Civic Intelligence
Filing

The Carlton Plants Profit Sharing Plan and Trust Agreement

JONATHAN E. BARTCH • EIN 93-1232400 • Plan year 2004

Company ProfileSource Archive
Filing Insights

Participants

Down

292 → 227

-65 • -22.26%

Assets

Up

$3,371,832 → $3,997,933

$626,101 • 18.57%

Investment Management Fee

0.70%

$25,892

Admin expenses $34,474 • Total expenses $113,364

Filing Details

Context
Net investment result
$626,101
Pension payor EIN
20-0274771

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

No

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
ADAMS, BROWN, BERAN & BALL, CHTD.EIN 48-1040139Accountant--Adams, Brown, Beran & Ball Chartered

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
201820$0$0-
Carlton Plants LLC Section 125 Plan-0---
The Carlton Plants Profit Sharing Plan and Trust Agreement-0---
20172155$11,940,232$695,818$4,489iApproximate average salary by contribution assumption: employee only about $112,229 at 4% or $74,819 at 6%; with 50% employer match about $74,819 at 4% or $49,879 at 6%; with 100% employer match about $56,114 at 4% or $37,410 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-153$11,940,232$695,818$4,548iApproximate average salary by contribution assumption: employee only about $113,696 at 4% or $75,797 at 6%; with 50% employer match about $75,797 at 4% or $50,531 at 6%; with 100% employer match about $56,848 at 4% or $37,899 at 6%.
Carlton Plants LLC Section 125 Plan-155---
20162166$10,478,480$671,594$4,046iApproximate average salary by contribution assumption: employee only about $101,144 at 4% or $67,429 at 6%; with 50% employer match about $67,429 at 4% or $44,953 at 6%; with 100% employer match about $50,572 at 4% or $33,715 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-157$10,478,480$671,594$4,278iApproximate average salary by contribution assumption: employee only about $106,942 at 4% or $71,294 at 6%; with 50% employer match about $71,294 at 4% or $47,530 at 6%; with 100% employer match about $53,471 at 4% or $35,647 at 6%.
Carlton Plants LLC Section 125 Plan-166---
20152166$9,234,764$630,071$3,796iApproximate average salary by contribution assumption: employee only about $94,890 at 4% or $63,260 at 6%; with 50% employer match about $63,260 at 4% or $42,173 at 6%; with 100% employer match about $47,445 at 4% or $31,630 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-166$9,234,764$630,071$3,796iApproximate average salary by contribution assumption: employee only about $94,890 at 4% or $63,260 at 6%; with 50% employer match about $63,260 at 4% or $42,173 at 6%; with 100% employer match about $47,445 at 4% or $31,630 at 6%.
Carlton Plants LLC Section 125 Plan-160---
20142165$8,706,691$477,153$2,892iApproximate average salary by contribution assumption: employee only about $72,296 at 4% or $48,197 at 6%; with 50% employer match about $48,197 at 4% or $32,132 at 6%; with 100% employer match about $36,148 at 4% or $24,099 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-165$8,706,691$477,153$2,892iApproximate average salary by contribution assumption: employee only about $72,296 at 4% or $48,197 at 6%; with 50% employer match about $48,197 at 4% or $32,132 at 6%; with 100% employer match about $36,148 at 4% or $24,099 at 6%.
Carlton Plants LLC Section 125 Plan-162---
20132163$7,946,849$327,209$2,007iApproximate average salary by contribution assumption: employee only about $50,185 at 4% or $33,457 at 6%; with 50% employer match about $33,457 at 4% or $22,305 at 6%; with 100% employer match about $25,093 at 4% or $16,728 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-163$7,946,849$327,209$2,007iApproximate average salary by contribution assumption: employee only about $50,185 at 4% or $33,457 at 6%; with 50% employer match about $33,457 at 4% or $22,305 at 6%; with 100% employer match about $25,093 at 4% or $16,728 at 6%.
