Civic Intelligence

International Institute for Applied Systems Analysis

990 • Fiscal year 2015 • EIN 98-0036445

Jan 01, 2015 to Dec 31, 2015 • Filed on Nov 12, 2016

Schlossplatz 1Laxenburg AAu

(043) 223-6807

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

76th percentile

0.59x

Higher debt load relative to assets than 76% of similar nonprofits.

2015 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2015

Liabilities / Revenue

68th percentile

0.53x

Higher debt load relative to revenue than 68% of similar nonprofits.

2015 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2015

Net Margin

42nd percentile

1.3%

Higher net margin than 42% of similar nonprofits.

2015 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2015

Top Officer Pay

81st percentile

$320,561

Higher top officer pay than 81% of similar nonprofits.

Top officer pay equals 1.4% of source-year revenue.

2015 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2015

Asset Growth

7th percentile

-13%

Faster asset growth than 7% of similar nonprofits.

2015 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2014 to 2015

Revenue Growth

22nd percentile

-8.8%

Faster revenue growth than 22% of similar nonprofits.

2015 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2014 to 2015

Assets

Down

$21,054,386

Down $3,088,816 (-13%) from 2014

Net Assets

Down

$8,599,731

Down $1,320,545 (-13%) from 2014

Liabilities

Down

$12,454,655

Down $1,768,271 (-12%) from 2014

Revenue

Down

$23,564,634

Down $2,270,169 (-8.8%) from 2014

Expenses

Down

$23,265,322

Down $1,598,534 (-6.4%) from 2014

Net Income

Down

$299,312

Down $671,635 (-69%) from 2014

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$40M$30M$20M$10M$0Assets 2010: $21,495,239Liabilities 2010: $12,378,235Net Assets 2010: $9,117,0042010Assets 2011: $27,696,695Liabilities 2011: $16,147,312Net Assets 2011: $11,549,3832011Assets 2012: $20,891,053Liabilities 2012: $11,251,219Net Assets 2012: $9,639,8342012Assets 2013: $23,611,764Liabilities 2013: $14,311,419Net Assets 2013: $9,300,3452013Assets 2014: $24,143,202Liabilities 2014: $14,222,926Net Assets 2014: $9,920,2762014Assets 2015: $21,054,386Liabilities 2015: $12,454,655Net Assets 2015: $8,599,7312015Assets 2016: $20,660,061Liabilities 2016: $11,786,119Net Assets 2016: $8,873,9422016Assets 2017: $17,693,610Liabilities 2017: $10,650,471Net Assets 2017: $7,043,1392017Assets 2018: $18,986,605Liabilities 2018: $11,208,945Net Assets 2018: $7,777,6602018Assets 2019: $21,408,335Liabilities 2019: $12,812,685Net Assets 2019: $8,595,6502019Assets 2020: $20,539,290Liabilities 2020: $11,425,986Net Assets 2020: $9,113,3042020Assets 2021: $26,658,324Liabilities 2021: $16,002,156Net Assets 2021: $10,656,1682021Assets 2022: $30,452,034Liabilities 2022: $20,450,736Net Assets 2022: $10,001,2982022Assets 2023: $31,276,571Liabilities 2023: $21,259,994Net Assets 2023: $10,016,5772023Assets 2024: $30,326,559Liabilities 2024: $22,751,319Net Assets 2024: $7,575,2402024

