Civic Intelligence

Security Traders Association

990 • Fiscal year 2014 • EIN 91-6029799

Jan 01, 2014 to Dec 31, 2014 • Filed on May 05, 2015

Organization ProfileSECURITYTRADERS.ORG
1115 Broadway No 1110New York, NY 10010

(212) 837-7765

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

26th percentile

0.04x

Higher debt load relative to assets than 26% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2014

Liabilities / Revenue

38th percentile

0.11x

Higher debt load relative to revenue than 38% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2014

Net Margin

5th percentile

-20%

Higher net margin than 5% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2014

Top Officer Pay

Score unavailable

No value available

This filing does not contain officer compensation rows.

Source year 2014

Asset Growth

19th percentile

-5.4%

Faster asset growth than 19% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Annualized from 2013 to 2014

Revenue Growth

32nd percentile

-0.3%

Faster revenue growth than 32% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Annualized from 2013 to 2014

Balance Sheet
Liabilities / Assets26th percentile

Assets

Down

$2,443,271

Down $140,608 (-5.4%) from 2013

Net Assets

Down

$2,333,615

Down $209,687 (-8.2%) from 2013

Liabilities

Up

$109,656

Up $69,079 (+170%) from 2013

Revenue And Expenses
Liabilities / Revenue38th percentileNet Margin5th percentile

Revenue

Down

$979,606

Down $3,333 (-0.3%) from 2013

Expenses

Up

$1,179,923

Up $33,464 (+2.9%) from 2013

Net Income

Down

-$200,317

Down $36,797 (-23%) from 2013

Historical Trend

Balance Sheet Trend

Asset Growth19th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$4.0M$3.0M$2.0M$1.0M$0Assets 2011: $3,025,712Liabilities 2011: $117,470Net Assets 2011: $2,908,2422011Assets 2012: $2,723,676Liabilities 2012: $16,854Net Assets 2012: $2,706,8222012Assets 2013: $2,583,879Liabilities 2013: $40,577Net Assets 2013: $2,543,3022013Assets 2014: $2,443,271Liabilities 2014: $109,656Net Assets 2014: $2,333,6152014Assets 2015: $2,270,970Liabilities 2015: $71,116Net Assets 2015: $2,199,8542015Assets 2016: $2,085,174Liabilities 2016: $86,282Net Assets 2016: $1,998,8922016Assets 2017: $1,849,259Liabilities 2017: $64,779Net Assets 2017: $1,784,4802017Assets 2018: $1,833,115Liabilities 2018: $206,853Net Assets 2018: $1,626,2622018Assets 2019: $1,752,736Liabilities 2019: $110,953Net Assets 2019: $1,641,7832019Assets 2020: $1,542,745Liabilities 2020: $63,376Net Assets 2020: $1,479,3692020Assets 2021: $1,636,713Liabilities 2021: $224,669Net Assets 2021: $1,412,0442021Assets 2022: $1,478,782Liabilities 2022: $144,763Net Assets 2022: $1,334,0192022Assets 2023: $1,477,352Liabilities 2023: $62,466Net Assets 2023: $1,414,8862023Assets 2024: $1,684,480Liabilities 2024: $373,158Net Assets 2024: $1,311,3222024

Highlighted filing

2014

Assets$2,443,271
Liabilities$109,656
Net Assets$2,333,615
Open 2014 Filing

Operations Trend

Revenue Growth32nd percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$2.0M$1.0M$0-$1.0MRevenue 2011: $1,199,485Expenses 2011: $1,680,197Net Income 2011: -$480,7122011Revenue 2012: $1,025,853Expenses 2012: $1,227,273Net Income 2012: -$201,4202012Revenue 2013: $982,939Expenses 2013: $1,146,459Net Income 2013: -$163,5202013Revenue 2014: $979,606Expenses 2014: $1,179,923Net Income 2014: -$200,3172014Revenue 2015: $1,079,625Expenses 2015: $1,216,211Net Income 2015: -$136,5862015Revenue 2016: $1,142,169Expenses 2016: $1,343,002Net Income 2016: -$200,8332016Revenue 2017: $1,174,498Expenses 2017: $1,389,106Net Income 2017: -$214,6082017Revenue 2018: $1,199,772Expenses 2018: $1,357,990Net Income 2018: -$158,2182018Revenue 2019: $1,336,003Expenses 2019: $1,320,482Net Income 2019: $15,5212019Revenue 2020: $737,846Expenses 2020: $890,966Net Income 2020: -$153,1202020Revenue 2021: $1,074,126Expenses 2021: $1,141,451Net Income 2021: -$67,3252021Revenue 2022: $1,379,224Expenses 2022: $1,457,249Net Income 2022: -$78,0252022Revenue 2023: $1,575,626Expenses 2023: $1,484,839Net Income 2023: $90,7872023Revenue 2024: $1,635,586Expenses 2024: $1,738,486Net Income 2024: -$102,9002024

