Civic Intelligence

Climate Institute

990 • Fiscal year 2019 • EIN 52-1492178

Jan 01, 2019 to Dec 31, 2019 • Filed on Nov 06, 2020

1225 New York Avenue NW No 800Washington, DC 20005-6408

(202) 552-0163

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

94th percentile

0.98x

Higher debt load relative to assets than 94% of similar nonprofits.

2019 filings • 501(c)3 • <$500k nonprofits • Source year 2019

Liabilities / Revenue

85th percentile

0.13x

Higher debt load relative to revenue than 85% of similar nonprofits.

2019 filings • 501(c)3 • <$500k nonprofits • Source year 2019

Net Margin

97th percentile

83%

Higher net margin than 97% of similar nonprofits.

2019 filings • 501(c)3 • <$500k nonprofits • Source year 2019

Top Officer Pay

81st percentile

$12,000

Higher top officer pay than 81% of similar nonprofits.

Top officer pay equals 2.5% of source-year revenue.

2019 filings • 501(c)3 • <$500k nonprofits • Source year 2019

Asset Growth

93rd percentile

126%

Faster asset growth than 93% of similar nonprofits.

2019 filings • 501(c)3 • <$500k nonprofits • Annualized from 2018 to 2019

Revenue Growth

96th percentile

212%

Faster revenue growth than 96% of similar nonprofits.

2019 filings • 501(c)3 • <$500k nonprofits • Annualized from 2018 to 2019

Assets

Up

$65,178

Up $36,399 (+126%) from 2018

Net Assets

Up

$1,213

Up $400,519 (+100%) from 2018

Liabilities

Down

$63,965

Down $364,120 (-85%) from 2018

Revenue

Up

$482,118

Up $327,423 (+212%) from 2018

Expenses

Down

$81,746

Down $9,261 (-10%) from 2018

Net Income

Up

$400,372

Up $336,684 (+529%) from 2018

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$1.0M$500K$0-$500K-$1.0MAssets 2010: $239,101Liabilities 2010: $225,646Net Assets 2010: $13,4552010Assets 2011: $38,417Liabilities 2011: $279,783Net Assets 2011: -$241,3662011Assets 2012: $20,935Liabilities 2012: $696,871Net Assets 2012: -$675,9362012Assets 2014: $9,395Liabilities 2014: $375,552Net Assets 2014: -$366,1572014Assets 2015: $70,432Liabilities 2015: $389,195Net Assets 2015: -$318,7632015Assets 2016: $30,788Liabilities 2016: $426,9102016Assets 2017: $13,978Liabilities 2017: $477,156Net Assets 2017: -$463,1782017Assets 2018: $28,779Liabilities 2018: $428,085Net Assets 2018: -$399,3062018Assets 2019: $65,178Liabilities 2019: $63,965Net Assets 2019: $1,2132019Assets 2020: $9,190Liabilities 2020: $56,933Net Assets 2020: -$47,7432020Assets 2021: $29,683Liabilities 2021: $64,031Net Assets 2021: -$34,3482021

Highlighted filing

2019

Assets$65,178
Liabilities$63,965
Net Assets$1,213

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$3.0M$2.0M$1.0M$0-$1.0MRevenue 2010: $2,731,463Expenses 2010: $2,626,266Net Income 2010: $105,1972010Revenue 2011: $1,641,745Expenses 2011: $1,624,125Net Income 2011: $17,6202011Revenue 2012: $359,473Expenses 2012: $794,244Net Income 2012: -$434,7712012Revenue 2014: $39,219Expenses 2014: $81,235Net Income 2014: -$42,0162014Revenue 2015: $671,720Expenses 2015: $624,326Net Income 2015: $47,3942015Revenue 2016: $89,393Expenses 2016: $166,752Net Income 2016: -$77,3592016Revenue 2017: $66,784Expenses 2017: $134,076Net Income 2017: -$67,2922017Revenue 2018: $154,695Expenses 2018: $91,007Net Income 2018: $63,6882018Revenue 2019: $482,118Expenses 2019: $81,746Net Income 2019: $400,3722019Revenue 2020: $56,280Expenses 2020: $105,236Net Income 2020: -$48,9562020Revenue 2021: $31,951Expenses 2021: $18,556Net Income 2021: $13,3952021

Highlighted filing

2019

Revenue$482,118
Expenses$81,746
Net Income$400,372
Jump To
Filing Snapshot
Filing Period
Jan 1, 2019 to Dec 31, 2019
Signed
Nov 6, 2020
Return Version
2019v5.1
Gross Receipts
$482,118
Mission and Program Overview

Mission

The climate institute is organized for the purpose of educating the general public and policy makers as to the gravity of potential climate change, exploring the policy implications of the latest scientific findings on climate modelling and health and environmental effects of climate change, and any other lawful purposes which promote the institute's general goals.

