Civic Intelligence

Three Roots Capital

990 • Fiscal year 2017 • EIN 62-1624472

Jan 01, 2017 to Dec 31, 2017 • Filed on Nov 15, 2018

Organization ProfileWWW.3ROOTSCAPITAL.ORG

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12640 Kingston PikeKnoxville, TN 37934

(865) 220-1716

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

91st percentile

0.99x

Higher debt load relative to assets than 91% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Liabilities / Revenue

99th percentile

70.79x

Higher debt load relative to revenue than 99% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Net Margin

64th percentile

8.0%

Higher net margin than 64% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Top Officer Pay

9th percentile

$126,804

Higher top officer pay than 9% of similar nonprofits.

Top officer pay equals 17.7% of source-year revenue.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Source year 2017

Asset Growth

99th percentile

230%

Faster asset growth than 99% of similar nonprofits.

2017 filings • 501(c)3 • $50M-$100M nonprofits • Annualized from 2016 to 2017

Revenue Growth

Score unavailable

No value available

A valid growth rate could not be computed from the available filing history.

Annualized from 2016 to 2017

Balance Sheet
Liabilities / Assets91st percentile

Assets

Flat

$51,274,510

Flat from 2017

Net Assets

Flat

$434,523

Flat from 2017

Liabilities

Flat

$50,839,987

Flat from 2017

Revenue And Expenses
Liabilities / Revenue99th percentileNet Margin64th percentile

Revenue

Flat

$718,192

Flat from 2017

Expenses

Flat

$660,765

Flat from 2017

Net Income

Flat

$57,427

Flat from 2017

Historical Trend

Balance Sheet Trend

Asset Growth99th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$200M$150M$100M$50M$0Assets 2011: $3,367,054Liabilities 2011: $1,240,796Net Assets 2011: $2,126,2582011Assets 2012: $3,091,183Liabilities 2012: $1,257,539Net Assets 2012: $1,833,6442012Assets 2013: $2,136,978Liabilities 2013: $369,909Net Assets 2013: $1,767,0692013Assets 2014: $1,712,218Liabilities 2014: $245,594Net Assets 2014: $1,466,6242014Assets 2015: $1,570,665Liabilities 2015: $233,674Net Assets 2015: $1,336,9912015Assets 2016: $15,520,488Liabilities 2016: $15,143,392Net Assets 2016: $377,0962016Assets 2017: $51,274,510Liabilities 2017: $50,839,987Net Assets 2017: $434,5232017Assets 2017: $51,274,510Liabilities 2017: $50,839,987Net Assets 2017: $434,5232017Assets 2018: $66,143,194Liabilities 2018: $65,573,846Net Assets 2018: $569,3482018Assets 2019: $84,026,259Liabilities 2019: $83,140,375Net Assets 2019: $885,8842019Assets 2020: $86,877,405Liabilities 2020: $85,373,489Net Assets 2020: $1,503,9162020Assets 2021: $108,470,074Liabilities 2021: $105,253,502Net Assets 2021: $3,216,5722021Assets 2022: $128,659,022Liabilities 2022: $123,707,474Net Assets 2022: $4,951,5482022Assets 2023: $176,294,267Liabilities 2023: $169,744,249Net Assets 2023: $6,550,0182023Assets 2024: $190,127,014Liabilities 2024: $180,662,322Net Assets 2024: $9,464,6922024

