Fidelity bond in place
Yes
Filing
Construction Testing & Engineering Inc. 401K Retirement Savings Plan
Construction Testing & Engineering, • EIN 93-0997190 • Plan year 2012
Filing Insights
Participants
Down227 → 136
-91 • -40.09%
Assets
Up$4,356,911 → $4,986,574
$629,663 • 14.45%
Investment Management Fee
1.11%$52,089
Admin expenses $52,089 • Total expenses $772,788
Filing Details
Context- Net investment result
- $629,663
- Accountant opinion
- Disclaimer of opinion
- Pension payor EIN
- 01-0233346
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
Yes
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
No
Plan blackout period
No
Plan termination resolution adopted
No
Counterparties
Known direct compensation$76,6851.64%
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COEIN 01-0233346 | Contract administration | - | $51,9611.11% | The Manufacturers Life Insurance Co |
| LPL FINANCIAL CORPORATION | Education services, Service code 59, Service code 62, Service code 67 | - | $23,7950.51% | - |
| SAN DIEGO PENSION CONCULTANT | Service code 63 | - | $9290.02% | - |
| OLIVA, GODDARD & WRIGHT, CPASEIN 33-0578542 | Accountant, Disclaimer of opinion | - | - | - |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2022 | 1 | 0 | $0 | $625,640 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 0 | $0 | $625,640 | - |
| 2021 | 1 | 109 | $5,310,501 | $805,796 | $7,393iApproximate average salary by contribution assumption: employee only about $184,816 at 4% or $123,210 at 6%; with 50% employer match about $123,210 at 4% or $82,140 at 6%; with 100% employer match about $92,408 at 4% or $61,605 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 109 | $5,310,501 | $805,796 | $7,393iApproximate average salary by contribution assumption: employee only about $184,816 at 4% or $123,210 at 6%; with 50% employer match about $123,210 at 4% or $82,140 at 6%; with 100% employer match about $92,408 at 4% or $61,605 at 6%. |
| 2020 | 1 | 101 | $5,095,760 | $911,873 | $9,028iApproximate average salary by contribution assumption: employee only about $225,711 at 4% or $150,474 at 6%; with 50% employer match about $150,474 at 4% or $100,316 at 6%; with 100% employer match about $112,856 at 4% or $75,237 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 101 | $5,095,760 | $911,873 | $9,028iApproximate average salary by contribution assumption: employee only about $225,711 at 4% or $150,474 at 6%; with 50% employer match about $150,474 at 4% or $100,316 at 6%; with 100% employer match about $112,856 at 4% or $75,237 at 6%. |
| 2019 | 1 | 89 | $5,231,542 | $1,685,395 | $18,937iApproximate average salary by contribution assumption: employee only about $473,426 at 4% or $315,617 at 6%; with 50% employer match about $315,617 at 4% or $210,411 at 6%; with 100% employer match about $236,713 at 4% or $157,809 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 89 | $5,231,542 | $1,685,395 | $18,937iApproximate average salary by contribution assumption: employee only about $473,426 at 4% or $315,617 at 6%; with 50% employer match about $315,617 at 4% or $210,411 at 6%; with 100% employer match about $236,713 at 4% or $157,809 at 6%. |
| 2018 | 1 | 82 | $4,498,179 | $579,064 | $7,062iApproximate average salary by contribution assumption: employee only about $176,544 at 4% or $117,696 at 6%; with 50% employer match about $117,696 at 4% or $78,464 at 6%; with 100% employer match about $88,272 at 4% or $58,848 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 82 | $4,498,179 | $579,064 | $7,062iApproximate average salary by contribution assumption: employee only about $176,544 at 4% or $117,696 at 6%; with 50% employer match about $117,696 at 4% or $78,464 at 6%; with 100% employer match about $88,272 at 4% or $58,848 at 6%. |
| 2017 | 1 | 83 | $4,881,467 | $661,507 | $7,970iApproximate average salary by contribution assumption: employee only about $199,249 at 4% or $132,833 at 6%; with 50% employer match about $132,833 at 4% or $88,555 at 6%; with 100% employer match about $99,625 at 4% or $66,416 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 83 | $4,881,467 | $661,507 | $7,970iApproximate average salary by contribution assumption: employee only about $199,249 at 4% or $132,833 at 6%; with 50% employer match about $132,833 at 4% or $88,555 at 6%; with 100% employer match about $99,625 at 4% or $66,416 at 6%. |
