Civic Intelligence

Seti Institute

990 • Fiscal year 2018 • EIN 94-2951356

Oct 01, 2017 to Sep 30, 2018 • Filed on Apr 01, 2019

Organization ProfileWWW.SETI.ORG

View Organization Page

189 Bernardo Avenue No 200Mountain View, CA 94043

(650) 961-6633

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

63rd percentile

0.35x

Higher debt load relative to assets than 63% of similar nonprofits.

2018 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2018

Liabilities / Revenue

45th percentile

0.19x

Higher debt load relative to revenue than 45% of similar nonprofits.

2018 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2018

Net Margin

39th percentile

0.6%

Higher net margin than 39% of similar nonprofits.

2018 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2018

Top Officer Pay

79th percentile

$302,169

Higher top officer pay than 79% of similar nonprofits.

Top officer pay equals 1.5% of source-year revenue.

2018 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2018

Asset Growth

56th percentile

3.4%

Faster asset growth than 56% of similar nonprofits.

2018 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2017 to 2018

Revenue Growth

33rd percentile

-1.2%

Faster revenue growth than 33% of similar nonprofits.

2018 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2017 to 2018

Balance Sheet
Liabilities / Assets63rd percentile

Assets

Up

$10,514,710

Up $349,720 (+3.4%) from 2017

Net Assets

Up

$6,793,190

Up $129,048 (+1.9%) from 2017

Liabilities

Up

$3,721,520

Up $220,672 (+6.3%) from 2017

Revenue And Expenses
Liabilities / Revenue45th percentileNet Margin39th percentile

Revenue

Down

$20,108,757

Down $240,715 (-1.2%) from 2017

Expenses

Down

$19,984,987

Down $624,261 (-3.0%) from 2017

Net Income

Up

$123,770

Up $383,546 (+148%) from 2017

Historical Trend

Balance Sheet Trend

Asset Growth56th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$300M$200M$100M$0Assets 2011: $12,059,365Liabilities 2011: $4,504,049Net Assets 2011: $7,555,3162011Assets 2012: $10,876,639Liabilities 2012: $4,513,790Net Assets 2012: $6,362,8492012Assets 2013: $13,494,830Liabilities 2013: $5,285,691Net Assets 2013: $8,209,1392013Assets 2014: $11,333,156Liabilities 2014: $3,373,506Net Assets 2014: $7,959,6502014Assets 2015: $10,310,070Liabilities 2015: $2,824,893Net Assets 2015: $7,485,1772015Assets 2016: $10,613,091Liabilities 2016: $3,725,585Net Assets 2016: $6,887,5062016Assets 2017: $10,164,990Liabilities 2017: $3,500,848Net Assets 2017: $6,664,1422017Assets 2018: $10,514,710Liabilities 2018: $3,721,520Net Assets 2018: $6,793,1902018Assets 2019: $13,272,127Liabilities 2019: $3,815,929Net Assets 2019: $9,456,1982019Assets 2020: $14,536,591Liabilities 2020: $5,577,004Net Assets 2020: $8,959,5872020Assets 2021: $16,235,939Liabilities 2021: $3,256,033Net Assets 2021: $12,979,9062021Assets 2022: $26,724,400Liabilities 2022: $9,433,148Net Assets 2022: $17,291,2522022Assets 2023: $210,749,653Liabilities 2023: $8,527,384Net Assets 2023: $202,222,2692023Assets 2024: $237,032,764Liabilities 2024: $8,398,008Net Assets 2024: $228,634,7562024

