Civic Intelligence

North American Securities Administrators Association Inc.

990 • Fiscal year 2015 • EIN 47-0730228

Jan 01, 2015 to Dec 31, 2015 • Filed on Nov 08, 2016

750 First Street NE No 1140Washington, DC 20002

(202) 737-0900

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

32nd percentile

0.06x

Higher debt load relative to assets than 32% of similar nonprofits.

2015 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2015

Liabilities / Revenue

29th percentile

0.08x

Higher debt load relative to revenue than 29% of similar nonprofits.

2015 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2015

Net Margin

76th percentile

17%

Higher net margin than 76% of similar nonprofits.

2015 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2015

Top Officer Pay

86th percentile

$268,266

Higher top officer pay than 86% of similar nonprofits.

Top officer pay equals 3.9% of source-year revenue.

2015 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2015

Asset Growth

82nd percentile

17%

Faster asset growth than 82% of similar nonprofits.

2015 filings • 501(c)3 • $5M-$10M nonprofits • Annualized from 2014 to 2015

Revenue Growth

69th percentile

12%

Faster revenue growth than 69% of similar nonprofits.

2015 filings • 501(c)3 • $5M-$10M nonprofits • Annualized from 2014 to 2015

Assets

Up

$8,813,209

Up $1,251,838 (+17%) from 2014

Net Assets

Up

$8,284,818

Up $1,152,044 (+16%) from 2014

Liabilities

Up

$528,391

Up $99,794 (+23%) from 2014

Revenue

Up

$6,821,429

Up $709,040 (+12%) from 2014

Expenses

Up

$5,669,385

Up $374,856 (+7.1%) from 2014

Net Income

Up

$1,152,044

Up $334,184 (+41%) from 2014

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$60M$40M$20M$0Assets 2010: $7,291,006Liabilities 2010: $526,479Net Assets 2010: $6,764,5272010Assets 2011: $6,975,739Liabilities 2011: $481,681Net Assets 2011: $6,494,0582011Assets 2012: $5,858,551Liabilities 2012: $419,989Net Assets 2012: $5,438,5622012Assets 2013: $6,785,898Liabilities 2013: $470,984Net Assets 2013: $6,314,9142013Assets 2014: $7,561,371Liabilities 2014: $428,597Net Assets 2014: $7,132,7742014Assets 2015: $8,813,209Liabilities 2015: $528,391Net Assets 2015: $8,284,8182015Assets 2016: $10,778,095Liabilities 2016: $695,060Net Assets 2016: $10,083,0352016Assets 2017: $11,916,669Liabilities 2017: $695,320Net Assets 2017: $11,221,3492017Assets 2018: $13,606,609Liabilities 2018: $946,916Net Assets 2018: $12,659,6932018Assets 2019: $16,006,481Liabilities 2019: $863,997Net Assets 2019: $15,142,4842019Assets 2020: $19,059,883Liabilities 2020: $791,269Net Assets 2020: $18,268,6142020Assets 2021: $25,487,836Liabilities 2021: $790,274Net Assets 2021: $24,697,5622021Assets 2022: $29,913,852Liabilities 2022: $3,395,643Net Assets 2022: $26,518,2092022Assets 2023: $36,598,745Liabilities 2023: $3,294,884Net Assets 2023: $33,303,8612023Assets 2024: $49,034,976Liabilities 2024: $3,969,436Net Assets 2024: $45,065,5402024

Highlighted filing

2015

Assets$8,813,209
Liabilities$528,391
Net Assets$8,284,818

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$30M$20M$10M$0-$10MRevenue 2010: $4,832,901Expenses 2010: $4,379,984Net Income 2010: $452,9172010Revenue 2011: $4,559,104Expenses 2011: $4,827,055Net Income 2011: -$267,9512011Revenue 2012: $4,275,065Expenses 2012: $5,320,139Net Income 2012: -$1,045,0742012Revenue 2013: $5,797,533Expenses 2013: $4,918,335Net Income 2013: $879,1982013Revenue 2014: $6,112,389Expenses 2014: $5,294,529Net Income 2014: $817,8602014Revenue 2015: $6,821,429Expenses 2015: $5,669,385Net Income 2015: $1,152,0442015Revenue 2016: $7,942,999Expenses 2016: $6,143,820Net Income 2016: $1,799,1792016Revenue 2017: $7,542,461Expenses 2017: $6,413,411Net Income 2017: $1,129,0502017Revenue 2018: $9,104,691Expenses 2018: $7,016,387Net Income 2018: $2,088,3042018Revenue 2019: $8,626,495Expenses 2019: $7,365,066Net Income 2019: $1,261,4292019Revenue 2020: $7,833,508Expenses 2020: $5,639,145Net Income 2020: $2,194,3632020Revenue 2021: $12,337,192Expenses 2021: $6,430,677Net Income 2021: $5,906,5152021Revenue 2022: $14,184,404Expenses 2022: $8,793,531Net Income 2022: $5,390,8732022Revenue 2023: $15,739,705Expenses 2023: $11,298,527Net Income 2023: $4,441,1782023Revenue 2024: $23,115,348Expenses 2024: $13,012,192Net Income 2024: $10,103,1562024

