Civic Intelligence

Esperanza En Escalante Inc

990 • Fiscal year 2017 • EIN 86-0714588

Jul 01, 2016 to Jun 30, 2017 • Filed on Jan 12, 2018

3700 S Calle PolarTucson, AZ 85730

(520) 571-8294

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

32nd percentile

0.02x

Higher debt load relative to assets than 32% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Liabilities / Revenue

40th percentile

0.06x

Higher debt load relative to revenue than 40% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Net Margin

36th percentile

-0.8%

Higher net margin than 36% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Top Officer Pay

55th percentile

$72,011

Higher top officer pay than 55% of similar nonprofits.

Top officer pay equals 4.9% of source-year revenue.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2017

Asset Growth

27th percentile

-2.7%

Faster asset growth than 27% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Annualized from 2016 to 2017

Revenue Growth

50th percentile

4.3%

Faster revenue growth than 50% of similar nonprofits.

2017 filings • 501(c)3 • $1M-$5M nonprofits • Annualized from 2016 to 2017

Assets

Down

$3,925,824

Down $106,998 (-2.7%) from 2016

Net Assets

Down

$3,839,791

Down $12,502 (-0.3%) from 2016

Liabilities

Down

$86,033

Down $94,496 (-52%) from 2016

Revenue

Up

$1,475,901

Up $61,149 (+4.3%) from 2016

Expenses

Down

$1,488,403

Down $20,758 (-1.4%) from 2016

Net Income

Up

-$12,502

Up $81,907 (+87%) from 2016

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$6.0M$4.0M$2.0M$0Assets 2010: $1,994,789Liabilities 2010: $112,011Net Assets 2010: $1,882,7782010Assets 2011: $1,948,275Liabilities 2011: $42,977Net Assets 2011: $1,905,2982011Assets 2012: $2,062,191Liabilities 2012: $98,451Net Assets 2012: $1,963,7402012Assets 2013: $4,907,385Liabilities 2013: $936,200Net Assets 2013: $3,971,1852013Assets 2014: $4,212,585Liabilities 2014: $219,271Net Assets 2014: $3,993,3142014Assets 2015: $4,103,895Liabilities 2015: $157,193Net Assets 2015: $3,946,7022015Assets 2016: $4,032,822Liabilities 2016: $180,529Net Assets 2016: $3,852,2932016Assets 2017: $3,925,824Liabilities 2017: $86,033Net Assets 2017: $3,839,7912017Assets 2018: $3,868,010Liabilities 2018: $89,262Net Assets 2018: $3,778,7482018Assets 2019: $3,636,387Liabilities 2019: $53,485Net Assets 2019: $3,582,9022019Assets 2020: $3,811,093Liabilities 2020: $75,074Net Assets 2020: $3,736,0192020Assets 2021: $3,783,240Liabilities 2021: $79,573Net Assets 2021: $3,703,6672021Assets 2022: $3,810,175Liabilities 2022: $95,763Net Assets 2022: $3,714,4122022Assets 2023: $3,582,947Liabilities 2023: $78,246Net Assets 2023: $3,504,7012023Assets 2024: $3,509,089Liabilities 2024: $105,203Net Assets 2024: $3,403,8862024

Highlighted filing

2017

Assets$3,925,824
Liabilities$86,033
Net Assets$3,839,791

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$3.0M$2.0M$1.0M$0-$1.0MExpenses 2010: $1,044,8552010Expenses 2011: $1,196,4742011Expenses 2012: $1,616,7212012Expenses 2013: $1,871,7712013Revenue 2014: $2,000,991Expenses 2014: $1,978,862Net Income 2014: $22,1292014Revenue 2015: $1,486,672Expenses 2015: $1,533,284Net Income 2015: -$46,6122015Revenue 2016: $1,414,752Expenses 2016: $1,509,161Net Income 2016: -$94,4092016Revenue 2017: $1,475,901Expenses 2017: $1,488,403Net Income 2017: -$12,5022017Revenue 2018: $225,643Expenses 2018: $286,686Net Income 2018: -$61,0432018Revenue 2019: $929,543Expenses 2019: $1,063,080Net Income 2019: -$133,5372019Revenue 2020: $1,182,155Expenses 2020: $1,029,038Net Income 2020: $153,1172020Revenue 2021: $1,136,173Expenses 2021: $1,168,525Net Income 2021: -$32,3522021Revenue 2022: $1,280,647Expenses 2022: $1,269,902Net Income 2022: $10,7452022Revenue 2023: $1,294,352Expenses 2023: $1,504,063Net Income 2023: -$209,7112023Revenue 2024: $1,302,792Expenses 2024: $1,403,607Net Income 2024: -$100,8152024

