Civic Intelligence
Filing

ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN

One Lambda Inc • EIN 95-3897643 • Plan year 2008

Company ProfileSource Archive
Filing Insights

Participants

Down

264 → 219

-45 • -17.05%

Assets

Down

$7,103,646 → $5,855,717

-$1,247,929 • -17.57%

Investment Management Fee

0.00%

$17

Admin expenses $59,460 • Total expenses $140,921

Filing Details

Context
Net investment result
$-1,247,929
Pension payor EIN
01-0233346

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

No

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
FARBER, HASS HURLEY, LLPEIN 20-4207759Accountant--Farber Hass Hurley LLP

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
201240$0$1,647,151-
Medical, Dental, Life Ad&D Ltd-0---
Vision Plan-0---
Travel Accident-0---
One Lambda Inc. Profit Sharing Plan-0-$1,647,151-
20114310$49,564,744$6,477,747$20,896iApproximate average salary by contribution assumption: employee only about $522,399 at 4% or $348,266 at 6%; with 50% employer match about $348,266 at 4% or $232,177 at 6%; with 100% employer match about $261,199 at 4% or $174,133 at 6%.
One Lambda Inc. Profit Sharing Plan-310$49,564,744$6,477,747$20,896iApproximate average salary by contribution assumption: employee only about $522,399 at 4% or $348,266 at 6%; with 50% employer match about $348,266 at 4% or $232,177 at 6%; with 100% employer match about $261,199 at 4% or $174,133 at 6%.
Medical, Dental, Life Ad&D Ltd-310---
Vision Plan-274---
Travel Accident-34---
20105295$47,902,650$5,860,794$19,867iApproximate average salary by contribution assumption: employee only about $496,677 at 4% or $331,118 at 6%; with 50% employer match about $331,118 at 4% or $220,746 at 6%; with 100% employer match about $248,339 at 4% or $165,559 at 6%.
One Lambda Inc. Profit Sharing Plan-277$47,902,650$4,210,619$15,201iApproximate average salary by contribution assumption: employee only about $380,020 at 4% or $253,347 at 6%; with 50% employer match about $253,347 at 4% or $168,898 at 6%; with 100% employer match about $190,010 at 4% or $126,673 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-0-$1,650,175-
Travel Accident-34---
Medical, Dental, Life Ad&D Ltd-295---
Vision Plan-261---
20095251$38,573,629$5,488,924$21,868iApproximate average salary by contribution assumption: employee only about $546,706 at 4% or $364,470 at 6%; with 50% employer match about $364,470 at 4% or $242,980 at 6%; with 100% employer match about $273,353 at 4% or $182,235 at 6%.
One Lambda Inc. Profit Sharing Plan-241$29,486,708$3,985,583$16,538iApproximate average salary by contribution assumption: employee only about $413,442 at 4% or $275,628 at 6%; with 50% employer match about $275,628 at 4% or $183,752 at 6%; with 100% employer match about $206,721 at 4% or $137,814 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-251$9,086,921$1,503,341$5,989iApproximate average salary by contribution assumption: employee only about $149,735 at 4% or $99,823 at 6%; with 50% employer match about $99,823 at 4% or $66,549 at 6%; with 100% employer match about $74,868 at 4% or $49,912 at 6%.
Travel Accident-22---
Vision Plan-219---
Medical, Dental, Life Ad&D Ltd-219---
20085230$27,466,271$4,953,305$21,536iApproximate average salary by contribution assumption: employee only about $538,403 at 4% or $358,935 at 6%; with 50% employer match about $358,935 at 4% or $239,290 at 6%; with 100% employer match about $269,201 at 4% or $179,468 at 6%.