Highlighted filing

2017

Assets$51,274,510
Liabilities$50,839,987
Net Assets$434,523
Open 2017 Filing

Operations Trend

Revenue GrowthScore unavailable

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$8.0M$6.0M$4.0M$2.0M$0-$2.0MExpenses 2011: $2,975,6982011Expenses 2012: $2,298,1772012Revenue 2013: $2,803,204Expenses 2013: $2,871,896Net Income 2013: -$68,6922013Revenue 2014: $1,640,385Expenses 2014: $1,940,410Net Income 2014: -$300,0252014Revenue 2015: $1,629,386Expenses 2015: $1,758,683Net Income 2015: -$129,2972015Revenue 2016: -$80,969Expenses 2016: $878,926Net Income 2016: -$959,8952016Revenue 2017: $718,192Expenses 2017: $660,765Net Income 2017: $57,4272017Revenue 2017: $718,192Expenses 2017: $660,765Net Income 2017: $57,4272017Revenue 2018: $979,110Expenses 2018: $844,285Net Income 2018: $134,8252018Revenue 2019: $1,670,160Expenses 2019: $1,353,624Net Income 2019: $316,5362019Revenue 2020: $1,855,157Expenses 2020: $1,237,125Net Income 2020: $618,0322020Revenue 2021: $3,110,198Expenses 2021: $1,397,542Net Income 2021: $1,712,6562021Revenue 2022: $3,463,266Expenses 2022: $1,728,290Net Income 2022: $1,734,9762022Revenue 2023: $3,754,391Expenses 2023: $2,155,921Net Income 2023: $1,598,4702023Revenue 2024: $6,836,645Expenses 2024: $3,921,971Net Income 2024: $2,914,6742024

Highlighted filing

2017

Revenue$718,192
Expenses$660,765
Net Income$57,427
Open 2017 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2017 to Dec 31, 2017
Signed
Nov 15, 2018
Return Version
2017v2.3
Gross Receipts
$718,192
Mission and Program Overview

Mission

Community development in east tennessee and southern appalachiathrough access to capital and job creation.

Access to capital and advisory services that create successful outcomes for clients and partners

Balance Sheet Detail
LineBeginningEndChange
Assets
Other Notes and Loans Receivable, Net$28,144$5,679,809▲ $5,651,665
Savings and Temporary Cash Investments$227,819$279,407▲ $51,588
Accounts Receivable$52,245$0▼ $52,245
Prepaid Expenses and Deferred Charges$1,050$39,476▲ $38,426
Land, Buildings, and Equipment, Net$16,969$9,474▼ $7,495
Total Assets$15,520,488$51,274,510▲ $35,754,022
Other Assets Total$15,194,261$45,266,344▲ $30,072,083
Liabilities
Mortgage Notes Payable Secured by Investment Property$15,101,510$50,700,164▲ $35,598,654
Accounts Payable and Accrued Expenses$38,882$73,001▲ $34,119
Deferred Revenue$3,000$66,822▲ $63,822
Total Liabilities$15,143,392$50,839,987▲ $35,696,595
Net Assets / Fund Balance
Unrestricted Net Assets$267,433$329,819▲ $62,386
Temporarily Rstr Net Assets$109,663$104,704▼ $4,959
Total Net Assets Fund Balance$377,096$434,523▲ $57,427
Total Liabilities and Net Assets / Fund Balance$15,520,488$51,274,510▲ $35,754,022

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$9,474$51,632$61,106
Other Assets Org$47,879--
Compensation and Service Providers
Top Officer Pay9th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
Grady VanderhoovenPresident & CEOFT$118,848$7,956$126,804
Chris MillerCFOFT$108,346$2,809$111,155

Board Members and Trustees

NameTitle
David BradshawChairman
Fred TompkinsDirector
Roger KigerDirector
Revenue and Support

Revenue Composition

Contributions and Grants
$344,621
Program Service Revenue
$372,731
Investment Income
$0
Other Revenue
$840
Change in Net Assets
$57,427