Highlighted filing

2014

Revenue$979,606
Expenses$1,179,923
Net Income-$200,317
Open 2014 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2014 to Dec 31, 2014
Signed
May 5, 2015
Return Version
2014v5.0
Gross Receipts
$1,459,606
Mission and Program Overview

Mission

Security traders association (sta) is a grassroots organization comprised of 24 affiliates in the u.s. And canada. Sta's mission is to educate and represent members of the financial services industry across varying business models.

Security traders association is committed to promoting the interests of its members throughout the global financial markets, providing representation of these interests in the legislative, regulatory and technological processes.

Balance Sheet Detail
LineBeginningEndChange
Assets
Savings and Temporary Cash Investments$2,431,334$2,249,621▼ $181,713
Cash and Non-Interest-Bearing Accounts$95,048$167,224▲ $72,176
Accounts Receivable$45,746$14,486▼ $31,260
Prepaid Expenses and Deferred Charges$3,719$5,368▲ $1,649
Land, Buildings, and Equipment, Net$3,882$2,572▼ $1,310
Total Assets$2,583,879$2,443,271▼ $140,608
Other Assets Total$4,150$4,000▼ $150
Liabilities
Accounts Payable and Accrued Expenses$40,577$109,656▲ $69,079
Total Liabilities$40,577$109,656▲ $69,079
Net Assets / Fund Balance
Unrestricted Net Assets$2,543,302$2,333,615▼ $209,687
Total Net Assets Fund Balance$2,543,302$2,333,615▼ $209,687
Total Liabilities and Net Assets / Fund Balance$2,583,879$2,443,271▼ $140,608

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$2,572$61,941$64,513
Compensation and Service Providers
Top Officer PayScore unavailable

Employees

NameTitleFull / Part TimeBaseTotal
James ToesPresident & CEOFT$235,000$235,000

Board Members and Trustees

NameTitle
RORY O'KANEChairman
John DaleyPast Chairman
John RussellVice-chairman
Andy NyboGovernor
Bill VanceGovernor
Bob LuckeyGovernor
DREW D'AMOREGovernor
Frederic E MasonGovernor
Knut GrevleGovernor
Matt BillingsGovernor
Mike RaskGovernor
Pat ArmstrongGovernor
Patty SchulerGovernor
Tim CaseyGovernor
Doug ClarkSecretary
Jon SchneiderTreasurer

Highest Paid Contractors

ContractorServicesLocationCompensation
Mayflower Business ServicesCoference Expenses1127 CONNECTICUT AVE NW, Washington, DC 20036$141,204
Williams & Jenson PllcGovernment Affairs Consulting701 8TH STREET NW SUITE 500, Washington, DC 20001$134,222
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$973,318
Investment Income
$6,288
Other Revenue
$0
Change in Net Assets
$-200,317

Audited Revenue Reconciliation

Revenue per Audited Statements
$979,606
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$-9,375
Total Revenue per Audited Statements
$970,231
Total Revenue per Form 990
$979,606
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$714,478
Salaries, Compensation, and Employee Benefits$464,045
Grants and Similar Amounts Paid$1,400
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Conferences and Meetings$384,242--$384,242
Current Officers, Directors, Trustees, and Key Employees$211,500$23,500-$235,000
Other Salaries and Wages$107,500$51,052-$158,552
Fees for Services Legal$142,453--$142,453
Fees for Services Other$56,003--$56,003
Occupancy$44,539$10,409-$54,948
Other Employee Benefits$37,366$8,733-$46,099
Payroll Taxes$19,773$4,621-$24,394
Fees for Services Accounting-$22,100-$22,100
Office Expenses$16,181$3,782-$19,963
Insurance-$5,746-$5,746
Grants to Domestic Orgs$1,400--$1,400
Depreciation Depletion-$1,310-$1,310
Other Expenses$300$1,829-$300
Total Functional Expenses$1,035,685$144,238$0$1,179,923

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$1,179,924
Total Expenses per Audited Statements$1,179,924
Total Expenses per Form 990$1,179,924
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
In-house lobbying only
No
Subject to proxy tax
Yes
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 6

“The members elect the governing body and approve significant decisions of the governing body.”

