Fidelity bond in place
Yes
Filing
PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN
Plastic Engineered Components Inc • EIN 39-1633121 • Plan year 2002
Filing Insights
Participants
Down504 → 362
-142 • -28.17%
Assets
Down$6,308,371 → $5,497,632
-$810,739 • -12.85%
Investment Management Fee
0.65%$38,555
Admin expenses $38,555 • Total expenses $1,259,921
Filing Details
Context- Net investment result
- $-810,739
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
No
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
Not reported
Plan blackout period
Not reported
Plan termination resolution adopted
No
Counterparties
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| CROWE, CHIZEK AND COMPANY LLPEIN 35-0921680 | Accountant | - | - | Crowe Chizek & Company LLP |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2003 | 2 | 352 | $5,408,171 | $181,980 | $517iApproximate average salary by contribution assumption: employee only about $12,925 at 4% or $8,616 at 6%; with 50% employer match about $8,616 at 4% or $5,744 at 6%; with 100% employer match about $6,462 at 4% or $4,308 at 6%. |
| PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN | - | 352 | $5,408,171 | $181,980 | $517iApproximate average salary by contribution assumption: employee only about $12,925 at 4% or $8,616 at 6%; with 50% employer match about $8,616 at 4% or $5,744 at 6%; with 100% employer match about $6,462 at 4% or $4,308 at 6%. |
| Plastic Engineered Components Inc. Hourly Pension Plan | - | 0 | - | - | - |
| 2002 | 2 | 362 | $5,824,511 | $408,930 | $1,130iApproximate average salary by contribution assumption: employee only about $28,241 at 4% or $18,827 at 6%; with 50% employer match about $18,827 at 4% or $12,552 at 6%; with 100% employer match about $14,121 at 4% or $9,414 at 6%. |
| PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN | Current | 362 | $5,497,632 | $408,930 | $1,130iApproximate average salary by contribution assumption: employee only about $28,241 at 4% or $18,827 at 6%; with 50% employer match about $18,827 at 4% or $12,552 at 6%; with 100% employer match about $14,121 at 4% or $9,414 at 6%. |
| Plastic Engineered Components Inc. Hourly Pension Plan | - | 50 | $326,879 | - | - |
| 2001 | 2 | 381 | $6,308,371 | $498,571 | $1,309iApproximate average salary by contribution assumption: employee only about $32,715 at 4% or $21,810 at 6%; with 50% employer match about $21,810 at 4% or $14,540 at 6%; with 100% employer match about $16,357 at 4% or $10,905 at 6%. |
| PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN | - | 381 | $6,308,371 | $498,571 | $1,309iApproximate average salary by contribution assumption: employee only about $32,715 at 4% or $21,810 at 6%; with 50% employer match about $21,810 at 4% or $14,540 at 6%; with 100% employer match about $16,357 at 4% or $10,905 at 6%. |
| Plastic Engineered Components Inc. Hourly Pension Plan | - | 59 | - | - | - |
| 2000 | 1 | 427 | $8,407,495 | $561,227 | $1,314iApproximate average salary by contribution assumption: employee only about $32,859 at 4% or $21,906 at 6%; with 50% employer match about $21,906 at 4% or $14,604 at 6%; with 100% employer match about $16,429 at 4% or $10,953 at 6%. |
| PLASTIC ENGINEERED COMPONENTS INC. 401K PLAN | - | 427 | $8,407,495 | $561,227 | $1,314iApproximate average salary by contribution assumption: employee only about $32,859 at 4% or $21,906 at 6%; with 50% employer match about $21,906 at 4% or $14,604 at 6%; with 100% employer match about $16,429 at 4% or $10,953 at 6%. |
| 1999 | 3 | 766 | $506,801 | $27,397 | $36iApproximate average salary by contribution assumption: employee only about $894 at 4% or $596 at 6%; with 50% employer match about $596 at 4% or $397 at 6%; with 100% employer match about $447 at 4% or $298 at 6%. |
| Plastic Engineered Components Inc. Hourly Pension Plan | - | 51 | $506,801 | $27,397 | $537iApproximate average salary by contribution assumption: employee only about $13,430 at 4% or $8,953 at 6%; with 50% employer match about $8,953 at 4% or $5,969 at 6%; with 100% employer match about $6,715 at 4% or $4,477 at 6%. |
| Plastic Engineered Components Inc Ltd Plan | - | 694 | - | - | - |
| Plastic Engineerea Ramponents Health & Welfare Plan | - | 766 | - | - | - |
Schedule Details
Schedule C
Schedule C Provider
Provider 1
Provider details
Source fields
- Row 1
- Filing Id
- 84037113078294
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 2020374113078040002
- Provider 01 Position
- CONTRACT ADMINISTRATOR
- Provider 01 Salary Amount
- $0
- Provider 01 Fees Amount
- $0
- Provider 01 Srvc Code
- 12
Schedule C Provider
Provider 2
Provider details
Source fields
- Row 2
- Filing Id
- 84037113078294
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 2020374113078040002
- Provider 01 Name
- ASSOCIATED TRUST COMPANY
- Provider 01 EIN
- 39-6576072
- Provider 01 Position
- TRUSTEE
- Provider 01 Relation
- NONE
