00
IRS990/CYContributionsGrantsAmt095350
IRS990/CYGrantsAndSimilarPaidAmt00
IRS990/CYInvestmentIncomeAmt014636
IRS990/CYOtherExpensesAmt0376407
IRS990/CYOtherRevenueAmt00
IRS990/CYProgramServiceRevenueAmt0627860
IRS990/CYRevenuesLessExpensesAmt0-153120
IRS990/CYSalariesCompEmpBnftPaidAmt0514559
IRS990/CYTotalExpensesAmt0890966
IRS990/CYTotalFundraisingExpenseAmt0125002
IRS990/CYTotalProfFndrsngExpnsAmt00
IRS990/CYTotalRevenueAmt0737846
IRS990/DecisionsSubjectToApprovaInd0false
IRS990/DeductibleArtContributionInd0false
IRS990/DeductibleNonCashContriInd0false
IRS990/DeferredRevenueGrp/BOYAmt033000
IRS990/DeferredRevenueGrp/EOYAmt017700
IRS990/DelegationOfMgmtDutiesInd0false
IRS990/Desc0SINCE BEING FOUNDED IN 1934 STA HAS MAINTAINED A STRONG PRESENCE IN WASHINGTON DC ENGAGING WITH U.S. REGULATORS AND POLICYMAKERS ON ISSUES THAT DIRECTLY AFFECT ITS MEMBERS. STA SERVES AND EDUCATES INDIVIDUALS EMPLOYED IN THE FINANCIAL SERVICES INDUSTRY. ITS ANNUAL MARQUEE EVENT PROVIDES A UNIQUE OPPORTUNITY TO EDUCATE ITS MEMBERS ON THE LATEST ISSUES AFFECTING THEIR PROFESSION AND PROVIDE THEM WITH A PLATFORM FOR NETWORKING WHICH CONTRIBUTES TO THEIR CAREER DEVELOPMENT AND PRODUCTIVITY.
IRS990/DescribedInSection501c3Ind0false
IRS990/DisregardedEntityInd0false
IRS990/DocumentRetentionPolicyInd0false
IRS990/DonorAdvisedFundInd0false
IRS990/DonorRstrOrQuasiEndowmentsInd0false
IRS990/ElectionOfBoardMembersInd0false
IRS990/EmployeeCnt03
IRS990/EmploymentTaxReturnsFiledInd0true
IRS990/ExpenseAmt0610433
IRS990/FamilyOrBusinessRlnInd0false
IRS990/FederalGrantAuditRequiredInd0false
IRS990/FeesForServicesAccountingGrp/ManagementAndGeneralAmt011574
IRS990/FeesForServicesAccountingGrp/TotalAmt011574
IRS990/FeesForServicesLegalGrp/ProgramServicesAmt0120634
IRS990/FeesForServicesLegalGrp/TotalAmt0120634
IRS990/FeesForServicesOtherGrp/FundraisingAmt011644
IRS990/FeesForServicesOtherGrp/ProgramServicesAmt046574
IRS990/FeesForServicesOtherGrp/TotalAmt058218
IRS990/ForeignActivitiesInd0false
IRS990/ForeignFinancialAccountInd0false
IRS990/ForeignOfficeInd0false
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt00.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt10.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt20.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt30.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt40.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt50.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt60.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt70.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt80.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt90.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt100.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt110.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt120.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt130.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRltdOrgRt140.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt050.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt140.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt240.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt30.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt40.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt50.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt61.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt71.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt80.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt93.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt100.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt110.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt121.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt130.50
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt140.50
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd0X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd1X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd2X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd3X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd4X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd5X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd6X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd7X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd8X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd9X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd10X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd11X
IRS990/Form990PartVIISectionAGrp/OfficerInd0X
IRS990/Form990PartVIISectionAGrp/OfficerInd1X
IRS990/Form990PartVIISectionAGrp/OfficerInd2X
IRS990/Form990PartVIISectionAGrp/OfficerInd3X
IRS990/Form990PartVIISectionAGrp/OfficerInd4X
IRS990/Form990PartVIISectionAGrp/OfficerInd5X
IRS990/Form990PartVIISectionAGrp/OfficerInd6X
IRS990/Form990PartVIISectionAGrp/OfficerInd7X
IRS990/Form990PartVIISectionAGrp/OfficerInd8X
IRS990/Form990PartVIISectionAGrp/OfficerInd9X
IRS990/Form990PartVIISectionAGrp/OfficerInd10X
IRS990/Form990PartVIISectionAGrp/OfficerInd11X
IRS990/Form990PartVIISectionAGrp/OfficerInd12X