Audited Revenue Reconciliation

Revenue per Audited Statements
$718,192
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$0
Total Revenue per Audited Statements
$718,192
Total Revenue per Form 990
$718,192
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$457,511
Other Expenses$203,254
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$166,126$43,574-$209,700
Current Officers, Directors, Trustees, and Key Employees$159,610$41,868-$201,478
Fees for Services Accounting-$43,189-$43,189
Payroll Taxes$24,574$4,893-$29,467
Occupancy-$24,718-$24,718
Advertising-$17,025-$17,025
Office Expenses$627$14,583-$15,210
Fees for Services Other-$10,825-$10,825
Pension Plan Contributions-$8,616-$8,616
Other Employee Benefits-$8,250-$8,250
Insurance-$8,034-$8,034
Depreciation Depletion-$7,496-$7,496
Information Technology-$5,868-$5,868
Fees for Services Legal-$4,058-$4,058
Other Expenses$57,039$2,559-$2,559
Travel$229$1,685-$1,914
Total Functional Expenses$408,205$252,560$0$660,765

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$660,765
Total Expenses per Audited Statements$660,765
Total Expenses per Form 990$660,765
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Interested-Person Transactions

Interested PartyRelationshipDescriptionShared RevenueAmount
Eclipse ManagementCEO of Three Roots, Grady Vanderhoofven, Is Also an Officer of Eclipse MgmtEclipse Management Purchases Services From Three Roots Capital. All Transactions Are at Arms Length and at Fair Market Value.No$40,772
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section B, Line 11B

“The data for form 990 is assembled by the chief financial officer and the 990 forms are completed with the assistance of an independent cpa in conjunction with the annual audit of the financial statements. The completed form is reviewed by the president and chief executive officer. The 990 tax form is subsequently reviewed by the board of directors.”

Form 990, Part VI, Section B, Line 12C

“Upon entering service and then periodically thereafter, questionnaires are distributed to board members, officers, key employees and senior managers related to the organization's conflict of interest policies. Responses are reviewed by the board of directors; management then prepares financial statement disclosures as appropriate. In the event of potential conflicts the person recuses themselves from both discussions and votes on any matter where a conflict exists.”

Form 990, Part VI, Section B, Line 15

“Three roots capital utilizes a compensation committee comprised of independent board members which reviews and approves the compensation package for officers and key employees. Each package is reviewed in conjunction with a job description, performance review, and comparable compensation data. Outside consultants are utilized regarding specific issues when appropriate as determined by the board of directors. Minutes of meetings and documentation of compensation packages are maintained.”

Form 990, Part VI, Section C, Line 19

“Three roots capital makes its organizing documents and policy statements available upon request. Financial statements are presented regularly to various internal committees and the full board. The board consists of community members.”

Filing and Contact Details

Filer

Filer Name
Three Roots Capital
EIN
62-1624472
Phone
8652201716
Address
12640 KINGSTON PIKE, KNOXVILLE, TN 37934

Signing Officer

Name
Chris Miller
Title
CFO
Phone
8652201716
Signed
2018-11-15
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Chris Miller
Formed
1995
Legal Domicile
Tn
Voting Board Members
3
Independent Board Members
3
Employees
5
Volunteers
3

Preparer

Firm
Elliott Davis Llcpllc
Address
629 MARKET STREET SUITE 100, CHATTANOOGA, TN 37402
Preparer
Eric Myers
Phone
4237567100
Supplemental Narrative

Additional Explanations

Form 990, Part XII, Line 2C

“There has been no significant or material change from prior years.”

Financial Statement Notes

PART X, LINE 2:

“The organization is exempt from federal and state income taxes under section 501(c)(3) of the internal revenue code and relevant state regulations. Accordingly, income tax expense is limited to the activities that are deemed by the internal revenue service to be unrelated to the organization's exempt purpose.”