| 2016 | 1 | 93 | $4,552,207 | $524,274 | $5,637iApproximate average salary by contribution assumption: employee only about $140,934 at 4% or $93,956 at 6%; with 50% employer match about $93,956 at 4% or $62,637 at 6%; with 100% employer match about $70,467 at 4% or $46,978 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 93 | $4,552,207 | $524,274 | $5,637iApproximate average salary by contribution assumption: employee only about $140,934 at 4% or $93,956 at 6%; with 50% employer match about $93,956 at 4% or $62,637 at 6%; with 100% employer match about $70,467 at 4% or $46,978 at 6%. |
| 2015 | 2 | 85 | $5,038,887 | $502,926 | $5,917iApproximate average salary by contribution assumption: employee only about $147,919 at 4% or $98,613 at 6%; with 50% employer match about $98,613 at 4% or $65,742 at 6%; with 100% employer match about $73,960 at 4% or $49,306 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 85 | $5,038,887 | $502,926 | $5,917iApproximate average salary by contribution assumption: employee only about $147,919 at 4% or $98,613 at 6%; with 50% employer match about $98,613 at 4% or $65,742 at 6%; with 100% employer match about $73,960 at 4% or $49,306 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 63 | - | - | - |
| 2014 | 2 | 107 | $6,002,095 | $625,899 | $5,850iApproximate average salary by contribution assumption: employee only about $146,238 at 4% or $97,492 at 6%; with 50% employer match about $97,492 at 4% or $64,995 at 6%; with 100% employer match about $73,119 at 4% or $48,746 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 84 | $6,002,095 | $625,899 | $7,451iApproximate average salary by contribution assumption: employee only about $186,279 at 4% or $124,186 at 6%; with 50% employer match about $124,186 at 4% or $82,791 at 6%; with 100% employer match about $93,140 at 4% or $62,093 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 107 | - | - | - |
| 2013 | 2 | 124 | $5,701,920 | $650,823 | $5,249iApproximate average salary by contribution assumption: employee only about $131,214 at 4% or $87,476 at 6%; with 50% employer match about $87,476 at 4% or $58,317 at 6%; with 100% employer match about $65,607 at 4% or $43,738 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 124 | $5,701,920 | $650,823 | $5,249iApproximate average salary by contribution assumption: employee only about $131,214 at 4% or $87,476 at 6%; with 50% employer match about $87,476 at 4% or $58,317 at 6%; with 100% employer match about $65,607 at 4% or $43,738 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 101 | - | - | - |
| 2012 | 2 | 136 | $4,986,574 | $800,445 | $5,886iApproximate average salary by contribution assumption: employee only about $147,141 at 4% or $98,094 at 6%; with 50% employer match about $98,094 at 4% or $65,396 at 6%; with 100% employer match about $73,570 at 4% or $49,047 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | Current | 136 | $4,986,574 | $800,445 | $5,886iApproximate average salary by contribution assumption: employee only about $147,141 at 4% or $98,094 at 6%; with 50% employer match about $98,094 at 4% or $65,396 at 6%; with 100% employer match about $73,570 at 4% or $49,047 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 101 | - | - | - |
| 2011 | 2 | 153 | $4,356,911 | $720,201 | $4,707iApproximate average salary by contribution assumption: employee only about $117,680 at 4% or $78,453 at 6%; with 50% employer match about $78,453 at 4% or $52,302 at 6%; with 100% employer match about $58,840 at 4% or $39,227 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 153 | $4,356,911 | $720,201 | $4,707iApproximate average salary by contribution assumption: employee only about $117,680 at 4% or $78,453 at 6%; with 50% employer match about $78,453 at 4% or $52,302 at 6%; with 100% employer match about $58,840 at 4% or $39,227 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 121 | - | - | - |
| 2010 | 2 | 156 | $4,397,549 | $558,890 | $3,583iApproximate average salary by contribution assumption: employee only about $89,566 at 4% or $59,710 at 6%; with 50% employer match about $59,710 at 4% or $39,807 at 6%; with 100% employer match about $44,783 at 4% or $29,855 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 156 | $4,397,549 | $558,890 | $3,583iApproximate average salary by contribution assumption: employee only about $89,566 at 4% or $59,710 at 6%; with 50% employer match about $59,710 at 4% or $39,807 at 6%; with 100% employer match about $44,783 at 4% or $29,855 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 125 | - | - | - |
