Liabilities / Assets
38th percentile
Higher debt load relative to assets than 38% of similar nonprofits.
Upstream Prevention Inc.
990 • Fiscal year 2022 • EIN 47-5502996
Siviq Scores
Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.
0.00x
Liabilities / Revenue
34th percentile
Higher debt load relative to revenue than 34% of similar nonprofits.
Net Margin
33rd percentile
Higher net margin than 33% of similar nonprofits.
Top Officer Pay
75th percentile
Higher top officer pay than 75% of similar nonprofits.
Top officer pay equals 8.9% of source-year revenue.
Asset Growth
29th percentile
Faster asset growth than 29% of similar nonprofits.
Revenue Growth
44th percentile
Faster revenue growth than 44% of similar nonprofits.
Balance Sheet
Assets
Down$293,279
Down $17,875 (-5.7%) from 2021
Net Assets
Down$292,321
Down $14,468 (-4.7%) from 2021
Liabilities
Down$958
Down $3,407 (-78%) from 2021
Revenue And Expenses
Revenue
Up$737,340
Up $22,881 (+3.2%) from 2021
Expenses
Up$751,808
Up $172,720 (+30%) from 2021
Net Income
Down-$14,468
Down $149,839 (-111%) from 2021
Historical Trend
Jump To
Filing Snapshot
- Filing Period
- Jan 1, 2022 to Dec 31, 2022
- Signed
- May 15, 2023
- Return Version
- 2022v5.0
- Gross Receipts
- $737,340
Mission and Program Overview
Mission
Upstream Prevention, Inc. is organized exclusively for charitable and educational purposes, including, for such purposes, the making of distributions to organizations that qualify as exempt organizations under section 501(c)(3) of the Internal Revenue Code, or corresponding section of any future federal tax code. No part of the net earnings of the corporation shall inure to the benefit of, or be distributable to its members, trustees, officers, or other private persons, except that the corporation shall be authorized and empowered to pay reasonable compensation for services rendered and to make payments and distributions in furtherance of the purposes set forth hereof. Upstream Prevention, Inc. seeks to support systems-level changes to promote public health, specifically related to the prevention and reduction of youth substance use, improved mental health of the community, and creating an environment conducive to healthy behaviors for all citizens.
Upstream prevention is organized exclusively for charitable and educational purposes, including, for such purposes, the making of distributions to organizations that qualify as exempt organizations under section 501(c)(3) of the internal revenue code, or corresponding section of any future federal tax code. No part of the net earnings of the corporation shall inure to the benefit of, or shall be distributable to its members, trustees, officers, or other private persons, except that the corporation shall be authorized and empowered to pay reasonable compensation for services rendered and to make payments and distributions in furtherance of the purposes set forth hereof. Upstream prevention seeks to support systems-level changes to promote public health, specifically related to the prevention and reduction of youth substance use, improved mental health, and creating an environment conducive to healthy behaviors for all citizens.
Balance Sheet Detail
| Line | Beginning | End | Change |
|---|---|---|---|
| Assets | |||
| Cash and Non-Interest-Bearing Accounts | $311,154 | $217,949 | ▼ $93,205 |
| Savings and Temporary Cash Investments | - | $75,330 | - |
| Total Assets | $311,154 | $293,279 | ▼ $17,875 |
| Liabilities | |||
| Other Liabilities | $4,365 | $958 | ▼ $3,407 |
| Total Liabilities | $4,365 | $958 | ▼ $3,407 |
| Net Assets / Fund Balance | |||
| Net Assets Without Donor Restrictions | $306,789 | $292,321 | ▼ $14,468 |
| Total Net Assets Fund Balance | $306,789 | $292,321 | ▼ $14,468 |