Highlighted filing

2018

Assets$10,514,710
Liabilities$3,721,520
Net Assets$6,793,190
Open 2018 Filing

Operations Trend

Revenue Growth33rd percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$300M$200M$100M$0-$100MRevenue 2011: $17,593,270Expenses 2011: $19,797,002Net Income 2011: -$2,203,7322011Revenue 2012: $17,303,944Expenses 2012: $18,948,710Net Income 2012: -$1,644,7662012Revenue 2013: $19,379,639Expenses 2013: $17,604,310Net Income 2013: $1,775,3292013Revenue 2014: $15,895,739Expenses 2014: $16,121,428Net Income 2014: -$225,6892014Revenue 2015: $17,357,611Expenses 2015: $17,724,247Net Income 2015: -$366,6362015Revenue 2016: $18,976,195Expenses 2016: $19,358,070Net Income 2016: -$381,8752016Revenue 2017: $20,349,472Expenses 2017: $20,609,248Net Income 2017: -$259,7762017Revenue 2018: $20,108,757Expenses 2018: $19,984,987Net Income 2018: $123,7702018Revenue 2019: $24,921,264Expenses 2019: $22,256,048Net Income 2019: $2,665,2162019Revenue 2020: $22,680,216Expenses 2020: $23,138,089Net Income 2020: -$457,8732020Revenue 2021: $25,926,114Expenses 2021: $21,934,929Net Income 2021: $3,991,1852021Revenue 2022: $28,045,270Expenses 2022: $24,508,635Net Income 2022: $3,536,6352022Revenue 2023: $209,908,662Expenses 2023: $25,047,459Net Income 2023: $184,861,2032023Revenue 2024: $55,182,076Expenses 2024: $28,838,314Net Income 2024: $26,343,7622024

Highlighted filing

2018

Revenue$20,108,757
Expenses$19,984,987
Net Income$123,770
Open 2018 Filing
Jump To
Filing Snapshot
Filing Period
Oct 1, 2017 to Sep 30, 2018
Signed
Apr 1, 2019
Return Version
2017v2.3
Gross Receipts
$20,108,757
Mission and Program Overview

Mission

To explore, understand, and explain the origin and nature of life in the universe, and to apply the knowledge gained to inspire and guide present and future generations. We have a passion for discovery, and for sharing knowledge as scientific ambassadors to the public, the press, and the government.

To explore, understand and explain the origin and nature of life in the universe and the evolution of intelligence.

Balance Sheet Detail
LineBeginningEndChange
Assets
Land, Buildings, and Equipment, Net$6,152,727$5,909,269▼ $243,458
Pledges and Grants Receivable$1,918,809$2,500,845▲ $582,036
Cash and Non-Interest-Bearing Accounts$755,023$1,113,337▲ $358,314
Savings and Temporary Cash Investments$673,941$376,449▼ $297,492
Prepaid Expenses and Deferred Charges$313,305$251,880▼ $61,425
Other Notes and Loans Receivable, Net$169,574$180,242▲ $10,668
Total Assets$10,164,990$10,514,710▲ $349,720
Other Assets Total$181,611$182,688▲ $1,077
Liabilities
Accounts Payable and Accrued Expenses$2,368,360$2,469,756▲ $101,396
Deferred Revenue$519,482$762,137▲ $242,655
Other Liabilities$613,006$489,627▼ $123,379
Total Liabilities$3,500,848$3,721,520▲ $220,672
Net Assets / Fund Balance
Unrestricted Net Assets$6,064,325$5,381,025▼ $683,300
Temporarily Rstr Net Assets$594,557$1,406,905▲ $812,348
Permanently Rstr Net Assets$5,260$5,260→ $0
Total Net Assets Fund Balance$6,664,142$6,793,190▲ $129,048
Total Liabilities and Net Assets / Fund Balance$10,164,990$10,514,710▲ $349,720

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$5,823,542$4,635,771$10,459,313
Leasehold Improvements$85,727$220,222$305,949

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2017$5,260---$5,260
2016$5,260---$5,260
2015$5,260---$5,260
2014$5,260---$5,260
2013$5,260---$5,260
Compensation and Service Providers
Top Officer Pay79th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
Bill DiamondSecretary, President & CEOFT$242,500$59,669$302,169
Peter TenenbaumData ScientistFT$198,285$42,009$240,294
Janice BishopSenior ScientistFT$179,661$53,991$233,652
Josheph TwickenSenior Scientific ProgrammerFT$197,056$15,594$212,650
Bill WohlerSenior Systems EngineerFT$166,178$32,455$198,633
James SprySenior ScientistFT$170,817$20,598$191,415

