Liabilities / Assets
29th percentile
Higher debt load relative to assets than 29% of similar nonprofits.
North American Securities Administrators Association Inc.
990 • Fiscal year 2017 • EIN 47-0730228
Siviq Scores
Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.
0.06x
Liabilities / Revenue
27th percentile
Higher debt load relative to revenue than 27% of similar nonprofits.
Net Margin
74th percentile
Higher net margin than 74% of similar nonprofits.
Top Officer Pay
82nd percentile
Higher top officer pay than 82% of similar nonprofits.
Top officer pay equals 4.4% of source-year revenue.
Asset Growth
69th percentile
Faster asset growth than 69% of similar nonprofits.
Revenue Growth
23rd percentile
Faster revenue growth than 23% of similar nonprofits.
Balance Sheet
Assets
Up$11,916,669
Up $1,138,574 (+11%) from 2016
Net Assets
Up$11,221,349
Up $1,138,314 (+11%) from 2016
Liabilities
Up$695,320
Up $260 (+0.0%) from 2016
Revenue And Expenses
Revenue
Down$7,542,461
Down $400,538 (-5.0%) from 2016
Expenses
Up$6,413,411
Up $269,591 (+4.4%) from 2016
Net Income
Down$1,129,050
Down $670,129 (-37%) from 2016
Historical Trend
Jump To
Filing Snapshot
- Filing Period
- Jan 1, 2017 to Dec 31, 2017
- Signed
- Oct 15, 2018
- Return Version
- 2017v2.3
- Gross Receipts
- $7,542,461
Mission and Program Overview
Mission
Nasaa represents and serves its members through advocacy, education, subject matter expertise, communication, and coordination.
Nasaa represents and serves its members through advocacy, education, subject matter expertise, (continued): communication, and coordination.
Balance Sheet Detail
| Line | Beginning | End | Change |
|---|---|---|---|
| Assets | |||
| Investments in Publicly Traded Securities | $8,976,846 | $11,166,054 | ▲ $2,189,208 |
| Accounts Receivable | $507,008 | $330,118 | ▼ $176,890 |
| Savings and Temporary Cash Investments | $968,298 | $195,093 | ▼ $773,205 |
| Prepaid Expenses and Deferred Charges | $97,239 | $99,923 | ▲ $2,684 |
| Land, Buildings, and Equipment, Net | $208,227 | $89,904 | ▼ $118,323 |
| Total Assets | $10,778,095 | $11,916,669 | ▲ $1,138,574 |
| Other Assets Total | $20,477 | $35,577 | ▲ $15,100 |
| Liabilities | |||
| Accounts Payable and Accrued Expenses | $500,170 | $500,693 | ▲ $523 |
| Deferred Revenue | $194,890 | $194,627 | ▼ $263 |
| Total Liabilities | $695,060 | $695,320 | ▲ $260 |
| Net Assets / Fund Balance | |||
| Unrestricted Net Assets | $10,083,035 | $11,221,349 | ▲ $1,138,314 |
| Total Net Assets Fund Balance | $10,083,035 | $11,221,349 | ▲ $1,138,314 |
| Total Liabilities and Net Assets / Fund Balance | $10,778,095 | $11,916,669 | ▲ $1,138,574 |
Asset Categories
| Asset | Book Value | Depreciation | Basis |
|---|---|---|---|
| Other Land Buildings | $26,972 | $781,756 | $808,728 |
| Equipment | $51,473 | $165,505 | $216,978 |
| Leasehold Improvements | $11,459 | $3,501 | $14,960 |
Compensation and Service Providers
Employees
| Name | Title | Full / Part Time | Base | Other | Total |
|---|---|---|---|---|---|
| Joseph Brady | Executive Director | FT | $261,812 | $71,586 | $333,398 |
| Robert Webster | Director of Communications | FT | $164,589 | $54,267 | $218,856 |
| Anne-valerie Mirko | General Counsel | FT | $177,035 | $21,115 | $198,150 |
| Michael Canning | Director of Policy | FT | $157,189 | $35,844 | $193,033 |
| Zachary Knepper | Deputy General Counsel | FT | $163,348 | $18,921 | $182,269 |
| Marina Alonso-mendoza | Director of Finance & Operations | FT | $146,537 | $31,398 | $177,935 |
Board Members and Trustees
| Name | Title |
|---|---|
| Joseph Borg | President |
| Michael Rothman | President |
| Bryan Lantagne | Director |
| Judith Shaw | Director |
| Kevin Anselm | Director |
| Melanie Lubin | Director |
| Pamela Epting | Director |
| Tanya Solov | Director |
| Gerald Rome | Secretary |
| Shonita Bossier | Secretary |
| Michael Pieciak | Treasurer |
| Tom Cotter | Treasurer |
Highest Paid Contractors
| Contractor | Services | Location | Compensation |