One Lambda Inc. Profit Sharing Plan-219$21,610,554$3,491,085$15,941iApproximate average salary by contribution assumption: employee only about $398,526 at 4% or $265,684 at 6%; with 50% employer match about $265,684 at 4% or $177,123 at 6%; with 100% employer match about $199,263 at 4% or $132,842 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLANCurrent219$5,855,717$1,462,220$6,677iApproximate average salary by contribution assumption: employee only about $166,920 at 4% or $111,280 at 6%; with 50% employer match about $111,280 at 4% or $74,187 at 6%; with 100% employer match about $83,460 at 4% or $55,640 at 6%.
Vision Plan-187---
Travel Accident-22---
Medical, Dental, Life Ad&D Ltd-230---
20075223$31,533,199$4,222,809$18,936iApproximate average salary by contribution assumption: employee only about $473,409 at 4% or $315,606 at 6%; with 50% employer match about $315,606 at 4% or $210,404 at 6%; with 100% employer match about $236,705 at 4% or $157,803 at 6%.
One Lambda Inc. Profit Sharing Plan-192$24,429,553$2,919,630$15,206iApproximate average salary by contribution assumption: employee only about $380,160 at 4% or $253,440 at 6%; with 50% employer match about $253,440 at 4% or $168,960 at 6%; with 100% employer match about $190,080 at 4% or $126,720 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-192$7,103,646$1,303,179$6,787iApproximate average salary by contribution assumption: employee only about $169,685 at 4% or $113,123 at 6%; with 50% employer match about $113,123 at 4% or $75,415 at 6%; with 100% employer match about $84,842 at 4% or $56,562 at 6%.
Vision Plan-174---
Travel Accident-22---
Medical, Dental, Life Ad&D Ltd-223---
20065192$25,555,272$3,752,391$19,544iApproximate average salary by contribution assumption: employee only about $488,593 at 4% or $325,728 at 6%; with 50% employer match about $325,728 at 4% or $217,152 at 6%; with 100% employer match about $244,296 at 4% or $162,864 at 6%.
One Lambda Inc. Profit Sharing Plan-182$19,995,594$2,611,196$14,347iApproximate average salary by contribution assumption: employee only about $358,681 at 4% or $239,121 at 6%; with 50% employer match about $239,121 at 4% or $159,414 at 6%; with 100% employer match about $179,340 at 4% or $119,560 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-192$5,559,678$1,141,195$5,944iApproximate average salary by contribution assumption: employee only about $148,593 at 4% or $99,062 at 6%; with 50% employer match about $99,062 at 4% or $66,041 at 6%; with 100% employer match about $74,297 at 4% or $49,531 at 6%.
Medical, Dental, Life Ad&D Ltd-170---
Vision Plan-165---
Travel Accident-22---
20055195$19,904,245$2,803,694$14,378iApproximate average salary by contribution assumption: employee only about $359,448 at 4% or $239,632 at 6%; with 50% employer match about $239,632 at 4% or $159,755 at 6%; with 100% employer match about $179,724 at 4% or $119,816 at 6%.
One Lambda Inc. Profit Sharing Plan-183$16,009,879$1,793,845$9,802iApproximate average salary by contribution assumption: employee only about $245,061 at 4% or $163,374 at 6%; with 50% employer match about $163,374 at 4% or $108,916 at 6%; with 100% employer match about $122,530 at 4% or $81,687 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-187$3,894,366$1,009,849$5,400iApproximate average salary by contribution assumption: employee only about $135,007 at 4% or $90,004 at 6%; with 50% employer match about $90,004 at 4% or $60,003 at 6%; with 100% employer match about $67,503 at 4% or $45,002 at 6%.
Travel Accident-22---
Vision Plan-156---
Medical, Dental, Life Ad&D Ltd-195---
20043187$16,043,177$2,550,206$13,637iApproximate average salary by contribution assumption: employee only about $340,937 at 4% or $227,291 at 6%; with 50% employer match about $227,291 at 4% or $151,527 at 6%; with 100% employer match about $170,468 at 4% or $113,646 at 6%.