Form 990, Part VI, Section A, Line 7A

“Members participate in annual elections to appoint one or more members of the association's governing body.”

Form 990, Part VI, Section B, Line 10B

“The association has local chapters in various cities that are independent associations. Sta actively solicits opinions and ideas from affiliate leaders and members. We promulgate information about policy, technological innovation, industry trends and a variety of other areas crucial to the business of securities professionals.”

Form 990, Part VI, Section B, Line 11

“The organization provides copies of form 990 to the members of the governing body prior to filing. The organization also provides copies of the audited financial statements to the governing body prior to them being finalized.”

Form 990, Part VI, Section B, Line 12C

“Directors, governors, officers and key employees are required to annually sign the conflict of interest policy to affirm each year that they have complied with the policy.”

Form 990, Part VI, Section C, Line 19

“The organization's governing documents, conflict of interest policy and finacial staements are available at the organiztion's office, on the organization's website and on guidestar.org.”

Filing and Contact Details

Filer

Filer Name
Security Traders Association
EIN
91-6029799
Phone
2128377765
Address
1115 BROADWAY NO 1110, NEW YORK, NY 10010

Signing Officer

Name
James Toes
Title
President
Phone
2128377765
Signed
2015-05-05
Discuss with paid preparer
Yes

Organization Details

Principal Officer
James Toes
Formed
1934
Legal Domicile
Ny
Voting Board Members
17
Independent Board Members
16
Employees
0
Volunteers
0