Highlighted filing

2015

Revenue$6,821,429
Expenses$5,669,385
Net Income$1,152,044
Jump To
Filing Snapshot
Filing Period
Jan 1, 2015 to Dec 31, 2015
Signed
Nov 8, 2016
Return Version
2015v2.1
Gross Receipts
$6,821,429
Mission and Program Overview

Mission

Nasaa represents and serves its members through advocacy, education, subject matter expertise, communication, and coordination.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$6,498,930$7,445,223▲ $946,293
Savings and Temporary Cash Investments$400,718$603,745▲ $203,027
Accounts Receivable$378,624$378,341▼ $283
Land, Buildings, and Equipment, Net$178,804$266,768▲ $87,964
Prepaid Expenses and Deferred Charges$79,829$77,820▼ $2,009
Total Assets$7,561,371$8,813,209▲ $1,251,838
Other Assets Total$24,466$41,312▲ $16,846
Liabilities
Accounts Payable and Accrued Expenses$428,597$528,391▲ $99,794
Total Liabilities$428,597$528,391▲ $99,794
Net Assets / Fund Balance
Unrestricted Net Assets$7,132,774$8,284,818▲ $1,152,044
Total Net Assets Fund Balance$7,132,774$8,284,818▲ $1,152,044
Total Liabilities and Net Assets / Fund Balance$7,561,371$8,813,209▲ $1,251,838

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$247,153$546,976$794,129
Equipment$19,615$251,690$271,305
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Joseph BradyExecutive DirectorFT$229,215$39,051$268,266
Robert WebsterCommunications DirectorFT$155,959$34,911$190,870
Mark MclaughlinDirector of Finance and OpFT$134,675$21,377$156,052
Anne-valerie MirkoGeneral CounselFT$132,964$14,082$147,046
Michael CanningPolicy DirectorFT$114,735$25,022$139,757
Anya CovermanDep Director of Policy/assoc Gen CounselFT$101,685$10,241$111,926

Board Members and Trustees

NameTitle
William BeattyPast President/director
Mike RothmanPresident Elect/director
Judith ShawPresident/director
Diana FoleyDirector
Jack HersteinDirector
John MorganDirector
Joseph BorgDirector
Gerald RomeSecretary/director
Kathryn DanielsTreasurer/director

Highest Paid Contractors

ContractorServicesLocationCompensation
Software Consulting ServicesSoftwarePO BOX 321269, Flowood, MS 39232$218,966
Global Meeting PartnersMeeting/convention Services420 APPLE STREET, Pottstown, PA 19464$205,454
Spencer StuartManagement RecruitingPO BOX 98991, Chicago, IL 60693$104,238
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$6,704,933
Investment Income
$27,592
Other Revenue
$88,904
Change in Net Assets
$1,152,044

Audited Revenue Reconciliation

Revenue per Audited Statements
$6,821,429
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$0
Total Revenue per Audited Statements
$6,821,429
Total Revenue per Form 990
$6,821,429
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$3,614,287
Salaries, Compensation, and Employee Benefits$2,055,098
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Travel$1,292,435$251,578-$1,544,013
Other Salaries and Wages-$1,384,657-$1,384,657
Conferences and Meetings$699,617--$699,617
Occupancy-$379,828-$379,828
Current Officers, Directors, Trustees, and Key Employees-$284,883-$284,883
Other Employee Benefits-$176,467-$176,467
Fees for Services Other$135,518--$135,518
Fees for Services Legal$117,493--$117,493
Depreciation Depletion$103,389$12,436-$115,825
Payroll Taxes-$108,693-$108,693
Pension Plan Contributions-$100,398-$100,398
Other Expenses$6,006$77,121-$83,127
All Other Expenses-$77,591-$77,591
Fees for Services Lobbying$74,599--$74,599
Fees for Services Accounting$21,250$15,884-$37,134
Insurance$11,406$7,769-$19,175
Information Technology-$4,830-$4,830
Office Expenses$1,390--$1,390
Total Functional Expenses$2,580,299$3,089,086$0$5,669,385

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$5,669,385
Total Expenses per Audited Statements$5,669,385
Total Expenses per Form 990$5,669,385
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
Yes
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
No
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
Yes
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 6

Nasaa is a professional association of securities administrators with 67 members.

