Civic Intelligence

Seti Institute

990 • Fiscal year 2017 • EIN 94-2951356

Oct 01, 2016 to Sep 30, 2017 • Filed on Jun 14, 2018

Organization ProfileWWW.SETI.ORG

View Organization Page

189 Bernardo Avenue No 200Mountain View, CA 94043

(650) 961-6633

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

62nd percentile

0.34x

Higher debt load relative to assets than 62% of similar nonprofits.

2017 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2017

Liabilities / Revenue

42nd percentile

0.17x

Higher debt load relative to revenue than 42% of similar nonprofits.

2017 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2017

Net Margin

30th percentile

-1.3%

Higher net margin than 30% of similar nonprofits.

2017 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2017

Top Officer Pay

78th percentile

$287,165

Higher top officer pay than 78% of similar nonprofits.

Top officer pay equals 1.4% of source-year revenue.

2017 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2017

Asset Growth

16th percentile

-4.2%

Faster asset growth than 16% of similar nonprofits.

2017 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2016 to 2017

Revenue Growth

57th percentile

7.2%

Faster revenue growth than 57% of similar nonprofits.

2017 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2016 to 2017

Balance Sheet
Liabilities / Assets62nd percentile

Assets

Down

$10,164,990

Down $448,101 (-4.2%) from 2016

Net Assets

Down

$6,664,142

Down $223,364 (-3.2%) from 2016

Liabilities

Down

$3,500,848

Down $224,737 (-6.0%) from 2016

Revenue And Expenses
Liabilities / Revenue42nd percentileNet Margin30th percentile

Revenue

Up

$20,349,472

Up $1,373,277 (+7.2%) from 2016

Expenses

Up

$20,609,248

Up $1,251,178 (+6.5%) from 2016

Net Income

Up

-$259,776

Up $122,099 (+32%) from 2016

Historical Trend

Balance Sheet Trend

Asset Growth16th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$300M$200M$100M$0Assets 2011: $12,059,365Liabilities 2011: $4,504,049Net Assets 2011: $7,555,3162011Assets 2012: $10,876,639Liabilities 2012: $4,513,790Net Assets 2012: $6,362,8492012Assets 2013: $13,494,830Liabilities 2013: $5,285,691Net Assets 2013: $8,209,1392013Assets 2014: $11,333,156Liabilities 2014: $3,373,506Net Assets 2014: $7,959,6502014Assets 2015: $10,310,070Liabilities 2015: $2,824,893Net Assets 2015: $7,485,1772015Assets 2016: $10,613,091Liabilities 2016: $3,725,585Net Assets 2016: $6,887,5062016Assets 2017: $10,164,990Liabilities 2017: $3,500,848Net Assets 2017: $6,664,1422017Assets 2018: $10,514,710Liabilities 2018: $3,721,520Net Assets 2018: $6,793,1902018Assets 2019: $13,272,127Liabilities 2019: $3,815,929Net Assets 2019: $9,456,1982019Assets 2020: $14,536,591Liabilities 2020: $5,577,004Net Assets 2020: $8,959,5872020Assets 2021: $16,235,939Liabilities 2021: $3,256,033Net Assets 2021: $12,979,9062021Assets 2022: $26,724,400Liabilities 2022: $9,433,148Net Assets 2022: $17,291,2522022Assets 2023: $210,749,653Liabilities 2023: $8,527,384Net Assets 2023: $202,222,2692023Assets 2024: $237,032,764Liabilities 2024: $8,398,008Net Assets 2024: $228,634,7562024