IRS990/Form990PartVIISectionAGrp/OfficerInd13X
IRS990/Form990PartVIISectionAGrp/OfficerInd14X
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt00
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt10
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt20
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt30
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt40
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt50
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt60
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt70
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt80
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt90
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt100
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt110
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt120
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt130
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt140
IRS990/Form990PartVIISectionAGrp/PersonNm0JAMES TOES
IRS990/Form990PartVIISectionAGrp/PersonNm1DAWN COMBS
IRS990/Form990PartVIISectionAGrp/PersonNm2KERRY FLYNN
IRS990/Form990PartVIISectionAGrp/PersonNm3JULIE ANDRESS
IRS990/Form990PartVIISectionAGrp/PersonNm4RIZWAN AWAN
IRS990/Form990PartVIISectionAGrp/PersonNm5JAMES BOHRER
IRS990/Form990PartVIISectionAGrp/PersonNm6DOUG CLARK
IRS990/Form990PartVIISectionAGrp/PersonNm7ANDREW D'AMORE
IRS990/Form990PartVIISectionAGrp/PersonNm8DAVE HAGEN
IRS990/Form990PartVIISectionAGrp/PersonNm9CHRIS HALVERSON
IRS990/Form990PartVIISectionAGrp/PersonNm10JAMES HYDE
IRS990/Form990PartVIISectionAGrp/PersonNm11PATRICIA KOETZNER
IRS990/Form990PartVIISectionAGrp/PersonNm12RYAN KWIATKOWSKI
IRS990/Form990PartVIISectionAGrp/PersonNm13KATE MCALLISTER
IRS990/Form990PartVIISectionAGrp/PersonNm14CHIP MILLER
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt0252500
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt1150000
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt260349
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt90
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt100
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt110
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt120
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt130
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt140
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt90
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt100
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt110
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt120
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt130
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt140
IRS990/Form990PartVIISectionAGrp/TitleTxt0PRESIDENT &
IRS990/Form990PartVIISectionAGrp/TitleTxt1OFFICER
IRS990/Form990PartVIISectionAGrp/TitleTxt2OFFICER
IRS990/Form990PartVIISectionAGrp/TitleTxt3GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt4GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt5GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt6PAST CHAIRMA
IRS990/Form990PartVIISectionAGrp/TitleTxt7VICE CHAIRMA
IRS990/Form990PartVIISectionAGrp/TitleTxt8GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt9CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt10GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt11GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt12SECRETARY/TR
IRS990/Form990PartVIISectionAGrp/TitleTxt13GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt14GOVERNOR
IRS990/Form990ProvidedToGvrnBodyInd0true
IRS990/FormationYr01934
IRS990/FormerOfcrEmployeesListedInd0false
IRS990/FSAuditedInd0false
IRS990/FundraisingActivitiesInd0false
IRS990/GamingActivitiesInd0false
IRS990/GoverningBodyVotingMembersCnt016
IRS990/GrantsToIndividualsInd0false
IRS990/GrantsToOrganizationsInd0false
IRS990/GrantToRelatedPersonInd0false
IRS990/GrossReceiptsAmt0737846
IRS990/GroupReturnForAffiliatesInd0false
IRS990/IncludeFIN48FootnoteInd0false
IRS990/IndependentAuditFinclStmtInd0false
IRS990/IndependentVotingMemberCnt013
IRS990/IndivRcvdGreaterThan100KCnt02
IRS990/IndoorTanningServicesInd0false
IRS990/InfoInScheduleOPartIIIInd0X
IRS990/InfoInScheduleOPartVIInd0X
IRS990/InsuranceGrp/ManagementAndGeneralAmt05330
IRS990/InsuranceGrp/TotalAmt05330
IRS990/InvestmentIncomeGrp/ExclusionAmt014636
IRS990/InvestmentIncomeGrp/TotalRevenueColumnAmt014636
IRS990/InvestmentInJointVentureInd0false
IRS990/IRPDocumentCnt00
IRS990/IRPDocumentW2GCnt00
IRS990/LandBldgEquipAccumDeprecAmt064513
IRS990/LandBldgEquipCostOrOtherBssAmt064513
IRS990/LegalDomicileStateCd0IL
IRS990/LoanOutstandingInd0false
IRS990/LocalChaptersInd0true
IRS990/MaterialDiversionOrMisuseInd0false
IRS990/MembersOrStockholdersInd0false
IRS990/MethodOfAccountingAccrualInd0X
IRS990/MinutesOfCommitteesInd0true
IRS990/MinutesOfGoverningBodyInd0true
IRS990/MissionDesc0SECURITY TRADERS ASSOCIATION (STA) IS A GRASSROOTS ORGANIZATION COMPRISED OF 24 AFFILIATES IN THE U.S. AND CANADA. STA'S MISSION IS TO EDUCATE AND REPRESENT MEMBERS OF THE FINANCIAL SERVICES INDUSTRY ACROSS VARYING BUSINESS MODELS.