Carlton Plants LLC Section 125 Plan-163---
20122174$7,978,054$333,689$1,918iApproximate average salary by contribution assumption: employee only about $47,944 at 4% or $31,963 at 6%; with 50% employer match about $31,963 at 4% or $21,308 at 6%; with 100% employer match about $23,972 at 4% or $15,981 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-170$7,978,054$333,689$1,963iApproximate average salary by contribution assumption: employee only about $49,072 at 4% or $32,715 at 6%; with 50% employer match about $32,715 at 4% or $21,810 at 6%; with 100% employer match about $24,536 at 4% or $16,357 at 6%.
Carlton Plants LLC Section 125 Plan-174---
20112188$7,090,304$364,647$1,940iApproximate average salary by contribution assumption: employee only about $48,490 at 4% or $32,327 at 6%; with 50% employer match about $32,327 at 4% or $21,551 at 6%; with 100% employer match about $24,245 at 4% or $16,163 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-178$7,090,304$364,647$2,049iApproximate average salary by contribution assumption: employee only about $51,214 at 4% or $34,143 at 6%; with 50% employer match about $34,143 at 4% or $22,762 at 6%; with 100% employer match about $25,607 at 4% or $17,071 at 6%.
Carlton Plants LLC Section 125 Plan-188---
20102209$7,376,679$388,561$1,859iApproximate average salary by contribution assumption: employee only about $46,479 at 4% or $30,986 at 6%; with 50% employer match about $30,986 at 4% or $20,657 at 6%; with 100% employer match about $23,239 at 4% or $15,493 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-202$7,376,679$388,561$1,924iApproximate average salary by contribution assumption: employee only about $48,089 at 4% or $32,059 at 6%; with 50% employer match about $32,059 at 4% or $21,373 at 6%; with 100% employer match about $24,045 at 4% or $16,030 at 6%.
Carlton Plants LLC Section 125 Plan-209---
20092228$6,335,619$385,047$1,689iApproximate average salary by contribution assumption: employee only about $42,220 at 4% or $28,147 at 6%; with 50% employer match about $28,147 at 4% or $18,764 at 6%; with 100% employer match about $21,110 at 4% or $14,073 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-228$6,335,619$385,047$1,689iApproximate average salary by contribution assumption: employee only about $42,220 at 4% or $28,147 at 6%; with 50% employer match about $28,147 at 4% or $18,764 at 6%; with 100% employer match about $21,110 at 4% or $14,073 at 6%.
Carlton Plants LLC Section 125 Plan-216---
20082213$4,990,644$577,410$2,711iApproximate average salary by contribution assumption: employee only about $67,771 at 4% or $45,181 at 6%; with 50% employer match about $45,181 at 4% or $30,121 at 6%; with 100% employer match about $33,886 at 4% or $22,590 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-213$4,990,644$577,410$2,711iApproximate average salary by contribution assumption: employee only about $67,771 at 4% or $45,181 at 6%; with 50% employer match about $45,181 at 4% or $30,121 at 6%; with 100% employer match about $33,886 at 4% or $22,590 at 6%.
Carlton Plants LLC Section 125 Plan-209---
20072212$6,340,821$603,857$2,848iApproximate average salary by contribution assumption: employee only about $71,210 at 4% or $47,473 at 6%; with 50% employer match about $47,473 at 4% or $31,649 at 6%; with 100% employer match about $35,605 at 4% or $23,737 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-212$6,340,821$603,857$2,848iApproximate average salary by contribution assumption: employee only about $71,210 at 4% or $47,473 at 6%; with 50% employer match about $47,473 at 4% or $31,649 at 6%; with 100% employer match about $35,605 at 4% or $23,737 at 6%.