Highlighted filing

2017

Assets$10,164,990
Liabilities$3,500,848
Net Assets$6,664,142
Open 2017 Filing

Operations Trend

Revenue Growth57th percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$300M$200M$100M$0-$100MRevenue 2011: $17,593,270Expenses 2011: $19,797,002Net Income 2011: -$2,203,7322011Revenue 2012: $17,303,944Expenses 2012: $18,948,710Net Income 2012: -$1,644,7662012Revenue 2013: $19,379,639Expenses 2013: $17,604,310Net Income 2013: $1,775,3292013Revenue 2014: $15,895,739Expenses 2014: $16,121,428Net Income 2014: -$225,6892014Revenue 2015: $17,357,611Expenses 2015: $17,724,247Net Income 2015: -$366,6362015Revenue 2016: $18,976,195Expenses 2016: $19,358,070Net Income 2016: -$381,8752016Revenue 2017: $20,349,472Expenses 2017: $20,609,248Net Income 2017: -$259,7762017Revenue 2018: $20,108,757Expenses 2018: $19,984,987Net Income 2018: $123,7702018Revenue 2019: $24,921,264Expenses 2019: $22,256,048Net Income 2019: $2,665,2162019Revenue 2020: $22,680,216Expenses 2020: $23,138,089Net Income 2020: -$457,8732020Revenue 2021: $25,926,114Expenses 2021: $21,934,929Net Income 2021: $3,991,1852021Revenue 2022: $28,045,270Expenses 2022: $24,508,635Net Income 2022: $3,536,6352022Revenue 2023: $209,908,662Expenses 2023: $25,047,459Net Income 2023: $184,861,2032023Revenue 2024: $55,182,076Expenses 2024: $28,838,314Net Income 2024: $26,343,7622024

Highlighted filing

2017

Revenue$20,349,472
Expenses$20,609,248
Net Income-$259,776
Open 2017 Filing
Jump To
Filing Snapshot
Filing Period
Oct 1, 2016 to Sep 30, 2017
Signed
Jun 14, 2018
Return Version
2016v3.0
Gross Receipts
$20,413,646
Mission and Program Overview

Mission

To explore, understand, and explain the origin and nature of life in the universe, and to apply the knowledge gained to inspire and guide present and future generations. We have a passion for discovery, and for sharing knowledge as scientific ambassadors to the public, the press, and the government.

To explore, understand and explain the origin and nature of life in the universe and the evolution of intelligence.

Balance Sheet Detail
LineBeginningEndChange
Assets
Land, Buildings, and Equipment, Net$6,310,347$6,152,727▼ $157,620
Pledges and Grants Receivable$2,129,742$1,918,809▼ $210,933
Investments in Publicly Traded Securities$1,198,692--
Cash and Non-Interest-Bearing Accounts$281,828$755,023▲ $473,195
Savings and Temporary Cash Investments$88,712$673,941▲ $585,229
Prepaid Expenses and Deferred Charges$278,324$313,305▲ $34,981
Other Notes and Loans Receivable, Net$172,721$169,574▼ $3,147
Total Assets$10,613,091$10,164,990▼ $448,101
Other Assets Total$152,725$181,611▲ $28,886
Liabilities
Accounts Payable and Accrued Expenses$2,648,897$2,368,360▼ $280,537
Other Liabilities$690,814$613,006▼ $77,808
Deferred Revenue$385,874$519,482▲ $133,608
Total Liabilities$3,725,585$3,500,848▼ $224,737
Net Assets / Fund Balance
Unrestricted Net Assets$6,424,228$6,064,325▼ $359,903
Temporarily Rstr Net Assets$458,018$594,557▲ $136,539
Permanently Rstr Net Assets$5,260$5,260→ $0
Total Net Assets Fund Balance$6,887,506$6,664,142▼ $223,364
Total Liabilities and Net Assets / Fund Balance$10,613,091$10,164,990▼ $448,101

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$6,038,783$4,157,181$10,195,964
Leasehold Improvements$113,944$192,005$305,949

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2016$5,260---$5,260
2015$5,260---$5,260
2014$5,260---$5,260
2013$5,260---$5,260
2012$5,260---$5,260
Compensation and Service Providers
Top Officer Pay78th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
Bill DiamondSecretary, President & CEOFT$240,000$47,165$287,165
Philippe SarrazinResearch Scientist/pi IiiFT$238,154$42,613$280,767
Janice BishopSenior ScientistFT$171,145$50,959$222,104
Steven CulpSoftware and Systems EngineerFT$172,480$34,639$207,119
Peter TenenbaumData ScientistFT$167,835$38,996$206,831
Joseph TwickenSenior Scientific ProgrammerFT$174,126$14,071$188,197

Board Members and Trustees

NameTitle
Bronwyn SyiekChairman
Pierre SchwobVice Chair
Amaresh KolliparaTrustee
Andrew FraknoiTrustee
Dan LankfordTrustee
Dane GlasgowTrustee
Dava NewmanTrustee
Jan HoscanTrustee
Jill TarterTrustee
John GiannandreaTrustee
Jonathan KnowlesTrustee
Mannan LatifTrustee
Marco LarsenTrustee
Michael QuickTrustee
Rex GrignonTrustee
Saad KhanTrustee
Revenue and Support

