Civic Intelligence
Filing

The Carlton Plants Profit Sharing Plan and Trust Agreement

JONATHAN E. BARTCH • EIN 93-1232400 • Plan year 2006

Company ProfileSource Archive
Filing Insights

Participants

Down

271 → 201

-70 • -25.83%

Assets

Up

$4,612,170 → $5,597,508

$985,338 • 21.36%

Investment Management Fee

0.58%

$29,800

Admin expenses $32,772 • Total expenses $80,232

Filing Details

Context
Net investment result
$985,338
Pension payor EIN
20-0274771

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

No

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
ADAMS, BROWN, BERAN & BALL CHTD.EIN 48-1040139Accountant--Adams, Brown, Beran & Ball Chartered

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
201820$0$0-
Carlton Plants LLC Section 125 Plan-0---
The Carlton Plants Profit Sharing Plan and Trust Agreement-0---
20172155$11,940,232$695,818$4,489iApproximate average salary by contribution assumption: employee only about $112,229 at 4% or $74,819 at 6%; with 50% employer match about $74,819 at 4% or $49,879 at 6%; with 100% employer match about $56,114 at 4% or $37,410 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-153$11,940,232$695,818$4,548iApproximate average salary by contribution assumption: employee only about $113,696 at 4% or $75,797 at 6%; with 50% employer match about $75,797 at 4% or $50,531 at 6%; with 100% employer match about $56,848 at 4% or $37,899 at 6%.
Carlton Plants LLC Section 125 Plan-155---
20162166$10,478,480$671,594$4,046iApproximate average salary by contribution assumption: employee only about $101,144 at 4% or $67,429 at 6%; with 50% employer match about $67,429 at 4% or $44,953 at 6%; with 100% employer match about $50,572 at 4% or $33,715 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-157$10,478,480$671,594$4,278iApproximate average salary by contribution assumption: employee only about $106,942 at 4% or $71,294 at 6%; with 50% employer match about $71,294 at 4% or $47,530 at 6%; with 100% employer match about $53,471 at 4% or $35,647 at 6%.
Carlton Plants LLC Section 125 Plan-166---
20152166$9,234,764$630,071$3,796iApproximate average salary by contribution assumption: employee only about $94,890 at 4% or $63,260 at 6%; with 50% employer match about $63,260 at 4% or $42,173 at 6%; with 100% employer match about $47,445 at 4% or $31,630 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-166$9,234,764$630,071$3,796iApproximate average salary by contribution assumption: employee only about $94,890 at 4% or $63,260 at 6%; with 50% employer match about $63,260 at 4% or $42,173 at 6%; with 100% employer match about $47,445 at 4% or $31,630 at 6%.
Carlton Plants LLC Section 125 Plan-160---
20142165$8,706,691$477,153$2,892iApproximate average salary by contribution assumption: employee only about $72,296 at 4% or $48,197 at 6%; with 50% employer match about $48,197 at 4% or $32,132 at 6%; with 100% employer match about $36,148 at 4% or $24,099 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-165$8,706,691$477,153$2,892iApproximate average salary by contribution assumption: employee only about $72,296 at 4% or $48,197 at 6%; with 50% employer match about $48,197 at 4% or $32,132 at 6%; with 100% employer match about $36,148 at 4% or $24,099 at 6%.
Carlton Plants LLC Section 125 Plan-162---
20132163$7,946,849$327,209$2,007iApproximate average salary by contribution assumption: employee only about $50,185 at 4% or $33,457 at 6%; with 50% employer match about $33,457 at 4% or $22,305 at 6%; with 100% employer match about $25,093 at 4% or $16,728 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-163$7,946,849$327,209$2,007iApproximate average salary by contribution assumption: employee only about $50,185 at 4% or $33,457 at 6%; with 50% employer match about $33,457 at 4% or $22,305 at 6%; with 100% employer match about $25,093 at 4% or $16,728 at 6%.
Carlton Plants LLC Section 125 Plan-163---
20122174$7,978,054$333,689$1,918iApproximate average salary by contribution assumption: employee only about $47,944 at 4% or $31,963 at 6%; with 50% employer match about $31,963 at 4% or $21,308 at 6%; with 100% employer match about $23,972 at 4% or $15,981 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-170$7,978,054$333,689$1,963iApproximate average salary by contribution assumption: employee only about $49,072 at 4% or $32,715 at 6%; with 50% employer match about $32,715 at 4% or $21,810 at 6%; with 100% employer match about $24,536 at 4% or $16,357 at 6%.
Carlton Plants LLC Section 125 Plan-174---
20112188$7,090,304$364,647$1,940iApproximate average salary by contribution assumption: employee only about $48,490 at 4% or $32,327 at 6%; with 50% employer match about $32,327 at 4% or $21,551 at 6%; with 100% employer match about $24,245 at 4% or $16,163 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-178$7,090,304$364,647$2,049iApproximate average salary by contribution assumption: employee only about $51,214 at 4% or $34,143 at 6%; with 50% employer match about $34,143 at 4% or $22,762 at 6%; with 100% employer match about $25,607 at 4% or $17,071 at 6%.
Carlton Plants LLC Section 125 Plan-188---
20102209$7,376,679$388,561$1,859iApproximate average salary by contribution assumption: employee only about $46,479 at 4% or $30,986 at 6%; with 50% employer match about $30,986 at 4% or $20,657 at 6%; with 100% employer match about $23,239 at 4% or $15,493 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-202$7,376,679$388,561$1,924iApproximate average salary by contribution assumption: employee only about $48,089 at 4% or $32,059 at 6%; with 50% employer match about $32,059 at 4% or $21,373 at 6%; with 100% employer match about $24,045 at 4% or $16,030 at 6%.