| 2009 | 2 | 149 | $3,592,314 | $597,183 | $4,008iApproximate average salary by contribution assumption: employee only about $100,198 at 4% or $66,799 at 6%; with 50% employer match about $66,799 at 4% or $44,533 at 6%; with 100% employer match about $50,099 at 4% or $33,399 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 149 | $3,592,314 | $597,183 | $4,008iApproximate average salary by contribution assumption: employee only about $100,198 at 4% or $66,799 at 6%; with 50% employer match about $66,799 at 4% or $44,533 at 6%; with 100% employer match about $50,099 at 4% or $33,399 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 124 | - | - | - |
| 2008 | 2 | 166 | $2,454,149 | $581,243 | $3,501iApproximate average salary by contribution assumption: employee only about $87,537 at 4% or $58,358 at 6%; with 50% employer match about $58,358 at 4% or $38,905 at 6%; with 100% employer match about $43,768 at 4% or $29,179 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 166 | $2,454,149 | $581,243 | $3,501iApproximate average salary by contribution assumption: employee only about $87,537 at 4% or $58,358 at 6%; with 50% employer match about $58,358 at 4% or $38,905 at 6%; with 100% employer match about $43,768 at 4% or $29,179 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 161 | - | - | - |
| 2007 | 2 | 161 | $3,589,813 | $660,356 | $4,102iApproximate average salary by contribution assumption: employee only about $102,540 at 4% or $68,360 at 6%; with 50% employer match about $68,360 at 4% or $45,573 at 6%; with 100% employer match about $51,270 at 4% or $34,180 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 161 | $3,589,813 | $660,356 | $4,102iApproximate average salary by contribution assumption: employee only about $102,540 at 4% or $68,360 at 6%; with 50% employer match about $68,360 at 4% or $45,573 at 6%; with 100% employer match about $51,270 at 4% or $34,180 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 161 | - | - | - |
| 2006 | 2 | 158 | $2,748,013 | $561,767 | $3,555iApproximate average salary by contribution assumption: employee only about $88,887 at 4% or $59,258 at 6%; with 50% employer match about $59,258 at 4% or $39,505 at 6%; with 100% employer match about $44,444 at 4% or $29,629 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 148 | $2,748,013 | $561,767 | $3,796iApproximate average salary by contribution assumption: employee only about $94,893 at 4% or $63,262 at 6%; with 50% employer match about $63,262 at 4% or $42,175 at 6%; with 100% employer match about $47,447 at 4% or $31,631 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 158 | - | - | - |
| 2005 | 2 | 156 | $2,140,638 | $526,264 | $3,373iApproximate average salary by contribution assumption: employee only about $84,337 at 4% or $56,225 at 6%; with 50% employer match about $56,225 at 4% or $37,483 at 6%; with 100% employer match about $42,169 at 4% or $28,112 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 156 | $2,140,638 | $526,264 | $3,373iApproximate average salary by contribution assumption: employee only about $84,337 at 4% or $56,225 at 6%; with 50% employer match about $56,225 at 4% or $37,483 at 6%; with 100% employer match about $42,169 at 4% or $28,112 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 138 | - | - | - |
| 2004 | 1 | 136 | $1,604,052 | $439,717 | $3,233iApproximate average salary by contribution assumption: employee only about $80,830 at 4% or $53,887 at 6%; with 50% employer match about $53,887 at 4% or $35,925 at 6%; with 100% employer match about $40,415 at 4% or $26,943 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 136 | $1,604,052 | $439,717 | $3,233iApproximate average salary by contribution assumption: employee only about $80,830 at 4% or $53,887 at 6%; with 50% employer match about $53,887 at 4% or $35,925 at 6%; with 100% employer match about $40,415 at 4% or $26,943 at 6%. |
| 2003 | 1 | 82 | $0 | $0 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 82 | - | - | - |
| 2002 | 1 | 70 | $682,419 | $318,096 | $4,544iApproximate average salary by contribution assumption: employee only about $113,606 at 4% or $75,737 at 6%; with 50% employer match about $75,737 at 4% or $50,491 at 6%; with 100% employer match about $56,803 at 4% or $37,869 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 70 | $682,419 | $318,096 | $4,544iApproximate average salary by contribution assumption: employee only about $113,606 at 4% or $75,737 at 6%; with 50% employer match about $75,737 at 4% or $50,491 at 6%; with 100% employer match about $56,803 at 4% or $37,869 at 6%. |