| Total Liabilities and Net Assets / Fund Balance | $311,154 | $293,279 | ▼ $17,875 |
Compensation and Service Providers
Employees
| Name | Title | Full / Part Time | Base | Other | Total |
|---|---|---|---|---|---|
| Kathleen Ratcliff | Executive Di | FT | $52,204 | $13,051 | $65,255 |
Board Members and Trustees
| Name | Title |
|---|---|
| Mark Hatfield | President |
| Anne Sutton | Board Member |
| Hope Sullivan Mcmickle | Secretary |
| Sara Thompson | Treasurer |
Revenue and Support
Revenue Composition
- Contributions and Grants
- $737,214
- Program Service Revenue
- $0
- Investment Income
- $126
- Other Revenue
- $0
- All Other Contributions
- $224,059
- Change in Net Assets
- $-14,468
Expenses and Functional Allocation
Major Expense Lines
| Line Item | Amount |
|---|---|
| Salaries, Compensation, and Employee Benefits | $406,026 |
| Other Expenses | $345,782 |
| Grants and Similar Amounts Paid | $0 |
| Professional Fundraising Fees | $0 |
| Total Fundraising Expense | $0 |
Functional Expense Allocation
| Line Item | Program | Management | Fundraising | Total |
|---|---|---|---|---|
| Other Salaries and Wages | $358,904 | $7,497 | - | $366,401 |
| Advertising | $66,534 | $4,360 | - | $70,894 |
| Conferences and Meetings | $50,191 | - | - | $50,191 |
| Payroll Taxes | $30,519 | $588 | - | $31,107 |
| All Other Expenses | $13,005 | $9,116 | - | $22,121 |
| Occupancy | - | $18,230 | - | $18,230 |
| Insurance | $3,969 | $11,306 | - | $15,275 |
| Travel | $6,079 | $7,424 | - | $13,503 |
| Other Expenses | $22,066 | $12,867 | - | $12,867 |
| Office Expenses | $6,946 | $4,491 | - | $11,437 |
| Information Technology | $11,065 | - | - | $11,065 |
| Pension Plan Contributions | - | $8,518 | - | $8,518 |
| Fees for Services Accounting | - | $3,052 | - | $3,052 |
| Fees for Services Other | - | $2,470 | - | $2,470 |
| Total Functional Expenses | $661,889 | $89,919 | $0 | $751,808 |
Fundraising, Events, and Gaming
- Fundraising activities
- No
- Gaming activities
- No
- Professional fundraiser used
- No
Fundraising and Gaming Totals
| Line Item | Amount |
|---|---|
| Professional Fundraising Fees | $0 |
Political and Lobbying Activity
- Political campaign activity
- No
- Lobbying activity
- No
- Subject to proxy tax
- No
Debt and Bond Financing
Other Reported Liabilities
| Liability | Amount |
|---|---|
| Credit Card Payable | $958 |
Governance and Compliance
Governance Checklist
- Compiled or reviewed by an accountant
- No
- Annual disclosure for covered persons
- Yes
- Business relationship with 35% controlled entity
- No
- Business relationship with family members
- No
- Business relationship with organization members
- No
- Material changes to governing documents
- No
- Compensation from other sources disclosed
- No
- CEO compensation reviewed
- No
- Other officer compensation reviewed
- No
- Conflict-of-interest policy
- Yes
- Audited financial statements prepared
- No
- Key decisions subject to board approval
- No
- Management duties delegated
- No
Governance Explanations
Form 990, Page 6, Part VI, Line 11B
“The executive director was provided a draft of form 990 for review and comment prior to filing.”
Form 990, Page 6, Part VI, Line 12C
“The purpose of the policy is to protect this tax-exempt organization's interest when it is contemplating entering into a transaction or arrangement that might benefit the private interest of an officer or director of the organization or might result in a possible excess benefit transaction. The policy is intended to supplement but not replace any applicable state and federal laws governing conflict of interest applicable to nonprofit and charitable organizations.”
Form 990, Page 6, Part VI, Line 19
“Policies are available upon request.”