Board Members and Trustees

NameTitle
Bronwyn SyiekChairman
Dane GlasgowVice Chairman
Amaresh KolliparaTrustee
Andrew FraknoiTrustee
Dan LankfordTrustee
Dava NewmanTrustee
Jill TarterTrustee
John GiannandreaTrustee
Jonathan KnowlesTrustee
Mannan LatifTrustee
Marco LarsenTrustee
Michael QuickTrustee
Pierre SchwobTrustee
Rex GrignonTrustee
Saad KhanTrustee

Highest Paid Contractors

ContractorServicesLocationCompensation
Kelsey HoffmanScientific Research118 ARCHIE-MITCHELL STREET SUITE 3, Sherbrooke, QUEBEC, Ca$103,330
Revenue and Support

Revenue Composition

Contributions and Grants
$20,062,899
Program Service Revenue
$0
Investment Income
$2,551
Other Revenue
$43,307
All Other Contributions
$2,528,341
Change in Net Assets
$123,770

Audited Revenue Reconciliation

Revenue per Audited Statements
$20,108,757
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$5,278
Total Revenue per Audited Statements
$20,114,035
Total Revenue per Form 990
$20,108,757
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$13,353,376
Other Expenses$4,223,355
Grants and Similar Amounts Paid$2,408,256
Total Fundraising Expense$456,483
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$8,275,786$1,679,906$205,263$10,160,955
Grants to Domestic Orgs$2,156,452--$2,156,452
Other Employee Benefits$1,112,644$368,563$33,025$1,514,232
Fees for Services Other$636,591$398,101$18,115$1,052,807
Travel$855,119$62,598$3,706$921,423
Payroll Taxes$623,323$144,048$18,913$786,284
Occupancy$12,033$592,459-$604,492
Pension Plan Contributions$478,073$100,863$2,263$581,199
Depreciation Depletion$514,313$28,217-$542,530
Current Officers, Directors, Trustees, and Key Employees$52,820$236,137$21,749$310,706
Foreign Grants$229,632--$229,632
Office Expenses$66,175$68,862$4,053$139,090
Conferences and Meetings$75,045$34,351$9,725$119,121
Insurance$36,690$74,174$869$111,733
Advertising$7,396$15,100$88,135$110,631
Fees for Services Legal$43,131$14,270$15,310$72,711
Fees for Services Accounting-$67,365-$67,365
Other Expenses$25,756$9,880$22,509$58,145
Information Technology$3,136$38,971-$42,107
Grants to Domestic Individuals$22,172--$22,172
Total Functional Expenses$15,499,314$4,029,190$456,483$19,984,987

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$19,984,987
Total Expenses per Audited Statements$19,984,987
Total Expenses per Form 990$19,984,987
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Girl Scouts of the USANew York, NY501(c)(3)Research$824,944
Girl Scouts of Northern CaliforniaAlameda, CA501(c)(3)Research$157,598
The University of ArizonaTucson, AZUniversityResearch$128,712
Space Telescope Science InstituteBaltimore, MD501(c)(3)Research$95,144
The University of TennesseeKnoxville, TNUniversityResearch$94,554
Astronomical Society of the PacificSan Francisco, CA501(c)(3)Research$90,230
University of WisconsinMilwaukee, WIUniversityResearch$86,291
Carnegie Mellon UniversityPittsburgh, PAUniversityResearch$84,188
Baja Technology LLCTempe, AZLLCResearch$74,600
West EdLos Alamitos, CA501(c)(3)Research$70,000
University of WyomingLaramie, WYUniversityResearch$68,557
Stellar Solutions IncPalo Alto, CACorporationResearch$60,000
Honeybee RoboticsBrooklyn, NYLtdResearch$58,396
AriesSilver Spring, MDCorporationResearch$51,167
Arizona State UniversityTempe, AZUniversityResearch$42,946
University of IdahoMoscow, IDUniversityResearch$32,161
University of MarylandCollege Park, MDUniversityResearch$31,713
Georgia Tech Research CorporationAtlanta, GACorporationResearch$28,045
Johns Hopkins UniversityLaurel, MDUniversityResearch$23,083
Uc DavisWest Sacramento, CAUniversityResearch$19,130
Unviersity of Massachusetts - AmherstAmherst, MAUniversityResearch$17,255
The University of MontanaMissoula, MTUniversityResearch$6,139
Planetary Science InstituteTucson, AZ501(c)(3)Research$5,815
Space Science InstituteBoulder, CO501(c)(3)Research$5,784