| 2001 | 1 | 168 | $0 | $0 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 168 | - | - | - |
| 2000 | 1 | 161 | $0 | $0 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 161 | - | - | - |
| 1999 | 1 | 53 | $443,746 | $62,769 | $1,184iApproximate average salary by contribution assumption: employee only about $29,608 at 4% or $19,739 at 6%; with 50% employer match about $19,739 at 4% or $13,159 at 6%; with 100% employer match about $14,804 at 4% or $9,869 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 53 | $443,746 | $62,769 | $1,184iApproximate average salary by contribution assumption: employee only about $29,608 at 4% or $19,739 at 6%; with 50% employer match about $19,739 at 4% or $13,159 at 6%; with 100% employer match about $14,804 at 4% or $9,869 at 6%. |
Schedule Details
Schedule A
- Row 1
- Form Id
- 1
- Ins Broker Name
- LPL FINANCIAL CORPORATION
- Ins Broker US Address1
- 9785 TOWN CENTER DRIVE
- Ins Broker US City
- SAN DIEGO
- Ins Broker US State
- CA
- Ins Broker US ZIP
- 92121
- Ins Broker Comm Pd Amount
- $23,795
- Ins Broker Code
- 3
- Row 2
- Form Id
- 1
- Ins Broker Name
- SAN DIEGO PENSION CONSULTANTS
- Ins Broker US Address1
- 5628 COPLEY DRIVE
- Ins Broker US City
- SAN DIEGO
- Ins Broker US State
- CA
- Ins Broker US ZIP
- 92111
- Ins Broker Fees Pd Amount
- $929
- Ins Broker Fees Pd Text
- TPA FEES
- Ins Broker Code
- 5
- Row 3
- Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY USA
- Form Id
- 1
- Schedule A Plan Year Begin Date
- 2012-01-01
- Schedule A Plan Year End Date
- 2012-12-31
- Schedule A Plan Num
- 001
- Schedule A EIN
- 93-0997190
- Ins Carrier Name
- JOHN HANCOCK LIFE INSURANCE COMPANY USA
- Ins Carrier EIN
- 01-0233346
- Ins Carrier Naic Code
- 65838
- Ins Contract Num
- 88206
- Ins Prsn Covered End of year Count
- 227
- Ins Policy From Date
- 2012-01-01
- Ins Policy To Date
- 2012-12-31
- Ins Broker Comm Total Amount
- $23,795
- Ins Broker Fees Total Amount
- $929
- Pension End of year Sep Account Amount
- $4,639,332
- Alloc Contracts Indiv Indicator
- No
- Alloc Contracts Group Indicator
- No
- Alloc Contracts Other Indicator
- No
- Pens Distr Bnft Terminate Pln Indicator
- No
- Unalloc Contracts Dep Adm Indicator
- No
- Unal Contrac Imm Part Guar Indicator
- No
- Unal Contracts Guar Invest Indicator
- Yes
- Unalloc Contracts Other Indicator
- No
- Pension End Prev Bal Amount
- $62,353
- Pension Contribution Dep Amount
- $8,445
- Pension Interest Cr Dur Yr Amount
- $1,836
- Pension Other Amount
- $217
- Pension Other Text
- LOAN REPAYMENTS
- Pension Total Additions Amount
- $10,498
- Pension Total Bal Addn Amount
- $72,851
- Pension Admin Chrg Amount
- $733
- Pension Total Ded Amount
- $733
- Pension End of year Bal Amount
- $72,118
- Wlfr Bnft Health Indicator
- No
- Wlfr Bnft Dental Indicator
- No
- Wlfr Bnft Vision Indicator
- No
- Wlfr Bnft Life Insur Indicator
- No
- Wlfr Bnft Temp Disab Indicator
- No
- Wlfr Bnft Long Terminate Disab Indicator
- No
- Wlfr Bnft Unemp Indicator
- No
- Wlfr Bnft Drug Indicator
- No
- Wlfr Bnft Stop Loss Indicator
- No
- Wlfr Bnft Hmo Indicator
- No
- Wlfr Bnft Ppo Indicator
- No
- Wlfr Bnft Indemnity Indicator
- No
- Wlfr Bnft Other Indicator
- No
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Cash Indicator
- No
- Wlfr Refund Credit Indicator
- No
- Ins Fail Provide Info Indicator
- No
Schedule C
Schedule C Provider
JOHN HANCOCK LIFE INSURANCE CO
RECORDKEEPING,INFO MNGMT • EIN 01-0233346
Direct compensation$51,961
Contract administration
Indirect compensationNo
Source fields
- Row 1
- Service code: Contract administration
- Service code
- Contract administration
- JOHN HANCOCK LIFE INSURANCE CO
- Other provider name
- JOHN HANCOCK LIFE INSURANCE CO
- Other provider EIN
- 01-0233346
- Relationship to employer or plan
- RECORDKEEPING,INFO MNGMT
- Direct compensation
- $51,961
- Indirect compensation reported
- No
Schedule C Provider
LPL FINANCIAL CORPORATION
INVESTMENT MGMT
Direct compensation$23,795
Education servicesService code 59Service code 62Service code 67
Indirect compensationNo
Source fields
- Row 3
- Service code: Education services
- Service code
- Education services
- Row 4
- Service code: Service code 59
