Civic Intelligence

Regulatory Compliance Association Inc

990 • Fiscal year 2014 • EIN 01-0851830

Jan 01, 2014 to Dec 31, 2014 • Filed on Oct 28, 2015

16 W Main StChristiana, DE 19702

(646) 415-4272

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

62nd percentile

0.29x

Higher debt load relative to assets than 62% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2014

Liabilities / Revenue

68th percentile

0.34x

Higher debt load relative to revenue than 68% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2014

Net Margin

69th percentile

8.5%

Higher net margin than 69% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2014

Top Officer Pay

25th percentile

$62,068

Higher top officer pay than 25% of similar nonprofits.

Top officer pay equals 7.1% of source-year revenue.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Source year 2014

Asset Growth

95th percentile

56%

Faster asset growth than 95% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Annualized from 2013 to 2014

Revenue Growth

11th percentile

-11%

Faster revenue growth than 11% of similar nonprofits.

2014 filings • 501(c)6 • $1M-$5M nonprofits • Annualized from 2013 to 2014

Assets

Up

$1,039,698

Up $374,142 (+56%) from 2013

Net Assets

Up

$739,698

Up $74,503 (+11%) from 2013

Liabilities

Up

$300,000

Up $299,639 (+83002%) from 2013

Revenue

Down

$879,723

Down $109,976 (-11%) from 2013

Expenses

Down

$805,220

Down $158,721 (-16%) from 2013

Net Income

Up

$74,503

Up $48,745 (+189%) from 2013

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$1.5M$1.0M$500K$0-$500KAssets 2010: $204,996Liabilities 2010: $29,259Net Assets 2010: $175,7372010Assets 2011: $452,304Liabilities 2011: $360Net Assets 2011: $451,9442011Assets 2012: $639,797Liabilities 2012: $360Net Assets 2012: $639,4372012Assets 2013: $665,556Liabilities 2013: $361Net Assets 2013: $665,1952013Assets 2014: $1,039,698Liabilities 2014: $300,000Net Assets 2014: $739,6982014Assets 2015: $1,050,488Liabilities 2015: $309,750Net Assets 2015: $740,7382015Assets 2016: $1,162,165Liabilities 2016: $517,672Net Assets 2016: $644,4932016Assets 2017: $772,380Liabilities 2017: $134,750Net Assets 2017: $637,6302017Assets 2018: $63,165Liabilities 2018: $62,110Net Assets 2018: $1,0552018Assets 2019: $14,513Liabilities 2019: $193,526Net Assets 2019: -$179,0132019Assets 2020: $0Liabilities 2020: $191,825Net Assets 2020: -$191,8252020

Highlighted filing

2014

Assets$1,039,698
Liabilities$300,000
Net Assets$739,698

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$1.5M$1.0M$500K$0-$500KExpenses 2010: $368,6202010Revenue 2011: $604,591Expenses 2011: $328,384Net Income 2011: $276,2072011Expenses 2012: $481,8242012Revenue 2013: $989,699Expenses 2013: $963,941Net Income 2013: $25,7582013Revenue 2014: $879,723Expenses 2014: $805,220Net Income 2014: $74,5032014Revenue 2015: $1,122,681Expenses 2015: $1,121,641Net Income 2015: $1,0402015Revenue 2016: $631,663Expenses 2016: $727,908Net Income 2016: -$96,2452016Revenue 2017: $548,501Expenses 2017: $555,364Net Income 2017: -$6,8632017Revenue 2018: $294,439Expenses 2018: $529,130Net Income 2018: -$234,6912018Revenue 2019: $268,378Expenses 2019: $448,446Net Income 2019: -$180,0682019Revenue 2020: $37,653Expenses 2020: $50,465Net Income 2020: -$12,8122020

Highlighted filing

2014

Revenue$879,723
Expenses$805,220
Net Income$74,503
Jump To
Filing Snapshot
Filing Period
Jan 1, 2014 to Dec 31, 2014
Signed
Oct 28, 2015
Return Version
2014v5.0
Gross Receipts
$879,723
Mission and Program Overview

Mission

Protect investors and fiancial markets as the exclusive authority for compliance educations, training, accreditation, certification, skills assesment and employee training.

