Civic Intelligence
Filing

ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN

One Lambda Inc • EIN 95-3897643 • Plan year 2007

Company ProfileSource Archive
Filing Insights

Participants

Down

261 → 192

-69 • -26.44%

Assets

Up

$5,559,678 → $7,103,646

$1,543,968 • 27.77%

Investment Management Fee

0.00%

$12

Admin expenses $64,394 • Total expenses $177,510

Filing Details

Context
Net investment result
$1,543,968
Pension payor EIN
01-0233346

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

No

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
FARBER HASS HURLEY, LLPEIN 20-4207759Accountant--Farber Hass Hurley LLP

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
201240$0$1,647,151-
Medical, Dental, Life Ad&D Ltd-0---
Vision Plan-0---
Travel Accident-0---
One Lambda Inc. Profit Sharing Plan-0-$1,647,151-
20114310$49,564,744$6,477,747$20,896iApproximate average salary by contribution assumption: employee only about $522,399 at 4% or $348,266 at 6%; with 50% employer match about $348,266 at 4% or $232,177 at 6%; with 100% employer match about $261,199 at 4% or $174,133 at 6%.
One Lambda Inc. Profit Sharing Plan-310$49,564,744$6,477,747$20,896iApproximate average salary by contribution assumption: employee only about $522,399 at 4% or $348,266 at 6%; with 50% employer match about $348,266 at 4% or $232,177 at 6%; with 100% employer match about $261,199 at 4% or $174,133 at 6%.
Medical, Dental, Life Ad&D Ltd-310---
Vision Plan-274---
Travel Accident-34---
20105295$47,902,650$5,860,794$19,867iApproximate average salary by contribution assumption: employee only about $496,677 at 4% or $331,118 at 6%; with 50% employer match about $331,118 at 4% or $220,746 at 6%; with 100% employer match about $248,339 at 4% or $165,559 at 6%.
One Lambda Inc. Profit Sharing Plan-277$47,902,650$4,210,619$15,201iApproximate average salary by contribution assumption: employee only about $380,020 at 4% or $253,347 at 6%; with 50% employer match about $253,347 at 4% or $168,898 at 6%; with 100% employer match about $190,010 at 4% or $126,673 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-0-$1,650,175-
Travel Accident-34---
Medical, Dental, Life Ad&D Ltd-295---
Vision Plan-261---
20095251$38,573,629$5,488,924$21,868iApproximate average salary by contribution assumption: employee only about $546,706 at 4% or $364,470 at 6%; with 50% employer match about $364,470 at 4% or $242,980 at 6%; with 100% employer match about $273,353 at 4% or $182,235 at 6%.
One Lambda Inc. Profit Sharing Plan-241$29,486,708$3,985,583$16,538iApproximate average salary by contribution assumption: employee only about $413,442 at 4% or $275,628 at 6%; with 50% employer match about $275,628 at 4% or $183,752 at 6%; with 100% employer match about $206,721 at 4% or $137,814 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-251$9,086,921$1,503,341$5,989iApproximate average salary by contribution assumption: employee only about $149,735 at 4% or $99,823 at 6%; with 50% employer match about $99,823 at 4% or $66,549 at 6%; with 100% employer match about $74,868 at 4% or $49,912 at 6%.
Travel Accident-22---
Vision Plan-219---
Medical, Dental, Life Ad&D Ltd-219---
20085230$27,466,271$4,953,305$21,536iApproximate average salary by contribution assumption: employee only about $538,403 at 4% or $358,935 at 6%; with 50% employer match about $358,935 at 4% or $239,290 at 6%; with 100% employer match about $269,201 at 4% or $179,468 at 6%.