One Lambda Inc. Profit Sharing Plan-172$13,400,233$1,742,731$10,132iApproximate average salary by contribution assumption: employee only about $253,304 at 4% or $168,869 at 6%; with 50% employer match about $168,869 at 4% or $112,580 at 6%; with 100% employer match about $126,652 at 4% or $84,435 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-176$2,642,944$807,475$4,588iApproximate average salary by contribution assumption: employee only about $114,698 at 4% or $76,465 at 6%; with 50% employer match about $76,465 at 4% or $50,977 at 6%; with 100% employer match about $57,349 at 4% or $38,233 at 6%.
Medical, Dental, Life Ad&D Ltd-187---
20035172$12,369,922$1,902,730$11,062iApproximate average salary by contribution assumption: employee only about $276,560 at 4% or $184,373 at 6%; with 50% employer match about $184,373 at 4% or $122,915 at 6%; with 100% employer match about $138,280 at 4% or $92,187 at 6%.
One Lambda Inc. Profit Sharing Plan-153$10,779,916$1,213,421$7,931iApproximate average salary by contribution assumption: employee only about $198,271 at 4% or $132,181 at 6%; with 50% employer match about $132,181 at 4% or $88,121 at 6%; with 100% employer match about $99,136 at 4% or $66,090 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-160$1,590,006$689,309$4,308iApproximate average salary by contribution assumption: employee only about $107,705 at 4% or $71,803 at 6%; with 50% employer match about $71,803 at 4% or $47,869 at 6%; with 100% employer match about $53,852 at 4% or $35,902 at 6%.
Medical, Dental, Life Ad&D Ltd-172---
Vision Plan-141---
Travel Accident-0---
20024160$8,966,889$1,622,860$10,143iApproximate average salary by contribution assumption: employee only about $253,572 at 4% or $169,048 at 6%; with 50% employer match about $169,048 at 4% or $112,699 at 6%; with 100% employer match about $126,786 at 4% or $84,524 at 6%.
One Lambda Inc. Profit Sharing Plan-142$8,283,540$928,074$6,536iApproximate average salary by contribution assumption: employee only about $163,393 at 4% or $108,929 at 6%; with 50% employer match about $108,929 at 4% or $72,619 at 6%; with 100% employer match about $81,697 at 4% or $54,464 at 6%.
ONE LAMBDA, INC. EMPLOYEES 401K SAVINGS PLAN-148$683,349$694,786$4,695iApproximate average salary by contribution assumption: employee only about $117,363 at 4% or $78,242 at 6%; with 50% employer match about $78,242 at 4% or $52,161 at 6%; with 100% employer match about $58,681 at 4% or $39,121 at 6%.
Vision Plan-130---
Medical, Dental, Life Ad&D Ltd-160---
20013141$8,296,268$870,339$6,173iApproximate average salary by contribution assumption: employee only about $154,315 at 4% or $102,877 at 6%; with 50% employer match about $102,877 at 4% or $68,585 at 6%; with 100% employer match about $77,158 at 4% or $51,438 at 6%.
One Lambda Inc. Profit Sharing Plan-139$8,296,268$870,339$6,261iApproximate average salary by contribution assumption: employee only about $156,536 at 4% or $104,357 at 6%; with 50% employer match about $104,357 at 4% or $69,571 at 6%; with 100% employer match about $78,268 at 4% or $52,179 at 6%.
Medical, Dental, Life Ad&D Ltd-141---
Vision Plan-121---
20002120$0$0-
Vision Plan-119---
One Lambda Inc. Profit Sharing Plan-120---
19993118$7,862,872$867,759$7,354iApproximate average salary by contribution assumption: employee only about $183,847 at 4% or $122,565 at 6%; with 50% employer match about $122,565 at 4% or $81,710 at 6%; with 100% employer match about $91,924 at 4% or $61,282 at 6%.
One Lambda Inc. Profit Sharing Plan-112$7,862,872$867,759$7,748iApproximate average salary by contribution assumption: employee only about $193,696 at 4% or $129,131 at 6%; with 50% employer match about $129,131 at 4% or $86,087 at 6%; with 100% employer match about $96,848 at 4% or $64,565 at 6%.
Medical, Dental, Life Ad&D Ltd-118---
Vision Plan-103---
Schedule Details

