Civic Intelligence
Filing

PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN

Plastic Engineered Components Inc • EIN 39-1633121 • Plan year 2001

Company ProfileSource Archive
Filing Insights

Participants

Down

587 → 381

-206 • -35.09%

Assets

Down

$8,407,495 → $6,308,371

-$2,099,124 • -24.97%

Investment Management Fee

0.68%

$49,869

Admin expenses $49,869 • Total expenses $1,666,342

Filing Details

Context
Net investment result
$-2,093,804
Pension payor EIN
39-1564826

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

No

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

Yes

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
CROWE CHIZEK AND COMPANY LLCEIN 35-0921680Accountant--Crowe Chizek & Company LLP

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
20032352$5,408,171$181,980$517iApproximate average salary by contribution assumption: employee only about $12,925 at 4% or $8,616 at 6%; with 50% employer match about $8,616 at 4% or $5,744 at 6%; with 100% employer match about $6,462 at 4% or $4,308 at 6%.
PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN-352$5,408,171$181,980$517iApproximate average salary by contribution assumption: employee only about $12,925 at 4% or $8,616 at 6%; with 50% employer match about $8,616 at 4% or $5,744 at 6%; with 100% employer match about $6,462 at 4% or $4,308 at 6%.
Plastic Engineered Components Inc. Hourly Pension Plan-0---
20022362$326,879$0-
Plastic Engineered Components Inc. Hourly Pension Plan-50$326,879--
PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN-362---
20012381$6,308,371$498,571$1,309iApproximate average salary by contribution assumption: employee only about $32,715 at 4% or $21,810 at 6%; with 50% employer match about $21,810 at 4% or $14,540 at 6%; with 100% employer match about $16,357 at 4% or $10,905 at 6%.
PLASTIC ENGINEERED COMPONENTS INC. 401K PLANCurrent381$6,308,371$498,571$1,309iApproximate average salary by contribution assumption: employee only about $32,715 at 4% or $21,810 at 6%; with 50% employer match about $21,810 at 4% or $14,540 at 6%; with 100% employer match about $16,357 at 4% or $10,905 at 6%.
Plastic Engineered Components Inc. Hourly Pension Plan-59---
20001427$0$0-
PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN-427---
19993766$506,801$27,397$36iApproximate average salary by contribution assumption: employee only about $894 at 4% or $596 at 6%; with 50% employer match about $596 at 4% or $397 at 6%; with 100% employer match about $447 at 4% or $298 at 6%.
Plastic Engineered Components Inc. Hourly Pension Plan-51$506,801$27,397$537iApproximate average salary by contribution assumption: employee only about $13,430 at 4% or $8,953 at 6%; with 50% employer match about $8,953 at 4% or $5,969 at 6%; with 100% employer match about $6,715 at 4% or $4,477 at 6%.
Plastic Engineered Components Inc Ltd Plan-694---
Plastic Engineerea Ramponents Health & Welfare Plan-766---
Schedule Details

Schedule C

Schedule C Provider

Provider 1

Provider details

Source fields
Row 1
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
1030373176206040002
Provider 01 Position
CONTRACT ADMINISTRATOR
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$0
Provider 01 Srvc Code
12
Row 2
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
1030373176206040002

Schedule C Provider

Provider 2

Provider details

Source fields
Row 3
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
1030373176206040002
Provider 01 Name
ASSOCIATED TRUST COMPANY
Provider 01 EIN
39-6576072
Provider 01 Position
TRUSTEE
Provider 01 Relation
NONE
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$49,869
Provider 01 Srvc Code
26

Schedule C Provider

Provider 3

Provider details

Source fields
Row 4
Filing Id
84037176206543
Schedule C EIN
39-1633121
Schedule C Plan number
002
Schedule C Plan Year Begin Date
2001-07-01
Schedule C Tax Period
20020630
Provider Total Comp Paid Amount
$0

