Civic Intelligence

Regulatory Compliance Association Inc

990 • Fiscal year 2013 • EIN 01-0851830

Jan 01, 2013 to Dec 31, 2013 • Filed on Nov 13, 2014

16 West Main StreetChristiana, DE 19702

(646) 415-4272

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

20th percentile

0.00x

Higher debt load relative to assets than 20% of similar nonprofits.

2013 filings • 501(c)6 • $500k-$1M nonprofits • Source year 2013

Liabilities / Revenue

19th percentile

0.00x

Higher debt load relative to revenue than 19% of similar nonprofits.

2013 filings • 501(c)6 • $500k-$1M nonprofits • Source year 2013

Net Margin

47th percentile

2.6%

Higher net margin than 47% of similar nonprofits.

2013 filings • 501(c)6 • $500k-$1M nonprofits • Source year 2013

Top Officer Pay

46th percentile

$61,071

Higher top officer pay than 46% of similar nonprofits.

Top officer pay equals 6.2% of source-year revenue.

2013 filings • 501(c)6 • $500k-$1M nonprofits • Source year 2013

Asset Growth

50th percentile

4.0%

Faster asset growth than 50% of similar nonprofits.

2013 filings • 501(c)6 • $500k-$1M nonprofits • Annualized from 2012 to 2013

Revenue Growth

89th percentile

28%

Faster revenue growth than 89% of similar nonprofits.

2013 filings • 501(c)6 • $500k-$1M nonprofits • Annualized from 2011 to 2013

Assets

Up

$665,556

Up $25,759 (+4.0%) from 2012

Net Assets

Up

$665,195

Up $25,758 (+4.0%) from 2012

Liabilities

Up

$361

Up $1 (+0.3%) from 2012

Revenue

$989,699

No earlier filing loaded for comparison.

Expenses

Up

$963,941

Up $482,117 (+100%) from 2012

Net Income

$25,758

No earlier filing loaded for comparison.

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$1.5M$1.0M$500K$0-$500KAssets 2010: $204,996Liabilities 2010: $29,259Net Assets 2010: $175,7372010Assets 2011: $452,304Liabilities 2011: $360Net Assets 2011: $451,9442011Assets 2012: $639,797Liabilities 2012: $360Net Assets 2012: $639,4372012Assets 2013: $665,556Liabilities 2013: $361Net Assets 2013: $665,1952013Assets 2014: $1,039,698Liabilities 2014: $300,000Net Assets 2014: $739,6982014Assets 2015: $1,050,488Liabilities 2015: $309,750Net Assets 2015: $740,7382015Assets 2016: $1,162,165Liabilities 2016: $517,672Net Assets 2016: $644,4932016Assets 2017: $772,380Liabilities 2017: $134,750Net Assets 2017: $637,6302017Assets 2018: $63,165Liabilities 2018: $62,110Net Assets 2018: $1,0552018Assets 2019: $14,513Liabilities 2019: $193,526Net Assets 2019: -$179,0132019Assets 2020: $0Liabilities 2020: $191,825Net Assets 2020: -$191,8252020

Highlighted filing

2013

Assets$665,556
Liabilities$361
Net Assets$665,195

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$1.5M$1.0M$500K$0-$500KExpenses 2010: $368,6202010Revenue 2011: $604,591Expenses 2011: $328,384Net Income 2011: $276,2072011Expenses 2012: $481,8242012Revenue 2013: $989,699Expenses 2013: $963,941Net Income 2013: $25,7582013Revenue 2014: $879,723Expenses 2014: $805,220Net Income 2014: $74,5032014Revenue 2015: $1,122,681Expenses 2015: $1,121,641Net Income 2015: $1,0402015Revenue 2016: $631,663Expenses 2016: $727,908Net Income 2016: -$96,2452016Revenue 2017: $548,501Expenses 2017: $555,364Net Income 2017: -$6,8632017Revenue 2018: $294,439Expenses 2018: $529,130Net Income 2018: -$234,6912018Revenue 2019: $268,378Expenses 2019: $448,446Net Income 2019: -$180,0682019Revenue 2020: $37,653Expenses 2020: $50,465Net Income 2020: -$12,8122020

Highlighted filing

2013

Revenue$989,699
Expenses$963,941
Net Income$25,758
Jump To
Filing Snapshot
Filing Period
Jan 1, 2013 to Dec 31, 2013
Signed
Nov 13, 2014
Return Version
2013v3.1
Gross Receipts
$989,699
Mission and Program Overview

Mission

Protect investors and fiancial markets as the exclusive authority for compliance educations, training, accreditation, certification, skills assesment and employee training.