Form 990, Part VI, Section A, Line 7A

Nasaa's directors are elected by a vote of the full membership.

Form 990, Part VI, Section A, Line 7B

Proposed amendments to the organization's by-laws, if initiated by the governing body, require approval by the membership.

Form 990, Part VI, Section B, Line 11

The executive director is provided with a draft of the form 990 prepared by the organization's outside cpa. The executive director, with assistance from the director of finance, reviews the draft and provides feedback to the outside cpa. The final draft of the form 990 is then provided to the board of directors. The return is finalized once all issues raised during the review process have been properly resolved.

Form 990, Part VI, Section B, Line 15A

The executive director's salary is determined by the corporate office review committee, comprised of the president, president-elect, the immediate past president, and the treasurer. See schedule j for additional details.

Form 990, Part VI, Section C, Line 19

No documents available to the public.

Filing and Contact Details

Filer

Filer Name
North American Securities Administrators
EIN
47-0730228
Phone
2027370900
Address
750 FIRST STREET NE NO 1140, WASHINGTON, DC 20002

Signing Officer

Name
Joseph Brady
Title
Executive Director
Phone
2027370900
Signed
2016-11-08
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Judith Shaw
Formed
1919
Legal Domicile
Dc
Voting Board Members
9
Independent Board Members
9
Employees
20
Volunteers
0

Preparer

Firm
Dembo Jones Pc
Address
6010 EXECUTIVE BLVD SUITE 900, ROCKVILLE, MD 20852
Preparer
Andrew B Mitchell
Phone
3017705100
Supplemental Narrative

Additional Explanations

FORM 990, PART XII, LINE 2C:

The organization has a committee that assumes responsibility for oversight of the annual financial audit. This has not changed from prior years.