Carlton Plants LLC Section 125 Plan-195---
20062233$5,597,508$563,254$2,417iApproximate average salary by contribution assumption: employee only about $60,435 at 4% or $40,290 at 6%; with 50% employer match about $40,290 at 4% or $26,860 at 6%; with 100% employer match about $30,217 at 4% or $20,145 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-201$5,597,508$563,254$2,802iApproximate average salary by contribution assumption: employee only about $70,056 at 4% or $46,704 at 6%; with 50% employer match about $46,704 at 4% or $31,136 at 6%; with 100% employer match about $35,028 at 4% or $23,352 at 6%.
Carlton Plants LLC Section 125 Plan-233---
20052236$4,612,170$529,274$2,243iApproximate average salary by contribution assumption: employee only about $56,067 at 4% or $37,378 at 6%; with 50% employer match about $37,378 at 4% or $24,919 at 6%; with 100% employer match about $28,034 at 4% or $18,689 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-212$4,612,170$529,274$2,497iApproximate average salary by contribution assumption: employee only about $62,414 at 4% or $41,610 at 6%; with 50% employer match about $41,610 at 4% or $27,740 at 6%; with 100% employer match about $31,207 at 4% or $20,805 at 6%.
Carlton Plants LLC Section 125 Plan-236---
20042242$3,997,933$461,407$1,907iApproximate average salary by contribution assumption: employee only about $47,666 at 4% or $31,777 at 6%; with 50% employer match about $31,777 at 4% or $21,185 at 6%; with 100% employer match about $23,833 at 4% or $15,889 at 6%.
The Carlton Plants Profit Sharing Plan and Trust AgreementCurrent227$3,997,933$461,407$2,033iApproximate average salary by contribution assumption: employee only about $50,816 at 4% or $33,877 at 6%; with 50% employer match about $33,877 at 4% or $22,585 at 6%; with 100% employer match about $25,408 at 4% or $16,939 at 6%.
Carlton Plants LLC Section 125 Plan-242---
20032233$3,371,832$353,053$1,515iApproximate average salary by contribution assumption: employee only about $37,881 at 4% or $25,254 at 6%; with 50% employer match about $25,254 at 4% or $16,836 at 6%; with 100% employer match about $18,941 at 4% or $12,627 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-223$3,371,832$353,053$1,583iApproximate average salary by contribution assumption: employee only about $39,580 at 4% or $26,387 at 6%; with 50% employer match about $26,387 at 4% or $17,591 at 6%; with 100% employer match about $19,790 at 4% or $13,193 at 6%.
Carlton Plants LLC Section 125 Plan-233---
20022202$2,730,890$308,927$1,529iApproximate average salary by contribution assumption: employee only about $38,234 at 4% or $25,489 at 6%; with 50% employer match about $25,489 at 4% or $16,993 at 6%; with 100% employer match about $19,117 at 4% or $12,745 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-202$2,730,890$308,927$1,529iApproximate average salary by contribution assumption: employee only about $38,234 at 4% or $25,489 at 6%; with 50% employer match about $25,489 at 4% or $16,993 at 6%; with 100% employer match about $19,117 at 4% or $12,745 at 6%.
Carlton Plants LLC Section 125 Plan-174---
20011202$2,723,675$288,451$1,428iApproximate average salary by contribution assumption: employee only about $35,699 at 4% or $23,800 at 6%; with 50% employer match about $23,800 at 4% or $15,866 at 6%; with 100% employer match about $17,850 at 4% or $11,900 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-202$2,723,675$288,451$1,428iApproximate average salary by contribution assumption: employee only about $35,699 at 4% or $23,800 at 6%; with 50% employer match about $23,800 at 4% or $15,866 at 6%; with 100% employer match about $17,850 at 4% or $11,900 at 6%.
Schedule Details