Highlighted filing

2015

Assets$21,054,386
Liabilities$12,454,655
Net Assets$8,599,731

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$40M$30M$20M$10M$0-$10MRevenue 2010: $21,009,682Expenses 2010: $20,205,533Net Income 2010: $804,1492010Expenses 2011: $21,619,9392011Revenue 2012: $22,028,406Expenses 2012: $23,097,157Net Income 2012: -$1,068,7512012Revenue 2013: $23,709,414Expenses 2013: $24,245,304Net Income 2013: -$535,8902013Revenue 2014: $25,834,803Expenses 2014: $24,863,856Net Income 2014: $970,9472014Revenue 2015: $23,564,634Expenses 2015: $23,265,322Net Income 2015: $299,3122015Revenue 2016: $23,448,619Expenses 2016: $23,146,961Net Income 2016: $301,6582016Revenue 2017: $22,900,125Expenses 2017: $24,894,344Net Income 2017: -$1,994,2192017Revenue 2018: $26,712,233Expenses 2018: $26,600,658Net Income 2018: $111,5752018Revenue 2019: $25,854,259Expenses 2019: $24,644,334Net Income 2019: $1,209,9252019Revenue 2020: $25,535,754Expenses 2020: $25,174,920Net Income 2020: $360,8342020Revenue 2021: $26,930,115Expenses 2021: $25,721,196Net Income 2021: $1,208,9192021Revenue 2022: $25,625,684Expenses 2022: $25,104,001Net Income 2022: $521,6832022Revenue 2023: $28,051,435Expenses 2023: $28,328,405Net Income 2023: -$276,9702023Revenue 2024: $31,396,865Expenses 2024: $33,838,202Net Income 2024: -$2,441,3372024

Highlighted filing

2015

Revenue$23,564,634
Expenses$23,265,322
Net Income$299,312
Jump To
Filing Snapshot
Filing Period
Jan 1, 2015 to Dec 31, 2015
Signed
Nov 12, 2016
Return Version
2015v2.1
Gross Receipts
$23,564,634
Mission and Program Overview

Mission

Iiasa's mission is to provide insight and guidance to policy makers worldwide by finding solutions to global and universal problems through applied systems analysis in order to improve human and social well-being and to protect the environment.

See schedule othe international institute for applied systems analysis (iiasa) is a multi-national, independent organization devoted to interdisciplinary, policy-oriented research focusing on selected aspects of environmental, economic, technological and social issues in the context of global change. Its research is organized around fields of policy importance rather than academic disciplines.

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$7,821,440$8,263,082▲ $441,642
Pledges and Grants Receivable$3,719,401$4,050,827▲ $331,426
Accounts Receivable$4,404,341$3,295,113▼ $1,109,228
Savings and Temporary Cash Investments$3,865,459$1,833,426▼ $2,032,033
Land, Buildings, and Equipment, Net$1,583,841$1,302,157▼ $281,684
Inventories for Sale or Use$41,125$23,857▼ $17,268
Total Assets$24,143,202$21,054,386▼ $3,088,816
Other Assets Total$2,707,595$2,285,924▼ $421,671
Liabilities
Accounts Payable and Accrued Expenses$5,806,474$5,134,522▼ $671,952
Deferred Revenue$5,089,717$4,722,193▼ $367,524
Other Liabilities$3,326,735$2,597,940▼ $728,795
Total Liabilities$14,222,926$12,454,655▼ $1,768,271
Net Assets / Fund Balance
Unrestricted Net Assets$8,326,643$7,289,381▼ $1,037,262
Permanently Rstr Net Assets$1,583,841$1,302,157▼ $281,684
Temporarily Rstr Net Assets$9,792$8,193▼ $1,599
Total Net Assets Fund Balance$9,920,276$8,599,731▼ $1,320,545
Total Liabilities and Net Assets / Fund Balance$24,143,202$21,054,386▼ $3,088,816

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$931,065$3,609,544$4,540,609
Buildings$0$2,464,641$2,464,641
Equipment$229,144$2,230,444$2,459,588
Leasehold Improvements$141,948$1,066,040$1,207,988
Other Assets Org$2,285,924--

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2015$114,847-▲ $363-$115,103
2014$136,086$607▲ $701-$137,260
2013$140,269$753▲ $536-$141,423
2012$133,987$2,856▲ $760-$137,469
2011$138,058$5,505▲ $1,195$108$144,507
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Prof Dr Pavel KabatDirector GeneralFT$303,115$17,446$320,561
Prof Dr Nebojsa NakicenovicDeputy Director GeneralFT$169,173$62,607$231,780
Dr Markus AmannProgram DirectorFT$130,743$14,367$145,110
DR Serguei ScherbovDeputy Program DirectorFT$126,274$11,380$137,654
Prof Wolfgang LutzProgram DirectorFT$116,912$14,368$131,280
Prof Keywan RiahiProgram DirectorFT$110,120$14,368$124,488
Mr Iain StewartHead of External RelationsFT$107,087$10,358$117,445

