Civic Intelligence

Humanity United Action

990 • Fiscal year 2017 • EIN 26-2583379

Jan 01, 2017 to Dec 31, 2017 • Filed on Nov 14, 2018

One Letterman Drive Bldg DSan Francisco, CA 94129

(415) 426-6300

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

41st percentile

0.03x

Higher debt load relative to assets than 41% of similar nonprofits.

2017 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2017

Liabilities / Revenue

99th percentile

22.54x

Higher debt load relative to revenue than 99% of similar nonprofits.

2017 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2017

Net Margin

1st percentile

-19252%

Higher net margin than 1% of similar nonprofits.

2017 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2017

Top Officer Pay

58th percentile

$0

Higher top officer pay than 58% of similar nonprofits.

Top officer pay equals 0.0% of source-year revenue.

2017 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2017

Asset Growth

1st percentile

-65%

Faster asset growth than 1% of similar nonprofits.

2017 filings • 501(c)4 • $1M-$5M nonprofits • Annualized from 2015 to 2017

Revenue Growth

1st percentile

-99%

Faster revenue growth than 1% of similar nonprofits.

2017 filings • 501(c)4 • $1M-$5M nonprofits • Annualized from 2015 to 2017

Assets

Down

$1,394,509

Down $10,317,618 (-88%) from 2015

Net Assets

Down

$1,350,933

Down $6,149,504 (-82%) from 2015

Liabilities

Down

$43,576

Down $4,168,114 (-99%) from 2015

Revenue

Down

$1,933

Down $29,102,611 (-100%) from 2015

Expenses

Down

$374,068

Down $31,598,474 (-99%) from 2015

Net Income

Up

-$372,135

Up $2,495,863 (+87%) from 2015

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$20M$15M$10M$5.0M$0-$5.0MAssets 2012: $8,370,710Liabilities 2012: $1,747,598Net Assets 2012: $6,623,1122012Assets 2013: $12,028,097Liabilities 2013: $1,819,368Net Assets 2013: $10,208,7292013Assets 2014: $16,647,462Liabilities 2014: $6,279,027Net Assets 2014: $10,368,4352014Assets 2015: $11,712,127Liabilities 2015: $4,211,690Net Assets 2015: $7,500,4372015Assets 2017: $1,394,509Liabilities 2017: $43,576Net Assets 2017: $1,350,9332017Assets 2018: $586,279Liabilities 2018: $149,725Net Assets 2018: $436,5542018Assets 2019: $785,664Liabilities 2019: $366,436Net Assets 2019: $419,2282019Assets 2020: $421,889Liabilities 2020: $36,173Net Assets 2020: $385,7162020Assets 2021: $743,489Liabilities 2021: $27,690Net Assets 2021: $715,7992021Assets 2022: $654,546Liabilities 2022: $394,123Net Assets 2022: $260,4232022Assets 2023: $358,895Liabilities 2023: $703,716Net Assets 2023: -$344,8212023Assets 2024: $164,690Liabilities 2024: $383,607Net Assets 2024: -$218,9172024

Highlighted filing

2017

Assets$1,394,509
Liabilities$43,576
Net Assets$1,350,933

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$40M$30M$20M$10M$0-$10MExpenses 2012: $27,747,1212012Revenue 2013: $30,091,060Expenses 2013: $26,956,400Net Income 2013: $3,134,6602013Revenue 2014: $31,299,946Expenses 2014: $31,140,240Net Income 2014: $159,7062014Revenue 2015: $29,104,544Expenses 2015: $31,972,542Net Income 2015: -$2,867,9982015Revenue 2017: $1,933Expenses 2017: $374,068Net Income 2017: -$372,1352017Revenue 2018: $2,185Expenses 2018: $916,564Net Income 2018: -$914,3792018Revenue 2019: $845,599Expenses 2019: $862,925Net Income 2019: -$17,3262019Revenue 2020: $1,112,946Expenses 2020: $1,146,458Net Income 2020: -$33,5122020Revenue 2021: $998,577Expenses 2021: $668,494Net Income 2021: $330,0832021Revenue 2022: $992,271Expenses 2022: $1,447,647Net Income 2022: -$455,3762022Revenue 2023: $981,764Expenses 2023: $1,587,008Net Income 2023: -$605,2442023Revenue 2024: $1,544,404Expenses 2024: $1,418,500Net Income 2024: $125,9042024