Schedule C

Schedule C Provider

Provider 1

Provider details

Source fields
Row 1
Filing Id
91037300250775
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
4010375277180020002
Provider 01 Position
CONTRACT ADMINISTRATOR
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$0
Provider 01 Srvc Code
12
Row 2
Filing Id
91037300250775
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
4010375277180020002
Provider Terminate 01 Name
HAGEN, KURTH, PERMAN & CO., P.S.
Provider Terminate 01 EIN
91-1233794
Provider Terminate 01 Position
PLAN AUDITOR
Provider Terminate 01 Str Address
601 UNION STREET, SUITE 2700
Provider Terminate 01 City
SEATTLE
Provider Terminate 01 State
WA
Provider Terminate 01 ZIP Code
981012392
Provider Terminate 01 Phone Num
2066829200
Provider Terminate 01 Text
TO REDUCE FEES

Schedule C Provider

Provider 2

Provider details

Source fields
Row 3
Filing Id
91037300250775
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
4010375277180020002
Provider 01 Name
A G EDWARDS
Provider 01 EIN
43-0895447
Provider 01 Position
INVESTMENT MGR
Provider 01 Relation
NONE
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$25,892
Provider 01 Srvc Code
21

Schedule C Provider

Provider 3

Provider details

Source fields
Row 4
Filing Id
91037300250775
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
2
Image Form Id
4010375277180020002
Provider 01 Name
CPI-QPC, INC.
Provider 01 EIN
48-0791370
Provider 01 Position
RECORDKEEPER
Provider 01 Relation
TPA
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$8,582
Provider 01 Srvc Code
24

Schedule C Provider

Provider 4

Provider details

Source fields
Row 5
Filing Id
91037300250775
Schedule C EIN
93-1232400
Schedule C Plan number
001
Schedule C Plan Year Begin Date
2004-01-01
Schedule C Tax Period
20041231
Provider Total Comp Paid Amount
$0

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$3,997,933$626,101 change

Balance Sheet

Beginning and end of plan year.

Total assets$3,371,832$3,997,933Increase +$626,101 (18.57%)
Total liabilities$0$0No change $0
Net assets$3,371,832$3,997,933Increase +$626,101 (18.57%)

Contributions

Employer contributions$234,006
Participant contributions$227,401
Other contributions$0
Total contributions$461,407

Income & Investment Result

Total income$739,465
Interest$0
Dividends$0
Net income$626,101

Expenses & Fees

Benefits paid$78,890
Investment management$25,892
Administrative expenses$34,474
Total expenses$113,364

Accountant

FirmADAMS, BROWN, BERAN & BALL, CHTD.
Firm EIN48-1040139

Compliance

Fidelity bondYes
Fidelity bond amount$250,000
Participant loans$0
Late contributionsNo
Schedule H source fields
Financial summary
Total assets at beginning of year: $3,371,832Total assets at end of year: $3,997,933Total liabilities at end of year: $0Net income or loss: $626,101
Filing Id
91037300250775
Schedule H EIN
93-1232400
Schedule H Plan number
001
Schedule H Plan Year Begin Date
2004-01-01
Schedule H Tax Period
20041231
Non Interest Bear Cash Beginning of year Amount
$0
Employer Contribution Beginning of year Amount
$200,000
Participants Contribution Beginning of year Amount
$0
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$0
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$3,171,832
Ins Co Gen Account Beginning of year Amount
$0
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$3,371,832
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$3,371,832
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$234,006
Participants Contribution End of year Amount
$12,635
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$44
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$0
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$3,751,248
Ins Co Gen Account End of year Amount
$0
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$3,997,933
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$3,997,933
Employer contributions
$234,006
Participant contributions
$227,401
Oth Contribution Rcvd Amount
$0
Non Cash Contribution Bs Amount
$0
Total contributions
$461,407
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$0
Interest On Oth Investment Amount
$0
Total interest income
$0
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$275,655
Aggregate Costs Amount
$274,163
Net gain or loss on sale of assets
$1,492
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$0
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$193,343
Other Income Amount
$83,223
Total income
$739,465
Participant distributions
$78,890
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$78,890
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$8,582
Investment management fees
$25,892
Other Admin Fees Amount
$0
Total administrative expenses
$34,474
Total expenses
$113,364
Net income or loss
$626,101
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
ADAMS, BROWN, BERAN & BALL, CHTD.
Accountant firm EIN
48-1040139
Failed to transmit participant contributions on time
No
Fail Transmit Contribution Amount
$0
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$250,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN20-0274771

Transfers

Distributed property value$0
Schedule R source fields
Payor 20-0274771
Filing Id
91037300250775
Schedule R EIN
93-1232400
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2004-01-01
Schedule R Tax Period
20041231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
20-0274771
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0