International Summary

Offices
0
Employees
1
Spending
$332,962

International Compliance

Foreign grant records maintained
Yes
Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
No
Interest in foreign trust
No
Passive foreign investment company interest
No
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
Europe (including Iceland & Greenland) - Albania, Andorra, Austria, BelgiumGrants to Recipients Located in the RegionScientific Research00$229,632
North America (including Canada and Mexico, But Not the U.s.Program ServicesScientific Research01$103,330
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Gross Income$11,444
Fundraising Direct Expenses$0
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Deferred Rent$448,115
Unitrust Payable$41,512
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
Yes
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 4

“The initial term length for new board members was changed.”

Form 990, Part VI, Section B, Line 11B

“When the form is completed, and prior to submission to the irs, the form 990 is reviewed by the audit committee, subcommittee of the board of trustees which includes non-trustees and trustees. Upon acceptance by this subcommittee, the form 990 is finalized and distributed to the full board for information and comment and then filed electronically with the irs.”

Form 990, Part VI, Section B, Line 12C

“The seti institute has a formal conflict of interest questionnaire that is designed to identify possible conflicts of interest among our trustees. This questionnaire is distributed annually and trustees are required to complete it and return it to the board secretary. The secretary, in conjunction with the trusteeship committee chairperson, reviews each questionnaire, conducts interviews when needed, and communicates any identified conflicts to the full board.”

Form 990, Part VI, Section B, Line 15

“The seti institute uses a professionally prepared compensation study to determine appropriate compensation levels for all employees. When changes to any officer's compensation amount is proposed, the board, in an executive session, reviews the proposed change and approves it by formal board resolution prior to it being granted. The process was last undertaken in 2018.”

Form 990, Part VI, Section C, Line 19

“The seti institute distributes its financial information to the public via dun and bradstreet and other outside websites, such as guidestar. We also make our form 990 and financial statements available upon request. Governing documents may also be made available upon request.”

Filing and Contact Details

Filer

Filer Name
Seti Institute
EIN
94-2951356
Phone
6509616633
Address
189 BERNARDO AVENUE NO 200, MOUNTAIN VIEW, CA 94043

Signing Officer

Name
Bill Diamond
Title
CEO
Phone
6509616633
Signed
2019-04-01
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Bill Diamond
Formed
1984
Legal Domicile
CA
Voting Board Members
16
Independent Board Members
15
Employees
135
Volunteers
35

Preparer

Firm
Gilbert Associates Inc
Address
2880 GATEWAY OAKS DR STE 100, SACRAMENTO, CA 95833
Preparer
Jennifer Z Iwata
Phone
9166466464
Supplemental Narrative

Additional Explanations

FORM 990, PART XI, LINE 9:

“Change in value of split interest agreements 5,278.”

Form 990, Part XII, Line 2C

“The process for oversight of the financial statement audit and for selection of an independent accountant has not changed from prior year.”