|---|---|---|---|
| Global Meeting Partners INC | Audio-visual Services For Meetings | 420 APPLE STREET, Pottstown, PA 19464 | $207,759 |
| Thompson-prometric | Series Exam Preparation | PO BOX 223608, Pittsburgh, PA 15251 | $170,244 |
| Venable LLP | Legal Counsel | PO BOX 62727, Baltimore, MD 21264 | $118,081 |
| Clyde Group LLC | Public Relations Consulting | 2112 8TH STREET NW UNIT 828, Washington, DC 20001 | $118,000 |
| Pennsylvania Avenue Group | Lobbying Services | C/O JIM HYLAND ESQ PO BOX 4188, Washington, DC 20044 | $105,500 |
Revenue and Support
Revenue Composition
- Contributions and Grants
- $0
- Program Service Revenue
- $7,363,493
- Investment Income
- $136,964
- Other Revenue
- $42,004
- Change in Net Assets
- $1,129,050
Audited Revenue Reconciliation
- Revenue per Audited Statements
- $7,542,461
- Revenue Not Reported on Financial Statements
- $0
- Revenue Not Reported on Form 990
- $9,264
- Total Revenue per Audited Statements
- $7,551,725
- Total Revenue per Form 990
- $7,542,461
Expenses and Functional Allocation
Major Expense Lines
| Line Item | Amount |
|---|---|
| Other Expenses | $3,707,844 |
| Salaries, Compensation, and Employee Benefits | $2,705,567 |
| Grants and Similar Amounts Paid | $0 |
| Professional Fundraising Fees | $0 |
| Total Fundraising Expense | $0 |
Functional Expense Allocation
| Line Item | Program | Management | Fundraising | Total |
|---|---|---|---|---|
| Other Salaries and Wages | - | $1,731,585 | - | $1,731,585 |
| Travel | $901,693 | $211,594 | - | $1,113,287 |
| Conferences and Meetings | $1,036,779 | - | - | $1,036,779 |
| Current Officers, Directors, Trustees, and Key Employees | - | $511,333 | - | $511,333 |
| Occupancy | - | $369,396 | - | $369,396 |
| Fees for Services Other | $164,359 | $165,335 | - | $329,694 |
| Other Employee Benefits | - | $207,364 | - | $207,364 |
| Payroll Taxes | - | $146,549 | - | $146,549 |
| Depreciation Depletion | $117,746 | $25,353 | - | $143,099 |
| Office Expenses | - | $122,691 | - | $122,691 |
| Fees for Services Lobbying | - | $115,788 | - | $115,788 |
| Information Technology | $58,542 | $52,179 | - | $110,721 |
| Fees for Services Legal | $83,191 | $26,705 | - | $109,896 |
| Pension Plan Contributions | - | $108,736 | - | $108,736 |
| Fees for Services Accounting | $59,380 | $31,016 | - | $90,396 |
| Insurance | - | $28,765 | - | $28,765 |
| Other Expenses | $18,166 | $5,707 | - | $5,707 |
| Fees for Service Investment Mgmnt Fees | - | $4,780 | - | $4,780 |
| Total Functional Expenses | $2,506,285 | $3,907,126 | $0 | $6,413,411 |
Audited Expense Reconciliation
| Line Item | Amount |
|---|---|
| Expenses per Audited Statements | $6,413,411 |
| Total Expenses per Audited Statements | $6,413,411 |
| Total Expenses per Form 990 | $6,413,411 |
| Expenses Not Reported on Financial Statements | $0 |
| Expenses Not Reported on Form 990 | $0 |
Fundraising, Events, and Gaming
- Fundraising activities
- No
- Gaming activities
- No
- Professional fundraiser used
- No
Fundraising and Gaming Totals
| Line Item | Amount |
|---|---|
| Professional Fundraising Fees | $0 |
Political and Lobbying Activity
- Political campaign activity
- No
- Lobbying activity
- Yes
- Subject to proxy tax
- No
Governance and Compliance
Governance Checklist
- Compiled or reviewed by an accountant
- No
- Annual disclosure for covered persons
- Yes
- Audit committee
- Yes
- Backup withholding compliance
- Yes
- Business relationship with family members
- No
- Business relationship with organization members
- No
- Material changes to governing documents
- No
- Compensation from other sources disclosed
- No
- CEO compensation reviewed
- Yes
- Other officer compensation reviewed
- No
- Conflict-of-interest policy
- Yes
- Audited financial statements prepared
- No
- Key decisions subject to board approval
- Yes
- Management duties delegated
- No
Governance Explanations
Form 990, Part VI, Section A, Line 6
“Nasaa is a professional association of securities administrators with 67 members.”