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IRS990/ReconcilationRevenueExpnssAmt057427
IRS990/RegularMonitoringEnfrcInd01
IRS990/RelatedEntityInd00
IRS990/RelatedOrganizationCtrlEntInd00
IRS990/ReportInvestmentsOtherSecInd00
IRS990/ReportLandBuildingEquipmentInd01
IRS990/ReportOtherAssetsInd01
IRS990/ReportOtherLiabilitiesInd00
IRS990/ReportProgramRelatedInvstInd00
IRS990/RevenueAmt0373571
IRS990/SavingsAndTempCashInvstGrp/BOYAmt0227819
IRS990/SavingsAndTempCashInvstGrp/EOYAmt0279407
IRS990ScheduleA/Form990ScheduleAPartVIGrp/ExplanationTxt0OTHER INCOME FOR PRIOR YEARS ARE AMOUNTS FOR SUPPORT RELATED TO THE ORGANIZATION'S MISSION FOR WHICH PROPER CLASSIFICATION WAS UNDETERMINABLE.
IRS990ScheduleA/Form990ScheduleAPartVIGrp/FormAndLineReferenceDesc0SCHEDULE A, PART III, SECTION B, LINE 12:
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearAmt0344621
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus1YearAmt0140121
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus2YearsAmt0509885
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus3YearsAmt0792098
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/CurrentTaxYearMinus4YearsAmt0615651
IRS990ScheduleA/GiftsGrantsContriRcvd170Grp/TotalAmt02402376
IRS990ScheduleA/GrossInvestmentIncome170Grp/CurrentTaxYearMinus1YearAmt0362
IRS990ScheduleA/GrossInvestmentIncome170Grp/CurrentTaxYearMinus2YearsAmt0296695
IRS990ScheduleA/GrossInvestmentIncome170Grp/CurrentTaxYearMinus3YearsAmt071477
IRS990ScheduleA/GrossInvestmentIncome170Grp/CurrentTaxYearMinus4YearsAmt0303040
IRS990ScheduleA/GrossInvestmentIncome170Grp/TotalAmt0671574
IRS990ScheduleA/GrossReceiptsRltdActivitiesAmt04094888
IRS990ScheduleA/InvestmentIncomePYPct00.08530
IRS990ScheduleA/OtherIncome170Grp/CurrentTaxYearAmt0840
IRS990ScheduleA/OtherIncome170Grp/CurrentTaxYearMinus1YearAmt015823
IRS990ScheduleA/OtherIncome170Grp/TotalAmt016663
IRS990ScheduleA/PublicOrganization170Ind0X
IRS990ScheduleA/PublicSupportCY170Pct00.77730
IRS990ScheduleA/PublicSupportPY509Pct00.91240
IRS990ScheduleA/PublicSupportTotal170Amt02402376
IRS990ScheduleA/ThirtyThrPctSuprtTestsCY170Ind0X
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearAmt0344621
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus1YearAmt0140121
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus2YearsAmt0509885
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus3YearsAmt0792098
IRS990ScheduleA/TotalCalendarYear170Grp/CurrentTaxYearMinus4YearsAmt0615651
IRS990ScheduleA/TotalCalendarYear170Grp/TotalAmt02402376
IRS990ScheduleA/TotalSupportAmt03090613
IRS990/ScheduleBRequiredInd01
IRS990ScheduleD/EquipmentGrp/BookValueAmt09474
IRS990ScheduleD/EquipmentGrp/DepreciationAmt051632
IRS990ScheduleD/EquipmentGrp/OtherCostOrOtherBasisAmt061106
IRS990ScheduleD/ExpensesNotReportedAmt00
IRS990ScheduleD/ExpensesNotRptFinclStmtAmt00
IRS990ScheduleD/ExpensesSubtotalAmt0660765
IRS990ScheduleD/FootnoteTextInd0X
IRS990ScheduleD/OtherAssetsOrgGrp/BookValueAmt045218465
IRS990ScheduleD/OtherAssetsOrgGrp/BookValueAmt147879
IRS990ScheduleD/OtherAssetsOrgGrp/Desc0RESTRICTED CASH
IRS990ScheduleD/OtherAssetsOrgGrp/Desc1CONTRACTS RECEIVABLE
IRS990ScheduleD/RevenueNotReportedAmt00
IRS990ScheduleD/RevenueNotReportedFinclStmtAmt00
IRS990ScheduleD/RevenueSubtotalAmt0718192
IRS990ScheduleD/SupplementalInformationDetail/ExplanationTxt0THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND RELEVANT STATE REGULATIONS. ACCORDINGLY, INCOME TAX EXPENSE IS LIMITED TO THE ACTIVITIES THAT ARE DEEMED BY THE INTERNAL REVENUE SERVICE TO BE UNRELATED TO THE ORGANIZATION'S EXEMPT PURPOSE.