Revenue Composition

Contributions and Grants
$20,217,456
Program Service Revenue
$0
Investment Income
$284
Other Revenue
$131,732
All Other Contributions
$3,264,477
Change in Net Assets
$-259,776

Audited Revenue Reconciliation

Revenue per Audited Statements
$20,349,472
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$36,412
Total Revenue per Audited Statements
$20,385,884
Total Revenue per Form 990
$20,349,472
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$13,084,943
Other Expenses$4,378,627
Grants and Similar Amounts Paid$3,145,678
Total Fundraising Expense$396,439
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$8,289,382$1,551,884$179,298$10,020,564
Grants to Domestic Orgs$2,852,255--$2,852,255
Other Employee Benefits$1,123,905$302,494$20,745$1,447,144
Fees for Services Other$860,262$396,382$14,154$1,270,798
Travel$766,074$61,066$4,005$831,145
Payroll Taxes$598,243$135,416$13,803$747,462
Occupancy$10,221$696,203$15,188$721,612
Pension Plan Contributions$490,706$67,677$10,910$569,293
Depreciation Depletion$377,803$28,217-$406,020
Current Officers, Directors, Trustees, and Key Employees-$279,446$21,034$300,480
Foreign Grants$293,423--$293,423
Advertising$14,808$34,666$79,500$128,974
Office Expenses$20,195$97,715$9,874$127,784
Conferences and Meetings$61,719$42,580$2,374$106,673
Insurance$30,151$71,867$582$102,600
Other Expenses$28,340$35,146$571$64,057
Fees for Services Accounting-$57,517-$57,517
Fees for Services Legal$9,241$10,712$6,788$26,741
Information Technology$1,256$23,351-$24,607
Total Functional Expenses$16,210,783$4,002,026$396,439$20,609,248

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$20,609,248
Total Expenses per Audited Statements$20,609,248
Total Expenses per Form 990$20,609,248
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Girl Scouts of the USANew York, NY501(c)(3)Research$685,598
Uc DavisWest Sacramento, CAUniversityResearch$543,868
Astronomical Society of the PacificSan Francisco, CA501(c)(3)Research$213,296
Girl Scouts of Northern CaliforniaAlameda, CA501(c)(3)Research$160,444
The University of ArizonaTucson, AZUniversityResearch$148,260
Arizona State UniversityTempe, AZUniversityResearch$120,951
The University of TennesseeKnoxville, TNUniversityResearch$95,271
University of WisconsinMilwaukee, WIUniversityResearch$94,483
Honeybee RoboticsBrooklyn, NYLtdResearch$85,060
Space Science InstituteBoulder, CO501(c)(3)Research$84,240
AriesSilver Spring, MDCorporationResearch$83,244
Carnegie Mellon UniversityPittsburgh, PAUniversityResearch$67,658
The University of MontanaMissoula, MTUniversityResearch$61,392
West EdLos Alamitos, CA501(c)(3)Research$61,000
Space Telescope Science InstituteBaltimore, MD501(c)(3)Research$48,384
Baja Technology LLCTempe, AZLLCResearch$47,500
Unviersity of Massachusetts - AmherstAmherst, MAUniversityResearch$40,485
University of HawaiiHonolulu, HIUniversityResearch$38,400
SfsuSan Francisco, CAUniversityResearch$31,495
University of MarylandCollege Park, MDUniversityResearch$27,902
Georgia Tech Research CorporationAtlanta, GACorporationResearch$23,148
University of IdahoMoscow, IDUniversityResearch$20,944
Leiden Measurement TechSunnyvale, CALLCResearch$19,513
Planetary Resource Engineering LLCCanterbury, NHLLCResearch$13,778
University of Houston Division of ResearchHouston, TXUniversityResearch$13,486
Johns Hopkins UniversityLaurel, MDUniversityResearch$12,116

International Summary

Offices
0
Employees
0
Spending
$293,423

International Compliance

Foreign grant records maintained
Yes
Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
No
Interest in foreign trust
No
Passive foreign investment company interest
No
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
Europe (including Iceland & Greenland)Grants to Recipients Located in the RegionScientific Research00$293,423
Fundraising, Events, and Gaming
Fundraising activities
Yes
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Gross Income$75,975
Fundraising Direct Expenses$64,174
Professional Fundraising Fees$0

Fundraising Events

EventGross ReceiptsGross RevenueDirect ExpensesNet Income
Spaceball$75,975$75,975$18,556$57,419
Total Events$75,975$75,975$64,174$11,801
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Deferred Rent$567,293
Unitrust Payable$45,713
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section B, Line 11B

“When the form is completed, and prior to submission to the irs, the form 990 is reviewed by the audit committee, subcommittee of the board of trustees which includes non-trustees and trustees. Upon acceptance by this subcommittee, the form 990 is finalized and distributed to the full board for information and comment and then filed electronically with the irs.”