One Lambda Inc. Profit Sharing Plan-219$21,610,554$3,491,085$15,941iApproximate average salary by contribution assumption: employee only about $398,526 at 4% or $265,684 at 6%; with 50% employer match about $265,684 at 4% or $177,123 at 6%; with 100% employer match about $199,263 at 4% or $132,842 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-219$5,855,717$1,462,220$6,677iApproximate average salary by contribution assumption: employee only about $166,920 at 4% or $111,280 at 6%; with 50% employer match about $111,280 at 4% or $74,187 at 6%; with 100% employer match about $83,460 at 4% or $55,640 at 6%.
Vision Plan-187---
Travel Accident-22---
Medical, Dental, Life Ad&D Ltd-230---
20075223$31,533,199$4,222,809$18,936iApproximate average salary by contribution assumption: employee only about $473,409 at 4% or $315,606 at 6%; with 50% employer match about $315,606 at 4% or $210,404 at 6%; with 100% employer match about $236,705 at 4% or $157,803 at 6%.
One Lambda Inc. Profit Sharing Plan-192$24,429,553$2,919,630$15,206iApproximate average salary by contribution assumption: employee only about $380,160 at 4% or $253,440 at 6%; with 50% employer match about $253,440 at 4% or $168,960 at 6%; with 100% employer match about $190,080 at 4% or $126,720 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLANCurrent192$7,103,646$1,303,179$6,787iApproximate average salary by contribution assumption: employee only about $169,685 at 4% or $113,123 at 6%; with 50% employer match about $113,123 at 4% or $75,415 at 6%; with 100% employer match about $84,842 at 4% or $56,562 at 6%.
Vision Plan-174---
Travel Accident-22---
Medical, Dental, Life Ad&D Ltd-223---
20065192$25,555,272$3,752,391$19,544iApproximate average salary by contribution assumption: employee only about $488,593 at 4% or $325,728 at 6%; with 50% employer match about $325,728 at 4% or $217,152 at 6%; with 100% employer match about $244,296 at 4% or $162,864 at 6%.
One Lambda Inc. Profit Sharing Plan-182$19,995,594$2,611,196$14,347iApproximate average salary by contribution assumption: employee only about $358,681 at 4% or $239,121 at 6%; with 50% employer match about $239,121 at 4% or $159,414 at 6%; with 100% employer match about $179,340 at 4% or $119,560 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-192$5,559,678$1,141,195$5,944iApproximate average salary by contribution assumption: employee only about $148,593 at 4% or $99,062 at 6%; with 50% employer match about $99,062 at 4% or $66,041 at 6%; with 100% employer match about $74,297 at 4% or $49,531 at 6%.
Medical, Dental, Life Ad&D Ltd-170---
Vision Plan-165---
Travel Accident-22---
20055195$19,904,245$2,803,694$14,378iApproximate average salary by contribution assumption: employee only about $359,448 at 4% or $239,632 at 6%; with 50% employer match about $239,632 at 4% or $159,755 at 6%; with 100% employer match about $179,724 at 4% or $119,816 at 6%.
One Lambda Inc. Profit Sharing Plan-183$16,009,879$1,793,845$9,802iApproximate average salary by contribution assumption: employee only about $245,061 at 4% or $163,374 at 6%; with 50% employer match about $163,374 at 4% or $108,916 at 6%; with 100% employer match about $122,530 at 4% or $81,687 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-187$3,894,366$1,009,849$5,400iApproximate average salary by contribution assumption: employee only about $135,007 at 4% or $90,004 at 6%; with 50% employer match about $90,004 at 4% or $60,003 at 6%; with 100% employer match about $67,503 at 4% or $45,002 at 6%.
Travel Accident-22---
Vision Plan-156---
Medical, Dental, Life Ad&D Ltd-195---
20043187$16,043,177$2,550,206$13,637iApproximate average salary by contribution assumption: employee only about $340,937 at 4% or $227,291 at 6%; with 50% employer match about $227,291 at 4% or $151,527 at 6%; with 100% employer match about $170,468 at 4% or $113,646 at 6%.