Highlighted filing

2017

Revenue$1,933
Expenses$374,068
Net Income-$372,135
Jump To
Filing Snapshot
Filing Period
Jan 1, 2017 to Dec 31, 2017
Signed
Nov 14, 2018
Return Version
2017v2.2
Gross Receipts
$1,933
Mission and Program Overview

Mission

Humanity United Action works directly and with partners to advocate for legislative policies that help transform human exploitation and violent conflict to enduring freedom and peace.

Humanity United Actions mission is to bring new approaches to global problems that have long been considered intractable, like human trafficking, mass atrocities, and violent conflict. Humanity United Action builds, leads and supports efforts to change the systems that suppress human rights and contribute to human suffering, and works directly and with partners to advocate for legislative policies that advance solutions to these intractable problems.

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$1,777,348$1,392,804▼ $384,544
Rtn Earn Endowment Incm Other Fnds$1,705,068$1,350,933▼ $354,135
Prepaid Expenses and Deferred Charges-$1,705-
Savings and Temporary Cash Investments-$0-
Accounts Receivable-$0-
Other Notes and Loans Receivable, Net-$0-
Pledges and Grants Receivable-$0-
Receivable From Disqualified Prsn-$0-
Receivables From Officers Etc-$0-
Investments Other Securities-$0-
Investments Program Related-$0-
Investments in Publicly Traded Securities-$0-
Land, Buildings, and Equipment, Net-$0-
Intangible Assets-$0-
Inventories for Sale or Use-$0-
Total Assets$1,759,318$1,394,509▼ $364,809
Other Assets Total$-18,030$0▲ $18,030
Liabilities
Other Liabilities$46,250--
Accounts Payable and Accrued Expenses$8,000$43,576▲ $35,576
Total Liabilities$54,250$43,576▼ $10,674
Net Assets / Fund Balance
Total Net Assets Fund Balance$1,705,068$1,350,933▼ $354,135
Total Liabilities and Net Assets / Fund Balance$1,759,318$1,394,509▼ $364,809
Compensation and Service Providers

Board Members and Trustees

NameTitle
Pamela K OmidyarChairman
Jeff AlvordBoard member
Matt DeakinBoard member
Will FitzpatrickBoard member
Kevin LuuCFO & Treasurer
Lawrence MendenhallCOO, GC, Sec
Randy NewcombPres, Vice-CHR

Highest Paid Contractors

ContractorServicesLocationCompensation
Carliner Strategies LLCConsultingPO Box 6575, Falls Church, VA 22046$137,500
Revenue and Support

Revenue Composition

Contributions and Grants
$0
Program Service Revenue
$0
Investment Income
$1,933
Other Revenue
$0
Change in Net Assets
$-372,135

Audited Revenue Reconciliation

Revenue per Audited Statements
$1,933
Revenue Not Reported on Form 990
$10,000
Total Revenue per Audited Statements
$11,933
Total Revenue per Form 990
$1,933
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$269,052
Grants and Similar Amounts Paid$105,000
Salaries, Compensation, and Employee Benefits$16
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Grants to Domestic Orgs$95,000--$95,000
Fees for Services Accounting-$20,000-$20,000
Foreign Grants$10,000--$10,000
Office Expenses$9$8,857-$8,866
Travel$281--$281
Other Expenses$54$6-$60
Other Employee Benefits$16--$16
Total Functional Expenses$330,330$43,738$0$374,068

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Audited Statements$384,068
Expenses per Audited Statements$374,068
Total Expenses per Form 990$374,068
Expenses Not Reported on Form 990$10,000
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
FCNL Education FundWashington, DC501(c)(3)Atrocity prevention$95,000
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Receivables from Disqualified Persons-$0-
Receivables from Officers, Directors, Trustees, and Key Employees-$0-
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Line 11B: Form 990 Review Process

The process followed for review of the Form 990 is to distribute it prior to the Board of Trustees meeting for independent review by the Board members. At the Board meeting, the Form 990 is presented and any questions that arise are discussed and addressed.