IRS990ScheduleD/SupplementalInformationDetail/FormAndLineReferenceDesc0PART X, LINE 2:
IRS990ScheduleD/TotalBookValueLandBuildingsAmt09474
IRS990ScheduleD/TotalBookValueOtherAssetsAmt045266344
IRS990ScheduleD/TotalExpensesPerForm990Amt0660765
IRS990ScheduleD/TotalRevenuePerForm990Amt0718192
IRS990ScheduleD/TotalRevEtcAuditedFinclStmtAmt0718192
IRS990ScheduleD/TotExpnsEtcAuditedFinclStmtAmt0660765
IRS990/ScheduleJRequiredInd00
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/NameOfInterested/PersonNm0ECLIPSE MANAGEMENT
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/RelationshipDescriptionTxt0CEO OF THREE ROOTS, GRADY VANDERHOOFVEN, IS ALSO AN OFFICER OF ECLIPSE MGMT
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/SharingOfRevenuesInd00
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionAmt040772
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionDesc0ECLIPSE MANAGEMENT PURCHASES SERVICES FROM THREE ROOTS CAPITAL. ALL TRANSACTIONS ARE AT ARMS LENGTH AND AT FAIR MARKET VALUE.
IRS990/ScheduleORequiredInd01
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0THE DATA FOR FORM 990 IS ASSEMBLED BY THE CHIEF FINANCIAL OFFICER AND THE 990 FORMS ARE COMPLETED WITH THE ASSISTANCE OF AN INDEPENDENT CPA IN CONJUNCTION WITH THE ANNUAL AUDIT OF THE FINANCIAL STATEMENTS. THE COMPLETED FORM IS REVIEWED BY THE PRESIDENT AND CHIEF EXECUTIVE OFFICER. THE 990 TAX FORM IS SUBSEQUENTLY REVIEWED BY THE BOARD OF DIRECTORS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1UPON ENTERING SERVICE AND THEN PERIODICALLY THEREAFTER, QUESTIONNAIRES ARE DISTRIBUTED TO BOARD MEMBERS, OFFICERS, KEY EMPLOYEES AND SENIOR MANAGERS RELATED TO THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES. RESPONSES ARE REVIEWED BY THE BOARD OF DIRECTORS; MANAGEMENT THEN PREPARES FINANCIAL STATEMENT DISCLOSURES AS APPROPRIATE. IN THE EVENT OF POTENTIAL CONFLICTS THE PERSON RECUSES THEMSELVES FROM BOTH DISCUSSIONS AND VOTES ON ANY MATTER WHERE A CONFLICT EXISTS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2THREE ROOTS CAPITAL UTILIZES A COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT BOARD MEMBERS WHICH REVIEWS AND APPROVES THE COMPENSATION PACKAGE FOR OFFICERS AND KEY EMPLOYEES. EACH PACKAGE IS REVIEWED IN CONJUNCTION WITH A JOB DESCRIPTION, PERFORMANCE REVIEW, AND COMPARABLE COMPENSATION DATA. OUTSIDE CONSULTANTS ARE UTILIZED REGARDING SPECIFIC ISSUES WHEN APPROPRIATE AS DETERMINED BY THE BOARD OF DIRECTORS. MINUTES OF MEETINGS AND DOCUMENTATION OF COMPENSATION PACKAGES ARE MAINTAINED.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3THREE ROOTS CAPITAL MAKES ITS ORGANIZING DOCUMENTS AND POLICY STATEMENTS AVAILABLE UPON REQUEST. FINANCIAL STATEMENTS ARE PRESENTED REGULARLY TO VARIOUS INTERNAL COMMITTEES AND THE FULL BOARD. THE BOARD CONSISTS OF COMMUNITY MEMBERS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt4THERE HAS BEEN NO SIGNIFICANT OR MATERIAL CHANGE FROM PRIOR YEARS.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990, PART VI, SECTION B, LINE 11B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PART VI, SECTION B, LINE 12C
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PART VI, SECTION B, LINE 15
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PART VI, SECTION C, LINE 19
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc4FORM 990, PART XII, LINE 2C
IRS990/SchoolOperatingInd00
IRS990/SignificantChangeInd00
IRS990/SignificantNewProgramSrvcInd00
IRS990/StatesWhereCopyOfReturnIsFldCd0TN
IRS990/SubjectToProxyTaxInd00
IRS990/TaxablePartyNotificationInd00