One Lambda Inc. Profit Sharing Plan-172$13,400,233$1,742,731$10,132iApproximate average salary by contribution assumption: employee only about $253,304 at 4% or $168,869 at 6%; with 50% employer match about $168,869 at 4% or $112,580 at 6%; with 100% employer match about $126,652 at 4% or $84,435 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-176$2,642,944$807,475$4,588iApproximate average salary by contribution assumption: employee only about $114,698 at 4% or $76,465 at 6%; with 50% employer match about $76,465 at 4% or $50,977 at 6%; with 100% employer match about $57,349 at 4% or $38,233 at 6%.
Medical, Dental, Life Ad&D Ltd-187---
20035172$12,369,922$1,902,730$11,062iApproximate average salary by contribution assumption: employee only about $276,560 at 4% or $184,373 at 6%; with 50% employer match about $184,373 at 4% or $122,915 at 6%; with 100% employer match about $138,280 at 4% or $92,187 at 6%.
One Lambda Inc. Profit Sharing Plan-153$10,779,916$1,213,421$7,931iApproximate average salary by contribution assumption: employee only about $198,271 at 4% or $132,181 at 6%; with 50% employer match about $132,181 at 4% or $88,121 at 6%; with 100% employer match about $99,136 at 4% or $66,090 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-160$1,590,006$689,309$4,308iApproximate average salary by contribution assumption: employee only about $107,705 at 4% or $71,803 at 6%; with 50% employer match about $71,803 at 4% or $47,869 at 6%; with 100% employer match about $53,852 at 4% or $35,902 at 6%.
Medical, Dental, Life Ad&D Ltd-172---
Vision Plan-141---
Travel Accident-0---
20024160$8,966,889$1,622,860$10,143iApproximate average salary by contribution assumption: employee only about $253,572 at 4% or $169,048 at 6%; with 50% employer match about $169,048 at 4% or $112,699 at 6%; with 100% employer match about $126,786 at 4% or $84,524 at 6%.
One Lambda Inc. Profit Sharing Plan-142$8,283,540$928,074$6,536iApproximate average salary by contribution assumption: employee only about $163,393 at 4% or $108,929 at 6%; with 50% employer match about $108,929 at 4% or $72,619 at 6%; with 100% employer match about $81,697 at 4% or $54,464 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-148$683,349$694,786$4,695iApproximate average salary by contribution assumption: employee only about $117,363 at 4% or $78,242 at 6%; with 50% employer match about $78,242 at 4% or $52,161 at 6%; with 100% employer match about $58,681 at 4% or $39,121 at 6%.
Vision Plan-130---
Medical, Dental, Life Ad&D Ltd-160---
20013141$8,296,268$870,339$6,173iApproximate average salary by contribution assumption: employee only about $154,315 at 4% or $102,877 at 6%; with 50% employer match about $102,877 at 4% or $68,585 at 6%; with 100% employer match about $77,158 at 4% or $51,438 at 6%.
One Lambda Inc. Profit Sharing Plan-139$8,296,268$870,339$6,261iApproximate average salary by contribution assumption: employee only about $156,536 at 4% or $104,357 at 6%; with 50% employer match about $104,357 at 4% or $69,571 at 6%; with 100% employer match about $78,268 at 4% or $52,179 at 6%.
Medical, Dental, Life Ad&D Ltd-141---
Vision Plan-121---
20002120$0$0-
Vision Plan-119---
One Lambda Inc. Profit Sharing Plan-120---
19993118$7,862,872$867,759$7,354iApproximate average salary by contribution assumption: employee only about $183,847 at 4% or $122,565 at 6%; with 50% employer match about $122,565 at 4% or $81,710 at 6%; with 100% employer match about $91,924 at 4% or $61,282 at 6%.
One Lambda Inc. Profit Sharing Plan-112$7,862,872$867,759$7,748iApproximate average salary by contribution assumption: employee only about $193,696 at 4% or $129,131 at 6%; with 50% employer match about $129,131 at 4% or $86,087 at 6%; with 100% employer match about $96,848 at 4% or $64,565 at 6%.
Medical, Dental, Life Ad&D Ltd-118---
Vision Plan-103---
Schedule Details