Board Members and Trustees

NameTitle
DR Andrew JOHNSONCouncil Member, Australia
Prof Dr Gerhard GlatzelCouncil Member, Austria
Prof Carlos NobreCouncil Member, Brazil
Prof Congqiang LiuCouncil Member, China
Prof Mahmoud M SakrCouncil Member, Egypt
PROF DR LEA KAUPpICouncil Member, Finland
Prof Dr Helga WeiszCouncil Member, Germany
Prof Prabhat RanjanCouncil Member, India
Prof Dr Kuntoro MangkusubrotoCouncil Member, Indonesia
Dr Kazu TakemotoCouncil Member, Japan
Dr Ahmad Tajuddin AliCouncil Member, Malaysia
Dr Julio CastellCouncil Member, Mexico
Prof Dr Jos EngelenCouncil Member, Netherland
Dr Kirsten Broch MathisenCouncil Member, Norway
Prof Dr Kauser Abdulla MalikCouncil Member, Pakistan
PROF ALEXEI GVISHIANiCouncil Member, Russia
Dr Dorsamy Gansen PillayCouncil Member, South Afri
Prof Ingrid PeterssonCouncil Member, Sweden
Prof Anatoly ZagorodnyCouncil Member, Ukraine
Prof Duncan WinghamCouncil Member, United Kingdom
Prof Donald SaariCouncil Member, USA
Assoc Prof Dr Ninh Khac BanCouncil Member, Vietnam
Prof Min Keung ChungCouncil Member,rep. of Kor

Highest Paid Contractors

ContractorServicesLocationCompensation
Institut National de lEnvironment IndustProject Coordination1700 Harvard St, Washington, DC 20009, Fr$285,427
Crowd Cover LLCProject CoordinationAntonie van Leeuwenhoeklaan, Bilthoven, Nl$263,398
Netherlands environmental AgenceProject Coordination219 Huntington Rd, Cambridge, Uk$250,425
Un Environment Programme World ConservatProject CoordinationImmeuble BCDC, Kinshasha Gombe, Cg$218,036
Observatoire de la Gouvernance ForestierProject Coordination-$139,209
Revenue and Support

Revenue Composition

Contributions and Grants
$12,585,912
Program Service Revenue
$10,486,578
Investment Income
$16,787
Other Revenue
$475,357
Change in Net Assets
$299,312

Audited Revenue Reconciliation

Revenue per Audited Statements
$23,564,634
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$0
Total Revenue per Audited Statements
$23,564,634
Total Revenue per Form 990
$23,564,634
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$15,539,126
Other Expenses$7,650,591
Grants and Similar Amounts Paid$75,605
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$8,544,387$3,801,666-$12,346,053
Fees for Services Other$2,301,865$190,883-$2,492,748
Other Employee Benefits$1,289,017$655,435-$1,944,452
Conferences and Meetings$797,598$315,958-$1,113,556
Travel$819,826$192,065-$1,011,891
Pension Plan Contributions$564,979$211,354-$776,333
Depreciation Depletion-$606,865-$606,865
Current Officers, Directors, Trustees, and Key Employees$169,173$303,115-$472,288
Occupancy$5,466$368,502-$373,968
Office Expenses$84,609$287,528-$372,137
Information Technology$32,557$208,006-$240,563
Foreign Grants$75,605--$75,605
Fees for Services Legal-$49,483-$49,483
Fees for Services Accounting$13,170$26,815-$39,985
Advertising$17,315$4,207-$21,522
Insurance-$15,041-$15,041
Other Expenses$107$4,863-$4,970
Total Functional Expenses$14,749,690$8,515,632$0$23,265,322

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$23,265,322
Total Expenses per Audited Statements$23,265,322
Total Expenses per Form 990$23,265,322
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
International Activity

International Summary

Offices
1
Employees
457
Spending
$23,265,322

International Compliance

Foreign grant records maintained
Yes
Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
No
Interest in foreign trust
No
Passive foreign investment company interest
No
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
EuropeProgram ServicesSee Part Iv1457$23,265,322
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Provision for Employee Benefits$2,574,963
Non-current Payable$22,977
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, line 1

The IIASA Council (Board of Trustees) is the governing body of the Institute and is composed of one representative (Council member) from each National Member Organization (NMO). The Council has three sub-committees (composed of Council Members), that are established by the entire Council. These committees are charged with addressing special issues of executive, finance, membership, and research matters which are brought to the attention of the entire Council for further discussion and resolution. The Executive Committee consists of the Council chairman, a deputy, and the three sub-chairmen of the other three committees. All principle decisions are documented, reported and ratified by the governing council. the directorate (composed of the director general and the deputy director general), while not a member of the council, is entitled to participate in all its deliberations. the directorate performs the functions of the chief executive officer of the institute. it is responsible for the formulation, management and administration of all programs, projects and other activities of the institute. it does not, however, have the power to make decisions on behalf of the governing council.