Preparer

Firm
Caputo & Boncardo Cpas Pc
Address
538 WESTCHESTER AVENUE, RYE BROOK, NY 10573
Preparer
Nicholas J Boncardo
Phone
9149370880
Raw XML AppendixShowing 400 of 472 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990/AccountantCompileOrReviewInd00
IRS990/AccountsPayableAccrExpnssGrp/BOYAmt040577
IRS990/AccountsPayableAccrExpnssGrp/EOYAmt0109656
IRS990/AccountsReceivableGrp/BOYAmt045746
IRS990/AccountsReceivableGrp/EOYAmt014486
IRS990/ActivitiesConductedPrtshpInd00
IRS990/ActivityOrMissionDesc0SECURITY TRADERS ASSOCIATION IS COMMITTED TO PROMOTING THE INTERESTS OF ITS MEMBERS THROUGHOUT THE GLOBAL FINANCIAL MARKETS, PROVIDING REPRESENTATION OF THESE INTERESTS IN THE LEGISLATIVE, REGULATORY AND TECHNOLOGICAL PROCESSES.
IRS990/AnnualDisclosureCoveredPrsnInd01
IRS990/BooksInCareOfDetail/BusinessName/BusinessNameLine1Txt0THE ORGANIZATION
IRS990/BooksInCareOfDetail/PhoneNum02128377765
IRS990/BooksInCareOfDetail/USAddress/AddressLine1Txt01115 BROADWAY NO 1110
IRS990/BooksInCareOfDetail/USAddress/CityNm0NEW YORK
IRS990/BooksInCareOfDetail/USAddress/StateAbbreviationCd0NY
IRS990/BooksInCareOfDetail/USAddress/ZIPCd010010
IRS990/BusinessRlnWithFamMemInd00
IRS990/BusinessRlnWithOfficerEntInd00
IRS990/BusinessRlnWithOrgMemInd00
IRS990/CashNonInterestBearingGrp/BOYAmt095048
IRS990/CashNonInterestBearingGrp/EOYAmt0167224
IRS990/ChangeToOrgDocumentsInd00
IRS990/CntrctRcvdGreaterThan100KCnt02
IRS990/CollectionsOfArtInd00
IRS990/CompCurrentOfcrDirectorsGrp/ManagementAndGeneralAmt023500
IRS990/CompCurrentOfcrDirectorsGrp/ProgramServicesAmt0211500
IRS990/CompCurrentOfcrDirectorsGrp/TotalAmt0235000
IRS990/CompensationFromOtherSrcsInd00
IRS990/CompensationProcessCEOInd00
IRS990/CompensationProcessOtherInd00
IRS990/ConferencesMeetingsGrp/ProgramServicesAmt0384242
IRS990/ConferencesMeetingsGrp/TotalAmt0384242
IRS990/ConflictOfInterestPolicyInd01
IRS990/ConservationEasementsInd00
IRS990/ConsolidatedAuditFinclStmtInd00
IRS990/ContractorCompensationGrp/CompensationAmt0141204
IRS990/ContractorCompensationGrp/CompensationAmt1134222
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt01127 CONNECTICUT AVE NW
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt1701 8TH STREET NW SUITE 500
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm0WASHINGTON
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm1WASHINGTON
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd0DC
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd1DC
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd020036
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd120001
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt0MAYFLOWER BUSINESS SERVICES
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt1WILLIAMS & JENSON PLLC
IRS990/ContractorCompensationGrp/ServicesDesc0COFERENCE EXPENSES
IRS990/ContractorCompensationGrp/ServicesDesc1GOVERNMENT AFFAIRS CONSULTING
IRS990/CreditCounselingInd00
IRS990/CYBenefitsPaidToMembersAmt00
IRS990/CYContributionsGrantsAmt00
IRS990/CYGrantsAndSimilarPaidAmt01400
IRS990/CYInvestmentIncomeAmt06288
IRS990/CYOtherExpensesAmt0714478
IRS990/CYOtherRevenueAmt00
IRS990/CYProgramServiceRevenueAmt0973318
IRS990/CYRevenuesLessExpensesAmt0-200317
IRS990/CYSalariesCompEmpBnftPaidAmt0464045
IRS990/CYTotalExpensesAmt01179923
IRS990/CYTotalFundraisingExpenseAmt00
IRS990/CYTotalProfFndrsngExpnsAmt00
IRS990/CYTotalRevenueAmt0979606
IRS990/DecisionsSubjectToApprovaInd00
IRS990/DeductibleArtContributionInd00
IRS990/DeductibleNonCashContriInd00
IRS990/DelegationOfMgmtDutiesInd00
IRS990/DepreciationDepletionGrp/ManagementAndGeneralAmt01310
IRS990/DepreciationDepletionGrp/TotalAmt01310
IRS990/Desc0STA PROVIDES ITS MEMBERS A VOICE ON MATTERS AFFECTING THE MARKETS AND TRADING COMMUNITY WITH CONGRESS WITH THE SEC WITH REGULATORS WITH THE EXCHANGES AND WITH OTHER TRADE ORGANIZATIONS.STA HOSTS CONFERENCES THAT PROMOTE PROFESSIONAL DEVELOPMENT, SERVE AS A PLATFORM FOR INFLUENTIAL LEADERS IN THE INDUSTRY, AS WELL AS PROVIDE A FORUM FOR NETWORKING.
IRS990/DescribedInSection501c3Ind00
IRS990/DisregardedEntityInd00
IRS990/DocumentRetentionPolicyInd00
IRS990/DonorAdvisedFundInd00
IRS990/ElectionOfBoardMembersInd01
IRS990/EmployeeCnt00
IRS990/ExpenseAmt01035685
IRS990/FamilyOrBusinessRlnInd00
IRS990/FederalGrantAuditRequiredInd00
IRS990/FeesForServicesAccountingGrp/ManagementAndGeneralAmt022100
IRS990/FeesForServicesAccountingGrp/TotalAmt022100
IRS990/FeesForServicesLegalGrp/ProgramServicesAmt0142453
IRS990/FeesForServicesLegalGrp/TotalAmt0142453
IRS990/FeesForServicesOtherGrp/ProgramServicesAmt056003
IRS990/FeesForServicesOtherGrp/TotalAmt056003
IRS990/ForeignActivitiesInd00
IRS990/ForeignFinancialAccountInd00
IRS990/ForeignOfficeInd00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt00.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt10.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt20.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt30.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt40.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt50.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt60.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt70.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt80.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt90.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt100.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt110.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt120.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt130.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt140.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt150.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt1640.00