Form 990, Part VI, Section A, Line 7A
“Nasaa's directors are elected by a vote of the full membership.”
Form 990, Part VI, Section A, Line 7B
“Proposed amendments to the organization's by-laws, if initiated by the governing body, require approval by the membership.”
Form 990, Part VI, Section B, Line 11B
“The executive director is provided with a draft of the form 990 prepared by the organization's outside cpa. The executive director, with assistance from the director of finance, reviews the draft and provides feedback to the outside cpa. The final draft of the form 990 is then provided to the board of directors. The return is finalized once all issues raised during the review process have been properly resolved.”
Form 990, Part VI, Section B, Line 12C
“Officers, directors, and employees (collectively, "covered individuals") of nasaa each have an affirmative obligation to act at all times in the best interests of nasaa. Each covered individual shall disclose any and all facts that may be construed as a conflict of interest. Disclosures are made at the time of hire, election or appointment; through an annual disclosure process; and whenever an actual or potential conflict arises. The board of directors or a designated working group of the board will review submitted disclosures, determine whether or not a conflict of interest exists, and determine whether or not such conflict materially and adversely affects nasaa's interests. If the board of directors or the designated working group of the board determines that an actual or potential conflict of interest exists, it shall also determine an appropriate remedy.”
Form 990, Part VI, Section B, Line 15A
“The executive director's salary is determined by the corporate office review committee, comprised of the president, the president-elect, the immediate past president, and the treasurer. See schedule j, part i, line 3 for additional details.”
Form 990, Part VI, Section C, Line 19
“No documents available to the public.”
Filing and Contact Details
Filer
- Filer Name
- North American Securities Administrators
- EIN
- 47-0730228
- Phone
- 2027370900
- Address
- 750 FIRST STREET NE NO 1140, WASHINGTON, DC 20002
Signing Officer
- Name
- Joseph Brady
- Title
- Executive Director
- Phone
- 2027370900
- Signed
- 2018-10-15
- Discuss with paid preparer
- Yes
Organization Details
- Principal Officer
- Joseph Borg
- Formed
- 1919
- Legal Domicile
- Dc
- Voting Board Members
- 9
- Independent Board Members
- 9
- Employees
- 23
- Volunteers
- 0
Preparer
- Firm
- Tate and Tryon
- Address
- 2021 L STREET NW SUITE 400, WASHINGTON, DC 20036
- Preparer
- R Michael Sorrells
- Phone
- 2022932200
Supplemental Narrative
Additional Explanations
FORM 990, PART XII, LINE 2C:
“The organization has a committee that assumes responsibility for oversight of the annual financial audit. This has not changed from prior years.”