Highlighted filing

2017

Revenue$1,475,901
Expenses$1,488,403
Net Income-$12,502
Jump To
Filing Snapshot
Filing Period
Jul 1, 2016 to Jun 30, 2017
Signed
Jan 12, 2018
Return Version
2016v3.0
Gross Receipts
$1,475,901
Mission and Program Overview

Mission

To provide the facilities, program and respect to veterans and veteran families that will nurture and support the transition from homelessness to self-sufficiency. This unique 24 month program is envisioned as a bridge from homelessness to employment and/or independent living.

Balance Sheet Detail
LineBeginningEndChange
Assets
Land, Buildings, and Equipment, Net$3,751,956$3,683,243▼ $68,713
Cash and Non-Interest-Bearing Accounts$113,962$99,204▼ $14,758
Pledges and Grants Receivable$80,927$72,697▼ $8,230
Savings and Temporary Cash Investments-$42,062-
Prepaid Expenses and Deferred Charges$26,151$27,537▲ $1,386
Accounts Receivable$59,826$1,081▼ $58,745
Total Assets$4,032,822$3,925,824▼ $106,998
Liabilities
Grants Payable$75,000$46,809▼ $28,191
Accounts Payable and Accrued Expenses$68,203$39,224▼ $28,979
Deferred Revenue$37,326--
Total Liabilities$180,529$86,033▼ $94,496
Net Assets / Fund Balance
Unrestricted Net Assets$3,852,293$3,839,791▼ $12,502
Total Net Assets Fund Balance$3,852,293$3,839,791▼ $12,502
Total Liabilities and Net Assets / Fund Balance$4,032,822$3,925,824▼ $106,998

Asset Categories

AssetBook ValueDepreciationBasis
Buildings$2,263,257$838,937$3,102,194
Other Land Buildings$960,031$214,355$1,174,386
Land$442,013-$442,013
Equipment$17,942$60,490$78,432
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseTotal
Phyllis RussellExecutive DirectorFT$72,011$72,011

Board Members and Trustees

Revenue and Support

Revenue Composition

Contributions and Grants
$1,262,576
Program Service Revenue
$202,656
Investment Income
$49
Other Revenue
$10,620
All Other Contributions
$37,627
Change in Net Assets
$-12,502
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$581,584
Other Expenses$522,479
Grants and Similar Amounts Paid$384,340
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$289,446$145,210-$434,656
Grants to Domestic Individuals$384,340--$384,340
Occupancy$171,241$8,237-$179,478
Depreciation Depletion$110,282$10,913-$121,195
Other Expenses$92,087--$92,087
Current Officers, Directors, Trustees, and Key Employees$48,717$24,441-$73,158
Payroll Taxes$35,945$17,592-$53,537
Information Technology$36,108$1,315-$37,423
Insurance$20,448$8,100-$28,548
Office Expenses$17,970$8,204-$26,174
Other Employee Benefits$18,373$1,860-$20,233
Fees for Services Other$9,688--$9,688
Fees for Services Accounting-$8,500-$8,500
Travel$6,789$356-$7,145
All Other Expenses$150$1,089-$1,239
Fees for Services Legal-$208-$208
Total Functional Expenses$1,252,378$236,025$0$1,488,403
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
No
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Officer directors etc family relationship Part VI line 2

Directors Dodie Kriho and Milan Kriho are spouses. Executive Director Phyllis Russell and Director of Development Pat Beauchamp are domestic partners. Ms. Russell consulted with the board president prior to Mr. Beauchamps employment. In order to avoid any conflict of interest, Mr. Beauchamp was not given any fiscal authority within the organization.

Form 990 governing body review Part VI line 11

The 990 is reviewed at a board meeting prior to filing.

Governing documents etc available to public Part VI line 19

Documents are available upon request.