Schedule A

Row 1
Filing Id
84037316237299
Form Id
99467149
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379316237040002
Ins Broker 01 Name
KRAVITZ, INC.
Ins Broker 01 Street Addr
15760 VENTURA BLVD., SUITE 910
Ins Broker 01 City
ENCINO
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
91343
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$42,196
Ins Broker Fees Pd 01 Text
ADMINISTRATIVE REIMBURSEMENT AND TPA FEES PAID
Ins Broker 01 Code
5
Row 2
Filing Id
84037316237299
Form Id
99467149
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
8020379316237040002
Ins Broker 01 Name
BANK OF AMERICA INVESTMENTS, INC.
Ins Broker 01 Street Addr
600 WILSHIRE BLVD., 5TH FLOOR
Ins Broker 01 City
LOS ANGELES
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
90017
Ins Broker Comm Pd 01 Amount
$16,077
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 3
Filing Id
84037316237299
Form Id
99467149
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
8020379316237040002
Ins Broker 01 Name
T. ROWE PRICE ASSOCIATES, INC.
Ins Broker 01 Street Addr
100 EAST PRATT STREET
Ins Broker 01 City
BALTIMORE
Ins Broker 01 State
MD
Ins Broker 01 ZIP Code
21202
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$8
Ins Broker Fees Pd 01 Text
REDEMPTION FEES
Ins Broker 01 Code
6
Row 4
Filing Id
84037316237299
Form Id
99467149
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
3
Image Form Id
8020379316237040002
Ins Broker 01 Name
UBS GLOBAL ASSET MANAGEMENT
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$5
Ins Broker Fees Pd 01 Text
REDEMPTION FEES
Ins Broker 01 Code
6
Row 5
Filing Id
84037316237299
Form Id
99467149
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
4
Image Form Id
8020379316237040002
Ins Broker 01 Name
FRANKLIN TEMPLETON
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$3
Ins Broker Fees Pd 01 Text
REDEMPTION FEES
Ins Broker 01 Code
6
Row 6
Filing Id
84037316237299
Form Id
99467149
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
5
Image Form Id
8020379316237040002
Ins Broker 01 Name
DWS SCUDDER INVESTMENTS
Ins Broker 01 Street Addr
222 SOUTH RIVERSIDE PLAZA
Ins Broker 01 City
CHICAGO
Ins Broker 01 State
IL
Ins Broker 01 ZIP Code
606065808
Ins Broker Comm Pd 01 Amount
$0
Ins Broker Fees Pd 01 Amount
$1
Ins Broker Fees Pd 01 Text
REDEMPTION FEES
Ins Broker 01 Code
6
Row 7
Ins Carrier Name: JOHN HANCOCK USA
Filing Id
84037316237299
Form Id
99467149
Schedule A EIN
95-3897643
Schedule A Plan Num
002
Schedule A Plan Year Begin Date
2008-01-01
Schedule A Tax Period
20081231
Ins Carrier Name
JOHN HANCOCK USA
Ins Carrier EIN
01-0233346
Ins Carrier Naic Code
65838
Ins Contract Num
15519
Ins Prsn Covered End of year Count
281
Ins Policy From Date
2008-01-01
Ins Policy To Date
2008-12-31
Ins Broker Comm Total Amount
$16,077
Ins Broker Fees Total Amount
$42,213
Pension End of year Gen Account Amount
$36,238
Pension End of year Sep Account Amount
$5,240,565
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
3
Pension End Prev Bal Amount
$30,528
Pension Contribution Dep Amount
$16,015
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$1,294
Pension Transfer From Amount
$10,009
Pension Other Amount
$233
Pension Other Text
LOAN REPAYMENTS
Pension Total Additions Amount
$27,551
Pension Total Bal Addn Amount
$58,079
Pension Bnfts Dsbrsd Amount
$0
Pension Admin Chrg Amount
$327
Pension Transfer To Amount
$21,377
Pension Oth Ded Amount
$137
Pension Oth Ded Text
NEGATIVE MARKET VALUE ADJUSTMENT
Pension Total Ded Amount
$21,841
Pension End of year Bal Amount
$36,238
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule C

Schedule C Provider

Provider 1

Provider details

Source fields
Row 1
Filing Id
84037316237299
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379316237040003
Provider 01 Position
CONTRACT ADMINISTRATOR
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$0
Provider 01 Srvc Code
12
Row 2
Filing Id
84037316237299
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379316237040003

Schedule C Provider

Provider 2

Provider details

Source fields
Row 3
Filing Id
84037316237299
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
8020379316237040003
Provider 01 Name
JOHN HANCOCK USA
Provider 01 EIN
01-0233346
Provider 01 Position
RECORDKEEPER
Provider 01 Relation
NONE
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$20,622
Provider 01 Srvc Code
24

Schedule C Provider

Provider 3

Provider details

Source fields
Row 4
Filing Id
84037316237299
Schedule C EIN
95-3897643
Schedule C Plan number
002
Schedule C Plan Year Begin Date
2008-01-01
Schedule C Tax Period
20081231
Provider Total Comp Paid Amount
$0