Carlton Plants LLC Section 125 Plan-209---
20092228$6,335,619$385,047$1,689iApproximate average salary by contribution assumption: employee only about $42,220 at 4% or $28,147 at 6%; with 50% employer match about $28,147 at 4% or $18,764 at 6%; with 100% employer match about $21,110 at 4% or $14,073 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-228$6,335,619$385,047$1,689iApproximate average salary by contribution assumption: employee only about $42,220 at 4% or $28,147 at 6%; with 50% employer match about $28,147 at 4% or $18,764 at 6%; with 100% employer match about $21,110 at 4% or $14,073 at 6%.
Carlton Plants LLC Section 125 Plan-216---
20082213$4,990,644$577,410$2,711iApproximate average salary by contribution assumption: employee only about $67,771 at 4% or $45,181 at 6%; with 50% employer match about $45,181 at 4% or $30,121 at 6%; with 100% employer match about $33,886 at 4% or $22,590 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-213$4,990,644$577,410$2,711iApproximate average salary by contribution assumption: employee only about $67,771 at 4% or $45,181 at 6%; with 50% employer match about $45,181 at 4% or $30,121 at 6%; with 100% employer match about $33,886 at 4% or $22,590 at 6%.
Carlton Plants LLC Section 125 Plan-209---
20072212$6,340,821$603,857$2,848iApproximate average salary by contribution assumption: employee only about $71,210 at 4% or $47,473 at 6%; with 50% employer match about $47,473 at 4% or $31,649 at 6%; with 100% employer match about $35,605 at 4% or $23,737 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-212$6,340,821$603,857$2,848iApproximate average salary by contribution assumption: employee only about $71,210 at 4% or $47,473 at 6%; with 50% employer match about $47,473 at 4% or $31,649 at 6%; with 100% employer match about $35,605 at 4% or $23,737 at 6%.
Carlton Plants LLC Section 125 Plan-195---
20062233$5,597,508$563,254$2,417iApproximate average salary by contribution assumption: employee only about $60,435 at 4% or $40,290 at 6%; with 50% employer match about $40,290 at 4% or $26,860 at 6%; with 100% employer match about $30,217 at 4% or $20,145 at 6%.
The Carlton Plants Profit Sharing Plan and Trust AgreementCurrent201$5,597,508$563,254$2,802iApproximate average salary by contribution assumption: employee only about $70,056 at 4% or $46,704 at 6%; with 50% employer match about $46,704 at 4% or $31,136 at 6%; with 100% employer match about $35,028 at 4% or $23,352 at 6%.
Carlton Plants LLC Section 125 Plan-233---
20052236$4,612,170$529,274$2,243iApproximate average salary by contribution assumption: employee only about $56,067 at 4% or $37,378 at 6%; with 50% employer match about $37,378 at 4% or $24,919 at 6%; with 100% employer match about $28,034 at 4% or $18,689 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-212$4,612,170$529,274$2,497iApproximate average salary by contribution assumption: employee only about $62,414 at 4% or $41,610 at 6%; with 50% employer match about $41,610 at 4% or $27,740 at 6%; with 100% employer match about $31,207 at 4% or $20,805 at 6%.
Carlton Plants LLC Section 125 Plan-236---
20042242$3,997,933$461,407$1,907iApproximate average salary by contribution assumption: employee only about $47,666 at 4% or $31,777 at 6%; with 50% employer match about $31,777 at 4% or $21,185 at 6%; with 100% employer match about $23,833 at 4% or $15,889 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-227$3,997,933$461,407$2,033iApproximate average salary by contribution assumption: employee only about $50,816 at 4% or $33,877 at 6%; with 50% employer match about $33,877 at 4% or $22,585 at 6%; with 100% employer match about $25,408 at 4% or $16,939 at 6%.
Carlton Plants LLC Section 125 Plan-242---
20032233$3,371,832$353,053$1,515iApproximate average salary by contribution assumption: employee only about $37,881 at 4% or $25,254 at 6%; with 50% employer match about $25,254 at 4% or $16,836 at 6%; with 100% employer match about $18,941 at 4% or $12,627 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-223$3,371,832$353,053$1,583iApproximate average salary by contribution assumption: employee only about $39,580 at 4% or $26,387 at 6%; with 50% employer match about $26,387 at 4% or $17,591 at 6%; with 100% employer match about $19,790 at 4% or $13,193 at 6%.
Carlton Plants LLC Section 125 Plan-233---
20022202$2,730,890$308,927$1,529iApproximate average salary by contribution assumption: employee only about $38,234 at 4% or $25,489 at 6%; with 50% employer match about $25,489 at 4% or $16,993 at 6%; with 100% employer match about $19,117 at 4% or $12,745 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-202$2,730,890$308,927$1,529iApproximate average salary by contribution assumption: employee only about $38,234 at 4% or $25,489 at 6%; with 50% employer match about $25,489 at 4% or $16,993 at 6%; with 100% employer match about $19,117 at 4% or $12,745 at 6%.
Carlton Plants LLC Section 125 Plan-174---
20011202$2,723,675$288,451$1,428iApproximate average salary by contribution assumption: employee only about $35,699 at 4% or $23,800 at 6%; with 50% employer match about $23,800 at 4% or $15,866 at 6%; with 100% employer match about $17,850 at 4% or $11,900 at 6%.
The Carlton Plants Profit Sharing Plan and Trust Agreement-202$2,723,675$288,451$1,428iApproximate average salary by contribution assumption: employee only about $35,699 at 4% or $23,800 at 6%; with 50% employer match about $23,800 at 4% or $15,866 at 6%; with 100% employer match about $17,850 at 4% or $11,900 at 6%.
Schedule Details