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd0X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd1X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd2X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd3X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd4X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd5X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd6X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd7X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd8X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd9X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd10X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd11X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd12X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd13X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd14X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd15X
IRS990/Form990PartVIISectionAGrp/OfficerInd0X
IRS990/Form990PartVIISectionAGrp/OfficerInd1X
IRS990/Form990PartVIISectionAGrp/OfficerInd2X
IRS990/Form990PartVIISectionAGrp/OfficerInd3X
IRS990/Form990PartVIISectionAGrp/OfficerInd4X
IRS990/Form990PartVIISectionAGrp/OfficerInd5X
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt00
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt10
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt20
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt30
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt40
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt50
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt60
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt70
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt80
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt90
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt100
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt110
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt120
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt130
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt140
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt150
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt160
IRS990/Form990PartVIISectionAGrp/PersonNm0RORY O'KANE
IRS990/Form990PartVIISectionAGrp/PersonNm1JOHN RUSSELL
IRS990/Form990PartVIISectionAGrp/PersonNm2JON SCHNEIDER
IRS990/Form990PartVIISectionAGrp/PersonNm3DOUG CLARK
IRS990/Form990PartVIISectionAGrp/PersonNm4JOHN DALEY
IRS990/Form990PartVIISectionAGrp/PersonNm5PAT ARMSTRONG
IRS990/Form990PartVIISectionAGrp/PersonNm6MATT BILLINGS
IRS990/Form990PartVIISectionAGrp/PersonNm7TIM CASEY
IRS990/Form990PartVIISectionAGrp/PersonNm8DREW D'AMORE
IRS990/Form990PartVIISectionAGrp/PersonNm9KNUT GREVLE
IRS990/Form990PartVIISectionAGrp/PersonNm10BOB LUCKEY
IRS990/Form990PartVIISectionAGrp/PersonNm11FREDERIC E MASON
IRS990/Form990PartVIISectionAGrp/PersonNm12ANDY NYBO
IRS990/Form990PartVIISectionAGrp/PersonNm13MIKE RASK
IRS990/Form990PartVIISectionAGrp/PersonNm14PATTY SCHULER
IRS990/Form990PartVIISectionAGrp/PersonNm15BILL VANCE
IRS990/Form990PartVIISectionAGrp/PersonNm16JAMES TOES
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt90
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt100
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt110
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt120
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt130
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt140
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt150
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt16235000
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt90
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt100
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt110
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt120
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt130
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt140
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt150
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt160
IRS990/Form990PartVIISectionAGrp/TitleTxt0CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt1VICE-CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt2TREASURER
IRS990/Form990PartVIISectionAGrp/TitleTxt3SECRETARY
IRS990/Form990PartVIISectionAGrp/TitleTxt4PAST CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt5GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt6GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt7GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt8GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt9GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt10GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt11GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt12GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt13GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt14GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt15GOVERNOR