SEE PART III, LINE 1.

Balance Sheet Detail
LineBeginningEndChange
Assets
Loans From Officers Directors$358,187--
Cash and Non-Interest-Bearing Accounts$28,294$64,555▲ $36,261
Savings and Temporary Cash Investments$485$623▲ $138
Total Assets$28,779$65,178▲ $36,399
Liabilities
Accounts Payable and Accrued Expenses$69,898$63,965▼ $5,933
Total Liabilities$428,085$63,965▼ $364,120
Net Assets / Fund Balance
Net Assets With Donor Restrictions$21,000$17,000▼ $4,000
Net Assets Without Donor Restrictions$-420,306$-15,787▲ $404,519
Total Net Assets Fund Balance$-399,306$1,213▲ $400,519
Total Liabilities and Net Assets / Fund Balance$28,779$65,178▲ $36,399
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseTotal
Brian Fowler See Sch OAsst Secretary/treasurerPT$12,000$12,000

Board Members and Trustees

NameTitle
Sir Crispin TickellChairman
Charles BaylessCo-chair
John C Topping Jr See Sch OPresident
Barbara HernandezBoard Member
Bert KerstetterBoard Member
Carlos Diaz LealBoard Member
Devra DavisBoard Member
John Noel IiiBoard Member
Joseph a CannonBoard Member
Linda Brown From 122019Board Member
Luis Roberto AcostaBoard Member
Margie Simon De OrtizBoard Member
Marilyn LordBoard Member
Michael Maccracken See Sch OBoard Member
Michele FettingBoard Member
Oriana Tickell De CastelloBoard Member
Philip L JohnsonBoard Member
Robert CorellBoard Member
Stephen LeathermanBoard Member
Thomas GaleBoard Member
Thomas PetriBoard Member
Thomas R CastenBoard Member
Nasir a Khattak See Sch OCOO & Board Member
Mark GoldbergCEO
Samuel a ShererSecretary-treasurer
Revenue and Support

Revenue Composition

Contributions and Grants
$472,048
Program Service Revenue
$10,000
Investment Income
$5
Other Revenue
$65
All Other Contributions
$472,048
Change in Net Assets
$400,372
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$69,746
Salaries, Compensation, and Employee Benefits$12,000
Total Fundraising Expense$4,063
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Occupancy$21,691$10,846$3,615$36,152
Interest-$12,273-$12,273
Current Officers, Directors, Trustees, and Key Employees$9,600$2,400-$12,000
Fees for Services Accounting-$7,158-$7,158
Office Expenses$2,879$2,301$448$5,628
Travel$2,261$181-$2,442
Conferences and Meetings$1,718--$1,718
Information Technology$773$558-$1,331
Insurance-$400-$400
Other Expenses-$25-$25
Total Functional Expenses$38,922$38,761$4,063$81,746
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Loans from Officers, Directors, Trustees, and Key Employees$358,187--
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Backup withholding compliance
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 2

Carlos diaz leal and luis roberto acosta have a family relationship.

Form 990, Part VI, Section A, Line 8B

The organization does not have any committees with authority to act on behalf of the board.

Form 990, Part VI, Section B, Line 11B

The form 990 was prepared by the outside accountants and reviewed by senior management. The board received a copy of the 990 before it was filed with the irs.

