Civic Intelligence

Td Ameritrade Charitable Fund Inc

990 • Fiscal year 2020 • EIN 83-4077016

Jul 01, 2019 to Jun 30, 2020 • Filed on Oct 08, 2020

200 S 108th AveOmaha, NE 68154-2631

(402) 970-7207

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

15th percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

2020 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2020

Liabilities / Revenue

15th percentile

0.00x

Tied with the lowest-debt nonprofits in its peer group.

2020 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2020

Net Margin

92nd percentile

56%

Higher net margin than 92% of similar nonprofits.

2020 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2020

Top Officer Pay

37th percentile

$0

Higher top officer pay than 37% of similar nonprofits.

Top officer pay equals 0.0% of source-year revenue.

2020 filings • 501(c)3 • $1M-$5M nonprofits • Source year 2020

Asset Growth

100th percentile

189761500%

Faster asset growth than 100% of similar nonprofits.

2020 filings • 501(c)3 • $1M-$5M nonprofits • Annualized from 2019 to 2020

Revenue Growth

Score unavailable

No value available

A valid growth rate could not be computed from the available filing history.

Annualized from 2019 to 2020

Assets

Up

$1,897,616

Up $1,897,615 (+189761500%) from 2019

Net Assets

$1,897,616

No earlier filing loaded for comparison.

Liabilities

Flat

$0

Flat from 2019

Revenue

Up

$3,400,000

Up $3,400,000 from 2019

Expenses

Up

$1,502,384

Up $1,502,384 from 2019

Net Income

Up

$1,897,616

Up $1,897,616 from 2019

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$2.0M$1.5M$1.0M$500K$0Assets 2019: $1Liabilities 2019: $02019Assets 2020: $1,897,616Liabilities 2020: $0Net Assets 2020: $1,897,6162020Assets 2021: $0Liabilities 2021: $0Net Assets 2021: $02021

Highlighted filing

2020

Assets$1,897,616
Liabilities$0
Net Assets$1,897,616

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$4.0M$2.0M$0-$2.0MRevenue 2019: $0Expenses 2019: $0Net Income 2019: $02019Revenue 2020: $3,400,000Expenses 2020: $1,502,384Net Income 2020: $1,897,6162020Revenue 2021: $0Expenses 2021: $1,897,616Net Income 2021: -$1,897,6162021

Highlighted filing

2020

Revenue$3,400,000
Expenses$1,502,384
Net Income$1,897,616
Jump To
Filing Snapshot
Filing Period
Jul 1, 2019 to Jun 30, 2020
Signed
Oct 8, 2020
Return Version
2019v5.1
Gross Receipts
$3,400,000
Mission and Program Overview

Mission

To receive charitable contributions and make grants exclusively for charitable, religious, scientific, literacy, or educational purposes.

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$0$1,897,616▲ $1,897,616
Rtn Earn Endowment Incm Other Fnds$0$1,897,616▲ $1,897,616
Savings and Temporary Cash Investments$0$0→ $0
Accounts Receivable$0$0→ $0
Other Notes and Loans Receivable, Net$0$0→ $0
Pledges and Grants Receivable$0$0→ $0
Receivable From Disqualified Prsn$0$0→ $0
Receivables From Officers Etc$0$0→ $0
Investments Other Securities$0$0→ $0
Investments Program Related$0$0→ $0
Investments in Publicly Traded Securities$0$0→ $0
Land, Buildings, and Equipment, Net$0$0→ $0
Pd in Cap Srpls Land Bldg Eqp Fund$0$0→ $0
Cap Stk Tr Prin Current Funds$0$0→ $0
Intangible Assets$0$0→ $0
Inventories for Sale or Use$0$0→ $0
Loans From Officers Directors$0$0→ $0
Prepaid Expenses and Deferred Charges$0$0→ $0
Total Assets$0$1,897,616▲ $1,897,616
Other Assets Total$0$0→ $0
Liabilities
Accounts Payable and Accrued Expenses$0$0→ $0
Grants Payable$0$0→ $0
Mortgage Notes Payable Secured by Investment Property$0$0→ $0
Unsecured Notes Loans Payable$0$0→ $0
Other Liabilities$0$0→ $0
Deferred Revenue$0$0→ $0
Escrow Account Liability$0$0→ $0
Tax Exempt Bond Liabilities$0$0→ $0
Total Liabilities$0$0→ $0
Net Assets / Fund Balance
Total Net Assets Fund Balance$0$1,897,616▲ $1,897,616
Total Liabilities and Net Assets / Fund Balance$0$1,897,616▲ $1,897,616
Compensation and Service Providers

Board Members and Trustees

NameTitle
James C Dario IiiPresident
Denise C Karkos ThruDirector
Peter DesilvaDirector
Stephen J BoyleDirector
Thomas a NallyDirector
Susan BoudrotSecretary
William T YatesTreasuruer
Kimberly a HillyerVP, Communication
Revenue and Support