Form 990, Part VI, Section A, line 6

The organization has members called the National Member Organizations (NMOs). The NMOs are professional institutions from member countries. Membership is subject to approval of the Council.

Form 990, Part VI, Section A, line 7A

A member institution elects its own representative (Council member) who serves as a voting member of The Council. The Council members work on voluntary basis and no remuneration is paid out.

Form 990, Part VI, Section B, line 11

The organization's accounting personnel prepare its Form 990, with the assistance of the sponsored research office, finance & budget, and the human resources. The return is then reviewed by an independent accountant as well as the organization's directorial staff. Any necessary revisions are included in the final version that is approved by the director general and head of finance and sponsored research for filing with the IRS.

Form 990, Part VI, Section B, line 12C

IIASA'S conflict of interest policy is primarily concerned with formal outside employment and activities that may be in conflict with the interests and mission of the Institute. The aim is that the Institute receives sufficient information to arrive at a reasonable decision as to the appropriateness of proposed activities. This policy equally applies to all Institute personnel at all levels. Individuals are required to report on their interests in, commitments toward or affiliations with other organizations that could constitute a conflict of interest immediately upon assuming a position at IIASA and again during any subsequent negotiations at employment contract extension (usually every two years). In the interim, emphasis and responsibility is placed on the individuals to update IIASA in a timely manner of any changes. While IIASA does not specifically monitor researchers in the period between original hiring and contractual extensions, there is also a formal mechanism in place by which any observation of a possible conflict of interest can be reported to the Directorate and handled appropriately.

Form 990, Part VI, Section B, line 15A

The Council appoints a Director GENERAL and a Deputy director GENERAL of the Institute for a term of three years, with the possibility of extension according to the employment regulations. The Director's compensation is negotiated (within a salary framework that is commensurate with similar positions, experience and qualifications) between the Council, the Executive Committee and the candidate.

Form 990, Part VI, Section C, line 19

The organization's financial statements, governing documents and conflict of interest policy are available to the public upon request, in writing or e-mail to: [email protected]

Filing and Contact Details

Filer

Filer Name
International Institute for Applied
EIN
98-0036445
Phone
0432236807
Address
AU

Signing Officer

Name
Prof Dr Pavel Kabat
Title
director General/CEO
Phone
0432236807
Signed
2016-11-12
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Prof Dr Pavel Kabat
Formed
1973
Voting Board Members
23
Independent Board Members
23
Employees
457
Volunteers
46

Preparer

Firm
Deloitte Tax Llp
Address
1111 BAGBY STREET SUITE 4500, HOUSTON, TX 77002-2591
Preparer
Brooke Mcneil
Phone
7139822000
Supplemental Narrative

Additional Explanations

Form 990, Part IX, line 11G

HIRED EXTERNAL SERVICES: Program service expenses 2,301,865. Management and general expenses 190,883. Fundraising expenses 0. Total expenses 2,492,748.

Form 990, Part XI, line 9:

Effect of change in foreign exchange rate -1,619,857.

Form 990, Part XI, Line 9, Changes in Net Assets

The international institute for applied systems analysis (iiasa) is a nongovernmental, multinational, not-for-profit institution, and has its registered seat in laxenburg, austria. The institute and its staff members are subject to the provisions of austrian law. The books are kept in euros (eur), which is iiasa's functional & presentation currency. The rates used for 2015: 1eur=usd 1.xxx-xx-xxxx; 2014: 1eur=usd 1.2755102.

Financial Statement Notes

Sch D Part V, Line 1A and Line 4

Part v: endowment fund - due to differences in average exchange rates from 2014 ($1.2755102) to 2015 ($1.xxx-xx-xxxx), the ending balance printed on the prior year tax return differs from the current year beginning balance as shown in this section. Part v, line 4: iiasa's endowment funds are held by iiasa endowment privatstiftung ("ief"), a related organization. The intended uses of the organization's endowment funds are for research only.