Schedule C

Schedule C Provider

Provider 1

Provider details

Source fields
Row 1
Filing Id
86037232000077
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6550377232000070001
Provider 01 Position
CONTRACT ADMINISTRATOR
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$0
Provider 01 Srvc Code
12
Row 2
Filing Id
86037232000077
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6550377232000070001

Schedule C Provider

Provider 2

Provider details

Source fields
Row 3
Filing Id
86037232000077
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
6550377232000070001
Provider 01 Name
A G EDWARDS
Provider 01 EIN
43-0895447
Provider 01 Position
INVESTMENT MGR
Provider 01 Relation
NONE
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$29,800
Provider 01 Srvc Code
21

Schedule C Provider

Provider 3

Provider details

Source fields
Row 4
Filing Id
86037232000077
Schedule C EIN
93-1232400
Schedule C Plan number
001
Schedule C Plan Year Begin Date
2006-01-01
Schedule C Tax Period
20061231
Provider Total Comp Paid Amount
$2,972

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$5,597,508$985,338 change

Balance Sheet

Beginning and end of plan year.

Total assets$4,612,170$5,597,508Increase +$985,338 (21.36%)
Total liabilities$0$0No change $0
Net assets$4,612,170$5,597,508Increase +$985,338 (21.36%)

Contributions

Employer contributions$257,246
Participant contributions$306,008
Other contributions$0
Total contributions$563,254

Income & Investment Result

Total income$1,065,570
Interest$120,248
Dividends$0
Net income$985,338

Expenses & Fees

Benefits paid$47,460
Investment management$29,800
Administrative expenses$32,772
Total expenses$80,232

Accountant

FirmADAMS, BROWN, BERAN & BALL CHTD.
Firm EIN48-1040139

Compliance

Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$0
Late contributionsNo
Schedule H source fields
Financial summary
Total assets at beginning of year: $4,612,170Total assets at end of year: $5,597,508Total liabilities at end of year: $0Net income or loss: $985,338
Filing Id
86037232000077
Schedule H EIN
93-1232400
Schedule H Plan number
001
Schedule H Plan Year Begin Date
2006-01-01
Schedule H Tax Period
20061231
Non Interest Bear Cash Beginning of year Amount
$0
Employer Contribution Beginning of year Amount
$251,727
Participants Contribution Beginning of year Amount
$15,677
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$0
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$1,149,591
Ins Co Gen Account Beginning of year Amount
$0
Oth Investment Beginning of year Amount
$3,195,175
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$4,612,170
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$4,612,170
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$257,246
Participants Contribution End of year Amount
$14,320
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$0
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$5,325,942
Ins Co Gen Account End of year Amount
$0
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$5,597,508
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$5,597,508
Employer contributions
$257,246
Participant contributions
$306,008
Oth Contribution Rcvd Amount
$0
Non Cash Contribution Bs Amount
$0
Total contributions
$563,254
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$0
Interest On Oth Investment Amount
$120,248
Total interest income
$120,248
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$246,977
Aggregate Costs Amount
$242,652
Net gain or loss on sale of assets
$4,325
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$0
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$84,688
Other Income Amount
$293,055
Total income
$1,065,570
Participant distributions
$47,460
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$47,460
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$2,972
Investment management fees
$29,800
Other Admin Fees Amount
$0
Total administrative expenses
$32,772
Total expenses
$80,232
Net income or loss
$985,338
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
ADAMS, BROWN, BERAN & BALL CHTD.
Accountant firm EIN
48-1040139
Failed to transmit participant contributions on time
No
Fail Transmit Contribution Amount
$0
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$500,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN20-0274771

Transfers

Distributed property value$0
Schedule R source fields
Payor 20-0274771
Filing Id
86037232000077
Schedule R EIN
93-1232400
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2006-01-01
Schedule R Tax Period
20061231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
20-0274771
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Pension Satisfy Cover Basis Code
1