Service Provider
LPL FINANCIAL CORPORATION
15 companies • 15 plans • 27 filings • Latest year 2024
Service providerAuditingConsultingContract administrationCustodialEducation servicesInvestment managementOther servicesPayrollRecordkeepingService code 33Service code 37Service code 38Service code 49Service code 51Service code 52Service code 53Service code 55Service code 57Service code 59Service code 62Service code 64Service code 65Service code 70Service code 71Service code 72Service code 99Valuation
Total Direct Compensation
$334,489
0.05% of tracked asset basis
Tracked Asset Basis
$696,485,286
Companies
15
Companies
| Company | EIN | Filings | Plans | Latest Year | Direct Compensation | Fee % | Asset Basis |
|---|---|---|---|---|---|---|---|
| Global Data Consultants LLC | 20-0505791 | 3 | 1 | 2023 | $95,396 | 0.28% | $34,597,922 |
| Dakota Eye Institute PC | 45-0413089 | 1 | 1 | 2014 | $74,582 | 0.49% | $15,133,437 |
| Formfactor Inc. | 13-3711155 | 1 | 1 | 2012 | $71,493 | 0.14% | $49,851,599 |
| Marel Meat Processing Inc. | 20-4320682 | 1 | 1 | 2012 | $53,895 | 0.15% | $35,993,964 |
| Jentzsch Kearl Farms | 82-0404021 | 1 | 1 | 2024 | $21,631 | 0.39% | $5,591,858 |
| Standard Retirement Services Inc. | 25-1838406 | 2 | 1 | 2023 | $13,616 | 0.00% | $340,291,049 |
| SOLMAX GEOSYNTHETICS, LLC . | 76-0101539 | 1 | 1 | 2022 | $3,876 | 0.02% | $19,959,489 |
| Factory Automation Systems | 58-1984116 | 1 | 1 | 2024 | - | - | $27,591,039 |
| Lns America Inc. | 31-1025055 | 1 | 1 | 2024 | - | - | $25,418,733 |
| John Volpi & Company Inc. | 43-0741443 | 1 | 1 | 2021 | - | - | $6,596,303 |
| Scientific Components Corporation | 11-2161210 | 1 | 1 | 2018 | - | - | $31,870,592 |
| Heller Ford Sales Inc. | 37-1015200 | 3 | 1 | 2014 | - | - | $9,812,280 |
| Maverick Helicopters Inc | 88-0336680 | 6 | 1 | 2014 | - | - | $14,013,998 |
| Northwest Mortgage Group Inc. | 93-1180672 | 3 | 1 | 2014 | - | - | $34,353,054 |
| The University of Scranton | 24-0795495 | 1 | 1 | 2009 | - | - | $45,409,971 |
Filings
| Year | Company | Plan | Roles | Services | Direct Compensation | Fee % | Asset Basis | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024 | Jentzsch Kearl Farms | Jk Farms 401(K) Plan | Service provider | Investment management • Service code 70 | $21,631 | 0.39% | $5,591,858 | View filing |
| 2024 | Factory Automation Systems | Factory Automation Systems Inc. Profit Sharing Pl | Service provider | Service code 55 | - | - | $27,591,039 | View filing |
| 2024 | Lns America Inc. | Lns America Inc. 40Lk Retirement Savings Plan & Trust | Service provider | Service code 55 | - | - | $25,418,733 | View filing |
| 2023 | Global Data Consultants LLC | Global Data Consultants LLC 401K P/S Plan | Service provider | Investment management | $33,941 | 0.29% | $11,775,845 | View filing |
| 2023 | Standard Retirement Services Inc. | The Standard Pooled Employer Plan | Service provider | Consulting • Investment management • Service code 51 | $6,808 | 0.00% | $170,145,525 | View filing |
| 2023 | Standard Retirement Services Inc. | The Standard Pooled Employer Plan | Service provider | Consulting • Investment management • Service code 51 | $6,808 | 0.00% | $170,145,525 | View filing |
| 2022 | Global Data Consultants LLC | Global Data Consultants LLC 401K P/S Plan | Service provider | Investment management | $32,514 | 0.28% | $11,661,506 | View filing |
| 2022 | SOLMAX GEOSYNTHETICS, LLC . | Solmax Geosynthetics LLC 401(K) Plan | Service provider | Service code 53 • Service code 55 | $3,876 | 0.02% | $19,959,489 | View filing |