Financial Statement Notes

PART V, LINE 4:

“The seti institute intends to establish a permanent endowment to ensure that future generations can continue to foster the excitement of our mission and help to answer the questions about life in the universe. The current balance of our permanently restricted net assets was donated to the institute in 2000 and represents the first funds set aside for our future endowment.”

PART XI, LINE 2D - OTHER ADJUSTMENTS:

“Change in value of split interest agreements 5,278.”

Raw XML AppendixShowing 400 of 992 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Desc0THE CARL SAGAN CENTER FOR RESEARCH PURSUES RESEARCH IN THE INTERDISCIPLINARY FIELD OF ASTROBIOLOGY WITH 75+ SCIENTISTS FROM NEARLY ALL BRANCHES OF SCIENCE RESEARCHING QUESTIONS AROUND THE DEVELOPMENT OF LIFE, WHERE ELSE IN THE UNIVERSE IT EXISTS AND HOW WE MIGHT FIND IT. CURRENT PROJECTS INCLUDE OPERATION OF THE ALLEN TELESCOPE ARRAY, THE ONLY DEDICATED SETI RADIO TELESCOPE AS WELL AS A SOON-TO-LAUNCH OPTICAL SETI PROGRAM; DEVELOPMENT OF BIOSIGNATURE DETECTION METHODS ON EARTH AND MARS; PARTICIPATION IN NASA MISSIONS INCLUDING MARS 2020, CASSINI, KEPLER, TESS AND NEW HORIZONS; MONITORING OF NEAR-EARTH OBJECTS; DESIGNING AND TESTING TOOLS FOR SPACE EXPLORATION; AND WORKING TO IDENTIFY LANDING SITES FOR NASA MISSIONS.
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IRS990/Form990PartVIISectionAGrp/TitleTxt14VICE CHAIRMAN
IRS990/Form990PartVIISectionAGrp/TitleTxt15SECRETARY, PRESIDENT & CEO
IRS990/Form990PartVIISectionAGrp/TitleTxt16DATA SCIENTIST
IRS990/Form990PartVIISectionAGrp/TitleTxt17SENIOR SCIENTIFIC PROGRAMMER
IRS990/Form990PartVIISectionAGrp/TitleTxt18SENIOR SCIENTIST
IRS990/Form990PartVIISectionAGrp/TitleTxt19SENIOR SCIENTIST
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Document Assets

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Filings

Displayed year

2018 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$10,514,710
Liabilities
$3,721,520
Net assets
$6,793,190
Revenue
$20,108,757
Expenses
$19,984,987
Net income
$123,770
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$237$8.40$229$55.2$28.8$26.3
2023Summary only. Only limited summary data is available for this year.$211$8.53$202$210$25.0$185
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$26.7$9.43$17.3$28.0$24.5$3.54
2021Facts available. Structured filing facts are available, but richer extracted sections are limited.$16.2$3.26$13.0$25.9$21.9$3.99
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$14.5$5.58$8.96$22.7$23.1$0.46
2019Summary only. Only limited summary data is available for this year.$13.3$3.82$9.46$24.9$22.3$2.67
2018Detailed filing. Detailed filing data is available for this year.$10.5$3.72$6.79$20.1$20.0$0.12
2017XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$10.2$3.50$6.66$20.3$20.6$0.26
2016Detailed filing. Detailed filing data is available for this year.$10.6$3.73$6.89$19.0$19.4$0.38
2015Detailed filing. Detailed filing data is available for this year.$10.3$2.82$7.49$17.4$17.7$0.37
2014Detailed filing. Detailed filing data is available for this year.$11.3$3.37$7.96$15.9$16.1$0.23
2013Summary only. Only limited summary data is available for this year.$13.5$5.29$8.21$19.4$17.6$1.78
2012Summary only. Only limited summary data is available for this year.$10.9$4.51$6.36$17.3$18.9$1.64
2011Summary only. Only limited summary data is available for this year.$12.1$4.50$7.56$17.6$19.8$2.20
Peer Organizations

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