The regulatory compliance association (rca) provides compliance officers, cfos, and coos with an all inclusive resource to effectively manage the escalating compliance environment.

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$665,556$1,039,698▲ $374,142
Total Assets$665,556$1,039,698▲ $374,142
Liabilities
Deferred Revenue-$300,000-
Accounts Payable and Accrued Expenses$361--
Total Liabilities$361$300,000▲ $299,639
Net Assets / Fund Balance
Unrestricted Net Assets$665,195$739,698▲ $74,503
Total Net Assets Fund Balance$665,195$739,698▲ $74,503
Total Liabilities and Net Assets / Fund Balance$665,556$1,039,698▲ $374,142
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseTotal
-Exec DirectoPT$62,068$62,068
Revenue and Support

Revenue Composition

Contributions and Grants
$435,915
Program Service Revenue
$443,808
Investment Income
$0
Other Revenue
$0
All Other Contributions
$435,915
Change in Net Assets
$74,503
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$805,220
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Salaries, Compensation, and Employee Benefits$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Conferences and Meetings$350,064--$350,064
Fees for Services Other$271,413$26,275-$297,688
Office Expenses$58,387--$58,387
Information Technology$43,958--$43,958
Travel$21,516--$21,516
Occupancy$18,327--$18,327
Advertising$10,432--$10,432
Other Expenses$1,207--$1,207
Insurance$750--$750
Interest$536--$536
Total Functional Expenses$778,945$26,275$0$805,220
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Backup withholding compliance
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
No
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Page 6, Part VI, Line 11B

No review was or will be conducted.

Form 990, Page 6, Part VI, Line 19

No documents available to the public

Filing and Contact Details

Filer

Filer Name
Regulatory Compliance Association
EIN
01-0851830
Address
16 W MAIN ST, CHRISTIANA, DE 19702

Signing Officer

Name
Katie Chatterson
Title
Executive Director
Signed
2015-10-28
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Kate Chatterson
Formed
2005
Legal Domicile
De
Voting Board Members
5
Independent Board Members
1
Employees
0

Preparer

Firm
The Ballard Firm Pa
Address
16 WEST MAIN STREET, CHRISTIANA, DE 19702
Preparer
Gerald P Ballardcpa
Phone
3027375511
Supplemental Narrative

Additional Explanations

Form 990, Part IX, Line 11G

Consulting 266,079 26,275 0 professional fees 2,932 0 0 staffing expense 2,402 0 0

Raw XML Appendix235 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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ReturnHeader/Filer/BusinessNameControlTxt0REGU
ReturnHeader/Filer/EIN0010851830
ReturnHeader/Filer/USAddress/AddressLine1Txt016 W MAIN ST
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ReturnHeader/Filer/USAddress/StateAbbreviationCd0DE
ReturnHeader/Filer/USAddress/ZIPCd019702
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ReturnHeader/PreparerFirmGrp/PreparerUSAddress/CityNm0CHRISTIANA
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/StateAbbreviationCd0DE
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/ZIPCd019702
ReturnHeader/PreparerPersonGrp/PhoneNum03027375511
ReturnHeader/PreparerPersonGrp/PreparationDt02015-11-05
ReturnHeader/PreparerPersonGrp/PreparerPersonNm0GERALD P BALLARDCPA
ReturnHeader/ReturnTs02015-11-05T13:35:39-06:00
ReturnHeader/ReturnTypeCd0990
ReturnHeader/TaxPeriodBeginDt02014-01-01
ReturnHeader/TaxPeriodEndDt02014-12-31
ReturnHeader/TaxYr02014

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Filings