Schedule D

Row 1
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
1030373176206040003
DFE P1 Entity 01 Name
ASSOCIATED COMMON STOCK FUND
DFE P1 Spons 01 Name
ASSOCIATED TRUST COMPANY, NA
DFE P1 Plan 01 EIN Plan number
396126419001
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$201,700
Row 2
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
1030373176206040003
Row 3
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
1030373176206040003
DFE P1 Entity 01 Name
ASSOCIATED FOREIGN EQUITY FUND
DFE P1 Spons 01 Name
ASSOCIATED TRUST COMPANY, NA
DFE P1 Plan 01 EIN Plan number
396452896001
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$176,592
Row 4
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
1030373176206040003
DFE P1 Entity 01 Name
ASSOCIATED EQUITY INCOME FUND
DFE P1 Spons 01 Name
ASSOCIATED TRUST COMPANY, NA
DFE P1 Plan 01 EIN Plan number
396085120001
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$411,837
Row 5
Filing Id
84037176206543
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
1030373176206040003
DFE P1 Entity 01 Name
ASSOCIATED BALANCED FUND
DFE P1 Spons 01 Name
ASSOCIATED TRUST COMPANY, NA
DFE P1 Plan 01 EIN Plan number
396634062001
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$619,854
Row 6
Filing Id
84037176206543
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
1030373176206040003
DFE P1 Entity 01 Name
ASSOCIATED DIVERSIFIED STOCK FD
DFE P1 Spons 01 Name
ASSOCIATED TRUST COMPANY, NA
DFE P1 Plan 01 EIN Plan number
396634064001
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$1,008,872
Row 7
Filing Id
84037176206543
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
1030373176206040003
DFE P1 Entity 01 Name
ASSOCIATED INTERMEDIATE TERM BOND
DFE P1 Spons 01 Name
ASSOCIATED TRUST COMPANY, NA
DFE P1 Plan 01 EIN Plan number
396126419002
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$237,454
Row 8
Filing Id
84037176206543
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
1030373176206040003
DFE P1 Entity 01 Name
MONEY MARKET COMMON TRUST FUND
DFE P1 Spons 01 Name
ASSOCIATED TRUST COMPANY, NA
DFE P1 Plan 01 EIN Plan number
396739534001
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$1,218,125

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$6,308,371-$2,099,124 change

Balance Sheet

Beginning and end of plan year.

Total assets$8,407,495$6,308,371Decrease -$2,099,124 (-24.97%)
Total liabilities$5,320$0Decrease -$5,320 (-100.00%)
Net assets$8,402,175$6,308,371Decrease -$2,093,804 (-24.92%)

Contributions

Employer contributions$79,499
Participant contributions$419,072
Other contributions$0
Total contributions$498,571

Income & Investment Result

Total income$-427,462
Interest$27,695
Dividends$0
Net income$-2,093,804

Expenses & Fees

Benefits paid$1,590,525
Investment management$49,869
Administrative expenses$49,869
Total expenses$1,666,342

Accountant

FirmCROWE CHIZEK AND COMPANY LLC
Firm EIN35-0921680

Compliance

Fidelity bondYes
Fidelity bond amount$1,000,000
Participant loans$296,775
Late contributionsNo
Schedule H source fields
Financial summary
Total assets at beginning of year: $8,407,495Total assets at end of year: $6,308,371Total liabilities at end of year: $0Net income or loss: $-2,093,804
Filing Id
84037176206543
Schedule H EIN
39-1633121
Schedule H Plan number
002
Schedule H Plan Year Begin Date
2001-07-01
Schedule H Tax Period
20020630
Non Interest Bear Cash Beginning of year Amount
$17,797
Employer Contribution Beginning of year Amount
$0
Participants Contribution Beginning of year Amount
$41,917
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$403,409
Interest Common Tr Beginning of year Amount
$5,460,091
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$2,484,281
Ins Co Gen Account Beginning of year Amount
$0
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$8,407,495
Bnfts Payable Beginning of year Amount
$5,320
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$5,320
Net assets at beginning of year
$8,402,175
Non Interest Bear Cash End of year Amount
$-78
Employer Contribution End of year Amount
$79,499
Participants Contribution End of year Amount
$32,555
Other Receivables End of year Amount
$121
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$296,775
Interest Common Tr End of year Amount
$3,874,435
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$2,025,064
Ins Co Gen Account End of year Amount
$0
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$6,308,371
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$6,308,371
Employer contributions
$79,499
Participant contributions
$419,072
Oth Contribution Rcvd Amount
$0
Non Cash Contribution Bs Amount
$0
Total contributions
$498,571
Interest Bear Cash Amount
$40
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$27,655
Interest On Oth Investment Amount
$0
Total interest income
$27,695
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$-420,711
Gain Loss Pool Sep Amount
$0
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$-533,017
Other Income Amount
$0
Total income
$-427,462
Participant distributions
$1,590,525
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$1,590,525
Total Corrective Distribution Amount
$25,948
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$0
Investment management fees
$49,869
Other Admin Fees Amount
$0
Total administrative expenses
$49,869
Total expenses
$1,666,342
Net income or loss
$-2,093,804
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
CROWE CHIZEK AND COMPANY LLC
Accountant firm EIN
35-0921680
Failed to transmit participant contributions on time
No
Fail Transmit Contribution Amount
$0
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$1,000,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
Yes
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN39-1564826

Transfers

Distributed property value$0
Schedule R source fields
Payor 39-1564826
Filing Id
84037176206543
Schedule R EIN
39-1633121
Schedule R Plan number
002
Schedule R Plan Year Begin Date
2001-07-01
Schedule R Tax Period
20020630
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
39-1564826
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0