- Service code
- Service code 59
- Row 5
- Service code: Service code 62
- Service code
- Service code 62
- Row 6
- Service code: Service code 67
- Service code
- Service code 67
- LPL FINANCIAL CORPORATION
- Other provider name
- LPL FINANCIAL CORPORATION
- Provider Other US Address1
- 9785 TOWN CENTER DRIVE
- Provider Other US City
- SAN DIEGO
- Provider Other US State
- CA
- Provider Other US ZIP
- 92121
- Relationship to employer or plan
- INVESTMENT MGMT
- Direct compensation
- $23,795
- Indirect compensation reported
- No
Schedule C Provider
SAN DIEGO PENSION CONCULTANT
TPA
Direct compensation$929
Service code 63
Indirect compensationNo
Source fields
- Row 8
- Service code: Service code 63
- Service code
- Service code 63
- SAN DIEGO PENSION CONCULTANT
- Other provider name
- SAN DIEGO PENSION CONCULTANT
- Provider Other US Address1
- 5628 COPLEY DRIVE
- Provider Other US City
- SAN DIEGO
- Provider Other US State
- CA
- Provider Other US ZIP
- 92111
- Relationship to employer or plan
- TPA
- Direct compensation
- $929
- Indirect compensation reported
- No
Schedule C Provider
Provider 4
Provider details
Source fields
- Row 10
- Excluded provider reported
- No
Schedule D
- Row 1
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2050
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $17,120
- Row 2
- DFE P1 Entity Name
- LIFESTYLE AGGRESSIVE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $14,637
- Row 3
- DFE P1 Entity Name
- LIFESTYLE GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $96,464
- Row 4
- DFE P1 Entity Name
- LIFESTYLE BALANCED
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $98,085
- Row 5
- DFE P1 Entity Name
- LIFESTYLE MODERATE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $77,734
- Row 6
- DFE P1 Entity Name
- LIFESTYLE CONSERVATIVE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $296,137
- Row 7
- DFE P1 Entity Name
- DFA EMERGING MARKETS VALUE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $20,574
- Row 8
- DFE P1 Entity Name
- ROYCE OPPORTUNITY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $16,055
- Row 9
- DFE P1 Entity Name
- INTL SMALL CAP FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $9,882
- Row 10
- DFE P1 Entity Name
- OPPENHEIMER DEVELOPING MKT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $164,222
- Row 11
- DFE P1 Entity Name
- ENERGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $29,777
- Row 12
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2045
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $531,590
- Row 13
- DFE P1 Entity Name
- INTERNATIONAL VALUE FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $44,715
- Row 14
- DFE P1 Entity Name
- MID CAP STOCK FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $33,290
- Row 15
- DFE P1 Entity Name
- T. ROWE PRICE SCI & TECH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $124,557
- Row 16
- DFE P1 Entity Name
- DFA U.S. SMALL CAP FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,515
- Row 17
- DFE P1 Entity Name
- SMALL CAP GROWTH INDEX
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $4,597
- Row 18
- DFE P1 Entity Name
- INTL EQUITY INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $9,481
- Row 19
- DFE P1 Entity Name
- FINANCIAL SERVICES FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $9,344
- Row 20
- DFE P1 Entity Name
- AMERICAN CENTURY HERITAGE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $39,613
- Row 21
- DFE P1 Entity Name
- EXPLORER
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,075
- Row 22
- DFE P1 Entity Name
- SMALL CAP GROWTH FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $425
- Row 23
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2040
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $275,501
- Row 24
- DFE P1 Entity Name
- INV SMALL CAP GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $72,411
- Row 25
- DFE P1 Entity Name
- EUROPACIFIC GROWTH FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $41,760
- Row 26
- DFE P1 Entity Name
- FRANKLIN SMALL-MID GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $370
- Row 27
- DFE P1 Entity Name
- LEGG MASON CLEARBR AGG GROWTH
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,908
- Row 28
- DFE P1 Entity Name
- BLUE CHIP GROWTH FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $43,401
- Row 29
- DFE P1 Entity Name
- VALUE FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $44,630