IRS990/MoreThan5000KToIndividualsInd0false
IRS990/MoreThan5000KToOrgInd0false
IRS990/NetAssetsOrFundBalancesBOYAmt01641783
IRS990/NetAssetsOrFundBalancesEOYAmt01479369
IRS990/NoDonorRestrictionNetAssetsGrp/BOYAmt01641783
IRS990/NoDonorRestrictionNetAssetsGrp/EOYAmt01479369
IRS990/NondeductibleContributionsInd0false
IRS990/OccupancyGrp/FundraisingAmt08852
IRS990/OccupancyGrp/ManagementAndGeneralAmt010935
IRS990/OccupancyGrp/ProgramServicesAmt032283
IRS990/OccupancyGrp/TotalAmt052070
IRS990/OfficeExpensesGrp/FundraisingAmt02577
IRS990/OfficeExpensesGrp/ManagementAndGeneralAmt04006
IRS990/OfficeExpensesGrp/ProgramServicesAmt06186
IRS990/OfficeExpensesGrp/TotalAmt012769
IRS990/OfficerMailingAddressInd0false
IRS990/OperateHospitalInd0false
IRS990/Organization501cInd0X
IRS990/OrganizationFollowsFASB117Ind0X
IRS990/OtherAssetsTotalGrp/BOYAmt023598
IRS990/OtherAssetsTotalGrp/EOYAmt024598
IRS990/OtherEmployeeBenefitsGrp/FundraisingAmt012502
IRS990/OtherEmployeeBenefitsGrp/ManagementAndGeneralAmt015444
IRS990/OtherEmployeeBenefitsGrp/ProgramServicesAmt045598
IRS990/OtherEmployeeBenefitsGrp/TotalAmt073544
IRS990/OtherExpensesGrp/Desc0TELEPHONE
IRS990/OtherExpensesGrp/Desc1DUES & SUBSCRIPTIONS
IRS990/OtherExpensesGrp/Desc2BANK & CREDIT CARD FEES
IRS990/OtherExpensesGrp/Desc3OTHER
IRS990/OtherExpensesGrp/FundraisingAmt01429
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt01766
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt17099
IRS990/OtherExpensesGrp/ProgramServicesAmt05214
IRS990/OtherExpensesGrp/ProgramServicesAmt12540
IRS990/OtherExpensesGrp/ProgramServicesAmt21380
IRS990/OtherExpensesGrp/TotalAmt08409
IRS990/OtherExpensesGrp/TotalAmt17099
IRS990/OtherExpensesGrp/TotalAmt22540
IRS990/OtherExpensesGrp/TotalAmt31380
IRS990/OtherLiabilitiesGrp/EOYAmt015557
IRS990/OtherSalariesAndWagesGrp/FundraisingAmt069759
IRS990/OtherSalariesAndWagesGrp/ManagementAndGeneralAmt086173
IRS990/OtherSalariesAndWagesGrp/ProgramServicesAmt0254417
IRS990/OtherSalariesAndWagesGrp/TotalAmt0410349
IRS990/PartialLiquidationInd0false
IRS990/PayrollTaxesGrp/FundraisingAmt05214
IRS990/PayrollTaxesGrp/ManagementAndGeneralAmt06440
IRS990/PayrollTaxesGrp/ProgramServicesAmt019012
IRS990/PayrollTaxesGrp/TotalAmt030666
IRS990/PoliciesReferenceChaptersInd0true
IRS990/PoliticalCampaignActyInd0false
IRS990/PrepaidExpensesDefrdChargesGrp/BOYAmt03761
IRS990/PrincipalOfficerNm0JAMES TOES
IRS990/PriorPeriodAdjustmentsAmt0-9294
IRS990/ProfessionalFundraisingInd0false
IRS990/ProgramServiceRevenueGrp/Desc0SPONSORSHIP INCOME
IRS990/ProgramServiceRevenueGrp/Desc1CONFERENCES & CONVENTIONS
IRS990/ProgramServiceRevenueGrp/Desc2EXHIBITORS
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt0591000
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt125360
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt211500
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt0591000
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt125360
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt211500
IRS990/ProgSrvcAccomActy2Grp/Desc0ADDITIONAL ACCOMPLISHMENTS INCLUDE: - FIFTY NEWSLETTERS & EDUCATIONAL ARTICLES PER YEAR - TEN INDUSTRY OPEN CALLS ON INDUSTRY TOPICS - TWO EDUCATIONAL CONFERENCES PER YEAR - WOMEN IN FINANCE SYMPOSIUM AND ANNUAL MARKET STRUCTURE
IRS990/ProhibitedTaxShelterTransInd0false
IRS990/PYContributionsGrantsAmt0122760
IRS990/PYInvestmentIncomeAmt040448
IRS990/PYOtherExpensesAmt0689798
IRS990/PYProgramServiceRevenueAmt01172795
IRS990/PYRevenuesLessExpensesAmt015521