IRS990/Form990PartVIISectionAGrp/TitleTxt16PRESIDENT & CEO
IRS990/Form990ProvidedToGvrnBodyInd01
IRS990/FormationYr01934
IRS990/FormerOfcrEmployeesListedInd00
IRS990/FSAuditedInd00
IRS990/FundraisingActivitiesInd00
IRS990/GainOrLossGrp/SecuritiesAmt00
IRS990/GamingActivitiesInd00
IRS990/GoverningBodyVotingMembersCnt017
IRS990/GrantsToDomesticOrgsGrp/ProgramServicesAmt01400
IRS990/GrantsToDomesticOrgsGrp/TotalAmt01400
IRS990/GrantsToIndividualsInd00
IRS990/GrantsToOrganizationsInd00
IRS990/GrantToRelatedPersonInd00
IRS990/GrossAmountSalesAssetsGrp/SecuritiesAmt0480000
IRS990/GrossReceiptsAmt01459606
IRS990/GroupReturnForAffiliatesInd00
IRS990/IncludeFIN48FootnoteInd00
IRS990/IndependentAuditFinclStmtInd01
IRS990/IndependentVotingMemberCnt016
IRS990/IndivRcvdGreaterThan100KCnt01
IRS990/IndoorTanningServicesInd00
IRS990/InfoInScheduleOPartIIIInd0X
IRS990/InfoInScheduleOPartVIInd0X
IRS990/InsuranceGrp/ManagementAndGeneralAmt05746
IRS990/InsuranceGrp/TotalAmt05746
IRS990/InvestmentIncomeGrp/ExclusionAmt06288
IRS990/InvestmentIncomeGrp/TotalRevenueColumnAmt06288
IRS990/InvestmentInJointVentureInd00
IRS990/IRPDocumentCnt00
IRS990/IRPDocumentW2GCnt00
IRS990/LandBldgEquipAccumDeprecAmt061941
IRS990/LandBldgEquipBasisNetGrp/BOYAmt03882
IRS990/LandBldgEquipBasisNetGrp/EOYAmt02572
IRS990/LandBldgEquipCostOrOtherBssAmt064513
IRS990/LegalDomicileStateCd0NY
IRS990/LessCostOthBasisSalesExpnssGrp/SecuritiesAmt0480000
IRS990/LoanOutstandingInd00
IRS990/LocalChaptersInd01
IRS990/MaterialDiversionOrMisuseInd00
IRS990/MembersOrStockholdersInd01
IRS990/MethodOfAccountingAccrualInd0X
IRS990/MinutesOfCommitteesInd01
IRS990/MinutesOfGoverningBodyInd01
IRS990/MissionDesc0STA PROVIDES ITS MEMBERS A VOICE ON MATTERS AFFECTING THE MARKETS AND TRADING COMMUNITY WITH CONGRESS WITH THE SEC WITH REGULATORS WITH THE EXCHANGES AND WITH OTHER TRADE ORGANIZATIONS. STA HOSTS CONFERENCES THAT PROMOTE PROFESSIONAL DEVELOPMENT, SERVE AS A PLATFORM FOR INFLUENTIAL LEADERS IN THE INDUSTRY, AS WELL AS PROVIDE A FORUM FOR NETWORKING.
IRS990/MoreThan5000KToIndividualsInd00
IRS990/MoreThan5000KToOrgInd00
IRS990/NetAssetsOrFundBalancesBOYAmt02543302
IRS990/NetAssetsOrFundBalancesEOYAmt02333615
IRS990/NetGainOrLossInvestmentsGrp/TotalRevenueColumnAmt00
IRS990/NetUnrelatedBusTxblIncmAmt00
IRS990/NetUnrlzdGainsLossesInvstAmt0-9370
IRS990/NondeductibleContributionsInd00
IRS990/OccupancyGrp/ManagementAndGeneralAmt010409
IRS990/OccupancyGrp/ProgramServicesAmt044539
IRS990/OccupancyGrp/TotalAmt054948
IRS990/OfficeExpensesGrp/ManagementAndGeneralAmt03782
IRS990/OfficeExpensesGrp/ProgramServicesAmt016181
IRS990/OfficeExpensesGrp/TotalAmt019963
IRS990/OfficerMailingAddressInd00
IRS990/OperateHospitalInd00
IRS990/Organization501cInd0X
IRS990/OrganizationFollowsSFAS117Ind0X
IRS990/OtherAssetsTotalGrp/BOYAmt04150
IRS990/OtherAssetsTotalGrp/EOYAmt04000
IRS990/OtherChangesInNetAssetsAmt00
IRS990/OtherEmployeeBenefitsGrp/ManagementAndGeneralAmt08733
IRS990/OtherEmployeeBenefitsGrp/ProgramServicesAmt037366
IRS990/OtherEmployeeBenefitsGrp/TotalAmt046099
IRS990/OtherExpensesGrp/Desc0BANK AND CREDIT CARD FE
IRS990/OtherExpensesGrp/Desc1TELEPHONE
IRS990/OtherExpensesGrp/Desc2DUES AND SUBSCRIPTIONS
IRS990/OtherExpensesGrp/Desc3WEBSITE EXPENSE
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt011156
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt11829
IRS990/OtherExpensesGrp/ProgramServicesAmt07824
IRS990/OtherExpensesGrp/ProgramServicesAmt16604
IRS990/OtherExpensesGrp/ProgramServicesAmt2300
IRS990/OtherExpensesGrp/TotalAmt011156
IRS990/OtherExpensesGrp/TotalAmt19653
IRS990/OtherExpensesGrp/TotalAmt26604
IRS990/OtherExpensesGrp/TotalAmt3300
IRS990/OtherSalariesAndWagesGrp/ManagementAndGeneralAmt051052
IRS990/OtherSalariesAndWagesGrp/ProgramServicesAmt0107500
IRS990/OtherSalariesAndWagesGrp/TotalAmt0158552
IRS990/OtherWebsiteInd0X
IRS990/PartialLiquidationInd00
IRS990/PayrollTaxesGrp/ManagementAndGeneralAmt04621
IRS990/PayrollTaxesGrp/ProgramServicesAmt019773
IRS990/PayrollTaxesGrp/TotalAmt024394
IRS990/PoliciesReferenceChaptersInd00
IRS990/PoliticalCampaignActyInd00
IRS990/PrepaidExpensesDefrdChargesGrp/BOYAmt03719
IRS990/PrepaidExpensesDefrdChargesGrp/EOYAmt05368
IRS990/PrincipalOfficerNm0JAMES TOES
IRS990/ProfessionalFundraisingInd00
IRS990/ProgramServiceRevenueGrp/BusinessCd0861100
IRS990/ProgramServiceRevenueGrp/BusinessCd1861100
IRS990/ProgramServiceRevenueGrp/Desc0CONFERENCES AND CONVEN
IRS990/ProgramServiceRevenueGrp/Desc1MEMBERSHIP DUES & ASSE
IRS990/ProgramServiceRevenueGrp/ExclusionAmt0809853
IRS990/ProgramServiceRevenueGrp/ExclusionAmt1163465
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt0809853
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt1163465
IRS990/ProhibitedTaxShelterTransInd00
IRS990/PYBenefitsPaidToMembersAmt00
IRS990/PYContributionsGrantsAmt00
IRS990/PYGrantsAndSimilarPaidAmt05402
IRS990/PYInvestmentIncomeAmt011577
IRS990/PYOtherExpensesAmt0750682
IRS990/PYOtherRevenueAmt00
IRS990/PYProgramServiceRevenueAmt0971362
IRS990/PYRevenuesLessExpensesAmt0-163520
IRS990/PYSalariesCompEmpBnftPaidAmt0390375
IRS990/PYTotalExpensesAmt01146459