Form 990, Part VI, Line 12C: Explanation of Monitoring and Enforcement of Conflicts

Humanity United Action monitors and enforces its conflict of interest policy by annually gathering from the trustees, officers and key employees all potential conflicts of interests and requiring all other employees to proactively disclose any conflicts of interest as they arise. The policy outlines a process by which Humanity United Action evaluates and protects against undue influence by any person who may have a conflict of interest. The policy also outlines a process to be undertaken if there is a potential violation of the policy. Finally, the Board reviews the policy and its administration on a periodic basis.

Form 990, Part VI, Line 19: Other Organization Documents Publicly Available

Humanity United Action's governing documents, conflict of interest policy and financial statements are available to the public upon request.

Form 990, Part VII, Section A - Cost Sharing Agreement

Humanity United Action is party to a Cost Sharing Agreement with Humanity United, a 501(c)(3) private foundation, pursuant to which Humanity United provides certain services, office space and personnel to Humanity United Action on a cost-reimbursement basis. Humanity United is an unrelated organization for purposes of Form 990.

Filing and Contact Details

Filer

Filer Name
Humanity United Action
EIN
26-2583379
Phone
4154266300
Address
One Letterman Drive Bldg D, San Francisco, CA 94129

Signing Officer

Name
Kevin Luu
Title
CFO
Signed
2018-11-14
Discuss with paid preparer
Yes

Organization Details

Formed
2008
Legal Domicile
CA
Voting Board Members
4
Independent Board Members
3
Employees
0

Preparer

Firm
Comprehensive Financial Mgt
Address
720 University Ave 200, Los Gatos, CA 95032
Preparer
Roger V Hansen
Phone
4083583316
Supplemental Narrative

Additional Explanations

Form 990, Part III, Line 3: Ceased Conducting or Significant Changes To Services

Supply Chain Solutions: We raise awareness about the existence of forced labor abuses in corporate supply chains, heighten corporate accountability, and work with corporations to discover and implement new policies and tools that can mitigate their risk of enabling forced labor. Peacebuilding: We work to enhance the power of local and national actors to better prevent conflict and promote lasting solutions to cycles of violence, while working with others to shift the peacebuilding system. We build partnerships with innovators and influencers to promote greater discussion and dialogue on how we can transform peacebuilding practices. Humanity United Actions other programmatic spending focused on capacity building and institutional support for non-profit institutions dedicated to advancing human rights, international peace, and victims' rights.