Schedule A

Row 1
Filing Id
91037277436038
Form Id
91086404
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
7010378260456050002
Ins Broker 01 Name
LOUIS KRAVITZ & ASSOCIATES, INC.
Ins Broker 01 Street Addr
15760 VENTURA BLVD., SUITE 910
Ins Broker 01 City
ENCINO
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
914363017
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$46,827
Ins Broker Fees Pd 01 Text
ADMINISTRATIVE REIMBURSEMENT AND TPA FEES
Ins Broker 01 Code
5
Row 2
Filing Id
91037277436038
Form Id
91086404
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
7010378260456050002
Ins Broker 01 Name
BANK OF AMERICA INVESTMENTS, INC.
Ins Broker 01 Street Addr
600 WILSHIRE BLVD., 5TH FLOOR
Ins Broker 01 City
LOS ANGELES
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
90017
Ins Broker Comm Pd 01 Amount
$14,938
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 3
Filing Id
91037277436038
Form Id
91086404
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
7010378260456050002
Ins Broker 01 Name
DWS SCUDDER INVESTMENTS
Ins Broker 01 Street Addr
222 SOUTH RIVERSIDE PLAZA
Ins Broker 01 City
CHICAGO
Ins Broker 01 State
IL
Ins Broker 01 ZIP Code
606065808
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$1
Ins Broker Fees Pd 01 Text
REDEMPTION FEES
Ins Broker 01 Code
6
Row 4
Filing Id
91037277436038
Form Id
91086404
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
3
Image Form Id
7010378260456050002
Ins Broker 01 Name
T. ROWE PRICE ASSOCIATES, INC.
Ins Broker 01 Street Addr
100 EAST PRATT STREET
Ins Broker 01 City
BALTIMORE
Ins Broker 01 State
MD
Ins Broker 01 ZIP Code
21202
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$12
Ins Broker Fees Pd 01 Text
REDEMPTION FEES
Ins Broker 01 Code
6
Row 5
Ins Carrier Name: JOHN HANCOCK USA
Filing Id
91037277436038
Form Id
91086404
Schedule A EIN
95-3897643
Schedule A Plan Num
002
Schedule A Plan Year Begin Date
2007-01-01
Schedule A Tax Period
20071231
Ins Carrier Name
JOHN HANCOCK USA
Ins Carrier EIN
01-0233346
Ins Carrier Naic Code
65838
Ins Contract Num
15519
Ins Prsn Covered End of year Count
249
Ins Policy From Date
2007-01-01
Ins Policy To Date
2007-12-31
Ins Broker Comm Total Amount
$14,938
Ins Broker Fees Total Amount
$46,840
Pension End of year Gen Account Amount
$30,528
Pension End of year Sep Account Amount
$6,540,617
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
3
Pension End Prev Bal Amount
$19,305
Pension Contribution Dep Amount
$10,693
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$910
Pension Transfer From Amount
$0
Pension Other Amount
$233
Pension Other Text
LOAN REPAYMENTS
Pension Total Additions Amount
$11,836
Pension Total Bal Addn Amount
$31,141
Pension Bnfts Dsbrsd Amount
$299
Pension Admin Chrg Amount
$285
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$29
Pension Oth Ded Text
CASH ACCOUNT AS UNVESTED MONEY
Pension Total Ded Amount
$613
Pension End of year Bal Amount
$30,528
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule C

Schedule C Provider

Provider 1

Provider details

Source fields
Row 1
Filing Id
91037277436038
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
7010378260456050003
Provider 01 Position
CONTRACT ADMINISTRATOR
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$0
Provider 01 Srvc Code
12
Row 2
Filing Id
91037277436038
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
7010378260456050003

Schedule C Provider

Provider 2

Provider details

Source fields
Row 3
Filing Id
91037277436038
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
7010378260456050003
Provider 01 Name
JOHN HANCOCK USA
Provider 01 EIN
01-0233346
Provider 01 Position
RECORDKEEPER
Provider 01 Relation
NONE
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$20,925
Provider 01 Srvc Code
24

Schedule C Provider

Provider 3

Provider details

Source fields
Row 4
Filing Id
91037277436038
Schedule C EIN
95-3897643
Schedule C Plan number
002
Schedule C Plan Year Begin Date
2007-01-01
Schedule C Tax Period
20071231
Provider Total Comp Paid Amount
$0