Raw XML AppendixShowing 400 of 610 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990/AccountantCompileOrReviewInd00
IRS990/AccountsPayableAccrExpnssGrp/BOYAmt0428597
IRS990/AccountsPayableAccrExpnssGrp/EOYAmt0528391
IRS990/AccountsReceivableGrp/BOYAmt0378624
IRS990/AccountsReceivableGrp/EOYAmt0378341
IRS990/ActivitiesConductedPrtshpInd00
IRS990/ActivityOrMissionDesc0NASAA REPRESENTS AND SERVES ITS MEMBERS THROUGH ADVOCACY, EDUCATION, SUBJECT MATTER EXPERTISE, COMMUNICATION, AND COORDINATION.
IRS990/AllOtherExpensesGrp/ManagementAndGeneralAmt077591
IRS990/AllOtherExpensesGrp/TotalAmt077591
IRS990/AnnualDisclosureCoveredPrsnInd00
IRS990/AuditCommitteeInd01
IRS990/BackupWthldComplianceInd01
IRS990/BooksInCareOfDetail/BusinessName/BusinessNameLine1Txt0NASAA
IRS990/BooksInCareOfDetail/PhoneNum02027370900
IRS990/BooksInCareOfDetail/USAddress/AddressLine1Txt0750 FIRST ST NE 1140 WASHINGTON DC
IRS990/BooksInCareOfDetail/USAddress/CityNm0WASHINGTON
IRS990/BooksInCareOfDetail/USAddress/StateAbbreviationCd0DC
IRS990/BooksInCareOfDetail/USAddress/ZIPCd020002
IRS990/BusinessRlnWithFamMemInd00
IRS990/BusinessRlnWithOfficerEntInd00
IRS990/BusinessRlnWithOrgMemInd00
IRS990/ChangeToOrgDocumentsInd00
IRS990/CntrctRcvdGreaterThan100KCnt03
IRS990/CollectionsOfArtInd00
IRS990/CompCurrentOfcrDirectorsGrp/ManagementAndGeneralAmt0284883
IRS990/CompCurrentOfcrDirectorsGrp/TotalAmt0284883
IRS990/CompensationFromOtherSrcsInd00
IRS990/CompensationProcessCEOInd01
IRS990/CompensationProcessOtherInd00
IRS990/ConferencesMeetingsGrp/ProgramServicesAmt0699617
IRS990/ConferencesMeetingsGrp/TotalAmt0699617
IRS990/ConflictOfInterestPolicyInd01
IRS990/ConservationEasementsInd00
IRS990/ConsolidatedAuditFinclStmtInd00
IRS990/ContractorCompensationGrp/CompensationAmt0218966
IRS990/ContractorCompensationGrp/CompensationAmt1205454
IRS990/ContractorCompensationGrp/CompensationAmt2104238
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt0PO BOX 321269
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt1420 APPLE STREET
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt2PO BOX 98991
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm0FLOWOOD
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm1POTTSTOWN
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm2CHICAGO
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd0MS
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd1PA
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd2IL
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd039232
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd119464
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd260693
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt0SOFTWARE CONSULTING SERVICES
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt1GLOBAL MEETING PARTNERS
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt2SPENCER STUART
IRS990/ContractorCompensationGrp/ServicesDesc0SOFTWARE
IRS990/ContractorCompensationGrp/ServicesDesc1MEETING/CONVENTION SERVICES
IRS990/ContractorCompensationGrp/ServicesDesc2MANAGEMENT RECRUITING
IRS990/CreditCounselingInd00
IRS990/CYBenefitsPaidToMembersAmt00
IRS990/CYContributionsGrantsAmt00
IRS990/CYGrantsAndSimilarPaidAmt00
IRS990/CYInvestmentIncomeAmt027592
IRS990/CYOtherExpensesAmt03614287
IRS990/CYOtherRevenueAmt088904
IRS990/CYProgramServiceRevenueAmt06704933
IRS990/CYRevenuesLessExpensesAmt01152044
IRS990/CYSalariesCompEmpBnftPaidAmt02055098
IRS990/CYTotalExpensesAmt05669385
IRS990/CYTotalFundraisingExpenseAmt00
IRS990/CYTotalProfFndrsngExpnsAmt00
IRS990/CYTotalRevenueAmt06821429
IRS990/DecisionsSubjectToApprovaInd01
IRS990/DeductibleArtContributionInd00
IRS990/DeductibleNonCashContriInd00
IRS990/DelegationOfMgmtDutiesInd00
IRS990/DepreciationDepletionGrp/ManagementAndGeneralAmt012436
IRS990/DepreciationDepletionGrp/ProgramServicesAmt0103389
IRS990/DepreciationDepletionGrp/TotalAmt0115825
IRS990/Desc0AN ANNUAL FALL CONFERENCE IS HELD EACH YEAR IN A DIFFERENT CITY TO ATTRACT NORTH AMERICAN PARTICIPANTS IN THE EDUCATIONAL PANELS.
IRS990/DescribedInSection501c3Ind01
IRS990/DisregardedEntityInd00
IRS990/DocumentRetentionPolicyInd01
IRS990/DonorAdvisedFundInd00
IRS990/ElectionOfBoardMembersInd01
IRS990/EmployeeCnt020
IRS990/EmploymentTaxReturnsFiledInd01
IRS990/EngagedInExcessBenefitTransInd00
IRS990/ExpenseAmt0481240
IRS990/FamilyOrBusinessRlnInd00
IRS990/FederalGrantAuditRequiredInd00
IRS990/FeesForServicesAccountingGrp/ManagementAndGeneralAmt015884
IRS990/FeesForServicesAccountingGrp/ProgramServicesAmt021250
IRS990/FeesForServicesAccountingGrp/TotalAmt037134
IRS990/FeesForServicesLegalGrp/ProgramServicesAmt0117493
IRS990/FeesForServicesLegalGrp/TotalAmt0117493
IRS990/FeesForServicesLobbyingGrp/ProgramServicesAmt074599
IRS990/FeesForServicesLobbyingGrp/TotalAmt074599
IRS990/FeesForServicesOtherGrp/ProgramServicesAmt0135518
IRS990/FeesForServicesOtherGrp/TotalAmt0135518
IRS990/ForeignActivitiesInd00
IRS990/ForeignFinancialAccountInd00
IRS990/ForeignOfficeInd00