Revenue Composition

Contributions and Grants
$3,400,000
Program Service Revenue
$0
Investment Income
$0
Other Revenue
$0
All Other Contributions
$0
Change in Net Assets
$1,897,616
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Grants and Similar Amounts Paid$1,500,000
Other Expenses$2,384
Professional Fundraising Fees$0
Salaries, Compensation, and Employee Benefits$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Grants to Domestic Orgs$1,500,000--$1,500,000
Other Expenses-$2,384-$2,384
Total Functional Expenses$1,500,000$2,384$0$1,502,384
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Nat'l Fdn For The Ctrs For Disease Contr & PrevAtlanta, GA501(c)(3)Covid-19 Response$1,000,000
Feeding AmericaChicago, IL501(c)(3)Covid-19 Response$500,000
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Direct Expenses$0
Fundraising Gross Income$0
Gaming Direct Expenses$0
Gaming Gross Income$0
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Loans from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Receivables from Disqualified Persons$0$0→ $0
Receivables from Officers, Directors, Trustees, and Key Employees$0$0→ $0
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section B, Line 11B

The Form 990 is prepared by an independent accounting firm, using information provided by the filing organization. A draft From 990 is reviewed by TD Ameritrade's (TDA) Legal, Tax and Accounting departments. After this review, a revised draft is provided to the filing organization's Directors for review. Once reviewed and approved by the filing organization's directors, the Form 990 is signed and filed with the IRS.

Form 990, Part VI, Question 19

Governing documents, conflict of interest policy, and financial statements are made available upon request but are not published publicly.

FORM 990, Part VI, Line 12A

Whenever a director or officer of the Corporation becomes aware of an actual or potential conflict of interest, he or she is obligated to notify the Board and to disclose all known material facts relating to the conflict. If the Board determines that a conflict exists or that there is the appearance of a conflict, the conflicted transaction may be approved only upon a determination, by majority vote of the disinterested directors, that the transaction is fair and reasonable to and in the best interests of the Corporation. The minutes of any meeting at which a conflict of interest transaction is considered must reflect that the interested person made adequate disclosures and recused himself or herself from voting. This Policy will be administered by the Board or an authorized committee thereof. The Board will review this Policy and may make changes to it from time to time as the Board may deem appropriate.

Form 990, Part VI, Line 2

Stephen Boyle, Peter Desilva, Thomas Nally, William Yates have a business relationship. Susan Boudrot, William Yates, and Kimberly Hillyer have a business relationship. Thomas Nally and James Dario have a business relationship. Peter Desilva, Thomas Nally, and James Dario have a business relationship.

Filing and Contact Details

Filer

Filer Name
TD Ameritrade Charitable Fund Inc
EIN
83-4077016
In Care Of
% RON UHING
Phone
4029707207
Address
200 S 108th Ave, Omaha, NE 68154-2631

Signing Officer

Name
William T Yates
Title
Treasurer
Signed
2020-10-08

Organization Details

Principal Officer
William T Yates
Formed
2019
Legal Domicile
Ne
Voting Board Members
3
Independent Board Members
3
Employees
0
Volunteers
0