Schedule D

Row 1
Filing Id
91037277436038
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LIFESTYLE AGGRESSIVE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$538,018
Row 2
Filing Id
91037277436038
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
7010378260456050004
Row 3
Filing Id
91037277436038
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LIFESTYLE GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$910,803
Row 4
Filing Id
91037277436038
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH CALAMOS GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 5
Filing Id
91037277436038
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH FRANKLIN SMALL-MID GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$23,362
Row 6
Filing Id
91037277436038
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH ROYCE OPPORTUNITY
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$17,982
Row 7
Filing Id
91037277436038
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
SMALL CAP INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$33,412
Row 8
Filing Id
91037277436038
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AMERICAN CENTURY SMALL CO
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,161
Row 9
Filing Id
91037277436038
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AMERICAN CENTURY VISTA
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$150,915
Row 10
Filing Id
91037277436038
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH DWS MID CAP GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$31,360
Row 11
Filing Id
91037277436038
Page Id
2
Page Seq
2
Page Row Num
2
Row Num
17
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LEGG MASON GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$10,267
Row 12
Filing Id
91037277436038
Page Id
2
Page Seq
2
Page Row Num
3
Row Num
18
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
MID CAP STOCK FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$26,075
Row 13
Filing Id
91037277436038
Page Id
2
Page Seq
2
Page Row Num
4
Row Num
19
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AIM CONSTELLATION
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,640
Row 14
Filing Id
91037277436038
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LIFESTYLE BALANCED
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$660,434
Row 15
Filing Id
91037277436038
Page Id
2
Page Seq
2
Page Row Num
5
Row Num
20
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH DAVIS FINANCIAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$17,854
Row 16
Filing Id
91037277436038
Page Id
2
Page Seq
2
Page Row Num
6
Row Num
21
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH TEMPLETON FOREIGN SMALL CO
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$46,167
Row 17
Filing Id
91037277436038
Page Id
2
Page Seq
3
Page Row Num
1
Row Num
22
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
INTL EQUITY INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$54,255
Row 18
Filing Id
91037277436038
Page Id
2
Page Seq
3
Page Row Num
2
Row Num
23
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AMERICAN FUNDS EUROPACIFIC
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$177,599
Row 19
Filing Id
91037277436038
Page Id
2
Page Seq
3
Page Row Num
3
Row Num
24
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH TEMPLETON FOREIGN
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 20
Filing Id
91037277436038
Page Id
2
Page Seq
3
Page Row Num
4
Row Num
25
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
INTERNATIONAL VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$24,900
Row 21
Filing Id
91037277436038
Page Id
2
Page Seq
3
Page Row Num
5
Row Num
26
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH OPPENHEIMER GLOBAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$62,290
Row 22
Filing Id
91037277436038
Page Id
2
Page Seq
3
Page Row Num
6
Row Num
27
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
QUANTITATIVE MID CAP FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$14,235
Row 23
Filing Id
91037277436038
Page Id
2
Page Seq
4
Page Row Num
1
Row Num
28
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
MID CAP INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$210,890
Row 24
Filing Id
91037277436038
Page Id
2
Page Seq
4
Page Row Num
2
Row Num
29
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH TEMPLETON WORLD
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,545
Row 25
Filing Id
91037277436038
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LIFESTYLE MODERATE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$67,824
Row 26
Filing Id
91037277436038
Page Id
2
Page Seq
4
Page Row Num
3
Row Num
30
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH JENNISON GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,121
Row 27
Filing Id
91037277436038
Page Id
2
Page Seq
4
Page Row Num
4
Row Num
31
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AMERICAN FUNDS GROWTH FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$71,331
Row 28
Filing Id
91037277436038
Page Id
2
Page Seq
4
Page Row Num
5
Row Num
32
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
OPTIMIZED ALL CAP FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$15,608
Row 29
Filing Id
91037277436038
Page Id
2
Page Seq
4
Page Row Num
6
Row Num
33
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH JOHN HANCOCK U.S. GBL LEAD
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$14,013
Row 30
Filing Id
91037277436038
Page Id
2
Page Seq
5
Page Row Num
1
Row Num
34
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH EXCELSIOR VALUE & RESTRUCT
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$163,924
Row 31
Filing Id
91037277436038
Page Id
2
Page Seq
5
Page Row Num
2
Row Num
35
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
TOTAL STOCK MARKET INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$251,003
Row 32
Filing Id
91037277436038
Page Id
2
Page Seq
5
Page Row Num
3
Row Num
36
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH T. ROWE PRICE BLUE CHIP
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$33,531
Row 33
Filing Id
91037277436038
Page Id
2
Page Seq
5
Page Row Num
4
Row Num
37
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH BLACKROCK LARGE VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$68,077
Row 34
Filing Id
91037277436038
Page Id
2
Page Seq
5
Page Row Num
5
Row Num
38
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH DOMINI SOCIAL EQUITY
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,082
Row 35
Filing Id
91037277436038
Page Id
2
Page Seq
5
Page Row Num
6
Row Num
39