IRS990/PYSalariesCompEmpBnftPaidAmt0630684
IRS990/PYTotalExpensesAmt01320482
IRS990/PYTotalRevenueAmt01336003
IRS990/ReconcilationRevenueExpnssAmt0-153120
IRS990/RelatedEntityInd0true
IRS990/RelatedOrganizationCtrlEntInd0false
IRS990/RelatedOrganizationsAmt095350
IRS990/ReportInvestmentsOtherSecInd0false
IRS990/ReportLandBuildingEquipmentInd0true
IRS990/ReportOtherAssetsInd0false
IRS990/ReportOtherLiabilitiesInd0true
IRS990/ReportProgramRelatedInvstInd0false
IRS990/RevenueAmt0627860
IRS990/ScheduleBRequiredInd0false
IRS990ScheduleC/AgreeCarryoverPriorYearInd0false
IRS990ScheduleC/OnlyInHouseLobbyingInd0true
IRS990ScheduleC/SubstantiallyAllDuesNondedInd0false
IRS990ScheduleD/EquipmentGrp/DepreciationAmt064513
IRS990ScheduleD/EquipmentGrp/OtherCostOrOtherBasisAmt064513
IRS990ScheduleD/OtherLiabilitiesOrgGrp/Amt08920
IRS990ScheduleD/OtherLiabilitiesOrgGrp/Amt16637
IRS990ScheduleD/OtherLiabilitiesOrgGrp/Desc0PAYROLL LIABILITIES
IRS990ScheduleD/OtherLiabilitiesOrgGrp/Desc1CREDIT CARDS PAYABLE
IRS990ScheduleD/TotalLiabilityAmt015557
IRS990ScheduleJ/BoardOrCommitteeApprovalInd0X
IRS990ScheduleJ/CompensationCommitteeInd0X
IRS990ScheduleJ/CompensationSurveyInd0X
IRS990ScheduleJ/EquityBasedCompArrngmInd0false
IRS990/ScheduleJRequiredInd0true
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BaseCompensationFilingOrgAmt0200000
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusFilingOrganizationAmount052500
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/PersonNm0JAMES TOES
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TitleTxt0PRESIDENT & CEO
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationFilingOrgAmt0252500
IRS990ScheduleJ/SeverancePaymentInd0false
IRS990ScheduleJ/SupplementalNonqualRtrPlanInd0false
IRS990ScheduleJ/WrittenEmploymentContractInd0X
IRS990/ScheduleORequiredInd0true
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0SECURITY TRADERS ASSOCIATION (STA) IS A GRASSROOTS ORGANIZATION COMPRISED OF 24 AFFILIATES IN THE U.S. AND CANADA. STA'S MISSION IS TO EDUCATE AND REPRESENT MEMBERS OF THE FINANCIAL SERVICES INDUSTRY ACROSS VARYING BUSINESS MODELS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1GOVERNING BODY IS PRESENTED WITH AND WILL REVIEW AND APPROVE THE 990 PRIOR TO FILING.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2DIRECTORS, GOVERNORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO ANNUALLY SIGN THE CONFLICT OF INTEREST POLICY TO AFFIRM EACH YEAR THAT THEY HAVE COMPLIED WITH THE POLICY.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3TOP OFFICIAL'S COMPENSATION WAS APPROVED BY EXECUTIVE COMMITTEE SERVING AS COMPENSATION COMMITTEE. THE COMMITTEE USED COMPARABLE SALARY AND BENEFITS DATA TO DETERMINE REASONABLE COMPENSATION.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt4KEY EMPLOYEE'S SALARY WAS APPROVED BY THE COMPENSATION COMMITTEE USING COMPARABLE SALARY AND BENEFITS DATA.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt5THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE AT THE ORGANIZATION'S OFFICE, ON THE ORGANIZATION'S WEBSITE AND ON GUIDESTAR.ORG.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990 - ORGANIZATION'S MISSION
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PAGE 6, PART VI, LINE 11B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PAGE 6, PART VI, LINE 12C
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PAGE 6, PART VI, LINE 15A
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc4FORM 990, PAGE 6, PART VI, LINE 15B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc5FORM 990, PAGE 6, PART VI, LINE 19