- Row 30
- DFE P1 Entity Name
- OPPENHEIMER GLOBAL
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $28,138
- Row 31
- DFE P1 Entity Name
- FUNDAMENTAL ALL CAP CORE FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $312,231
- Row 32
- DFE P1 Entity Name
- MID VALUE FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $48,620
- Row 33
- DFE P1 Entity Name
- CAPITAL APPRECIATION FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $112,470
- Row 34
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2035
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $196,877
- Row 35
- DFE P1 Entity Name
- TEMPLETON WORLD
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $8,047
- Row 36
- DFE P1 Entity Name
- DOMINI SOCIAL EQUITY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $13,736
- Row 37
- DFE P1 Entity Name
- ALL CAP VALUE FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $47,076
- Row 38
- DFE P1 Entity Name
- MFS UTILITIES
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $10,447
- Row 39
- DFE P1 Entity Name
- JOHN HANCOCK DISCIPLINED VALUE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $15,638
- Row 40
- DFE P1 Entity Name
- THE GROWTH FUND OF AMERICA
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $49,166
- Row 41
- DFE P1 Entity Name
- FIDELITY CONTRAFUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $40,505
- Row 42
- DFE P1 Entity Name
- FUNDAMENTAL LARGE CAP VALUE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,923
- Row 43
- DFE P1 Entity Name
- DAVIS NEW YORK VENTURE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $28,299
- Row 44
- DFE P1 Entity Name
- T. ROWE PRICE EQUITY INC
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $10,636
- Row 45
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2030
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $85,403
- Row 46
- DFE P1 Entity Name
- 500 INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $60,992
- Row 47
- DFE P1 Entity Name
- MUTUAL BEACON
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $59,464
- Row 48
- DFE P1 Entity Name
- WASHINGTON MUTUAL INVESTORS
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $496
- Row 49
- DFE P1 Entity Name
- U.S. EQUITY FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $13,869
- Row 50
- DFE P1 Entity Name
- AMERICAN BALANCED FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $155,060
- Row 51
- DFE P1 Entity Name
- BLACKROCK GLOBAL ALLOCATION
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $40,694
- Row 52
- DFE P1 Entity Name
- MUTUAL GLOBAL DISCOVERY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $10,141
- Row 53
- DFE P1 Entity Name
- HIGH YIELD FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $34,103
- Row 54
- DFE P1 Entity Name
- DFA INFLATION-PROTECTED SEC
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $63,801
- Row 55
- DFE P1 Entity Name
- PIMCO REAL RETURN
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $20,283
- Row 56
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2025
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $209,914
- Row 57
- DFE P1 Entity Name
- TEMPLETON GLOBAL BOND FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,747
- Row 58
- DFE P1 Entity Name
- T. ROWE PRICE SPECTRUM INC
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,999
- Row 59
- DFE P1 Entity Name
- PIMCO TOTAL RETURN
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $39,362
- Row 60
- DFE P1 Entity Name
- T. ROWE PRICE SHORT TERM BOND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $113,817
- Row 61
- DFE P1 Entity Name
- SHORT-TERM FEDERAL
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $9,661
- Row 62
- DFE P1 Entity Name
- MONEY MARKET FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $112,127
- Row 63
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2020
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $381,266
- Row 64
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2015
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $83,051
- Row 65
- DFE P1 Entity Name
- RETIREMENT LIVING THROUGH 2010
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $64,614
- Row 66
- Schedule D Plan Year Begin Date
- 2012-01-01
- Schedule D Tax Period
- 2012-12-31
- Schedule D Plan number
- 001
- Schedule D EIN
- 93-0997190
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$4,986,574$629,663 change
Balance Sheet
Beginning and end of plan year.