The regulatory compliance association (rca) provides compliance officers, cfos, and coos with an all inclusive resource to effectively manage the escalating compliance environment.

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$639,797$665,556▲ $25,759
Total Assets$639,797$665,556▲ $25,759
Liabilities
Accounts Payable and Accrued Expenses$360$361▲ $1
Total Liabilities$360$361▲ $1
Net Assets / Fund Balance
Unrestricted Net Assets$639,437$665,195▲ $25,758
Total Net Assets Fund Balance$639,437$665,195▲ $25,758
Total Liabilities and Net Assets / Fund Balance$639,797$665,556▲ $25,759
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseTotal
-Exec DirectoPT$61,071$61,071
Revenue and Support

Revenue Composition

Contributions and Grants
$327,663
Program Service Revenue
$662,036
Investment Income
$0
Other Revenue
$0
All Other Contributions
$327,663
Change in Net Assets
$25,758
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$963,941
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Salaries, Compensation, and Employee Benefits$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Conferences and Meetings$581,744--$581,744
Fees for Services Other$213,809$26,275-$240,084
Office Expenses$48,949--$48,949
Information Technology$30,035--$30,035
Travel$23,138--$23,138
Occupancy$12,442--$12,442
Advertising$4,135--$4,135
Other Expenses$939--$939
Total Functional Expenses$937,666$26,275$0$963,941
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Backup withholding compliance
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
No
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Page 6, Part VI, Line 11B

No review was or will be conducted.

Form 990, Page 6, Part VI, Line 19

No documents available to the public

Filing and Contact Details

Filer

EIN
01-0851830

Signing Officer

Name
Katie Chatterson
Title
Executive Director
Signed
2014-11-13
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Kate Chatterson
Formed
2005
Legal Domicile
De
Voting Board Members
5
Independent Board Members
1
Employees
0

Preparer

Preparer
Gerald P Ballardcpa
Phone
3027375511
Supplemental Narrative

Additional Explanations

Form 990, Part IX, Line 11G

Outside services/consulting 108,709 0 0 professional fees 105,100 26,275 0

Raw XML Appendix233 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
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IRS990/GrantsToIndividualsInd0false
IRS990/GrantsToOrganizationsInd0false
IRS990/GrantToRelatedPersonInd0false
IRS990/GrossReceiptsAmt0989699
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IRS990/IRPDocumentCnt06
IRS990/IRPDocumentW2GCnt00
IRS990/LegalDomicileStateCd0DE
IRS990/LoanOutstandingInd0false
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IRS990/NondeductibleContributionsInd0false
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IRS990/OfficerMailingAddressInd0false
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IRS990/ReportProgramRelatedInvstInd0false
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IRS990/ScheduleBRequiredInd0false
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ReturnHeader/BuildTS02015-11-30 17:44:51Z
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ReturnHeader/BusinessOfficerGrp/PersonNm0KATIE CHATTERSON
ReturnHeader/BusinessOfficerGrp/PersonTitleTxt0EXECUTIVE DIRECTOR
ReturnHeader/BusinessOfficerGrp/SignatureDt02014-11-13
ReturnHeader/Filer/BusinessName/BusinessNameLine10REGULATORY COMPLIANCE ASSOCIATION
ReturnHeader/Filer/BusinessNameControlTxt0REGU
ReturnHeader/Filer/EIN0010851830
ReturnHeader/Filer/USAddress/AddressLine1016 WEST MAIN STREET
ReturnHeader/Filer/USAddress/City0CHRISTIANA
ReturnHeader/Filer/USAddress/State0DE
ReturnHeader/Filer/USAddress/ZIPCode019702
ReturnHeader/PreparerFirmGrp/PreparerFirmEIN0510310265
ReturnHeader/PreparerFirmGrp/PreparerFirmName/BusinessNameLine10THE BALLARD FIRM PA
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/AddressLine1016 WEST MAIN STREET
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/City0CHRISTIANA
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/State0DE
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ReturnHeader/PreparerPersonGrp/PreparationDt02014-11-13
ReturnHeader/PreparerPersonGrp/PreparerPersonNm0GERALD P BALLARDCPA
ReturnHeader/ReturnTs02014-11-14T08:18:37-06:00
ReturnHeader/ReturnTypeCd0990
ReturnHeader/TaxPeriodBeginDt02013-01-01
ReturnHeader/TaxPeriodEndDt02013-12-31
ReturnHeader/TaxYr02013

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Filings