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This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/PYTotalRevenueAmt09715730
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IRS990ScheduleD/DonatedServicesAndUseFcltsAmt010000
IRS990ScheduleD/DonatedServicesUseFcltsAmt010000
IRS990ScheduleD/ExpensesNotReportedAmt010000
IRS990ScheduleD/ExpensesSubtotalAmt0374068
IRS990ScheduleD/RevenueNotReportedAmt010000
IRS990ScheduleD/RevenueSubtotalAmt01933
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IRS990ScheduleD/TotalRevenuePerForm990Amt01933
IRS990ScheduleD/TotalRevEtcAuditedFinclStmtAmt011933
IRS990ScheduleD/TotExpnsEtcAuditedFinclStmtAmt0384068
IRS990ScheduleI/GrantRecordsMaintainedInd0true
IRS990ScheduleI/RecipientTable/CashGrantAmt095000
IRS990ScheduleI/RecipientTable/IRCSectionDesc0501(c)(3)
IRS990ScheduleI/RecipientTable/NonCashAssistanceAmt00
IRS990ScheduleI/RecipientTable/PurposeOfGrantTxt0Atrocity prevention
IRS990ScheduleI/RecipientTable/RecipientBusinessName/BusinessNameLine1Txt0FCNL Education Fund
IRS990ScheduleI/RecipientTable/RecipientEIN0530178883
IRS990ScheduleI/RecipientTable/USAddress/AddressLine1Txt0245 Second Street NE
IRS990ScheduleI/RecipientTable/USAddress/CityNm0Washington
IRS990ScheduleI/RecipientTable/USAddress/StateAbbreviationCd0DC
IRS990ScheduleI/RecipientTable/USAddress/ZIPCd020002
IRS990ScheduleI/SupplementalInformationDetail/ExplanationTxt0Before making a grant to a grantee in the U.S., Humanity United Action (HUA) performs due diligence, including determining the grantee's U.S. tax status, performing anti-terrorism checks and making a formal "pre-grant inquiry," as defined in the federal tax regulations, when appropriate. Grantees (U.S. and non-U.S.) are also required to enter into a detailed written grant agreement that governs the use of grant funds and includes financial and narrative reporting requirements, which may include heightened "expenditure responsibility" restrictions and reporting requirements for those grantees that are not 501(c)(3) public charities. Grantee reporting under the grant agreement is reviewed and approved by program and grants management staff, and these approvals are documented. The grantee's written reporting under the grant agreement is frequently supplemented by meetings, phone conversations and emails between HUA and grantee staff, and may include visits by HUA staff to grantees when appropriate.
IRS990ScheduleI/SupplementalInformationDetail/FormAndLineReferenceDesc0Grantmaker's Description of How Grants are Used
IRS990ScheduleI/Total501c3OrgCnt01
IRS990ScheduleI/TotalOtherOrgCnt00
IRS990/ScheduleJRequiredInd0false
IRS990/ScheduleORequiredInd0true
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0Supply Chain Solutions: We raise awareness about the existence of forced labor abuses in corporate supply chains, heighten corporate accountability, and work with corporations to discover and implement new policies and tools that can mitigate their risk of enabling forced labor. Peacebuilding: We work to enhance the power of local and national actors to better prevent conflict and promote lasting solutions to cycles of violence, while working with others to shift the peacebuilding system. We build partnerships with innovators and influencers to promote greater discussion and dialogue on how we can transform peacebuilding practices. Humanity United Actions other programmatic spending focused on capacity building and institutional support for non-profit institutions dedicated to advancing human rights, international peace, and victims' rights.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1The process followed for review of the Form 990 is to distribute it prior to the Board of Trustees meeting for independent review by the Board members. At the Board meeting, the Form 990 is presented and any questions that arise are discussed and addressed.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2Humanity United Action monitors and enforces its conflict of interest policy by annually gathering from the trustees, officers and key employees all potential conflicts of interests and requiring all other employees to proactively disclose any conflicts of interest as they arise. The policy outlines a process by which Humanity United Action evaluates and protects against undue influence by any person who may have a conflict of interest. The policy also outlines a process to be undertaken if there is a potential violation of the policy. Finally, the Board reviews the policy and its administration on a periodic basis.