Preparer

Firm
Ernst & Young US Llp
Address
111 MONUMENT CIRSTE 4000, INDIANAPOLIS, IN 46204
Preparer
Jennifer D Rhoderick
Phone
3176817000
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IRS990/ReconcilationRevenueExpnssAmt01897616
IRS990/RegularMonitoringEnfrcInd0true
IRS990/RelatedEntityInd0true
IRS990/RelatedOrganizationCtrlEntInd0false
IRS990/RelatedOrganizationsAmt03400000
IRS990/RentalIncomeOrLossGrp/PersonalAmt00
IRS990/RentalIncomeOrLossGrp/RealAmt00
IRS990/ReportInvestmentsOtherSecInd0false
IRS990/ReportLandBuildingEquipmentInd0false
IRS990/ReportOtherAssetsInd0false
IRS990/ReportOtherLiabilitiesInd0false
IRS990/ReportProgramRelatedInvstInd0false
IRS990/RevenueAmt00
IRS990/RoyaltiesGrp/TotalAmt00
IRS990/RoyaltiesRevenueGrp/TotalRevenueColumnAmt00
IRS990/RtnEarnEndowmentIncmOthFndsGrp/BOYAmt00
IRS990/RtnEarnEndowmentIncmOthFndsGrp/EOYAmt01897616
IRS990/SavingsAndTempCashInvstGrp/BOYAmt00
IRS990/SavingsAndTempCashInvstGrp/EOYAmt00
IRS990ScheduleA/First5Years170Ind0X
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearAmt03400000
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus1YearAmt00
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus2YearsAmt00
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus3YearsAmt00
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus4YearsAmt00
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/TotalAmt03400000
IRS990ScheduleA/GovtFurnSrvcFcltsVl170Grp/TotalAmt00
IRS990ScheduleA/GrossInvestmentIncome170Grp/TotalAmt00
IRS990ScheduleA/OtherIncome170Grp/TotalAmt00
IRS990ScheduleA/PublicOrganization170Ind0X
IRS990ScheduleA/PublicSupportTotal170Amt068000
IRS990ScheduleA/SubstantialContributorsTotAmt03332000
IRS990ScheduleA/TaxRevLeviedOrgnztnlBnft170Grp/TotalAmt00
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearAmt03400000
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus1YearAmt00
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus2YearsAmt00
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus3YearsAmt00
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus4YearsAmt00
IRS990ScheduleA/TotalCalendarYear170Grp/TotalAmt03400000
IRS990ScheduleA/TotalSupportAmt03400000
IRS990ScheduleA/UnrelatedBusinessNetIncm170Grp/TotalAmt00
IRS990ScheduleB/ContributorInformationGrp/ContributorBusinessName/BusinessNameLine10RESTRICTED
IRS990ScheduleB/ContributorInformationGrp/ContributorNum0RESTRICTED
IRS990ScheduleB/ContributorInformationGrp/ContributorUSAddress/AddressLine10RESTRICTED
IRS990ScheduleB/ContributorInformationGrp/ContributorUSAddress/AddressLine20RESTRICTED
IRS990ScheduleB/ContributorInformationGrp/ContributorUSAddress/City0RESTRICTED
IRS990ScheduleB/ContributorInformationGrp/ContributorUSAddress/State0RESTRICTED
IRS990ScheduleB/ContributorInformationGrp/ContributorUSAddress/ZIPCode0RESTRICTED
IRS990ScheduleB/ContributorInformationGrp/TotalContributionsAmt0RESTRICTED
IRS990/ScheduleBRequiredInd0true
IRS990ScheduleI/GrantRecordsMaintainedInd0true
IRS990ScheduleI/RecipientTable/CashGrantAmt01000000
IRS990ScheduleI/RecipientTable/CashGrantAmt1500000
IRS990ScheduleI/RecipientTable/IRCSectionDesc0501(c)(3)
IRS990ScheduleI/RecipientTable/IRCSectionDesc1501(c)(3)
IRS990ScheduleI/RecipientTable/PurposeOfGrantTxt0COVID-19 RESPONSE
IRS990ScheduleI/RecipientTable/PurposeOfGrantTxt1COVID-19 RESPONSE
IRS990ScheduleI/RecipientTable/RecipientBusinessName/BusinessNameLine1Txt0Nat'l Fdn For The Ctrs For Disease Contr & Prev
IRS990ScheduleI/RecipientTable/RecipientBusinessName/BusinessNameLine1Txt1Feeding America
IRS990ScheduleI/RecipientTable/RecipientEIN0582106707
IRS990ScheduleI/RecipientTable/RecipientEIN1363673599
IRS990ScheduleI/RecipientTable/USAddress/AddressLine1Txt0600 Peachtree Street NE
IRS990ScheduleI/RecipientTable/USAddress/AddressLine1Txt135 East Wacker Drive Suite 2000
IRS990ScheduleI/RecipientTable/USAddress/AddressLine2Txt0Suite 1000
IRS990ScheduleI/RecipientTable/USAddress/CityNm0Atlanta
IRS990ScheduleI/RecipientTable/USAddress/CityNm1Chicago
IRS990ScheduleI/RecipientTable/USAddress/StateAbbreviationCd0GA
IRS990ScheduleI/RecipientTable/USAddress/StateAbbreviationCd1IL
IRS990ScheduleI/RecipientTable/USAddress/ZIPCd030308
IRS990ScheduleI/RecipientTable/USAddress/ZIPCd160601
IRS990ScheduleI/SupplementalInformationDetail/ExplanationTxt0To ensure that the Corporation's grants further its charitable purposes, the Corporation will investigate all potential donee organizations to verify their tax-exempt status, if applicable, and their purposes and activities. The Corporation will clarify in communications with donee organizations that grants may only be used in furtherance of the Corporation's charitable purposes, and the donee organizations may be required to provide reports on their use of funds. The Corporation may require grant proposals from donee organizations describing the intended use of the grant funds, proposed budgets, the obligation of the donee organization to use the funds only for the specified purposes, and the obligation of the donee organization to provide periodic reports and a final report as to the use of the funds. The Corporation may also require that donee organizations return any misused funds, and will reserve the right to withhold further funds in the event that it discovers that granted funds are being misused. The Corporation will require periodic and final written reports on the use of grant funds when a grant is subject to expenditure responsibility requirements and at any other times deemed appropriate.