- Provider 01 Salary Amount
- $0
- Provider 01 Fees Amount
- $38,555
- Provider 01 Srvc Code
- 26
Schedule C Provider
Provider 3
Provider details
Source fields
- Row 3
- Filing Id
- 84037113078294
- Schedule C EIN
- 39-1633121
- Schedule C Plan number
- 002
- Schedule C Plan Year Begin Date
- 2002-07-01
- Schedule C Tax Period
- 20030630
- Provider Total Comp Paid Amount
- $0
Schedule D
- Row 1
- Filing Id
- 84037113078294
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOCIATED COMMON STOCK FUND
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396126419001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $156,784
- Row 2
- Filing Id
- 84037113078294
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 2020374113078040003
- Row 3
- Filing Id
- 84037113078294
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOCIATED FOREIGN EQUITY FUND
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396452896001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $130,981
- Row 4
- Filing Id
- 84037113078294
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 3
- Row Num
- 2
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOCIATED EQUITY INCOME FUND
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396085120001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $258,447
- Row 5
- Filing Id
- 84037113078294
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 4
- Row Num
- 3
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOCIATED BALANCED FUND
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396634062001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $0
- Row 6
- Filing Id
- 84037113078294
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 4
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOCIATED DIVERSIFIED STOCK FD
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396634064001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $0
- Row 7
- Filing Id
- 84037113078294
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 5
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOCIATED INTERMEDIATE TERM BOND
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396126419002
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $433,841
- Row 8
- Filing Id
- 84037113078294
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 3
- Row Num
- 6
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- MONEY MARKET COMMON TRUST FUND
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396739534001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $1,207,934
- Row 9
- Filing Id
- 84037113078294
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 4
- Row Num
- 7
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOC GROWTH BALANCED LIFESTAGE FD
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396771934001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $562,188
- Row 10
- Filing Id
- 84037113078294
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 5
- Row Num
- 8
- Image Form Id
- 2020374113078040003
- DFE P1 Entity 01 Name
- ASSOCIATED GROWTH LIFESTAGE FUND
- DFE P1 Spons 01 Name
- ASSOCIATED TRUST COMPANY, NA
- DFE P1 Plan 01 EIN Plan number
- 396771936001
- DFE P1 Entity 01 Code
- C
- DFE P1 Plan Interest End of year 01 Amount
- $803,446
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$5,497,632-$810,739 change
Balance Sheet
Beginning and end of plan year.
Total assets$6,308,371$5,497,632Decrease -$810,739 (-12.85%)
Total liabilities$0$0No change $0
Net assets$6,308,371$5,497,632Decrease -$810,739 (-12.85%)
Contributions
Employer contributions$63,011
Participant contributions$333,165
Other contributions$12,754
Total contributions$408,930
Income & Investment Result
Total income$449,182
Interest$16,170
Dividends$0
Net income$-810,739
Expenses & Fees
Benefits paid$1,189,026
Investment management$38,555
Administrative expenses$38,555
Total expenses$1,259,921
Accountant
FirmCROWE, CHIZEK AND COMPANY LLP
Firm EIN35-0921680
Compliance
Fidelity bondYes
Fidelity bond amount$1,000,000
Participant loans$195,899
Late contributionsNo
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $6,308,371Total assets at end of year: $5,497,632Total liabilities at end of year: $0Net income or loss: $-810,739
- Filing Id
- 84037113078294
- Schedule H EIN
- 39-1633121
- Schedule H Plan number
- 002
- Schedule H Plan Year Begin Date
- 2002-07-01
- Schedule H Tax Period
- 20030630
- Non Interest Bear Cash Beginning of year Amount
- $-78
- Employer Contribution Beginning of year Amount
- $79,499
- Participants Contribution Beginning of year Amount
- $32,555
- Other Receivables Beginning of year Amount
- $121
- Interest Bear Cash Beginning of year Amount
- $0
- Govt Sec Beginning of year Amount
- $0
- Corp Debt Preferred Beginning of year Amount
- $0
- Corp Debt Other Beginning of year Amount
- $0
- Pref Stock Beginning of year Amount
- $0
- Common Stock Beginning of year Amount
- $0
- Joint Venture Beginning of year Amount