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3Humanity United Action's governing documents, conflict of interest policy and financial statements are available to the public upon request.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt4Humanity United Action is party to a Cost Sharing Agreement with Humanity United, a 501(c)(3) private foundation, pursuant to which Humanity United provides certain services, office space and personnel to Humanity United Action on a cost-reimbursement basis. Humanity United is an unrelated organization for purposes of Form 990.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0Form 990, Part III, Line 3: Ceased Conducting or Significant Changes To Services
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1Form 990, Part VI, Line 11b: Form 990 Review Process
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3Form 990, Part VI, Line 19: Other Organization Documents Publicly Available
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc4Form 990, Part VII, Section A - Cost Sharing Agreement
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IRS990/SignificantChangeInd0true
IRS990/SignificantNewProgramSrvcInd0false
IRS990/StatesWhereCopyOfReturnIsFldCd0CA
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IRS990/TaxableDistributionsInd0false
IRS990/TaxablePartyNotificationInd0false
IRS990/TaxExemptBondsInd0false
IRS990/TempOrPermanentEndowmentsInd0false
IRS990/TerminateOperationsInd0false
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IRS990/TotalAssetsEOYAmt01394509
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IRS990/TotalCompGreaterThan150KInd0false
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IRS990/TotalFunctionalExpensesGrp/ManagementAndGeneralAmt043738
IRS990/TotalFunctionalExpensesGrp/ProgramServicesAmt0330330
IRS990/TotalFunctionalExpensesGrp/TotalAmt0374068
IRS990/TotalGrossUBIAmt00
IRS990/TotalLiabilitiesBOYAmt054250
IRS990/TotalLiabilitiesEOYAmt043576
IRS990/TotalLiabilitiesGrp/BOYAmt054250
IRS990/TotalLiabilitiesGrp/EOYAmt043576
IRS990/TotalNetAssetsFundBalanceGrp/BOYAmt01705068
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IRS990/TotalProgramServiceExpensesAmt0330330
IRS990/TotalProgramServiceRevenueAmt00
IRS990/TotalRevenueGrp/ExclusionAmt01933
IRS990/TotalRevenueGrp/TotalRevenueColumnAmt01933
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IRS990/TotLiabNetAssetsFundBalanceGrp/EOYAmt01394509
IRS990/TravelGrp/ProgramServicesAmt0281
IRS990/TravelGrp/TotalAmt0281
IRS990/TypeOfOrganizationCorpInd0X
IRS990/UnrelatedBusIncmOverLimitInd0false
IRS990/UponRequestInd0X
IRS990/VotingMembersGoverningBodyCnt04
IRS990/VotingMembersIndependentCnt03
IRS990/WebsiteAddressTxt0www.humanityunitedaction.org
IRS990/WhistleblowerPolicyInd0true
ReturnHeader/BuildTS02019-02-21 02:37:17Z
ReturnHeader/BusinessOfficerGrp/DiscussWithPaidPreparerInd0true
ReturnHeader/BusinessOfficerGrp/PersonNm0Kevin Luu
ReturnHeader/BusinessOfficerGrp/PersonTitleTxt0CFO
ReturnHeader/BusinessOfficerGrp/SignatureDt02018-11-14
ReturnHeader/Filer/BusinessName/BusinessNameLine1Txt0Humanity United Action
ReturnHeader/Filer/BusinessNameControlTxt0HUMA
ReturnHeader/Filer/EIN0262583379
ReturnHeader/Filer/PhoneNum04154266300
ReturnHeader/Filer/USAddress/AddressLine1Txt0One Letterman Drive Bldg D
ReturnHeader/Filer/USAddress/CityNm0San Francisco
ReturnHeader/Filer/USAddress/StateAbbreviationCd0CA
ReturnHeader/Filer/USAddress/ZIPCd094129
ReturnHeader/PreparerFirmGrp/PreparerFirmEIN0770534410
ReturnHeader/PreparerFirmGrp/PreparerFirmName/BusinessNameLine1Txt0Comprehensive Financial Mgt
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/AddressLine1Txt0720 University Ave 200
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/CityNm0Los Gatos
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/StateAbbreviationCd0CA
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/ZIPCd095032
ReturnHeader/PreparerPersonGrp/PhoneNum04083583316
ReturnHeader/PreparerPersonGrp/PreparerPersonNm0Roger V Hansen
ReturnHeader/ReturnTs02018-11-14T16:16:38-08:00
ReturnHeader/ReturnTypeCd0990
ReturnHeader/TaxPeriodBeginDt02017-01-01
ReturnHeader/TaxPeriodEndDt02017-12-31
ReturnHeader/TaxYr02017

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