Filing and Contact Details
Filer
- Filer Name
- Upstream Prevention Inc
- EIN
- 47-5502996
- Phone
- 3178249617
- Address
- 3209 W SMITH VALLEY ROAD SUITE 250, GREENWOOD, IN 46142
Signing Officer
- Name
- Kathleen Ratcliff
- Title
- Executive Director
- Phone
- 3178249617
- Signed
- 2023-05-15
- Discuss with paid preparer
- Yes
Organization Details
- Principal Officer
- Kathleen Ratcliff
- Formed
- 2015
- Legal Domicile
- In
- Voting Board Members
- 4
- Independent Board Members
- 4
- Employees
- 11
Preparer
- Firm
- Compass Pointe Cpas Llp
- Address
- 609 TREYBOURNE DR STE A, GREENWOOD, IN 46142
- Preparer
- Angela L Coy CPA
- Phone
- 3178816670
Supplemental Narrative
Additional Explanations
FORM 990 - ORGANIZATION'S MISSION
“Upstream prevention is organized exclusively for charitable and educational purposes, including, for such purposes, the making of distributions to organizations that qualify as exempt organizations under section 501(c)(3) of the internal revenue code, or corresponding section of any future federal tax code. No part of the net earnings of the corporation shall inure to the benefit of, or shall be distributable to its members, trustees, officers, or other private persons, except that the corporation shall be authorized and empowered to pay reasonable compensation for services rendered and to make payments and distributions in furtherance of the purposes set forth hereof. Upstream prevention seeks to support systems-level changes to promote public health, specifically related to the prevention and reduction of youth substance use, improved mental health, and creating an environment conducive to healthy behaviors for all citizens.”
Raw XML Appendix331 raw XML fields
This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.
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| IRS990ScheduleA/GrossInvestmentIncome170Grp/CurrentTaxYearMinus1YearAmt | 0 | 66 |
| IRS990ScheduleA/GrossInvestmentIncome170Grp/CurrentTaxYearMinus2YearsAmt | 0 | 39 |
| IRS990ScheduleA/GrossInvestmentIncome170Grp/CurrentTaxYearMinus3YearsAmt | 0 | 14 |
| IRS990ScheduleA/GrossInvestmentIncome170Grp/TotalAmt | 0 | 245 |
| IRS990ScheduleA/PublicOrganization170Ind | 0 | X |
| IRS990ScheduleA/PublicSupportCY170Pct | 0 | 0.99990 |
| IRS990ScheduleA/PublicSupportPY170Pct | 0 | 0.99990 |
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| IRS990ScheduleD/OtherLiabilitiesOrgGrp/Desc | 0 | CREDIT CARD PAYABLE |
| IRS990ScheduleD/TotalLiabilityAmt | 0 | 958 |
| IRS990/ScheduleJRequiredInd | 0 | false |
| IRS990/ScheduleORequiredInd | 0 | true |
| IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt | 0 | UPSTREAM PREVENTION IS ORGANIZED EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES, INCLUDING, FOR SUCH PURPOSES, THE MAKING OF DISTRIBUTIONS TO ORGANIZATIONS THAT QUALIFY AS EXEMPT ORGANIZATIONS UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, OR CORRESPONDING SECTION OF ANY FUTURE FEDERAL TAX CODE. NO PART OF THE NET EARNINGS OF THE CORPORATION SHALL INURE TO THE BENEFIT OF, OR SHALL BE DISTRIBUTABLE TO ITS MEMBERS, TRUSTEES, OFFICERS, OR OTHER PRIVATE PERSONS, EXCEPT THAT THE CORPORATION SHALL BE AUTHORIZED AND EMPOWERED TO PAY REASONABLE COMPENSATION FOR SERVICES RENDERED AND TO MAKE PAYMENTS AND DISTRIBUTIONS IN FURTHERANCE OF THE PURPOSES SET FORTH HEREOF. UPSTREAM PREVENTION SEEKS TO SUPPORT SYSTEMS-LEVEL CHANGES TO PROMOTE PUBLIC HEALTH, SPECIFICALLY RELATED TO THE PREVENTION AND REDUCTION OF YOUTH SUBSTANCE USE, IMPROVED MENTAL HEALTH, AND CREATING AN ENVIRONMENT CONDUCIVE TO HEALTHY BEHAVIORS FOR ALL CITIZENS. |
| IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt | 1 | THE EXECUTIVE DIRECTOR WAS PROVIDED A DRAFT OF FORM 990 FOR REVIEW AND COMMENT PRIOR TO FILING. |
| IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt | 2 | THE PURPOSE OF THE POLICY IS TO PROTECT THIS TAX-EXEMPT ORGANIZATION'S INTEREST WHEN IT IS CONTEMPLATING ENTERING INTO A TRANSACTION OR ARRANGEMENT THAT MIGHT BENEFIT THE PRIVATE INTEREST OF AN OFFICER OR DIRECTOR OF THE ORGANIZATION OR MIGHT RESULT IN A POSSIBLE EXCESS BENEFIT TRANSACTION. THE POLICY IS INTENDED TO SUPPLEMENT BUT NOT REPLACE ANY APPLICABLE STATE AND FEDERAL LAWS GOVERNING CONFLICT OF INTEREST APPLICABLE TO NONPROFIT AND CHARITABLE ORGANIZATIONS. |
| IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt | 3 | POLICIES ARE AVAILABLE UPON REQUEST. |
| IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc | 0 | FORM 990 - ORGANIZATION'S MISSION |
| IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc | 1 | FORM 990, PAGE 6, PART VI, LINE 11B |
| IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc | 2 | FORM 990, PAGE 6, PART VI, LINE 12C |
| IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc | 3 | FORM 990, PAGE 6, PART VI, LINE 19 |
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| IRS990/SignificantChangeInd | 0 | false |
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| IRS990/SubjectToExcsTaxNetInvstIncInd | 0 | false |
| IRS990/SubjectToProxyTaxInd | 0 | false |
| IRS990/SubjToTaxRmnrtnExPrchtPymtInd | 0 | false |
| IRS990/TaxablePartyNotificationInd | 0 | false |
| IRS990/TaxExemptBondsInd | 0 | false |
| IRS990/TerminateOperationsInd | 0 | false |
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| IRS990/TotalAssetsEOYAmt | 0 | 293279 |
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| IRS990/TotalAssetsGrp/EOYAmt | 0 | 293279 |
| IRS990/TotalCompGreaterThan150KInd | 0 | false |
| IRS990/TotalContributionsAmt | 0 | 737214 |
| IRS990/TotalEmployeeCnt | 0 | 11 |
| IRS990/TotalFunctionalExpensesGrp/FundraisingAmt | 0 | 0 |
| IRS990/TotalFunctionalExpensesGrp/ManagementAndGeneralAmt | 0 | 89919 |
| IRS990/TotalFunctionalExpensesGrp/ProgramServicesAmt | 0 | 661889 |
| IRS990/TotalFunctionalExpensesGrp/TotalAmt | 0 | 751808 |
| IRS990/TotalGrossUBIAmt | 0 | 0 |
| IRS990/TotalLiabilitiesBOYAmt | 0 | 4365 |
| IRS990/TotalLiabilitiesEOYAmt | 0 | 958 |
| IRS990/TotalLiabilitiesGrp/BOYAmt | 0 | 4365 |
| IRS990/TotalLiabilitiesGrp/EOYAmt | 0 | 958 |
| IRS990/TotalNetAssetsFundBalanceGrp/BOYAmt | 0 | 306789 |
| IRS990/TotalNetAssetsFundBalanceGrp/EOYAmt | 0 | 292321 |
| IRS990/TotalOtherCompensationAmt | 0 | 13051 |
| IRS990/TotalProgramServiceExpensesAmt | 0 | 728755 |
| IRS990/TotalReportableCompFromOrgAmt | 0 | 52204 |
| IRS990/TotalRevenueGrp/ExclusionAmt | 0 | 126 |
| IRS990/TotalRevenueGrp/TotalRevenueColumnAmt | 0 | 737340 |