Form 990, Part VI, Section B, Line 12C

The organization regularly and consistently monitors and enforces compliance with the conflict of interest policy. In connection with any actual or possible conflict of interest, an interested person must disclose the existence of the financial interest and be given the opportunity to disclose all material facts to the directors when considering the proposed transaction or arrangement. After disclosure of the financial interest and all material facts, and after any discussion with the interested person, he/she leaves the board meeting while the determination of a conflict of interest is discussed and voted upon. The remaining board members decide if a conflict of interest exists. If a more advantageous transaction or arrangement is not reasonably possible under circumstances not producing a conflict of interest, the board determines by a majority vote of the disinterested directors whether the transaction or arrangement is the institute's best interest, for its own benefit, and whether it is fair and reasonable. In conformity with the above determination it makes its decision as to whether to enter into the transaction or arrangement. If the board has reasonable cause to believe a member has failed to disclose actual or possible conflicts of interest, it informs the member of the basis for such belief and afford the member an opportunity to explain the alleged failure to disclose.

Form 990, Part VI, Section B, Line 15

The organization's day-to-day activities are managed by a non-compensated, volunteer board.

Form 990, Part VI, Section C, Line 19

The organization's governing documents, financial statements, its conflict of interest policy, document retention policy and whistleblower policy are made available to the public upon request.

FORM 990, PART VII:

In 2009, the board approved an annual salary of $120,000 for the president, but he has voluntarily foregone that salary from 2009 through 2018. His salary was not accrued and he received no compensation in 2019. Nasir a. Khattak, the institute's chief operating officer, is also a voting board member. He receives compensation only as part of individual project funding. In 2019, he received no compensation from the institute. Michael maccracken, the institute's chief scientist, is also a voting board member. He works pro-bono and received no compensation for his work in 2019. Brian fowler, assistant secretary/treasurer, is also a voting board member as of december 2019. He received a compensation of $12,000 in 2019 for work on updating the institute's website.

Filing and Contact Details

Filer

Filer Name
Climate Institute
EIN
52-1492178
Phone
2025520163
Address
1225 NEW YORK AVENUE NW NO 800, WASHINGTON, DC 20005-6408

Signing Officer

Name
John C Topping Jr
Title
President
Phone
2025520163
Signed
2020-11-06
Discuss with paid preparer
Yes

Organization Details

Principal Officer
John C Topping Jr
Formed
1986
Legal Domicile
Dc
Voting Board Members
24
Independent Board Members
23
Employees
0
Volunteers
0

Preparer

Firm
Gelman Rosenberg & Freedman
Address
4550 MONTGOMERY AVE SUITE 800N, BETHESDA, MD 20814-2930
Preparer
Richard J Locastro CPA
Phone
3019519090
Supplemental Narrative

Additional Explanations

FORM 990, PART III, LINE 4A:

7. In 2018, the climate institute continued as an active member of the indigenous peoples climate change working group and worked closely with tribal colleges on climate related issues. In september 2016 it participated in the 10th anniversary meeting of the working group held at haskell indian nations university. At that meeting, the institute made an award to the working group's founder, professor daniel wildcat, then climate institute board member since 2008. In november 2013, celt, the institute's educational arm, played a key role in organizing a three-day conference of the working group in hanover, new hampshire hosted by dartmouth college. That conference focused on both climate related displacement of indigenous peoples and alternative energy efforts on tribal lands. The summer 2014 issue of climate alert entitled climate related displacement and relocation in the u.s. And abroad built on these discussions. In 2014, celt, working with indigenous leaders, began to build a tribal sustainability partnership initiative encouraging celt students and faculty at colleges and universities, including tribal colleges and universities, to collaborate in designing alternative energy and anticipatory adaptation responses to challenges faced by indigenous communities. In 2015 this work included two clean energy projects and one project studying potential of drip irrigation on tribal lands in the us southwest. In 2019 the institute began to explore how its climate justice efforts might be melded with a generational equity focus. Central to this strategy is empowering vulnerable communities to be innovators in climate response and matching twenty something interns and fellows with senior advisors in an intergenerational collaboration. 8. Continued activity to identify opportunities to remove barriers to energy recycling, thus realizing savings to industry and consumers while also reducing radiative forcing climate change with some success in lowering such barriers within the southeastern us. This activity involved publication of a major paper on the topic, time to rethink climate policies, in the edition of climate alert disseminated at cop-16 in december 2010 and then widely disseminated in the following years. In 2018 the institute continued public advocacy in this area. In 2019 in submissions to legislative branch lec1ders the institute identified ways public policy might reduce regulatory impediments to such change. 9. Continued coordination of the global sustainable energy islands initiative (gseii), including expansion of this effort to encompass ten island nations-seven in the caribbean, two in the pacific and one in the island ocean. In 2016 the institute modified this website to contain information on clean energy transformation in other island nations. This work continued in 2018 and 2019 on a limited basis, with some hope if resources can be generated, of reinvigorating this initiative.