IRS990/PYTotalProfFndrsngExpnsAmt00
IRS990/PYTotalRevenueAmt0982939
IRS990/ReconcilationRevenueExpnssAmt0-200317
IRS990/RegularMonitoringEnfrcInd01
IRS990/RelatedEntityInd00
IRS990/RelatedOrganizationCtrlEntInd00
IRS990/ReportInvestmentsOtherSecInd00
IRS990/ReportLandBuildingEquipmentInd01
IRS990/ReportOtherAssetsInd00
IRS990/ReportOtherLiabilitiesInd00
IRS990/ReportProgramRelatedInvstInd00
IRS990/SavingsAndTempCashInvstGrp/BOYAmt02431334
IRS990/SavingsAndTempCashInvstGrp/EOYAmt02249621
IRS990/ScheduleBRequiredInd00
IRS990ScheduleC/AgreeCarryoverPriorYearInd00
IRS990ScheduleC/OnlyInHouseLobbyingInd00
IRS990ScheduleC/SubstantiallyAllDuesNondedInd01
IRS990ScheduleD/ExpensesNotReportedAmt00
IRS990ScheduleD/ExpensesNotRptFinclStmtAmt00
IRS990ScheduleD/ExpensesSubtotalAmt01179924
IRS990ScheduleD/NetUnrealizedGainsInvstAmt0-9375
IRS990ScheduleD/OtherLandBuildingsGrp/BookValueAmt02572
IRS990ScheduleD/OtherLandBuildingsGrp/DepreciationAmt061941
IRS990ScheduleD/OtherLandBuildingsGrp/OtherCostOrOtherBasisAmt064513
IRS990ScheduleD/RevenueNotReportedAmt0-9375
IRS990ScheduleD/RevenueNotReportedFinclStmtAmt00
IRS990ScheduleD/RevenueSubtotalAmt0979606
IRS990ScheduleD/TotalBookValueLandBuildingsAmt02572
IRS990ScheduleD/TotalExpensesPerForm990Amt01179924
IRS990ScheduleD/TotalRevenuePerForm990Amt0979606
IRS990ScheduleD/TotalRevEtcAuditedFinclStmtAmt0970231
IRS990ScheduleD/TotExpnsEtcAuditedFinclStmtAmt01179924
IRS990ScheduleJ/BoardOrCommitteeApprovalInd0X
IRS990ScheduleJ/CompensationCommitteeInd0X
IRS990ScheduleJ/EquityBasedCompArrngmInd00
IRS990ScheduleJ/Form990OfOtherOrganizationsInd0X
IRS990/ScheduleJRequiredInd01
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BaseCompensationFilingOrgAmt0235000
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusFilingOrganizationAmount00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusRelatedOrganizationsAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompensationBasedOnRltdOrgsAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompReportPrior990FilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/CompReportPrior990RltdOrgsAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/DeferredCompensationFlngOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/DeferredCompRltdOrgsAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/NontaxableBenefitsFilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/NontaxableBenefitsRltdOrgsAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/OtherCompensationFilingOrgAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/OtherCompensationRltdOrgsAmt00
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/PersonNm0JAMES TOES
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TitleTxt0PRESIDENT & CEO
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationFilingOrgAmt0235000
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationRltdOrgsAmt00
IRS990ScheduleJ/SeverancePaymentInd00
IRS990ScheduleJ/SupplementalNonqualRtrPlanInd01
IRS990ScheduleJ/WrittenEmploymentContractInd0X
IRS990/ScheduleORequiredInd01
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0THE MEMBERS ELECT THE GOVERNING BODY AND APPROVE SIGNIFICANT DECISIONS OF THE GOVERNING BODY.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1MEMBERS PARTICIPATE IN ANNUAL ELECTIONS TO APPOINT ONE OR MORE MEMBERS OF THE ASSOCIATION'S GOVERNING BODY.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2THE ASSOCIATION HAS LOCAL CHAPTERS IN VARIOUS CITIES THAT ARE INDEPENDENT ASSOCIATIONS. STA ACTIVELY SOLICITS OPINIONS AND IDEAS FROM AFFILIATE LEADERS AND MEMBERS. WE PROMULGATE INFORMATION ABOUT POLICY, TECHNOLOGICAL INNOVATION, INDUSTRY TRENDS AND A VARIETY OF OTHER AREAS CRUCIAL TO THE BUSINESS OF SECURITIES PROFESSIONALS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3THE ORGANIZATION PROVIDES COPIES OF FORM 990 TO THE MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. THE ORGANIZATION ALSO PROVIDES COPIES OF THE AUDITED FINANCIAL STATEMENTS TO THE GOVERNING BODY PRIOR TO THEM BEING FINALIZED.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt4DIRECTORS, GOVERNORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO ANNUALLY SIGN THE CONFLICT OF INTEREST POLICY TO AFFIRM EACH YEAR THAT THEY HAVE COMPLIED WITH THE POLICY.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt5THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINACIAL STAEMENTS ARE AVAILABLE AT THE ORGANIZTION'S OFFICE, ON THE ORGANIZATION'S WEBSITE AND ON GUIDESTAR.ORG.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990, PART VI, SECTION A, LINE 6
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PART VI, SECTION A, LINE 7A
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PART VI, SECTION B, LINE 10B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PART VI, SECTION B, LINE 11
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc4FORM 990, PART VI, SECTION B, LINE 12C
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc5FORM 990, PART VI, SECTION C, LINE 19
IRS990/SchoolOperatingInd00
IRS990/SignificantChangeInd00
IRS990/SignificantNewProgramSrvcInd00
IRS990/StatesWhereCopyOfReturnIsFldCd0IL
IRS990/SubjectToProxyTaxInd01
IRS990/TaxablePartyNotificationInd00
IRS990/TaxExemptBondsInd00

Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Filings

Displayed year

2014 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$2,443,271
Liabilities
$109,656
Net assets
$2,333,615
Revenue
$979,606
Expenses
$1,179,923
Net income
-$200,317
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.68$0.37$1.31$1.64$1.74$0.10
2023Summary only. Only limited summary data is available for this year.$1.48$0.06$1.41$1.58$1.48$0.09
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.48$0.14$1.33$1.38$1.46$0.08
2021Summary only. Only limited summary data is available for this year.$1.64$0.22$1.41$1.07$1.14$0.07
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.54$0.06$1.48$0.74$0.89$0.15
2019Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.75$0.11$1.64$1.34$1.32$0.02
2018Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.83$0.21$1.63$1.20$1.36$0.16
2017Summary only. Only limited summary data is available for this year.$1.85$0.06$1.78$1.17$1.39$0.21
2016Facts available. Structured filing facts are available, but richer extracted sections are limited.$2.09$0.09$2.00$1.14$1.34$0.20
2015Detailed filing. Detailed filing data is available for this year.$2.27$0.07$2.20$1.08$1.22$0.14
2014Detailed filing. Detailed filing data is available for this year.$2.44$0.11$2.33$0.98$1.18$0.20
2013Detailed filing. Detailed filing data is available for this year.$2.58$0.04$2.54$0.98$1.15$0.16
2012Summary only. Only limited summary data is available for this year.$2.72$0.02$2.71$1.03$1.23$0.20
2011Summary only. Only limited summary data is available for this year.$3.03$0.12$2.91$1.20$1.68$0.48