| 2021 | Global Data Consultants LLC | Global Data Consultants LLC 401K P/S Plan | Service provider | Investment management | $28,941 | 0.26% | $11,160,571 | View filing |
| 2021 | John Volpi & Company Inc. | John Volpi & Company Inc. Profit Sharing Plan | Service provider | Service code 55 | - | - | $6,596,303 | View filing |
| 2018 | Scientific Components Corporation | Scientific Components Corp. 401K Plan | Service provider | Service code 99 | - | - | $31,870,592 | View filing |
| 2014 | Dakota Eye Institute PC | Dakota Eye 401K Plan | Service provider | Investment management • Other services | $74,582 | 0.49% | $15,133,437 | View filing |
| 2014 | Maverick Helicopters Inc | Maverick Aviation Group LLC 401K Savings Plan | Service provider | Recordkeeping | - | - | $4,086,926 | View filing |
| 2014 | Northwest Mortgage Group Inc. | Northwest Mortgage Group Inc. Retirement Plan | Service provider | Service code 55 • Service code 71 | - | - | $13,662,615 | View filing |
| 2014 | Heller Ford Sales Inc. | Heller 401(K) Plan | Service provider | Investment management • Service code 72 | - | - | $3,789,752 | View filing |
| 2013 | Northwest Mortgage Group Inc. | Northwest Mortgage Group Inc. Retirement Plan | Service provider | Service code 71 | - | - | $11,523,239 | View filing |
| 2013 | Maverick Helicopters Inc | Maverick Aviation Group LLC 401K Savings Plan | Service provider | Recordkeeping | - | - | $3,251,374 | View filing |
| 2013 | Heller Ford Sales Inc. | Heller 401(K) Plan | Service provider | Auditing • Investment management • Service code 49 • Service code 65 • Service code 72 | - | - | $3,467,200 | View filing |
| 2012 | Formfactor Inc. | Formfactor Inc. 401K Profit Sharing Plan | Service provider | Consulting • Contract administration • Custodial • Education services • Other services • Payroll • Service code 33 • Service code 37 • Service code 38 • Service code 49 • Service code 52 • Service code 55 • Service code 57 • Service code 59 • Service code 62 • Service code 64 • Service code 65 • Service code 71 • Valuation | $71,493 | 0.14% | $49,851,599 | View filing |
| 2012 | Marel Meat Processing Inc. | Marel USA 401(K) Retirement Plan | Service provider | Consulting • Contract administration • Custodial • Education services • Other services • Payroll • Service code 38 • Service code 49 • Service code 52 • Service code 57 • Service code 59 • Service code 62 • Service code 64 • Service code 65 • Valuation | $53,895 | 0.15% | $35,993,964 | View filing |
| 2012 | Northwest Mortgage Group Inc. | Northwest Mortgage Group Inc. Retirement Plan | Service provider | Service code 71 | - | - | $9,167,201 | View filing |
| 2012 | Maverick Helicopters Inc | Maverick Aviation Group LLC 401K Savings Plan | Service provider | Recordkeeping | - | - | $2,372,456 | View filing |
| 2011 | Maverick Helicopters Inc | Maverick Aviation Group LLC 401K Savings Plan | Service provider | Recordkeeping | - | - | $1,861,326 | View filing |
| 2011 | Heller Ford Sales Inc. | Heller 401(K) Plan | Service provider | Investment management • Service code 72 | - | - | $2,555,328 | View filing |
| 2010 | Maverick Helicopters Inc | Maverick Aviation Group LLC 401K Savings Plan | Service provider | Recordkeeping | - | - | $1,439,330 | View filing |
| 2009 | Maverick Helicopters Inc | Maverick Aviation Group LLC 401K Savings Plan | Service provider | Recordkeeping | - | - | $1,002,588 | View filing |
| 2009 | The University of Scranton | The Retirement Plan for Faculty Administrative & Professional Employees of the University of Scranton | Service provider | Custodial | - | - | $45,409,971 | View filing |