FORM 990, PART III, LINE 4A:

10. The climate institute in 2018 continued to work with its mexican partner organization, climate institute mexico y americana latina, sc, in support of its efforts to perform greenhouse gas monitoring at the world's highest greenhouse monitoring station, the sir crispin tickell high altitude climate observatory. That observatory, at over 15,000 feet above sea level in mexico's state of puebla, opened in january 2009 and sends measurements throughout the year to noaa's earth systems research laboratory in boulder, colorado, for incorporation in global greenhouse monitoring data sets. 11. Work continued in 2018 to assist our mexican partner to develop plans to build a tickell interactive network for climate awareness and response to connect the tickell observatory and the growing cluster of climate outreach centers in mexico with information resources to enable the visitors to those centers to become involved in climate problem solving. 12. Continued compilation of a set of problem solving tools and climate education games in english, spanish, portuguese, chinese and french for use both on the institute website www.climate.org - and by interested climate outreach centers, museums and science centers throughout the world. The development of the arctic survival challenge game is a part of this effort. 13. Speeches, articles, op-eds, and television, radio and print media interviews of climate institute staff and board members on a wide range of topics concerning scientific, economic, policy and ethical aspects of climate protection. 14. In 2019 the institute continued a major transformation of its website to make it more user-friendly and attractive. The website managed to greatly increase its daily visitorship. 15. Use of social media, including facebook and twitter, to expand institute presence.