IRS990/TaxExemptBondsInd00
IRS990/TemporarilyRstrNetAssetsGrp/BOYAmt0109663
IRS990/TemporarilyRstrNetAssetsGrp/EOYAmt0104704
IRS990/TempOrPermanentEndowmentsInd00
IRS990/TerminateOperationsInd00
IRS990/TotalAssetsBOYAmt015520488
IRS990/TotalAssetsEOYAmt051274510
IRS990/TotalAssetsGrp/BOYAmt015520488
IRS990/TotalAssetsGrp/EOYAmt051274510
IRS990/TotalCompGreaterThan150KInd00
IRS990/TotalContributionsAmt0344621
IRS990/TotalEmployeeCnt05
IRS990/TotalFunctionalExpensesGrp/FundraisingAmt00
IRS990/TotalFunctionalExpensesGrp/ManagementAndGeneralAmt0252560
IRS990/TotalFunctionalExpensesGrp/ProgramServicesAmt0408205
IRS990/TotalFunctionalExpensesGrp/TotalAmt0660765
IRS990/TotalGrossUBIAmt00
IRS990/TotalLiabilitiesBOYAmt015143392
IRS990/TotalLiabilitiesEOYAmt050839987
IRS990/TotalLiabilitiesGrp/BOYAmt015143392
IRS990/TotalLiabilitiesGrp/EOYAmt050839987
IRS990/TotalNetAssetsFundBalanceGrp/BOYAmt0377096
IRS990/TotalNetAssetsFundBalanceGrp/EOYAmt0434523
IRS990/TotalOtherCompensationAmt010765
IRS990/TotalProgramServiceExpensesAmt0408205
IRS990/TotalProgramServiceRevenueAmt0372731
IRS990/TotalReportableCompFromOrgAmt0227194
IRS990/TotalRevenueGrp/ExclusionAmt00
IRS990/TotalRevenueGrp/RelatedOrExemptFuncIncomeAmt0373571
IRS990/TotalRevenueGrp/TotalRevenueColumnAmt0718192
IRS990/TotalRevenueGrp/UnrelatedBusinessRevenueAmt00
IRS990/TotalVolunteersCnt03
IRS990/TotLiabNetAssetsFundBalanceGrp/BOYAmt015520488
IRS990/TotLiabNetAssetsFundBalanceGrp/EOYAmt051274510
IRS990/TotReportableCompRltdOrgAmt00
IRS990/TravelGrp/ManagementAndGeneralAmt01685
IRS990/TravelGrp/ProgramServicesAmt0229
IRS990/TravelGrp/TotalAmt01914
IRS990/TrnsfrExmptNonChrtblRltdOrgInd00
IRS990/TypeOfOrganizationOtherInd0X
IRS990/UnrelatedBusIncmOverLimitInd00
IRS990/UnrestrictedNetAssetsGrp/BOYAmt0267433
IRS990/UnrestrictedNetAssetsGrp/EOYAmt0329819
IRS990/UponRequestInd0X
IRS990/USAddress/AddressLine1Txt012640 KINGSTON PIKE
IRS990/USAddress/CityNm0KNOXVILLE
IRS990/USAddress/StateAbbreviationCd0TN
IRS990/USAddress/ZIPCd037934
IRS990/VotingMembersGoverningBodyCnt03
IRS990/VotingMembersIndependentCnt03
IRS990/WebsiteAddressTxt0WWW.3ROOTSCAPITAL.ORG
IRS990/WhistleblowerPolicyInd01
ReturnHeader/BuildTS02019-02-21 02:37:17Z
ReturnHeader/BusinessOfficerGrp/DiscussWithPaidPreparerInd01
ReturnHeader/BusinessOfficerGrp/PersonNm0CHRIS MILLER
ReturnHeader/BusinessOfficerGrp/PersonTitleTxt0CFO
ReturnHeader/BusinessOfficerGrp/PhoneNum08652201716
ReturnHeader/BusinessOfficerGrp/SignatureDt02018-11-15
ReturnHeader/Filer/BusinessName/BusinessNameLine1Txt0THREE ROOTS CAPITAL
ReturnHeader/Filer/BusinessNameControlTxt0THRE
ReturnHeader/Filer/EIN0621624472
ReturnHeader/Filer/PhoneNum08652201716
ReturnHeader/Filer/USAddress/AddressLine1Txt012640 KINGSTON PIKE
ReturnHeader/Filer/USAddress/CityNm0KNOXVILLE
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ReturnHeader/FilingSecurityInformation/FilingLicenseTypeCd0P
ReturnHeader/FilingSecurityInformation/IPAddress/IPv4AddressTxt068.169.166.192
ReturnHeader/FilingSecurityInformation/IPDt02018-11-15
ReturnHeader/FilingSecurityInformation/IPTimezoneCd0ES
ReturnHeader/FilingSecurityInformation/IPTm012:17:31
ReturnHeader/PreparerFirmGrp/PreparerFirmEIN0570381582
ReturnHeader/PreparerFirmGrp/PreparerFirmName/BusinessNameLine1Txt0ELLIOTT DAVIS LLCPLLC
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/AddressLine1Txt0629 MARKET STREET SUITE 100
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/CityNm0CHATTANOOGA
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/StateAbbreviationCd0TN
ReturnHeader/PreparerFirmGrp/PreparerUSAddress/ZIPCd037402