IRS990ScheduleR/AssetExchangeInd0false
IRS990ScheduleR/AssetPurchaseFromOtherOrgInd0false
IRS990ScheduleR/AssetSaleToOtherOrgInd0false
IRS990ScheduleR/DivRelatedOrganizationInd0false
IRS990ScheduleR/GiftGrntCapContriFromOthOrgInd0true
IRS990ScheduleR/GiftGrntOrCapContriToOthOrgInd0false
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ControlledOrganizationInd0false
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ControlledOrganizationInd1false
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/DirectControllingNACd0N/A
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/DirectControllingNACd1N/A
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/DisregardedEntityName/BusinessNameLine1Txt0STA FOUNDATION INC
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/DisregardedEntityName/BusinessNameLine1Txt1STAPAC
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/EIN0133579156
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ExemptCodeSectionTxt0501C3
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/ExemptCodeSectionTxt1527
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/LegalDomicileStateCd0NY
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/LegalDomicileStateCd1NY
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/PrimaryActivitiesTxt0EDUCATION
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/PrimaryActivitiesTxt1PAC
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/PublicCharityStatusTxt0PF
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/AddressLine1Txt01115 BROADWAY
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/AddressLine1Txt11115 BROADWAY
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/CityNm0NEW YORK
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/CityNm1NEW YORK
IRS990ScheduleR/IdRelatedTaxExemptOrgGrp/USAddress/StateAbbreviationCd0NY

Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Filings

Displayed year

2020 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$1,542,745
Liabilities
$63,376
Net assets
$1,479,369
Revenue
$737,846
Expenses
$890,966
Net income
-$153,120
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.68$0.37$1.31$1.64$1.74$0.10
2023Summary only. Only limited summary data is available for this year.$1.48$0.06$1.41$1.58$1.48$0.09
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.48$0.14$1.33$1.38$1.46$0.08
2021Summary only. Only limited summary data is available for this year.$1.64$0.22$1.41$1.07$1.14$0.07
2020Detailed filing. Detailed filing data is available for this year.$1.54$0.06$1.48$0.74$0.89$0.15
2019Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.75$0.11$1.64$1.34$1.32$0.02
2018Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.83$0.21$1.63$1.20$1.36$0.16
2017Summary only. Only limited summary data is available for this year.$1.85$0.06$1.78$1.17$1.39$0.21
2016Facts available. Structured filing facts are available, but richer extracted sections are limited.$2.09$0.09$2.00$1.14$1.34$0.20
2015Detailed filing. Detailed filing data is available for this year.$2.27$0.07$2.20$1.08$1.22$0.14
2014Detailed filing. Detailed filing data is available for this year.$2.44$0.11$2.33$0.98$1.18$0.20
2013Detailed filing. Detailed filing data is available for this year.$2.58$0.04$2.54$0.98$1.15$0.16
2012Summary only. Only limited summary data is available for this year.$2.72$0.02$2.71$1.03$1.23$0.20
2011Summary only. Only limited summary data is available for this year.$3.03$0.12$2.91$1.20$1.68$0.48