IRS990/Form8282PropertyDisposedOfInd00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt08.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt18.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt28.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt38.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt48.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt58.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt68.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt78.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt88.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt940.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt1040.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt1140.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt1240.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt1340.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt1440.00
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd0X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd1X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd2X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd3X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd4X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd0X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd1X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd2X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd3X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd4X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd5X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd6X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd7X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd8X
IRS990/Form990PartVIISectionAGrp/OfficerInd0X
IRS990/Form990PartVIISectionAGrp/OfficerInd1X
IRS990/Form990PartVIISectionAGrp/OfficerInd2X
IRS990/Form990PartVIISectionAGrp/OfficerInd3X
IRS990/Form990PartVIISectionAGrp/OfficerInd4X
IRS990/Form990PartVIISectionAGrp/OfficerInd5X
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt00
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt10
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt20
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt30
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt40
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt50
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt60
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt70
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt80
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt939051
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt1034911
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt1125022
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt1221377
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt1314082
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt1410241
IRS990/Form990PartVIISectionAGrp/PersonNm0DIANA FOLEY
IRS990/Form990PartVIISectionAGrp/PersonNm1JUDITH SHAW
IRS990/Form990PartVIISectionAGrp/PersonNm2WILLIAM BEATTY
IRS990/Form990PartVIISectionAGrp/PersonNm3MIKE ROTHMAN
IRS990/Form990PartVIISectionAGrp/PersonNm4GERALD ROME
IRS990/Form990PartVIISectionAGrp/PersonNm5JACK HERSTEIN
IRS990/Form990PartVIISectionAGrp/PersonNm6JOSEPH BORG
IRS990/Form990PartVIISectionAGrp/PersonNm7JOHN MORGAN
IRS990/Form990PartVIISectionAGrp/PersonNm8KATHRYN DANIELS
IRS990/Form990PartVIISectionAGrp/PersonNm9JOSEPH BRADY
IRS990/Form990PartVIISectionAGrp/PersonNm10ROBERT WEBSTER
IRS990/Form990PartVIISectionAGrp/PersonNm11MICHAEL CANNING
IRS990/Form990PartVIISectionAGrp/PersonNm12MARK MCLAUGHLIN
IRS990/Form990PartVIISectionAGrp/PersonNm13ANNE-VALERIE MIRKO
IRS990/Form990PartVIISectionAGrp/PersonNm14ANYA COVERMAN
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt9229215
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt10155959
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt11114735
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt12134675
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt13132964
IRS990/Form990PartVIISectionAGrp/ReportableCompFromOrgAmt14101685
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt00
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt10
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt20
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt30
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt40
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt50
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt60
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt70
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt80
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt90
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt100
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt110
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt120
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt130
IRS990/Form990PartVIISectionAGrp/ReportableCompFromRltdOrgAmt140