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| IRS990/TotLiabNetAssetsFundBalanceGrp/EOYAmt | 0 | 293279 |
| IRS990/TravelGrp/ManagementAndGeneralAmt | 0 | 7424 |
| IRS990/TravelGrp/ProgramServicesAmt | 0 | 6079 |
| IRS990/TravelGrp/TotalAmt | 0 | 13503 |
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| IRS990/TypeOfOrganizationCorpInd | 0 | X |
| IRS990/UnrelatedBusIncmOverLimitInd | 0 | false |
| IRS990/UponRequestInd | 0 | X |
| IRS990/USAddress/AddressLine1Txt | 0 | 3209 W SMITH VALLEY ROAD STE 250 |
| IRS990/USAddress/CityNm | 0 | GREENWOOD |
| IRS990/USAddress/StateAbbreviationCd | 0 | IN |
| IRS990/USAddress/ZIPCd | 0 | 46142 |
| IRS990/VotingMembersGoverningBodyCnt | 0 | 4 |
| IRS990/VotingMembersIndependentCnt | 0 | 4 |
| IRS990/WebsiteAddressTxt | 0 | WWW.UPSTREAMPREVENTION.ORG |
| IRS990/WhistleblowerPolicyInd | 0 | true |
| ReturnHeader/BuildTS | 0 | 2023-04-26 12:10:37Z |
| ReturnHeader/BusinessOfficerGrp/DiscussWithPaidPreparerInd | 0 | true |
| ReturnHeader/BusinessOfficerGrp/PersonNm | 0 | KATHLEEN RATCLIFF |
| ReturnHeader/BusinessOfficerGrp/PersonTitleTxt | 0 | EXECUTIVE DIRECTOR |
| ReturnHeader/BusinessOfficerGrp/PhoneNum | 0 | 3178249617 |
| ReturnHeader/BusinessOfficerGrp/SignatureDt | 0 | 2023-05-15 |
| ReturnHeader/Filer/BusinessName/BusinessNameLine1Txt | 0 | UPSTREAM PREVENTION INC |
| ReturnHeader/Filer/BusinessNameControlTxt | 0 | UPST |
| ReturnHeader/Filer/EIN | 0 | 475502996 |
| ReturnHeader/Filer/PhoneNum | 0 | 3178249617 |
| ReturnHeader/Filer/USAddress/AddressLine1Txt | 0 | 3209 W SMITH VALLEY ROAD SUITE 250 |
| ReturnHeader/Filer/USAddress/CityNm | 0 | GREENWOOD |
| ReturnHeader/Filer/USAddress/StateAbbreviationCd | 0 | IN |
| ReturnHeader/Filer/USAddress/ZIPCd | 0 | 46142 |
| ReturnHeader/IRSResponsiblePrtyInfoCurrInd | 0 | false |
| ReturnHeader/PreparerFirmGrp/PreparerFirmEIN | 0 | 371450744 |
| ReturnHeader/PreparerFirmGrp/PreparerFirmName/BusinessNameLine1Txt | 0 | COMPASS POINTE CPAS LLP |
| ReturnHeader/PreparerFirmGrp/PreparerUSAddress/AddressLine1Txt | 0 | 609 TREYBOURNE DR STE A |
| ReturnHeader/PreparerFirmGrp/PreparerUSAddress/CityNm | 0 | GREENWOOD |
| ReturnHeader/PreparerFirmGrp/PreparerUSAddress/StateAbbreviationCd | 0 | IN |
| ReturnHeader/PreparerFirmGrp/PreparerUSAddress/ZIPCd | 0 | 46142 |
| ReturnHeader/PreparerPersonGrp/PhoneNum | 0 | 3178816670 |
| ReturnHeader/PreparerPersonGrp/PreparationDt | 0 | 2023-05-15 |
| ReturnHeader/PreparerPersonGrp/PreparerPersonNm | 0 | ANGELA L COY CPA |
| ReturnHeader/ReturnTs | 0 | 2023-05-15T08:50:57-04:00 |
| ReturnHeader/ReturnTypeCd | 0 | 990 |
| ReturnHeader/SigningOfficerGrp/PersonFullName/PersonFirstNm | 0 | KATHLEEN |
| ReturnHeader/SigningOfficerGrp/PersonFullName/PersonLastNm | 0 | RATCLIFF |
| ReturnHeader/TaxPeriodBeginDt | 0 | 2022-01-01 |
| ReturnHeader/TaxPeriodEndDt | 0 | 2022-12-31 |
| ReturnHeader/TaxYr | 0 | 2022 |
Document Assets
No mirrored PDF or thumbnail assets are attached yet.
Filings
Displayed year
2022 • Form 990Detailed filing. Detailed filing data is available for this year.
- Assets
- $293,279
- Liabilities
- $958
- Net assets
- $292,321
- Revenue
- $737,340
- Expenses
- $751,808
- Net income
- -$14,468