Form 990, Part VI, Section B, Line 12C

“The seti institute has a formal conflict of interest questionnaire that is designed to identify possible conflicts of interest among our trustees. This questionnaire is distributed annually and trustees are required to complete it and return it to the board secretary. The secretary, in conjunction with the trusteeship committee chairperson, reviews each questionnaire, conducts interviews when needed, and communicates any identified conflicts to the full board.”

Form 990, Part VI, Section B, Line 15

“The seti institute uses a professionally prepared compensation study to determine appropriate compensation levels for all employees. When changes to any officer's compensation amount is proposed, the board, in an executive session, reviews the proposed change and approves it by formal board resolution prior to it being granted. The process was last undertaken in 2017.”

Form 990, Part VI, Section C, Line 19

“The seti institute distributes its financial information to the public via dun and bradstreet and other outside websites, such as guidestar. We also make our form 990 and financial statements available upon request. Governing documents may also be made available upon request.”

Filing and Contact Details

Filer

Filer Name
Seti Institute
EIN
94-2951356
Phone
6509616633
Address
189 BERNARDO AVENUE NO 200, MOUNTAIN VIEW, CA 94043

Signing Officer

Name
Bill Diamond
Title
CEO
Phone
6509616633
Signed
2018-06-14
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Bill Diamond
Formed
1984
Legal Domicile
CA
Voting Board Members
17
Independent Board Members
16
Employees
132
Volunteers
35

Preparer

Firm
Gilbert Associates Inc
Address
2880 GATEWAY OAKS DR STE 100, SACRAMENTO, CA 95833
Preparer
Darla a Colson
Phone
9166466464
Supplemental Narrative

Additional Explanations

FORM 990, PART XI, LINE 9:

“Change in value of split interest agreements 36,412.”

Form 990, Part XII, Line 2C

“The process for oversight of the financial statement audit and for selection of an independent accountant has not changed from prior year.”

Financial Statement Notes

PART V, LINE 4:

“The seti institute intends to establish a permanent endowment to ensure that future generations can continue to foster the excitement of our mission and help to answer the questions about life in the universe. The current balance of our permanently restricted net assets was donated to the institute in 2000 and represents the first funds set aside for our future endowment.”

PART XI, LINE 2D - OTHER ADJUSTMENTS:

“Change in value of split interest agreements 36,412.”