Schedule D

Row 1
Filing Id
84037316237299
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
500 INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$177,235
Row 2
Filing Id
84037316237299
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
8020379316237040004
Row 3
Filing Id
84037316237299
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
AIM SMALL CAP GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,189
Row 4
Filing Id
84037316237299
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
DAVIS NEW YORK VENTURE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$75,071
Row 5
Filing Id
84037316237299
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
DOMINI SOCIAL EQUITY
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$557
Row 6
Filing Id
84037316237299
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
DWS RREEF REAL ESTATE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$30,238
Row 7
Filing Id
84037316237299
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
EMERGING GROWTH FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 8
Filing Id
84037316237299
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
EUROPACIFIC GROWTH FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$119,754
Row 9
Filing Id
84037316237299
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
FRANKLIN BALANCE SHEET
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$97,145
Row 10
Filing Id
84037316237299
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
FRANKLIN SMALL-MID GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$15,585
Row 11
Filing Id
84037316237299
Page Id
2
Page Seq
2
Page Row Num
2
Row Num
17
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
INTERNATIONAL VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$21,513
Row 12
Filing Id
84037316237299
Page Id
2
Page Seq
2
Page Row Num
3
Row Num
18
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
INTL EQUITY INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$17,938
Row 13
Filing Id
84037316237299
Page Id
2
Page Seq
2
Page Row Num
4
Row Num
19
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
INTL SMALL CAP FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$8,538
Row 14
Filing Id
84037316237299
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
ALL CAP GROWTH FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,633
Row 15
Filing Id
84037316237299
Page Id
2
Page Seq
2
Page Row Num
5
Row Num
20
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
INVESTMENT COMPANY OF AMERICA
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$25,034
Row 16
Filing Id
84037316237299
Page Id
2
Page Seq
2
Page Row Num
6
Row Num
21
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JENNISON GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$3,491
Row 17
Filing Id
84037316237299
Page Id
2
Page Seq
3
Page Row Num
1
Row Num
22
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JH AIM CONSTELLATION
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 18
Filing Id
84037316237299
Page Id
2
Page Seq
3
Page Row Num
2
Row Num
23
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JH DWS MID CAP GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 19
Filing Id
84037316237299
Page Id
2
Page Seq
3
Page Row Num
3
Row Num
24
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JH FIDELITY ADVISOR DIV GRWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 20
Filing Id
84037316237299
Page Id
2
Page Seq
3
Page Row Num
4
Row Num
25
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JH JOHN HANCOCK U.S. GBL LEAD
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 21
Filing Id
84037316237299
Page Id
2
Page Seq
3
Page Row Num
5
Row Num
26
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JH LORD ABBETT ALL VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 22
Filing Id
84037316237299
Page Id
2
Page Seq
3
Page Row Num
6
Row Num
27
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JH TEMPLETON FOREIGN SMALL CO
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 23
Filing Id
84037316237299
Page Id
2
Page Seq
4
Page Row Num
1
Row Num
28
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
JH WEITZ PARTNERS VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 24
Filing Id
84037316237299
Page Id
2
Page Seq
4
Page Row Num
2
Row Num
29
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LEGG MASON GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,141
Row 25
Filing Id
84037316237299
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
ALL CAP VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$24,712
Row 26
Filing Id
84037316237299
Page Id
2
Page Seq
4
Page Row Num
3
Row Num
30
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LIFESTYLE AGGRESSIVE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$353,327
Row 27
Filing Id
84037316237299
Page Id
2
Page Seq
4
Page Row Num
4
Row Num
31
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LIFESTYLE BALANCED
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$601,301
Row 28
Filing Id
84037316237299
Page Id
2
Page Seq
4
Page Row Num
5
Row Num
32
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LIFESTYLE CONSERVATIVE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$136,628
Row 29
Filing Id
84037316237299
Page Id
2
Page Seq
4
Page Row Num
6
Row Num
33
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LIFESTYLE GROWTH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$738,038
Row 30
Filing Id
84037316237299
Page Id
2
Page Seq
5
Page Row Num
1
Row Num
34
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LIFESTYLE MODERATE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$73,063
Row 31
Filing Id
84037316237299
Page Id
2
Page Seq
5
Page Row Num
2
Row Num
35
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LM PARTNERS GLB HIGH YIELD
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$13,283
Row 32
Filing Id
84037316237299
Page Id
2
Page Seq
5
Page Row Num
3
Row Num
36
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
LORD ABBETT MID CAP VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$58,640
Row 33
Filing Id
84037316237299
Page Id
2
Page Seq
5
Page Row Num
4
Row Num
37
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
MFS UTILITIES
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$96,998
Row 34
Filing Id
84037316237299
Page Id
2
Page Seq
5
Page Row Num
5
Row Num
38
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
MID CAP INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$148,898
Row 35
Filing Id
84037316237299
Page Id
2
Page Seq
5
Page Row Num
6
Row Num
39
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
MID CAP STOCK FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$19,246