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| IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt | 15 | 17356 |
| IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt | 16 | 19190 |
| IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt | 17 | 52496 |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 0 | MICHAEL ROTHMAN |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 1 | JOSEPH BORG |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 2 | JUDITH SHAW |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 3 | MICHAEL PIECIAK |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 4 | SHONITA BOSSIER |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 5 | KEVIN ANSELM |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 6 | TOM COTTER |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 7 | PAMELA EPTING |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 8 | MELANIE LUBIN |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 9 | GERALD ROME |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 10 | BRYAN LANTAGNE |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 11 | TANYA SOLOV |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 12 | JOSEPH BRADY |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 13 | MARINA ALONSO-MENDOZA |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 14 | MICHAEL CANNING |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 15 | ZACHARY KNEPPER |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 16 | ANNE-VALERIE MIRKO |
| IRS990/Form990PartVIISectionAGrp/PersonNm | 17 | ROBERT WEBSTER |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 0 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 1 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 2 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 3 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 4 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 5 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 6 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 7 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 8 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 9 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 10 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 11 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 12 | 283013 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 13 | 148962 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 14 | 157972 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 15 | 164063 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 16 | 177867 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt | 17 | 167029 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 0 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 1 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 2 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 3 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 4 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 5 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 6 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 7 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 8 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 9 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 10 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 11 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 12 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 13 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 14 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 15 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 16 | 0 |
| IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt | 17 | 0 |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 0 | PRESIDENT |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 1 | PRESIDENT |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 2 | DIRECTOR |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 3 | TREASURER |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 4 | SECRETARY |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 5 | DIRECTOR |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 6 | TREASURER |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 7 | DIRECTOR |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 8 | DIRECTOR |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 9 | SECRETARY |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 10 | DIRECTOR |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 11 | DIRECTOR |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 12 | EXECUTIVE DIRECTOR |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 13 | DIRECTOR OF FINANCE & OPERATIONS |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 14 | DIRECTOR OF POLICY |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 15 | DEPUTY GENERAL COUNSEL |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 16 | GENERAL COUNSEL |
| IRS990/Form990PartVIISectionAGrp/TitleTxt | 17 | DIRECTOR OF COMMUNICATIONS |
| IRS990/Form990ProvidedToGvrnBodyInd | 0 | 1 |
| IRS990/FormationYr | 0 | 1919 |
| IRS990/FormerOfcrEmployeesListedInd | 0 | 0 |
| IRS990/FSAuditedBasisGrp/SeparateBasisFinclStmtInd | 0 | X |
| IRS990/FSAuditedInd | 0 | 1 |
| IRS990/FundraisingActivitiesInd | 0 | 0 |
| IRS990/GamingActivitiesInd | 0 | 0 |
| IRS990/GoverningBodyVotingMembersCnt | 0 | 9 |
| IRS990/GrantsToIndividualsInd | 0 | 0 |
| IRS990/GrantsToOrganizationsInd | 0 | 0 |
| IRS990/GrantToRelatedPersonInd | 0 | 0 |
| IRS990/GrossReceiptsAmt | 0 | 7542461 |
| IRS990/GroupReturnForAffiliatesInd | 0 | 0 |
| IRS990/IncludeFIN48FootnoteInd | 0 | 0 |
| IRS990/IndependentAuditFinclStmtInd | 0 | 1 |
| IRS990/IndependentVotingMemberCnt | 0 | 9 |
| IRS990/IndivRcvdGreaterThan100KCnt | 0 | 6 |
| IRS990/IndoorTanningServicesInd | 0 | 0 |
| IRS990/InfoInScheduleOPartIIIInd | 0 | X |
| IRS990/InfoInScheduleOPartVIInd | 0 | X |
| IRS990/InfoInScheduleOPartXIIInd | 0 | X |
| IRS990/InformationTechnologyGrp/ManagementAndGeneralAmt | 0 | 52179 |
| IRS990/InformationTechnologyGrp/ProgramServicesAmt | 0 | 58542 |
| IRS990/InformationTechnologyGrp/TotalAmt | 0 | 110721 |
| IRS990/InsuranceGrp/ManagementAndGeneralAmt | 0 | 28765 |
| IRS990/InsuranceGrp/TotalAmt | 0 | 28765 |
| IRS990/InvestmentIncomeGrp/ExclusionAmt | 0 | 136964 |
| IRS990/InvestmentIncomeGrp/TotalRevenueColumnAmt | 0 | 136964 |
| IRS990/InvestmentInJointVentureInd | 0 | 0 |
| IRS990/InvestmentsPubTradedSecGrp/BOYAmt | 0 | 8976846 |
| IRS990/InvestmentsPubTradedSecGrp/EOYAmt | 0 | 11166054 |
| IRS990/IRPDocumentCnt | 0 | 18 |
| IRS990/IRPDocumentW2GCnt | 0 | 0 |
| IRS990/LandBldgEquipAccumDeprecAmt | 0 | 950762 |
| IRS990/LandBldgEquipBasisNetGrp/BOYAmt | 0 | 208227 |
| IRS990/LandBldgEquipBasisNetGrp/EOYAmt | 0 | 89904 |
| IRS990/LandBldgEquipCostOrOtherBssAmt | 0 | 1040666 |
| IRS990/LegalDomicileStateCd | 0 | DC |
| IRS990/LoanOutstandingInd | 0 | 0 |
| IRS990/LobbyingActivitiesInd | 0 | 1 |
| IRS990/LocalChaptersInd | 0 | 0 |
| IRS990/MaterialDiversionOrMisuseInd | 0 | 0 |
| IRS990/MembersOrStockholdersInd | 0 | 1 |
| IRS990/MethodOfAccountingAccrualInd | 0 | X |
| IRS990/MinutesOfCommitteesInd | 0 | 1 |
| IRS990/MinutesOfGoverningBodyInd | 0 | 1 |
| IRS990/MissionDesc | 0 | NASAA REPRESENTS AND SERVES ITS MEMBERS THROUGH ADVOCACY, EDUCATION, SUBJECT MATTER EXPERTISE, COMMUNICATION, AND COORDINATION. |