Document Assets

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Filings

Displayed year

2017 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$51,274,510
Liabilities
$50,839,987
Net assets
$434,523
Revenue
$718,192
Expenses
$660,765
Net income
$57,427
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$190$181$9.46$6.84$3.92$2.91
2023Summary only. Only limited summary data is available for this year.$176$170$6.55$3.75$2.16$1.60
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$129$124$4.95$3.46$1.73$1.73
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$108$105$3.22$3.11$1.40$1.71
2020XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$86.9$85.4$1.50$1.86$1.24$0.62
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$84.0$83.1$0.89$1.67$1.35$0.32
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$66.1$65.6$0.57$0.98$0.84$0.13
2017Detailed filing. Detailed filing data is available for this year.$51.3$50.8$0.43$0.72$0.66$0.06
2017Summary only. Only limited summary data is available for this year.$51.3$50.8$0.43$0.72$0.66$0.06
2016Summary only. Only limited summary data is available for this year.$15.5$15.1$0.38$0.08$0.88$0.96
2015XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.57$0.23$1.34$1.63$1.76$0.13
2014XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.71$0.25$1.47$1.64$1.94$0.30
2013Detailed filing. Detailed filing data is available for this year.$2.14$0.37$1.77$2.80$2.87$0.07
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$3.09$1.26$1.83$2.30
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$3.37$1.24$2.13$2.98