IRS990/Form990PartVIISectionAGrp/TitleTxt0DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt1PRESIDENT/DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt2PAST PRESIDENT/DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt3PRESIDENT ELECT/DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt4SECRETARY/DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt5DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt6DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt7DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt8TREASURER/DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt9EXECUTIVE DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt10COMMUNICATIONS DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt11POLICY DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt12DIRECTOR OF FINANCE AND OP
IRS990/Form990PartVIISectionAGrp/TitleTxt13GENERAL COUNSEL
IRS990/Form990PartVIISectionAGrp/TitleTxt14DEP DIR OF POLICY/ASSOC GEN COUNSEL
IRS990/Form990ProvidedToGvrnBodyInd01
IRS990/FormationYr01919
IRS990/FormerOfcrEmployeesListedInd00
IRS990/FSAuditedBasisGrp/SeparateBasisFinclStmtInd0X
IRS990/FSAuditedInd01
IRS990/FundraisingActivitiesInd00
IRS990/GamingActivitiesInd00
IRS990/GoverningBodyVotingMembersCnt09
IRS990/GrantsToIndividualsInd00
IRS990/GrantsToOrganizationsInd00
IRS990/GrantToRelatedPersonInd00
IRS990/GrossReceiptsAmt06821429
IRS990/GroupReturnForAffiliatesInd00
IRS990/IncludeFIN48FootnoteInd00
IRS990/IndependentAuditFinclStmtInd01
IRS990/IndependentVotingMemberCnt09
IRS990/IndivRcvdGreaterThan100KCnt06
IRS990/IndoorTanningServicesInd00
IRS990/InfoInScheduleOPartVIInd0X
IRS990/InfoInScheduleOPartXIIInd0X
IRS990/InformationTechnologyGrp/ManagementAndGeneralAmt04830
IRS990/InformationTechnologyGrp/TotalAmt04830
IRS990/InsuranceGrp/ManagementAndGeneralAmt07769
IRS990/InsuranceGrp/ProgramServicesAmt011406
IRS990/InsuranceGrp/TotalAmt019175
IRS990/InvestmentIncomeGrp/ExclusionAmt027592
IRS990/InvestmentIncomeGrp/TotalRevenueColumnAmt027592
IRS990/InvestmentInJointVentureInd00
IRS990/InvestmentsPubTradedSecGrp/BOYAmt06498930
IRS990/InvestmentsPubTradedSecGrp/EOYAmt07445223
IRS990/IRPDocumentCnt022
IRS990/IRPDocumentW2GCnt00
IRS990/LandBldgEquipAccumDeprecAmt0798666
IRS990/LandBldgEquipBasisNetGrp/BOYAmt0178804
IRS990/LandBldgEquipBasisNetGrp/EOYAmt0266768
IRS990/LandBldgEquipCostOrOtherBssAmt01065434
IRS990/LegalDomicileStateCd0DC
IRS990/LoanOutstandingInd00
IRS990/LobbyingActivitiesInd01
IRS990/LocalChaptersInd00
IRS990/MaterialDiversionOrMisuseInd00
IRS990/MembersOrStockholdersInd01
IRS990/MethodOfAccountingAccrualInd0X
IRS990/MinutesOfCommitteesInd01
IRS990/MinutesOfGoverningBodyInd01
IRS990/MissionDesc0NASAA REPRESENTS AND SERVES ITS MEMBERS THROUGH ADVOCACY, EDUCATION, SUBJECT MATTER EXPERTISE, COMMUNICATION, AND COORDINATION.
IRS990/MoreThan5000KToIndividualsInd00
IRS990/MoreThan5000KToOrgInd00
IRS990/NetAssetsOrFundBalancesBOYAmt07132774
IRS990/NetAssetsOrFundBalancesEOYAmt08284818
IRS990/NetUnrelatedBusTxblIncmAmt00
IRS990/NondeductibleContributionsInd00
IRS990/OccupancyGrp/ManagementAndGeneralAmt0379828
IRS990/OccupancyGrp/TotalAmt0379828
IRS990/OfficeExpensesGrp/ProgramServicesAmt01390
IRS990/OfficeExpensesGrp/TotalAmt01390
IRS990/OfficerMailingAddressInd00
IRS990/OperateHospitalInd00
IRS990/Organization501c3Ind0X
IRS990/OrganizationFollowsSFAS117Ind0X
IRS990/OtherAssetsTotalGrp/BOYAmt024466
IRS990/OtherAssetsTotalGrp/EOYAmt041312
IRS990/OtherChangesInNetAssetsAmt00
IRS990/OtherEmployeeBenefitsGrp/ManagementAndGeneralAmt0176467
IRS990/OtherEmployeeBenefitsGrp/TotalAmt0176467
IRS990/OtherExpensesGrp/Desc0RECRUITING
IRS990/OtherExpensesGrp/Desc1MISCELLANEOUS
IRS990/OtherExpensesGrp/Desc2CONSULTING
IRS990/OtherExpensesGrp/Desc3PRINTING AND PUBLICATIO
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt0128073
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt178878
IRS990/OtherExpensesGrp/ManagementAndGeneralAmt277121
IRS990/OtherExpensesGrp/ProgramServicesAmt026485
IRS990/OtherExpensesGrp/ProgramServicesAmt190711
IRS990/OtherExpensesGrp/ProgramServicesAmt26006
IRS990/OtherExpensesGrp/TotalAmt0128073
IRS990/OtherExpensesGrp/TotalAmt1105363
IRS990/OtherExpensesGrp/TotalAmt290711
IRS990/OtherExpensesGrp/TotalAmt383127
IRS990/OtherRevenueMiscGrp/BusinessCd0900099
IRS990/OtherRevenueMiscGrp/Desc0SETTLEMENT INCOME
IRS990/OtherRevenueMiscGrp/ExclusionAmt045000
IRS990/OtherRevenueMiscGrp/TotalRevenueColumnAmt045000
IRS990/OtherRevenueTotalAmt045000
IRS990/OtherSalariesAndWagesGrp/ManagementAndGeneralAmt01384657
IRS990/OtherSalariesAndWagesGrp/TotalAmt01384657
IRS990/PartialLiquidationInd00
IRS990/PayrollTaxesGrp/ManagementAndGeneralAmt0108693
IRS990/PayrollTaxesGrp/TotalAmt0108693
IRS990/PensionPlanContributionsGrp/ManagementAndGeneralAmt0100398
IRS990/PensionPlanContributionsGrp/TotalAmt0100398
IRS990/PoliticalCampaignActyInd00
IRS990/PrepaidExpensesDefrdChargesGrp/BOYAmt079829
IRS990/PrepaidExpensesDefrdChargesGrp/EOYAmt077820
IRS990/PrincipalOfficerNm0JUDITH SHAW
IRS990/ProfessionalFundraisingInd00
IRS990/ProgramServiceRevenueGrp/BusinessCd0900099
IRS990/ProgramServiceRevenueGrp/BusinessCd1900099
IRS990/ProgramServiceRevenueGrp/BusinessCd2900099
IRS990/ProgramServiceRevenueGrp/BusinessCd3900099
IRS990/ProgramServiceRevenueGrp/BusinessCd4900099
IRS990/ProgramServiceRevenueGrp/Desc0EXAM FEES & GUIDES
IRS990/ProgramServiceRevenueGrp/Desc1ELECTRONIC FORM D
IRS990/ProgramServiceRevenueGrp/Desc2CONFERENCES
IRS990/ProgramServiceRevenueGrp/Desc3MEMBERSHIP FEES
IRS990/ProgramServiceRevenueGrp/Desc4TRAINING EVENTS