Row 36
Filing Id
84037316237299
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
AMERICAN BALANCED FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$60,518
Row 37
Filing Id
84037316237299
Page Id
2
Page Seq
6
Page Row Num
1
Row Num
40
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
MONEY MARKET FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$529,660
Row 38
Filing Id
84037316237299
Page Id
2
Page Seq
6
Page Row Num
2
Row Num
41
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
MUTUAL BEACON
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$207,911
Row 39
Filing Id
84037316237299
Page Id
2
Page Seq
6
Page Row Num
3
Row Num
42
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
MUTUAL DISCOVERY
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$58,616
Row 40
Filing Id
84037316237299
Page Id
2
Page Seq
6
Page Row Num
4
Row Num
43
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
OPPENHEIMER DEVELOPING MKT
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$113,657
Row 41
Filing Id
84037316237299
Page Id
2
Page Seq
6
Page Row Num
5
Row Num
44
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
OPPENHEIMER GLOBAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$41,759
Row 42
Filing Id
84037316237299
Page Id
2
Page Seq
6
Page Row Num
6
Row Num
45
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
OPTIMIZED ALL CAP FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$10,415
Row 43
Filing Id
84037316237299
Page Id
2
Page Seq
7
Page Row Num
1
Row Num
46
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
OPTIMIZED VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$13,474
Row 44
Filing Id
84037316237299
Page Id
2
Page Seq
7
Page Row Num
2
Row Num
47
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
PIMCO REAL RETURN
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$54,824
Row 45
Filing Id
84037316237299
Page Id
2
Page Seq
7
Page Row Num
3
Row Num
48
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
PIMCO TOTAL RETURN
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$176,631
Row 46
Filing Id
84037316237299
Page Id
2
Page Seq
7
Page Row Num
4
Row Num
49
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
QUANTITATIVE MID CAP FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 47
Filing Id
84037316237299
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
AMERICAN CENTURY SMALL CO
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$3,650
Row 48
Filing Id
84037316237299
Page Id
2
Page Seq
7
Page Row Num
5
Row Num
50
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
ROYCE OPPORTUNITY
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$12,220
Row 49
Filing Id
84037316237299
Page Id
2
Page Seq
7
Page Row Num
6
Row Num
51
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
SHORT-TERM FEDERAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$88,983
Row 50
Filing Id
84037316237299
Page Id
2
Page Seq
8
Page Row Num
1
Row Num
52
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
SMALL CAP GROWTH INDEX
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,515
Row 51
Filing Id
84037316237299
Page Id
2
Page Seq
8
Page Row Num
2
Row Num
53
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
SMALL CAP INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$38,180
Row 52
Filing Id
84037316237299
Page Id
2
Page Seq
8
Page Row Num
3
Row Num
54
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
SMALL CAP VALUE FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$12,206
Row 53
Filing Id
84037316237299
Page Id
2
Page Seq
8
Page Row Num
4
Row Num
55
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
T. ROWE PRICE BLUE CHIP
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$32,329
Row 54
Filing Id
84037316237299
Page Id
2
Page Seq
8
Page Row Num
5
Row Num
56
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
T. ROWE PRICE EQUITY INC
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$33,849
Row 55
Filing Id
84037316237299
Page Id
2
Page Seq
8
Page Row Num
6
Row Num
57
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
T. ROWE PRICE HEALTH SCI
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$114,871
Row 56
Filing Id
84037316237299
Page Id
2
Page Seq
9
Page Row Num
1
Row Num
58
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
T. ROWE PRICE SCI & TECH
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$72,338
Row 57
Filing Id
84037316237299
Page Id
2
Page Seq
9
Page Row Num
2
Row Num
59
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
T. ROWE PRICE SML CAP VAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$144,385
Row 58
Filing Id
84037316237299
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
AMERICAN CENTURY VISTA
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$86,102
Row 59
Filing Id
84037316237299
Page Id
2
Page Seq
9
Page Row Num
3
Row Num
60
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
T. ROWE PRICE SPECTRUM INC
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$38,402
Row 60
Filing Id
84037316237299
Page Id
2
Page Seq
9
Page Row Num
4
Row Num
61
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
TEMPLETON WORLD
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,039
Row 61
Filing Id
84037316237299
Page Id
2
Page Seq
9
Page Row Num
5
Row Num
62
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
THE GROWTH FUND OF AMERICA
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$52,599
Row 62
Filing Id
84037316237299
Page Id
2
Page Seq
9
Page Row Num
6
Row Num
63
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
TOTAL STOCK MARKET INDEX FUND
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$187,032
Row 63
Filing Id
84037316237299
Page Id
2
Page Seq
10
Page Row Num
1
Row Num
64
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
UBS GLOBAL ALLOCATION
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$290
Row 64
Filing Id
84037316237299
Page Id
2
Page Seq
10
Page Row Num
2
Row Num
65
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
WASHINGTON MUTUAL INVESTORS
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,837
Row 65
Filing Id
84037316237299
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
BLACKROCK LARGE VALUE
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$41,622
Row 66
Filing Id
84037316237299
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
COLUMBIA VALUE & RESTRUCTURING
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$92,589
Row 67
Filing Id
84037316237299
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
8020379316237040004
DFE P1 Entity 01 Name
DAVIS FINANCIAL
DFE P1 Spons 01 Name
JOHN HANCOCK USA
DFE P1 Plan 01 EIN Plan number
010233346000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$39,866