Filing and Contact Details

Filer

Filer Name
Esperanza En Escalante Inc
EIN
86-0714588
Address
3700 S Calle Polar, Tucson, AZ 85730

Signing Officer

Name
Phyllis Russell
Title
Executive Direc
Phone
5205718294
Signed
2018-01-12
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Dan Anderson
Formed
1990
Legal Domicile
Az
Voting Board Members
11
Independent Board Members
11
Employees
23
Volunteers
50

Preparer

Firm
Jennifer J Phillips CPA PLLC
Address
5151 E Broadway Blvd Ste 1600, Tucson, AZ 85711
Preparer
Jennifer J Phillips
Phone
5202477087
Supplemental Narrative

Additional Explanations

General explanation attachment

Part III, Statement of Program Accomplishments:During the 2016-2017 fiscal year, Esperanza En Escalante continued to provide housing and supportive services to homeless veterans through several programs. Specifically, the following was accomplished:>Esperanza En Escalante provided transitional housing and supportive services to 156 adults and 14 children during the year. Services to these individuals were funded by the Veterans Administration Grant and Per Diem Program. Esperanza En Escalante during the year three distinct Grant and Per Diem programs, one for disabled veterans, one for single male veterans and families and a third for female veterans and families. >Esperanza En Escalante provided case management services to an additional 56 clients living in offsite apartments through the Shelter Plus Care program and the project based Housing Choice program, both funded through the Department of Housing and Urban Development. That program ended in June 2017.>EEE also worked with a variety of volunteer groups who provide both services and donations.>Esperanza En Escalante, one of the few transitional housing programs that allow pets, continues to provide a dog obedience program that all dog owners must attend in order to keep a dog on the premises. The course is taught by one of the case managers who is a certified trainer. In addition, on-site grooming is provided free of charge to residents. >EEE, working with the Southern Arizona VA Medical Center staff, continues to provide an on-site employment group.>EEE also provides groups dealing with nutrition, budgeting and other subjects throughout the year.>EEE also worked with a variety of volunteer groups who provide both services and donations. The Home Depot provided volunteers and supplies to install a patio in the family cluster, as well as installing window boxes with herbs on the female units. The Combat Veterans Motorcycle Club provided food for our pantry on a number of occasions as well as hosting events on the 4th of July and Veterans Day. Numerous individuals donated clothing and furniture items used by the residents both on-site and to help establish themselves for independent living. In addition, Esperanza En Escalante received a Low Income Housing Tax Credit reservation from the Arizona Department of Housing. The funding allowed Esperanza En Escalante to build 44 new one-bedroom apartments on the current site, specifically targeting low income, older veterans. The project opened in May 2017, with 30 of the residents from transitional housing moving into the new, permanent supportive housing.

Financial Statement Notes

Footnote for uncertain tax position under FIN 48 (Part X)

Management of EEE considers the likelihood of changes by taxing authorities in its filed tax returns and recognizes a liability for or discloses potential significant changes if management believes it is more likely than not for a change to occur, including changes to the organizations status as a not-for-profit entity. Management believes that EEE met the requirements to maintain its tax-exempt status and has no income subject to unrelated business income tax, therefore, no provision for income taxes has been provided in these financial statements.