IRS990ScheduleI/SupplementalInformationDetail/FormAndLineReferenceDesc0SCH I, PART I, LINE 2
IRS990ScheduleI/Total501c3OrgCnt02
IRS990/ScheduleJRequiredInd0false
IRS990/ScheduleORequiredInd0true
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0The Form 990 is prepared by an independent accounting firm, using information provided by the filing organization. A draft From 990 is reviewed by TD Ameritrade's (TDA) Legal, Tax and Accounting departments. After this review, a revised draft is provided to the filing organization's Directors for review. Once reviewed and approved by the filing organization's directors, the Form 990 is signed and filed with the IRS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST BUT ARE NOT PUBLISHED PUBLICLY.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2Whenever a director or officer of the Corporation becomes aware of an actual or potential conflict of interest, he or she is obligated to notify the Board and to disclose all known material facts relating to the conflict. If the Board determines that a conflict exists or that there is the appearance of a conflict, the conflicted transaction may be approved only upon a determination, by majority vote of the disinterested directors, that the transaction is fair and reasonable to and in the best interests of the Corporation. The minutes of any meeting at which a conflict of interest transaction is considered must reflect that the interested person made adequate disclosures and recused himself or herself from voting. This Policy will be administered by the Board or an authorized committee thereof. The Board will review this Policy and may make changes to it from time to time as the Board may deem appropriate.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3Stephen Boyle, Peter Desilva, Thomas Nally, William Yates have a business relationship. Susan Boudrot, William Yates, and Kimberly Hillyer have a business relationship. Thomas Nally and James Dario have a business relationship. Peter Desilva, Thomas Nally, and James Dario have a business relationship.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990, PART VI, SECTION B, LINE 11B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PART VI, QUESTION 19
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, Part VI, Line 12a
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PART VI, LINE 2
IRS990ScheduleR/AssetExchangeInd0false
IRS990ScheduleR/AssetPurchaseFromOtherOrgInd0false
IRS990ScheduleR/AssetSaleToOtherOrgInd0false
IRS990ScheduleR/DivRelatedOrganizationInd0false
IRS990ScheduleR/GiftGrntCapContriFromOthOrgInd0false
IRS990ScheduleR/GiftGrntOrCapContriToOthOrgInd0false
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/DirectControllingEntityName/BusinessNameLine1Txt0NA
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/DirectControllingEntityName/BusinessNameLine1Txt1NA
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/EntityTypeTxt0C-CORP
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/EntityTypeTxt1C-CORP
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/LegalDomicileStateCd0NE
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/LegalDomicileStateCd1NE
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/PrimaryActivitiesTxt0HOLDING CO
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/PrimaryActivitiesTxt1FINANCIAL SVCS
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/RelatedOrganizationName/BusinessNameLine1Txt0TD AMERITRADE HOLDING CORPORATION
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/RelatedOrganizationName/BusinessNameLine1Txt1TD AMERITRADE INC
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/AddressLine1Txt0200 SOUTH 108th AVE
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/AddressLine1Txt1200 SOUTH 108th AVE
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/CityNm0OMAHA
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/CityNm1OMAHA
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/StateAbbreviationCd0NE
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/StateAbbreviationCd1NE
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/ZIPCd068154
IRS990ScheduleR/IdRelatedOrgTxblCorpTrGrp/USAddress/ZIPCd168154
IRS990ScheduleR/LoansOrGuaranteesFromOthOrgInd0false
IRS990ScheduleR/LoansOrGuaranteesToOtherOrgInd0false
IRS990ScheduleR/PaidEmployeesSharingInd0false
IRS990ScheduleR/PerformOfServicesByOtherOrgInd0false
IRS990ScheduleR/PerformOfServicesForOthOrgInd0false
IRS990ScheduleR/ReceiptOfIntAnntsRntsRyltsInd0false
IRS990ScheduleR/ReimbursementPaidByOtherOrgInd0false
IRS990ScheduleR/ReimbursementPaidToOtherOrgInd0false
IRS990ScheduleR/RentalOfFacilitiesToOthOrgInd0false
IRS990ScheduleR/RentalOfFcltsFromOthOrgInd0false
IRS990ScheduleR/SharingOfFacilitiesInd0false
IRS990ScheduleR/TransferFromOtherOrgInd0false
IRS990ScheduleR/TransferToOtherOrgInd0false
IRS990/SchoolOperatingInd0false
IRS990/SignificantChangeInd0false
IRS990/SignificantNewProgramSrvcInd0false
IRS990/SubjectToExcsTaxNetInvstIncInd0false
IRS990/SubjectToProxyTaxInd0false
IRS990/SubjToTaxRmnrtnExPrchtPymtInd0false
IRS990/TaxablePartyNotificationInd0false

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