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH MFS UTILITIES
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$161,110
Row 36
Filing Id
91037277436038
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LIFESTYLE CONSERVATIVE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$98,103
Row 37
Filing Id
91037277436038
Page Id
2
Page Seq
6
Page Row Num
1
Row Num
40
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH DWS RREEF REAL ESTATE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$76,744
Row 38
Filing Id
91037277436038
Page Id
2
Page Seq
6
Page Row Num
2
Row Num
41
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
SMALL CAP VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$15,659
Row 39
Filing Id
91037277436038
Page Id
2
Page Seq
6
Page Row Num
3
Row Num
42
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH T. ROWE PRICE SML CAP VAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$195,950
Row 40
Filing Id
91037277436038
Page Id
2
Page Seq
6
Page Row Num
4
Row Num
43
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LEGG PART SMALL CAP VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 41
Filing Id
91037277436038
Page Id
2
Page Seq
6
Page Row Num
5
Row Num
44
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LORD ABBETT MID CAP VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$105,221
Row 42
Filing Id
91037277436038
Page Id
2
Page Seq
6
Page Row Num
6
Row Num
45
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LORD ABBETT ALL VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$35,727
Row 43
Filing Id
91037277436038
Page Id
2
Page Seq
7
Page Row Num
1
Row Num
46
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH MUTUAL DISCOVERY
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$66,316
Row 44
Filing Id
91037277436038
Page Id
2
Page Seq
7
Page Row Num
2
Row Num
47
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH FRANKLIN BALANCE SHEET
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$144,592
Row 45
Filing Id
91037277436038
Page Id
2
Page Seq
7
Page Row Num
3
Row Num
48
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH FIDELITY ADVISOR DIV GRWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$27,639
Row 46
Filing Id
91037277436038
Page Id
2
Page Seq
7
Page Row Num
4
Row Num
49
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH WEITZ PARTNERS VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$128,749
Row 47
Filing Id
91037277436038
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH T. ROWE PRICE SCI & TECH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$110,799
Row 48
Filing Id
91037277436038
Page Id
2
Page Seq
7
Page Row Num
5
Row Num
50
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH MUTUAL BEACON
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$191,856
Row 49
Filing Id
91037277436038
Page Id
2
Page Seq
7
Page Row Num
6
Row Num
51
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
500 INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$227,575
Row 50
Filing Id
91037277436038
Page Id
2
Page Seq
8
Page Row Num
1
Row Num
52
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH DAVIS NEW YORK VENTURE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$83,746
Row 51
Filing Id
91037277436038
Page Id
2
Page Seq
8
Page Row Num
2
Row Num
53
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
OPTIMIZED VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$10,035
Row 52
Filing Id
91037277436038
Page Id
2
Page Seq
8
Page Row Num
3
Row Num
54
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AMERICAN FUNDS INV CO AM
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$30,079
Row 53
Filing Id
91037277436038
Page Id
2
Page Seq
8
Page Row Num
4
Row Num
55
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH T. ROWE PRICE EQUITY INC
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$50,025
Row 54
Filing Id
91037277436038
Page Id
2
Page Seq
8
Page Row Num
5
Row Num
56
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AMERICAN FUNDS WASH MUTUAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$5,659
Row 55
Filing Id
91037277436038
Page Id
2
Page Seq
8
Page Row Num
6
Row Num
57
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AMERICAN FUNDS AM BALANCED
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$61,749
Row 56
Filing Id
91037277436038
Page Id
2
Page Seq
9
Page Row Num
1
Row Num
58
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH UBS GLOBAL ALLOCATION
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$26,376
Row 57
Filing Id
91037277436038
Page Id
2
Page Seq
9
Page Row Num
2
Row Num
59
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH LM PARTNERS GLB HIGH YIELD
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$45,604
Row 58
Filing Id
91037277436038
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH OPPENHEIMER DEVELOPING MKT
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$453,874
Row 59
Filing Id
91037277436038
Page Id
2
Page Seq
9
Page Row Num
3
Row Num
60
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH T. ROWE PRICE SPECTRUM INC
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$30,402
Row 60
Filing Id
91037277436038
Page Id
2
Page Seq
9
Page Row Num
4
Row Num
61
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH PIMCO TOTAL RETURN
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$66,074
Row 61
Filing Id
91037277436038
Page Id
2
Page Seq
9
Page Row Num
5
Row Num
62
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH PIMCO REAL RETURN
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$28,568
Row 62
Filing Id
91037277436038
Page Id
2
Page Seq
9
Page Row Num
6
Row Num
63
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH SHORT-TERM FEDERAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$39,690
Row 63
Filing Id
91037277436038
Page Id
2
Page Seq
10
Page Row Num
1
Row Num
64
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
MONEY MARKET FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$173,026
Row 64
Filing Id
91037277436038
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH T. ROWE PRICE HEALTH SCI
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$117,852
Row 65
Filing Id
91037277436038
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
EMERGING GROWTH FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$10,205
Row 66
Filing Id
91037277436038
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
7010378260456050004
DFE P1 Entity 01 Name
JH AIM SMALL CAP GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,935
Row 67
Filing Id
91037277436038
Schedule D EIN
95-3897643
Schedule D Plan number
002
Schedule D Plan Year Begin Date
2007-01-01
Schedule D Tax Period
20071231