- $0
- Real Estate Beginning of year Amount
- $0
- Other Loans Beginning of year Amount
- $0
- Participant loans at beginning of year
- $296,775
- Interest Common Tr Beginning of year Amount
- $3,874,435
- Interest Pool Sep Account Beginning of year Amount
- $0
- Interest Master Tr Beginning of year Amount
- $0
- Interest 103 12 Investment Beginning of year Amount
- $0
- Interest in registered investment companies at beginning of year
- $2,025,064
- Ins Co Gen Account Beginning of year Amount
- $0
- Oth Investment Beginning of year Amount
- $0
- Employer Sec Beginning of year Amount
- $0
- Employer Prop Beginning of year Amount
- $0
- Bldgs Used Beginning of year Amount
- $0
- Total assets at beginning of year
- $6,308,371
- Bnfts Payable Beginning of year Amount
- $0
- Oprtng Payable Beginning of year Amount
- $0
- Acquis Indbt Beginning of year Amount
- $0
- Other Liability Beginning of year Amount
- $0
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $6,308,371
- Non Interest Bear Cash End of year Amount
- $4,364
- Employer Contribution End of year Amount
- $63,011
- Participants Contribution End of year Amount
- $26,597
- Other Receivables End of year Amount
- $0
- Interest Bear Cash End of year Amount
- $0
- Govt Sec End of year Amount
- $0
- Corp Debt Preferred End of year Amount
- $0
- Corp Debt Other End of year Amount
- $0
- Pref Stock End of year Amount
- $0
- Common Stock End of year Amount
- $0
- Joint Venture End of year Amount
- $0
- Real Estate End of year Amount
- $0
- Other Loans End of year Amount
- $0
- Participant loans at end of year
- $195,899
- Interest Common Tr End of year Amount
- $3,553,621
- Interest Pool Sep Account End of year Amount
- $0
- Interest Master Tr End of year Amount
- $0
- Interest 103 12 Investment End of year Amount
- $0
- Interest in registered investment companies at end of year
- $1,654,140
- Ins Co Gen Account End of year Amount
- $0
- Oth Investment End of year Amount
- $0
- Employer Sec End of year Amount
- $0
- Employer Prop End of year Amount
- $0
- Bldgs Used End of year Amount
- $0
- Total assets at end of year
- $5,497,632
- Bnfts Payable End of year Amount
- $0
- Oprtng Payable End of year Amount
- $0
- Acquis Indbt End of year Amount
- $0
- Other Liability End of year Amount
- $0
- Total liabilities at end of year
- $0
- Net assets at end of year
- $5,497,632
- Employer contributions
- $63,011
- Participant contributions
- $333,165
- Oth Contribution Rcvd Amount
- $12,754
- Non Cash Contribution Bs Amount
- $0
- Total contributions
- $408,930
- Interest Bear Cash Amount
- $0
- Interest On Govt Sec Amount
- $0
- Interest On Corp Debt Amount
- $0
- Interest On Oth Loans Amount
- $0
- Interest on participant loans
- $16,170
- Interest On Oth Investment Amount
- $0
- Total interest income
- $16,170
- Divnd Pref Stock Amount
- $0
- Divnd Common Stock Amount
- $0
- Total dividend income
- $0
- Total Rents Amount
- $0
- Aggregate Proceeds Amount
- $0
- Aggregate Costs Amount
- $0
- Net gain or loss on sale of assets
- $0
- Unrealized Apprctn Re Amount
- $0
- Unrealized Apprctn Oth Amount
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Com Trust Amount
- $41,526
- Gain Loss Pool Sep Amount
- $0
- Gain Loss Master Tr Amount
- $0
- Gain Loss 103 12 Investment Amount
- $0
- Gain or loss on registered investments
- $-17,444
- Other Income Amount
- $0
- Total income
- $449,182
- Participant distributions
- $1,189,026
- Ins Carrier Bnfts Amount
- $0
- Oth Bnft Payment Amount
- $0
- Total benefit distributions
- $1,189,026
- Total Corrective Distribution Amount
- $32,340
- Total Dm Distribution Ptcp Lns A
- 0
- Total Interest Expense Amount
- $0
- Professional Fees Amount
- $0
- Contract Admin Fees Amount
- $0
- Investment management fees
- $38,555
- Other Admin Fees Amount
- $0
- Total administrative expenses
- $38,555
- Total expenses
- $1,259,921
- Net income or loss
- $-810,739
- Total Transfers To Amount
- $0
- Transfers from other plans
- $0
- Accountant Opinion Type Indicator
- 3
- Account Performed Limited Audit Indicator
- Yes
- Accountant firm name
- CROWE, CHIZEK AND COMPANY LLP
- Accountant firm EIN
- 35-0921680
- Failed to transmit participant contributions on time
- No
- Fail Transmit Contribution Amount
- $0
- Participant loans in default
- No
- Loans In Default Amount
- $0
- Leases in default
- No
- Leases In Default Amount
- $0
- Nonexempt transactions with parties in interest
- No
- Party In Interest Not Reported Amount
- $0
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $1,000,000
- Loss discovered during year
- No
- Loss Discovered Dur Year Amount
- $0
- Assets with undetermined value
- No
- Asset Undeterm Valuation Amount
- $0
- Non-cash contributions reported
- No
- Non Cash Contribution Amount
- $0
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Resolution to terminate plan adopted
- No
- Res Terminate Plan Adpt Amount
- $0