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$5,855,717-$1,247,929 change

Balance Sheet

Beginning and end of plan year.

Total assets$7,103,646$5,855,717Decrease -$1,247,929 (-17.57%)
Total liabilities$0$0No change $0
Net assets$7,103,646$5,855,717Decrease -$1,247,929 (-17.57%)

Contributions

Employer contributions$489,401
Participant contributions$959,612
Other contributions$13,207
Total contributions$1,462,220

Income & Investment Result

Total income$-1,107,008
Interest$9,927
Dividends$0
Net income$-1,247,929

Expenses & Fees

Benefits paid$81,461
Investment management$17
Administrative expenses$59,460
Total expenses$140,921

Accountant

FirmFARBER, HASS HURLEY, LLP
Firm EIN20-4207759

Compliance

Fidelity bondYes
Fidelity bond amount$1,000,000
Participant loans$86,625
Late contributionsNo
Schedule H source fields
Financial summary
Total assets at beginning of year: $7,103,646Total assets at end of year: $5,855,717Total liabilities at end of year: $0Net income or loss: $-1,247,929
Filing Id
84037316237299
Schedule H EIN
95-3897643
Schedule H Plan number
002
Schedule H Plan Year Begin Date
2008-01-01
Schedule H Tax Period
20081231
Non Interest Bear Cash Beginning of year Amount
$2,888
Employer Contribution Beginning of year Amount
$437,074
Participants Contribution Beginning of year Amount
$0
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$92,539
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$6,540,617
Ins Co Gen Account Beginning of year Amount
$30,528
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$7,103,646
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$7,103,646
Non Interest Bear Cash End of year Amount
$2,888
Employer Contribution End of year Amount
$489,401
Participants Contribution End of year Amount
$0
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$86,625
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$5,240,565
Ins Co Gen Account End of year Amount
$36,238
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$5,855,717
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$5,855,717
Employer contributions
$489,401
Participant contributions
$959,612
Oth Contribution Rcvd Amount
$13,207
Non Cash Contribution Bs Amount
$0
Total contributions
$1,462,220
Interest Bear Cash Amount
$1,156
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$8,771
Interest On Oth Investment Amount
$0
Total interest income
$9,927
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$-2,579,155
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$0
Other Income Amount
$0
Total income
$-1,107,008
Participant distributions
$81,461
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$81,461
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$38,822
Contract Admin Fees Amount
$20,621
Investment management fees
$17
Other Admin Fees Amount
$0
Total administrative expenses
$59,460
Total expenses
$140,921
Net income or loss
$-1,247,929
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
FARBER, HASS HURLEY, LLP
Accountant firm EIN
20-4207759
Failed to transmit participant contributions on time
No
Fail Transmit Contribution Amount
$0
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$1,000,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN01-0233346

Transfers

Distributed property value$0
Schedule R source fields
Payor 01-0233346
Filing Id
84037316237299
Schedule R EIN
95-3897643
Schedule R Plan number
002
Schedule R Plan Year Begin Date
2008-01-01
Schedule R Tax Period
20081231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
01-0233346
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0