| IRS990/MoreThan5000KToIndividualsInd | 0 | 0 |
| IRS990/MoreThan5000KToOrgInd | 0 | 0 |
| IRS990/NetAssetsOrFundBalancesBOYAmt | 0 | 10083035 |
| IRS990/NetAssetsOrFundBalancesEOYAmt | 0 | 11221349 |
| IRS990/NetUnrelatedBusTxblIncmAmt | 0 | 0 |
| IRS990/NetUnrlzdGainsLossesInvstAmt | 0 | 9264 |
| IRS990/NondeductibleContributionsInd | 0 | 0 |
| IRS990/OccupancyGrp/ManagementAndGeneralAmt | 0 | 369396 |
| IRS990/OccupancyGrp/TotalAmt | 0 | 369396 |
| IRS990/OfficeExpensesGrp/ManagementAndGeneralAmt | 0 | 122691 |
| IRS990/OfficeExpensesGrp/TotalAmt | 0 | 122691 |
| IRS990/OfficerMailingAddressInd | 0 | 0 |
| IRS990/OperateHospitalInd | 0 | 0 |
| IRS990/Organization501c3Ind | 0 | X |
| IRS990/OrganizationFollowsSFAS117Ind | 0 | X |
| IRS990/OtherAssetsTotalGrp/BOYAmt | 0 | 20477 |
| IRS990/OtherAssetsTotalGrp/EOYAmt | 0 | 35577 |
| IRS990/OtherChangesInNetAssetsAmt | 0 | 0 |
| IRS990/OtherEmployeeBenefitsGrp/ManagementAndGeneralAmt | 0 | 207364 |
| IRS990/OtherEmployeeBenefitsGrp/TotalAmt | 0 | 207364 |
| IRS990/OtherExpensesGrp/Desc | 0 | BANK AND PROCESSING FEE |
| IRS990/OtherExpensesGrp/Desc | 1 | PRINTING AND PUBLICATIO |
| IRS990/OtherExpensesGrp/Desc | 2 | RECRUITING AND RETENTIO |
| IRS990/OtherExpensesGrp/Desc | 3 | MISCELLANEOUS |
| IRS990/OtherExpensesGrp/ManagementAndGeneralAmt | 0 | 18839 |
| IRS990/OtherExpensesGrp/ManagementAndGeneralAmt | 1 | 12135 |
| IRS990/OtherExpensesGrp/ManagementAndGeneralAmt | 2 | 11276 |
| IRS990/OtherExpensesGrp/ManagementAndGeneralAmt | 3 | 5707 |
| IRS990/OtherExpensesGrp/ProgramServicesAmt | 0 | 66429 |
| IRS990/OtherExpensesGrp/ProgramServicesAmt | 1 | 18166 |
| IRS990/OtherExpensesGrp/TotalAmt | 0 | 85268 |
| IRS990/OtherExpensesGrp/TotalAmt | 1 | 30301 |
| IRS990/OtherExpensesGrp/TotalAmt | 2 | 11276 |
| IRS990/OtherExpensesGrp/TotalAmt | 3 | 5707 |
| IRS990/OtherSalariesAndWagesGrp/ManagementAndGeneralAmt | 0 | 1731585 |
| IRS990/OtherSalariesAndWagesGrp/TotalAmt | 0 | 1731585 |
| IRS990/PartialLiquidationInd | 0 | 0 |
| IRS990/PayPremiumsPrsnlBnftCntrctInd | 0 | 0 |
| IRS990/PayrollTaxesGrp/ManagementAndGeneralAmt | 0 | 146549 |
| IRS990/PayrollTaxesGrp/TotalAmt | 0 | 146549 |
| IRS990/PensionPlanContributionsGrp/ManagementAndGeneralAmt | 0 | 108736 |
| IRS990/PensionPlanContributionsGrp/TotalAmt | 0 | 108736 |
| IRS990/PoliticalCampaignActyInd | 0 | 0 |
| IRS990/PrepaidExpensesDefrdChargesGrp/BOYAmt | 0 | 97239 |
| IRS990/PrepaidExpensesDefrdChargesGrp/EOYAmt | 0 | 99923 |
| IRS990/PrincipalOfficerNm | 0 | JOSEPH BORG |
| IRS990/ProfessionalFundraisingInd | 0 | 0 |
| IRS990/ProgramServiceRevenueGrp/BusinessCd | 0 | 900099 |
| IRS990/ProgramServiceRevenueGrp/BusinessCd | 1 | 900099 |
| IRS990/ProgramServiceRevenueGrp/BusinessCd | 2 | 900099 |
| IRS990/ProgramServiceRevenueGrp/BusinessCd | 3 | 900099 |
| IRS990/ProgramServiceRevenueGrp/BusinessCd | 4 | 900099 |
| IRS990/ProgramServiceRevenueGrp/Desc | 0 | EXAM FEES & GUIDES |
| IRS990/ProgramServiceRevenueGrp/Desc | 1 | E- FORM DEPOSITORY |
| IRS990/ProgramServiceRevenueGrp/Desc | 2 | CONFERENCES |
| IRS990/ProgramServiceRevenueGrp/Desc | 3 | MEMBERSHIP FEES |
| IRS990/ProgramServiceRevenueGrp/Desc | 4 | TRAINING EVENTS |
| IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt | 0 | 6105343 |
| IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt | 1 | 947230 |
| IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt | 2 | 155060 |
| IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt | 3 | 120600 |
| IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt | 4 | 35260 |
| IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt | 0 | 6105343 |
| IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt | 1 | 947230 |
| IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt | 2 | 155060 |
| IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt | 3 | 120600 |
| IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt | 4 | 35260 |
| IRS990/ProgSrvcAccomActy2Grp/Desc | 0 | NASAA, UNDER THE LEADERSHIP AND SUPERVISION OF ITS STATE SECURITIESREGULATOR MEMBERS, OPERATES THE ELECTRONIC FILING DEPOSITORY ("EFD").THE EFD SYSTEM BENEFITS FROM THE OVERSIGHT OF THE NASAA BOARD OFDIRECTORS AND SUBJECT MATTER EXPERTISE FROM THE EFD STEERING COMMITTEE.EFD IS AN INTERNET-ACCESSIBLE DATABASE SYSTEM THAT ALLOWS ISSUERS TOSUBMIT REGULATORY FILINGS, CURRENTLY FORM D FOR REGULATION D, RULE 506OFFERINGS AND PAY RELATED FEES TO STATE SECURITIES REGULATORS. EFD ALSOPROVIDES A PUBLIC-FACING WEBSITE ALLOWING MEMBERS OF THE PUBLIC TOSEARCH AND VIEW, FREE OF CHARGE, FORM D FILINGS AND ADDITIONAL FORMFILINGS MADE WITH OTHER STATE SECURITIES REGULATORS. THE EFD SYSTEMALLOWS FILERS AND STATE REGULATORY AGENCIES TO TRANSITION FROM APAPER-BASED FILING SYSTEM TO AN ELECTRONIC SYSTEM. BY FOSTERINGUNIFORMITY IN STATE REGULATORY FILINGS, AND SIMPLIFYING COMMUNICATIONSBETWEEN FILER AND REGULATOR, EFD HELPS PROVIDE REGULATORS WITH A MOREEFFICIENT AND EFFECTIVE MEANS OF RECEIVING AND MONITORING SECURITIESFILINGS, AS WELL AS BETTER ALIGNING THE STATE FILING PROCESS WITH THEFEDERAL FILING PROCESS. |
| IRS990/ProgSrvcAccomActy2Grp/ExpenseAmt | 0 | 305874 |
| IRS990/ProgSrvcAccomActy2Grp/RevenueAmt | 0 | 947230 |
| IRS990/ProgSrvcAccomActy3Grp/Desc | 0 | AN ANNUAL SPRING CONFERENCE IS HELD EACH YEAR IN WASHINGTON, DC IN CONJUNCTION WITH A FULL MEMBERSHIP MEETING. BOTH SERVE TO UPDATE PARTICIPANTS AND MEMBERS ON CURRENT EVENTS PERTAINING TO SECURITIES ADMINISTRATION. |
| IRS990/ProgSrvcAccomActy3Grp/ExpenseAmt | 0 | 167814 |
| IRS990/ProgSrvcAccomActy3Grp/RevenueAmt | 0 | 20235 |
| IRS990/ProgSrvcAccomActyOtherGrp/Desc | 0 | OTHER CONFERENCES, PROGRAMS AND ACTIVITIES ARE ORGANIZED THROUGHOUT THE YEAR TO PROVIDE TRAINING AND EDUCATION TO MEMBERS WHO DEAL WITH SECURITIES REGULATION AND ENFORCEMENT MATTERS. |
| IRS990/ProgSrvcAccomActyOtherGrp/ExpenseAmt | 0 | 1538280 |
| IRS990/ProgSrvcAccomActyOtherGrp/RevenueAmt | 0 | 6261203 |
| IRS990/ProhibitedTaxShelterTransInd | 0 | 0 |
| IRS990/PYBenefitsPaidToMembersAmt | 0 | 0 |
| IRS990/PYContributionsGrantsAmt | 0 | 0 |
| IRS990/PYExcessBenefitTransInd | 0 | 0 |
| IRS990/PYGrantsAndSimilarPaidAmt | 0 | 0 |
| IRS990/PYInvestmentIncomeAmt | 0 | 34209 |
| IRS990/PYOtherExpensesAmt | 0 | 3766357 |
| IRS990/PYOtherRevenueAmt | 0 | 129412 |
| IRS990/PYProgramServiceRevenueAmt | 0 | 7779378 |
| IRS990/PYRevenuesLessExpensesAmt | 0 | 1799179 |
| IRS990/PYSalariesCompEmpBnftPaidAmt | 0 | 2377463 |
| IRS990/PYTotalExpensesAmt | 0 | 6143820 |
| IRS990/PYTotalProfFndrsngExpnsAmt | 0 | 0 |
| IRS990/PYTotalRevenueAmt | 0 | 7942999 |
| IRS990/QuidProQuoContributionsInd | 0 | 0 |
| IRS990/RcvFndsToPayPrsnlBnftCntrctInd | 0 | 0 |
| IRS990/ReconcilationRevenueExpnssAmt | 0 | 1129050 |
| IRS990/RegularMonitoringEnfrcInd | 0 | 1 |
| IRS990/RelatedEntityInd | 0 | 0 |
| IRS990/RelatedOrganizationCtrlEntInd | 0 | 0 |
| IRS990/ReportInvestmentsOtherSecInd | 0 | 0 |
| IRS990/ReportLandBuildingEquipmentInd | 0 | 1 |
| IRS990/ReportOtherAssetsInd | 0 | 0 |
| IRS990/ReportOtherLiabilitiesInd | 0 | 0 |
| IRS990/ReportProgramRelatedInvstInd | 0 | 0 |
| IRS990/RevenueAmt | 0 | 134825 |
Document Assets
No mirrored PDF or thumbnail assets are attached yet.
Filings
Displayed year
2017 • Form 990Detailed filing. Detailed filing data is available for this year.
- Assets
- $11,916,669
- Liabilities
- $695,320
- Net assets
- $11,221,349
- Revenue
- $7,542,461
- Expenses
- $6,413,411
- Net income
- $1,129,050