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IRS990/MissionDesc0To provide the facilities, program and respect to veterans and veteran families that will nurture and support the transition from homelessness to self-sufficiency. This unique 24 month program is envisioned as a bridge from homelessness to employment and/or independent living.
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IRS990ScheduleD/SupplementalInformationDetail/ExplanationTxt0Management of EEE considers the likelihood of changes by taxing authorities in its filed tax returns and recognizes a liability for or discloses potential significant changes if management believes it is more likely than not for a change to occur, including changes to the organizations status as a not-for-profit entity. Management believes that EEE met the requirements to maintain its tax-exempt status and has no income subject to unrelated business income tax, therefore, no provision for income taxes has been provided in these financial statements.
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IRS990ScheduleI/SupplementalInformationDetail/ExplanationTxt0Rental assistance checks are written directly to the landlords of the individuals who are eligible to participate in the program.
IRS990ScheduleI/SupplementalInformationDetail/FormAndLineReferenceDesc0Monitoring procedures (Part I, line 2)
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IRS990/ScheduleORequiredInd0true
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0Directors Dodie Kriho and Milan Kriho are spouses. Executive Director Phyllis Russell and Director of Development Pat Beauchamp are domestic partners. Ms. Russell consulted with the board president prior to Mr. Beauchamps employment. In order to avoid any conflict of interest, Mr. Beauchamp was not given any fiscal authority within the organization.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1The 990 is reviewed at a board meeting prior to filing.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2Documents are available upon request.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3Part III, Statement of Program Accomplishments:During the 2016-2017 fiscal year, Esperanza En Escalante continued to provide housing and supportive services to homeless veterans through several programs. Specifically, the following was accomplished:>Esperanza En Escalante provided transitional housing and supportive services to 156 adults and 14 children during the year. Services to these individuals were funded by the Veterans Administration Grant and Per Diem Program. Esperanza En Escalante during the year three distinct Grant and Per Diem programs, one for disabled veterans, one for single male veterans and families and a third for female veterans and families. >Esperanza En Escalante provided case management services to an additional 56 clients living in offsite apartments through the Shelter Plus Care program and the project based Housing Choice program, both funded through the Department of Housing and Urban Development. That program ended in June 2017.>EEE also worked with a variety of volunteer groups who provide both services and donations.>Esperanza En Escalante, one of the few transitional housing programs that allow pets, continues to provide a dog obedience program that all dog owners must attend in order to keep a dog on the premises. The course is taught by one of the case managers who is a certified trainer. In addition, on-site grooming is provided free of charge to residents. >EEE, working with the Southern Arizona VA Medical Center staff, continues to provide an on-site employment group.>EEE also provides groups dealing with nutrition, budgeting and other subjects throughout the year.>EEE also worked with a variety of volunteer groups who provide both services and donations. The Home Depot provided volunteers and supplies to install a patio in the family cluster, as well as installing window boxes with herbs on the female units. The Combat Veterans Motorcycle Club provided food for our pantry on a number of occasions as well as hosting events on the 4th of July and Veterans Day. Numerous individuals donated clothing and furniture items used by the residents both on-site and to help establish themselves for independent living. In addition, Esperanza En Escalante received a Low Income Housing Tax Credit reservation from the Arizona Department of Housing. The funding allowed Esperanza En Escalante to build 44 new one-bedroom apartments on the current site, specifically targeting low income, older veterans. The project opened in May 2017, with 30 of the residents from transitional housing moving into the new, permanent supportive housing.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0Officer directors etc family relationship Part VI line 2
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1Form 990 governing body review Part VI line 11
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2Governing documents etc available to public Part VI line 19
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3General explanation attachment
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IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/EIN0812341583
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/EntityTypeTxt0C Corp
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/LegalDomicileStateCd0AZ
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IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/PrimaryActivitiesTxt0permanent supportive housing
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/RelatedOrganizationName/BusinessNameLine1Txt0EEE Escalante LLC
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/AddressLine1Txt03700 S Calle Polar
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/CityNm0Tucson
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IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/ZIPCd085730
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/DirectControllingEntityName/BusinessNameLine1Txt0EEE Supportive I MM LLC
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/DirectControllingEntityName/BusinessNameLine1Txt1GEC ESI LLC
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IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/PrimaryActivitiesTxt0own low income housing project
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/PrimaryActivitiesTxt1managing member of housing project
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/RelatedOrganizationName/BusinessNameLine1Txt0EEE Supportive I LLC
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/RelatedOrganizationName/BusinessNameLine1Txt1EEE Supportive I MM LLC
IRS990ScheduleR/IdRelatedOrgTxblPartnershipGrp/USAddress/AddressLine1Txt0200 N Main St

Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$3.51$0.11$3.40$1.30$1.40$0.10
2023Detailed filing. Detailed filing data is available for this year.$3.58$0.08$3.50$1.29$1.50$0.21
2022Detailed filing. Detailed filing data is available for this year.$3.81$0.10$3.71$1.28$1.27$0.01
2021Facts available. Structured filing facts are available, but richer extracted sections are limited.$3.78$0.08$3.70$1.14$1.17$0.03
2020Detailed filing. Detailed filing data is available for this year.$3.81$0.08$3.74$1.18$1.03$0.15
2019Detailed filing. Detailed filing data is available for this year.$3.64$0.05$3.58$0.93$1.06$0.13
2018Summary only. Only limited summary data is available for this year.$3.87$0.09$3.78$0.23$0.29$0.06
2017Detailed filing. Detailed filing data is available for this year.$3.93$0.09$3.84$1.48$1.49$0.01
2016Detailed filing. Detailed filing data is available for this year.$4.03$0.18$3.85$1.41$1.51$0.09
2015Detailed filing. Detailed filing data is available for this year.$4.10$0.16$3.95$1.49$1.53$0.05
2014Detailed filing. Detailed filing data is available for this year.$4.21$0.22$3.99$2.00$1.98$0.02
2013Facts available. Structured filing facts are available, but richer extracted sections are limited.$4.91$0.94$3.97$1.87
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$2.06$0.10$1.96$1.62
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.95$0.04$1.91$1.20
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.99$0.11$1.88$1.04