Raw XML AppendixShowing 400 of 884 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/ActivityOrMissionDesc0SEE SCHEDULE OTHE INTERNATIONAL INSTITUTE FOR APPLIED SYSTEMS ANALYSIS (IIASA) IS A MULTI-NATIONAL, INDEPENDENT ORGANIZATION DEVOTED TO INTERDISCIPLINARY, POLICY-ORIENTED RESEARCH FOCUSING ON SELECTED ASPECTS OF ENVIRONMENTAL, ECONOMIC, TECHNOLOGICAL AND SOCIAL ISSUES IN THE CONTEXT OF GLOBAL CHANGE. ITS RESEARCH IS ORGANIZED AROUND FIELDS OF POLICY IMPORTANCE RATHER THAN ACADEMIC DISCIPLINES.
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IRS990/Desc0Energy and Climate Change (ENE, MAG, TNT).The lack of access to energy prevents lesser developed societies from participating meaningfully in modern society, whilst the burning of fossil fuels by industrialized societies threatens to irreversibly alter the Earth's climate. This is the conundrum the world is confronted with. IIASA's energy and climate researchers aim to inform development of strategies for providing energy to people across the globe while trying to cut greenhouse gas emissions and find the best ways to adapt to the increases in climate extremes caused by global warming already underway by focusing on four themes: a low carbon world through transformation of the global energy system; reframing of the greenhouse gas debate; managing energy and research and development investments; and improving energy use efficiency.
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IRS990/Form990PartVIISectionAGrp/TitleTxt0COUNCIL MEMBER, AUSTRIA
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IRS990/Form990PartVIISectionAGrp/TitleTxt13COUNCIL MEMBER, EGYPT
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IRS990/Form990PartVIISectionAGrp/TitleTxt20COUNCIL MEMBER,REP. OF KOR
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IRS990/Form990PartVIISectionAGrp/TitleTxt22COUNCIL MEMBER, UNITED KINGDOM
IRS990/Form990PartVIISectionAGrp/TitleTxt23DEPUTY DIRECTOR GENERAL
IRS990/Form990PartVIISectionAGrp/TitleTxt24DIRECTOR GENERAL
IRS990/Form990PartVIISectionAGrp/TitleTxt25HEAD OF EXTERNAL RELATIONS
IRS990/Form990PartVIISectionAGrp/TitleTxt26PROGRAM DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt27PROGRAM DIRECTOR
IRS990/Form990PartVIISectionAGrp/TitleTxt28Deputy Program Director
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Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$30.3$22.8$7.58$31.4$33.8$2.44
2023Detailed filing. Detailed filing data is available for this year.$31.3$21.3$10.0$28.1$28.3$0.28
2022Detailed filing. Detailed filing data is available for this year.$30.5$20.5$10.0$25.6$25.1$0.52
2021Detailed filing. Detailed filing data is available for this year.$26.7$16.0$10.7$26.9$25.7$1.21
2020Detailed filing. Detailed filing data is available for this year.$20.5$11.4$9.11$25.5$25.2$0.36
2019Detailed filing. Detailed filing data is available for this year.$21.4$12.8$8.60$25.9$24.6$1.21
2018Detailed filing. Detailed filing data is available for this year.$19.0$11.2$7.78$26.7$26.6$0.11
2017Detailed filing. Detailed filing data is available for this year.$17.7$10.7$7.04$22.9$24.9$1.99
2016Detailed filing. Detailed filing data is available for this year.$20.7$11.8$8.87$23.4$23.1$0.30
2015Detailed filing. Detailed filing data is available for this year.$21.1$12.5$8.60$23.6$23.3$0.30
2014Detailed filing. Detailed filing data is available for this year.$24.1$14.2$9.92$25.8$24.9$0.97
2013Detailed filing. Detailed filing data is available for this year.$23.6$14.3$9.30$23.7$24.2$0.54
2012Summary only. Only limited summary data is available for this year.$20.9$11.3$9.64$22.0$23.1$1.07
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$27.7$16.1$11.5$21.6
2010Summary only. Only limited summary data is available for this year.$21.5$12.4$9.12$21.0$20.2$0.80