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$7,103,646$1,543,968 change

Balance Sheet

Beginning and end of plan year.

Total assets$5,559,678$7,103,646Increase +$1,543,968 (27.77%)
Total liabilities$0$0No change $0
Net assets$5,559,678$7,103,646Increase +$1,543,968 (27.77%)

Contributions

Employer contributions$437,074
Participant contributions$866,105
Other contributions$0
Total contributions$1,303,179

Income & Investment Result

Total income$1,721,478
Interest$7,816
Dividends$0
Net income$1,543,968

Expenses & Fees

Benefits paid$113,116
Investment management$12
Administrative expenses$64,394
Total expenses$177,510

Accountant

FirmFARBER HASS HURLEY, LLP
Firm EIN20-4207759

Compliance

Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$92,539
Late contributionsNo
Schedule H source fields
Financial summary
Total assets at beginning of year: $5,559,678Total assets at end of year: $7,103,646Total liabilities at end of year: $0Net income or loss: $1,543,968
Filing Id
91037277436038
Schedule H EIN
95-3897643
Schedule H Plan number
002
Schedule H Plan Year Begin Date
2007-01-01
Schedule H Tax Period
20071231
Non Interest Bear Cash Beginning of year Amount
$625
Employer Contribution Beginning of year Amount
$391,676
Participants Contribution Beginning of year Amount
$0
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$56,594
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$5,091,478
Ins Co Gen Account Beginning of year Amount
$19,305
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$5,559,678
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$5,559,678
Non Interest Bear Cash End of year Amount
$2,888
Employer Contribution End of year Amount
$437,074
Participants Contribution End of year Amount
$0
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$92,539
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$6,540,617
Ins Co Gen Account End of year Amount
$30,528
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$7,103,646
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$7,103,646
Employer contributions
$437,074
Participant contributions
$866,105
Oth Contribution Rcvd Amount
$0
Non Cash Contribution Bs Amount
$0
Total contributions
$1,303,179
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$6,905
Interest On Oth Investment Amount
$911
Total interest income
$7,816
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$410,483
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$0
Other Income Amount
$0
Total income
$1,721,478
Participant distributions
$113,116
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$113,116
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$43,457
Contract Admin Fees Amount
$20,925
Investment management fees
$12
Other Admin Fees Amount
$0
Total administrative expenses
$64,394
Total expenses
$177,510
Net income or loss
$1,543,968
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
FARBER HASS HURLEY, LLP
Accountant firm EIN
20-4207759
Failed to transmit participant contributions on time
No
Fail Transmit Contribution Amount
$0
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$500,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN01-0233346

Transfers

Distributed property value$0
Schedule R source fields
Payor 01-0233346
Filing Id
91037277436038
Schedule R EIN
95-3897643
Schedule R Plan number
002
Schedule R Plan Year Begin Date
2007-01-01
Schedule R Tax Period
20071231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
01-0233346
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Pension Satisfy Cover Basis Code
1
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN | One Lambda Inc | Plan 002 | 2007 Form 5500 Filing