Total assets$4,356,911$4,986,574Increase +$629,663 (14.45%)
Total liabilities$0$0No change $0
Net assets$4,356,911$4,986,574Increase +$629,663 (14.45%)
Contributions
Employer contributions$613,101
Participant contributions$186,844
Other contributions$500
Total contributions$800,445
Income & Investment Result
Total income$1,402,451
Interest$12,735
Dividends$0
Net income$629,663
Expenses & Fees
Benefits paid$703,961
Administrative expenses$52,089
Total expenses$772,788
Accountant
FirmOLIVA, GODDARD & WRIGHT, CPAS
Firm EIN33-0578542
OpinionDisclaimer of opinion
Compliance
Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$270,430
Late contributionsYes
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $4,356,911Total assets at end of year: $4,986,574Total liabilities at end of year: $0Net income or loss: $629,663
- Schedule H Plan Year Begin Date
- 2012-01-01
- Schedule H Tax Period
- 2012-12-31
- Schedule H Plan number
- 001
- Schedule H EIN
- 93-0997190
- Employer Contribution Beginning of year Amount
- $21,205
- Participants Contribution Beginning of year Amount
- $2,941
- Participant loans at beginning of year
- $197,748
- Interest Pool Sep Account Beginning of year Amount
- $4,070,073
- Ins Co Gen Account Beginning of year Amount
- $62,352
- Oth Investment Beginning of year Amount
- $2,592
- Total assets at beginning of year
- $4,356,911
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $4,356,911
- Employer Contribution End of year Amount
- $0
- Participants Contribution End of year Amount
- $1,696
- Participant loans at end of year
- $270,430
- Interest Pool Sep Account End of year Amount
- $4,639,332
- Ins Co Gen Account End of year Amount
- $72,524
- Oth Investment End of year Amount
- $2,592
- Total assets at end of year
- $4,986,574
- Total liabilities at end of year
- $0
- Net assets at end of year
- $4,986,574
- Employer contributions
- $613,101
- Participant contributions
- $186,844
- Oth Contribution Rcvd Amount
- $500
- Total contributions
- $800,445
- Interest Bear Cash Amount
- $1,837
- Interest on participant loans
- $10,898
- Total interest income
- $12,735
- Total dividend income
- $0
- Net gain or loss on sale of assets
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Pool Sep Amount
- $589,271
- Total income
- $1,402,451
- Participant distributions
- $703,961
- Total benefit distributions
- $703,961
- Total Corrective Distribution Amount
- $12,726
- Total Deemed Distr Part Lns Amount
- $4,012
- Contract Admin Fees Amount
- $885
- Other Admin Fees Amount
- $51,204
- Total administrative expenses
- $52,089
- Total expenses
- $772,788
- Net income or loss
- $629,663
- Accountant opinion type
- Disclaimer of opinion
- Account Performed Limited Audit Indicator
- Yes
- Accountant firm name
- OLIVA, GODDARD & WRIGHT, CPAS
- Accountant firm EIN
- 33-0578542
- Failed to transmit participant contributions on time
- Yes
- Fail Transmit Contribution Amount
- $34,585
- Participant loans in default
- No
- Leases in default
- No
- Nonexempt transactions with parties in interest
- No
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $500,000
- Loss discovered during year
- No
- Assets with undetermined value
- No
- Non-cash contributions reported
- No
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Failed to provide benefits when due
- No
- Blackout period occurred
- No
- Resolution to terminate plan adopted
- No
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN01-0233346
Transfers
Asset/liability transferNo
Liabilities in multiple plansNo
Distributed property value$0
Schedule R source fields
- Payor 01-0233346
- Schedule R Plan Year Begin Date
- 2012-01-01
- Schedule R Tax Period
- 2012-12-31
- Schedule R Plan number
- 001
- Schedule R EIN
- 93-0997190
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 01-0233346
- Pension Elec Satisfy Code 412 Indicator
- 3
- Asset or liability transfer
- No
- Liability shared by multiple plans
- No
Filing received by DOL Oct 14, 2013