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt05776688
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt1600900
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt2172425
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt3120600
IRS990/ProgramServiceRevenueGrp/RelatedOrExemptFuncIncomeAmt434320
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt05776688
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt1600900
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt2172425
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt3120600
IRS990/ProgramServiceRevenueGrp/TotalRevenueColumnAmt434320
IRS990/ProgSrvcAccomActy2Grp/Desc0AN ANNUAL SPRING CONFERENCE IS HELD EACH YEAR IN WASHINGTON, DC IN CONJUNCTION WITH A FULL MEMBERSHIP MEETING. BOTH SERVE TO UPDATE PARTICIPANTS AND MEMBERS ON CURRENT EVENTS PERTAINING TO SECURITIES ADMINISTRATION.
IRS990/ProgSrvcAccomActy2Grp/ExpenseAmt0163450
IRS990/ProgSrvcAccomActy2Grp/RevenueAmt022720
IRS990/ProgSrvcAccomActy3Grp/Desc0OTHER CONFERENCES, PROGRAMS AND ACTIVITIES ARE ORGANIZED THROUGHOUT THE YEAR TO PROVIDE TRAINING AND EDUCATION TO MEMBERS WHO DEAL WITH SECURITIES REGULATION AND ENFORCEMENT MATTERS.
IRS990/ProgSrvcAccomActy3Grp/ExpenseAmt01935609
IRS990/ProgSrvcAccomActy3Grp/RevenueAmt06546663
IRS990/ProhibitedTaxShelterTransInd00
IRS990/PYBenefitsPaidToMembersAmt00
IRS990/PYContributionsGrantsAmt00
IRS990/PYExcessBenefitTransInd00
IRS990/PYGrantsAndSimilarPaidAmt00
IRS990/PYInvestmentIncomeAmt017304
IRS990/PYOtherExpensesAmt03131396
IRS990/PYOtherRevenueAmt047890
IRS990/PYProgramServiceRevenueAmt06047195
IRS990/PYRevenuesLessExpensesAmt0817860
IRS990/PYSalariesCompEmpBnftPaidAmt02163133
IRS990/PYTotalExpensesAmt05294529
IRS990/PYTotalProfFndrsngExpnsAmt00
IRS990/PYTotalRevenueAmt06112389
IRS990/QuidProQuoContributionsInd00
IRS990/ReconcilationRevenueExpnssAmt01152044
IRS990/RegularMonitoringEnfrcInd00
IRS990/RelatedEntityInd00
IRS990/RelatedOrganizationCtrlEntInd00
IRS990/ReportInvestmentsOtherSecInd00
IRS990/ReportLandBuildingEquipmentInd01
IRS990/ReportOtherAssetsInd00
IRS990/ReportOtherLiabilitiesInd00
IRS990/ReportProgramRelatedInvstInd00
IRS990/RevenueAmt0135550
IRS990/RoyaltiesRevenueGrp/ExclusionAmt043904
IRS990/RoyaltiesRevenueGrp/TotalRevenueColumnAmt043904
IRS990/SavingsAndTempCashInvstGrp/BOYAmt0400718
IRS990/SavingsAndTempCashInvstGrp/EOYAmt0603745
IRS990ScheduleA/AmountsRcvdDsqlfyPersonGrp/TotalAmt00
IRS990ScheduleA/Form990ScheduleAPartVIGrp/ExplanationTxt0SETTLEMENT INCOME - 2011 AMOUNT: $ 69,000. 2012 AMOUNT: $ 49,458. 2013 AMOUNT: $ 420,502. 2014 AMOUNT: $ 11,800. 2015 AMOUNT: $ 45,000.
IRS990ScheduleA/Form990ScheduleAPartVIGrp/FormAndLineReferenceDesc0SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME:
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearAmt0120600
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearMinus1YearAmt0120600
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearMinus2YearsAmt0120600
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearMinus3YearsAmt0120600
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/CurrentTaxYearMinus4YearsAmt0120600
IRS990ScheduleA/GiftsGrantsContrisRcvd509Grp/TotalAmt0603000
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearAmt071496
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearMinus1YearAmt053394
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearMinus2YearsAmt068650
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearMinus3YearsAmt081316
IRS990ScheduleA/GrossInvestmentIncome509Grp/CurrentTaxYearMinus4YearsAmt096919
IRS990ScheduleA/GrossInvestmentIncome509Grp/TotalAmt0371775
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearAmt06584333
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearMinus1YearAmt05926595
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearMinus2YearsAmt05187781
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearMinus3YearsAmt04023691
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/CurrentTaxYearMinus4YearsAmt04272585
IRS990ScheduleA/GrossReceiptsAdmissionsGrp/TotalAmt025994985
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearAmt071496
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearMinus1YearAmt053394
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearMinus2YearsAmt068650
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearMinus3YearsAmt081316
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/CurrentTaxYearMinus4YearsAmt096919
IRS990ScheduleA/InvestmentIncomeAndUBTIGrp/TotalAmt0371775
IRS990ScheduleA/InvestmentIncomeCYPct00.01350
IRS990ScheduleA/InvestmentIncomePYPct00.01650
IRS990ScheduleA/OtherIncome509Grp/CurrentTaxYearAmt045000
IRS990ScheduleA/OtherIncome509Grp/CurrentTaxYearMinus1YearAmt011800
IRS990ScheduleA/OtherIncome509Grp/CurrentTaxYearMinus2YearsAmt0420502
IRS990ScheduleA/OtherIncome509Grp/CurrentTaxYearMinus3YearsAmt049458
IRS990ScheduleA/OtherIncome509Grp/CurrentTaxYearMinus4YearsAmt069000
IRS990ScheduleA/OtherIncome509Grp/TotalAmt0595760
IRS990ScheduleA/PubliclySupportedOrg509a2Ind0X
IRS990ScheduleA/PublicSupportCY509Pct00.96490
IRS990ScheduleA/PublicSupportPY509Pct00.95760

Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$49.0$3.97$45.1$23.1$13.0$10.1
2023Detailed filing. Detailed filing data is available for this year.$36.6$3.29$33.3$15.7$11.3$4.44
2022Detailed filing. Detailed filing data is available for this year.$29.9$3.40$26.5$14.2$8.79$5.39
2021Detailed filing. Detailed filing data is available for this year.$25.5$0.79$24.7$12.3$6.43$5.91
2020Detailed filing. Detailed filing data is available for this year.$19.1$0.79$18.3$7.83$5.64$2.19
2019Detailed filing. Detailed filing data is available for this year.$16.0$0.86$15.1$8.63$7.37$1.26
2018Detailed filing. Detailed filing data is available for this year.$13.6$0.95$12.7$9.10$7.02$2.09
2017Detailed filing. Detailed filing data is available for this year.$11.9$0.70$11.2$7.54$6.41$1.13
2016Detailed filing. Detailed filing data is available for this year.$10.8$0.70$10.1$7.94$6.14$1.80
2015Detailed filing. Detailed filing data is available for this year.$8.81$0.53$8.28$6.82$5.67$1.15
2014Detailed filing. Detailed filing data is available for this year.$7.56$0.43$7.13$6.11$5.29$0.82
2013Summary only. Only limited summary data is available for this year.$6.79$0.47$6.31$5.80$4.92$0.88
2012Summary only. Only limited summary data is available for this year.$5.86$0.42$5.44$4.28$5.32$1.05
2011Summary only. Only limited summary data is available for this year.$6.98$0.48$6.49$4.56$4.83$0.27
2010Summary only. Only limited summary data is available for this year.$7.29$0.53$6.76$4.83$4.38$0.45