Raw XML AppendixShowing 400 of 1,022 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Desc0THE CARL SAGAN CENTER FOR RESEARCH PURSUES RESEARCH IN THE INTERDISCIPLINARY FIELD OF ASTROBIOLOGY WITH 75+ SCIENTISTS FROM NEARLY ALL BRANCHES OF SCIENCE RESEARCHING QUESTIONS AROUND THE DEVELOPMENT OF LIFE, WHERE ELSE IN THE UNIVERSE IT EXISTS AND HOW WE MIGHT FIND IT. CURRENT PROJECTS INCLUDE OPERATION OF THE ALLEN TELESCOPE ARRAY, THE ONLY DEDICATED SETI RADIO TELESCOPE AS WELL AS A SOON-TO-LAUNCH OPTICAL SETI PROGRAM; DEVELOPMENT OF BIOSIGNATURE DETECTION METHODS ON EARTH AND MARS; PARTICIPATION IN NASA MISSIONS INCLUDING MARS 2020, CASSINI, KEPLER, TESS AND NEW HORIZONS; MONITORING OF NEAR-EARTH OBJECTS; DESIGNING AND TESTING TOOLS FOR SPACE EXPLORATION; AND WORKING TO IDENTIFY LANDING SITES FOR NASA MISSIONS.
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IRS990/Form990PartVIISectionAGrp/PersonNm14JONATHAN KNOWLES
IRS990/Form990PartVIISectionAGrp/PersonNm15SAAD KHAN
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IRS990/Form990PartVIISectionAGrp/PersonNm18STEVEN CULP
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IRS990/Form990PartVIISectionAGrp/TitleTxt0SECRETARY, PRESIDENT & CEO
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IRS990/Form990PartVIISectionAGrp/TitleTxt2TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt3TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt4TRUSTEE
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IRS990/Form990PartVIISectionAGrp/TitleTxt7TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt8TRUSTEE
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IRS990/Form990PartVIISectionAGrp/TitleTxt10TRUSTEE
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IRS990/Form990PartVIISectionAGrp/TitleTxt12TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt13TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt14TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt15TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt16TRUSTEE
IRS990/Form990PartVIISectionAGrp/TitleTxt17SENIOR SCIENTIST
IRS990/Form990PartVIISectionAGrp/TitleTxt18SOFTWARE AND SYSTEMS ENGINEER
IRS990/Form990PartVIISectionAGrp/TitleTxt19RESEARCH SCIENTIST/PI III
IRS990/Form990PartVIISectionAGrp/TitleTxt20DATA SCIENTIST
IRS990/Form990PartVIISectionAGrp/TitleTxt21SENIOR SCIENTIFIC PROGRAMMER
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IRS990/ProgSrvcAccomActy3Grp/Desc0THE CENTER FOR OUTREACH SHARES SETI INSTITUTE RESEARCH WITH THE GENERAL PUBLIC THROUGH DIGITAL, REAL WORLD AND BROADCAST ACTIVITIES. THESE INCLUDE BIG PICTURE SCIENCE, A GENERAL SCIENCE RADIO SHOW AND PODCAST CARRIED BY MORE THAN 140 RADIO STATIONS; SETI TALKS, A MONTHLY PUBLIC LECTURE SERIES SHOWCASING RESEARCH RELEVANT TO ASTROBIOLOGY AND SHARED ACROSS MULTIPLE DIGITAL CHANNELS; SETI AIR, WHICH FOSTERS AN EXCHANGE OF IDEAS BETWEEN ARTISTS AND SCIENTISTS; FACEBOOK LIVE, A WEEKLY DISCUSSION FEATURING SETI INSTITUTE RESEARCHERS AND PROGRAM STAFF; PUBLIC TALKS AT SCHOOLS, MUSEUMS, LIBRARIES AND OTHER ORGANIZATIONS; EXPLORER, AN ANNUAL MAGAZINE FEATURING IN-DEPTH ARTICLES JOURNEY, A MONTHLY E-NEWSLETTER; AND THE SETI.ORG WEBSITE.
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Document Assets

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Filings

Displayed year

2017 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$10,164,990
Liabilities
$3,500,848
Net assets
$6,664,142
Revenue
$20,349,472
Expenses
$20,609,248
Net income
-$259,776
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$237$8.40$229$55.2$28.8$26.3
2023Summary only. Only limited summary data is available for this year.$211$8.53$202$210$25.0$185
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$26.7$9.43$17.3$28.0$24.5$3.54
2021Facts available. Structured filing facts are available, but richer extracted sections are limited.$16.2$3.26$13.0$25.9$21.9$3.99
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$14.5$5.58$8.96$22.7$23.1$0.46
2019Summary only. Only limited summary data is available for this year.$13.3$3.82$9.46$24.9$22.3$2.67
2018Facts available. Structured filing facts are available, but richer extracted sections are limited.$10.5$3.72$6.79$20.1$20.0$0.12
2017Detailed filing. Detailed filing data is available for this year.$10.2$3.50$6.66$20.3$20.6$0.26
2016Detailed filing. Detailed filing data is available for this year.$10.6$3.73$6.89$19.0$19.4$0.38
2015Detailed filing. Detailed filing data is available for this year.$10.3$2.82$7.49$17.4$17.7$0.37
2014Detailed filing. Detailed filing data is available for this year.$11.3$3.37$7.96$15.9$16.1$0.23
2013Summary only. Only limited summary data is available for this year.$13.5$5.29$8.21$19.4$17.6$1.78
2012Summary only. Only limited summary data is available for this year.$10.9$4.51$6.36$17.3$18.9$1.64
2011Summary only. Only limited summary data is available for this year.$12.1$4.50$7.56$17.6$19.8$2.20
Peer Organizations

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