Raw XML AppendixShowing 400 of 524 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Desc0CLIMATE INSTITUTE ACTIVITIES AND ACCOMPLISHMENTS IN 2019 WERE AS FOLLOWS: 1. THE CLIMATE INSTITUTE INITIATED IN 2016 AND MADE ITS MAJOR PRIORITY IN 2017 A NORTH AMERICAN SUPERGRID TO SLASH POWER SECTOR GREENHOUSE EMISSIONS WHILE ALSO ENHANCING GRID SECURITY AGAINST DEVASTATION FROM SOLAR STORMS, ELECTROMAGNETIC PULSE ATTACKS AND EXTREME WEATHER EVENTS. ON NOVEMBER 29, 2017, IT RELEASED THE RESULTS OF ITS 18-MONTH STUDY IN A SPEAKER EVENT AT GEORGE WASHINGTON UNIVERSITY IN WASHINGTON, DC. THE REPORT IS ACCESSIBLE ONLINE. THE FINANCIAL FEASIBILITY CHAPTER OF THE REPORT WAS UPDATED IN 2018 AND 2019 TO REFLECT DECLINING PRICES OF WIND AND SOLAR ENERGY WITH THE UPDATED REPORT PUBLISHED AND CIRCULATED LATE SUMMER OF 2019. SINCE THEN THE CLIMATE INSTITUTE HAS FOCUSED ON ADVISING POLICYMAKERS OF THE POTENTIAL OF A NATIONWIDE SUPERGRID AS A KEY ELEMENT OF A NATIONAL OR EVEN CONTINENTAL INFRASTRUCTURE EFFORT WHILE ALSO HIGHLIGHTING POSSIBILITIES OF BUILDING SOME SMALLER PORTIONS AS REGIONAL HIGH VOLTAGE DIRECT CURRENT OVERLAYS LINKING LARGELY RURAL SOURCES OF WIND, SOLAR AND OTHER RENEWABLE ENERGY WITH LOAD CONSUMING AREAS.2. IN APRIL 2019 A WIDELY ACCLAIMED BOOK BY NEW YORK TIMES WRITER, NATHANIEL RICH, LOSING EARTH: A RECENT HISTORY, HIGHLIGHTED THE WORK OF THE CLIMATE INSTITUTE AND SEVERAL OF ITS BOARD MEMBERS IN SHAPING MUCH OF THE LAUNCH AND EARLY SUCCESS OF THE US CLIMATE PROTECTION MOVEMENT FROM 1979-1989. RICH HIGHLIGHTED THE INSTITUTE'S SUCCESS IN ITS OCTOBER 1987 FIRST NORTH AMERICAN CONFERENCE IN WASHINGTON IN CONVENING A WIDE RANGE OF STAKEHOLDERS OF VARYING POLITICAL PERSUASIONS, NATIONALITIES AND SECTORS TO DISCUSS COLLABORATIVE APPROACHES TO CLIMATE PROTECTION. THE PUBLICATION OF RICH'S BOOK GAVE THE INSTITUTE AN OPPORTUNITY TO HIGHLIGHT ITS SUCCESS THE SAME YEARS IN CONVENING PIVOTAL CLIMATE MEETINGS NOT ONLY ON NORTH AMERICA (1987 AND 1988) UN MISSIONS (1988) THE ARCTIC (OTTAWA 1989) AND THE MIDDLE EAST (CAIRO 1989).BUILDING ON THE RECOGNITION IN RICH'S BOOK AND A NEAR BOOK LENGTH ARTICLE BY RICH IN THE NEW YORK TIMES MAGAZINE IN AUGUST 2018, THE CLIMATE INSTITUTE RECRUITED CLIMATE INSTITUTE CO-FOUNDER, MARK GOLDBERG, A DRAFTER OF THE 1989 CAIRO COMPACT, TO SERVE AS THE INSTITUTE'S CHIEF EXECUTIVE OFFICER. DRAWING BOTH ON HIS EXTENSIVE KNOWLEDGE OF CLIMATE POLICY AND CONSIDERABLE IN RECENT YEARS IN ORGANIZING AND CONVENING OF KEY STAKEHOLDERS AT BOTH THE NATIONAL AND REGIONAL LEVEL FOR COLLABORATIVE MEETINGS ON HEALTH CARE POLICY, MARK GOLDBERG IN 2019 BEGAN TO LAY THE GROUNDWORK FOR THE CLIMATE INSTITUTE ASSUMING ONCE AGAIN A CRUCIAL ROLE AS A CONVENER OF COLLABORATIVE MEETINGS IN AN INCREASINGLY POLARIZED POLITICAL ENVIRONMENT. AMONG THE AREAS IN WHICH HE MAY LEAD CLIMATE INSTITUTE CONVENING'S ARE ON SUCH TOPICS AS 1) IMPLICATIONS OF CLIMATE CHANGE FOR THE HEALTH CARE SECTOR, 2) HOW COASTAL CITIES CAN ADAPT TO ADDRESS CLIMATE CHANGE, SEA LEVEL RISE, AND STORM SURGE. 3) IMPLICATIONS OF OCEANS FOR CLIMATE CHANGE AND CLIMATE CHANGE FOR THE OCEANS, E.G. HOW CAN OFFSHORE WIND OR TIDAL POWER BE HARNESSED FOR ELECTRICITY, HOW CAN WE USE NATURAL DEFENSES AGAINST SEA LEVEL RISE OR STORM SURGE, E.G. REESTABLISHING OYSTER BEDS, PLANTING MANGROVES AND USING UNCONVENTIONAL MEANS OF PRESERVING CORAL, AND 4) REMOVING OBSTACLES TO A QUICK ROLL OUT OF A REGIONAL HVDC SUPERGRID AND ENSURING THAT THESE REGIONAL SEGMENTS ARE DESIGNED IN A WAY THAT ENABLES A RELATIVELY OPTIMAL CONTINENT - WIDE SUPERGRID.3. CONTINUED WORK ON AN INITIATIVE TO FACILITATE REDUCTIONS IN EMISSIONS OF BLACK CARBON AND SHORT-LIVED GREENHOUSE GASES. IN 2013 THE INSTITUTE REVISED THE FOCUS OF THIS EFFORT TO HIGHLIGHT OPPORTUNITIES TO ACHIEVE LARGE-SCALE REDUCTIONS IN BLACK CARBON EMISSIONS IN MEGA-CITIES OF ASIA BY CREATING A VALUATION WITHIN CLIMATE TRADING SYSTEMS FOR SUCH BLACK CARBON EMISSION REDUCTIONS. IN 2017, 2018 AND 2019, THE INSTITUTE FOCUSED MUCH OF THIS EFFORT ON ARCTIC CLIMATE MITIGATION.4. ACTIVE INVOLVEMENT OF THE CLIMATE INSTITUTE IN THE EFFORT UND
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