Civic Intelligence

Retirement Security Initiative

990 • Fiscal year 2018 • EIN 47-4093255

Jan 01, 2018 to Dec 31, 2018 • Filed on Nov 14, 2019

1430 Blue Oaks BlvdRoseville, CA 95747

(916) 571-6001

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

1st percentile

-0.00x

Higher debt load relative to assets than 1% of similar nonprofits.

2018 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2018

Liabilities / Revenue

1st percentile

-0.00x

Higher debt load relative to revenue than 1% of similar nonprofits.

2018 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2018

Net Margin

65th percentile

14%

Higher net margin than 65% of similar nonprofits.

2018 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2018

Top Officer Pay

95th percentile

$279,600

Higher top officer pay than 95% of similar nonprofits.

Top officer pay equals 14.3% of source-year revenue.

2018 filings • 501(c)4 • $1M-$5M nonprofits • Source year 2018

Asset Growth

97th percentile

147%

Faster asset growth than 97% of similar nonprofits.

2018 filings • 501(c)4 • $1M-$5M nonprofits • Annualized from 2017 to 2018

Revenue Growth

89th percentile

57%

Faster revenue growth than 89% of similar nonprofits.

2018 filings • 501(c)4 • $1M-$5M nonprofits • Annualized from 2017 to 2018

Assets

Up

$464,143

Up $276,219 (+147%) from 2017

Net Assets

Up

$464,147

Up $276,223 (+147%) from 2017

Liabilities

Down

-$4

Down $4 from 2017

Revenue

Up

$1,960,025

Up $710,710 (+57%) from 2017

Expenses

Up

$1,680,180

Up $361,188 (+27%) from 2017

Net Income

Up

$279,845

Up $349,522 (+502%) from 2017

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$600K$400K$200K$0-$200KAssets 2015: $306,876Liabilities 2015: $129Net Assets 2015: $306,7472015Assets 2016: $257,600Liabilities 2016: $0Net Assets 2016: $257,6002016Assets 2017: $187,924Liabilities 2017: $0Net Assets 2017: $187,9242017Assets 2018: $464,143Liabilities 2018: -$4Net Assets 2018: $464,1472018Assets 2019: $302,775Liabilities 2019: $1,307Net Assets 2019: $301,4682019

Highlighted filing

2018

Assets$464,143
Liabilities-$4
Net Assets$464,147

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$2.0M$1.0M$0-$1.0MRevenue 2015: $613,061Expenses 2015: $306,314Net Income 2015: $306,7472015Revenue 2016: $920,500Expenses 2016: $969,647Net Income 2016: -$49,1472016Revenue 2017: $1,249,315Expenses 2017: $1,318,992Net Income 2017: -$69,6772017Revenue 2018: $1,960,025Expenses 2018: $1,680,180Net Income 2018: $279,8452018Revenue 2019: $1,159,628Expenses 2019: $1,322,309Net Income 2019: -$162,6812019

Highlighted filing

2018

Revenue$1,960,025
Expenses$1,680,180
Net Income$279,845
Jump To
Filing Snapshot
Filing Period
Jan 1, 2018 to Dec 31, 2018
Signed
Nov 14, 2019
Return Version
2018v3.1
Gross Receipts
$1,960,025
Mission and Program Overview

Mission

Further the common good of the citizens of the united states by informing andeducating the public and policy leaders regarding the importance and fairsustainable public sector retirement plan and to organize and support policy anddevelopment and advocacy effort at the federal, state county and municipal levels.

Please refer to part iii, line 1 of form 990(schedule o)for organization's mission statement and significant activities.

Balance Sheet Detail
LineBeginningEndChange
Assets
Rtn Earn Endowment Incm Other Fnds$187,924$464,147▲ $276,223
Cash and Non-Interest-Bearing Accounts$160,227$445,518▲ $285,291
Land, Buildings, and Equipment, Net$23,972$14,900▼ $9,072
Savings and Temporary Cash Investments-$0-
Accounts Receivable-$0-
Other Notes and Loans Receivable, Net-$0-
Pledges and Grants Receivable-$0-
Receivable From Disqualified Prsn-$0-
Receivables From Officers Etc-$0-
Investments Other Securities-$0-
Investments Program Related-$0-
Investments in Publicly Traded Securities-$0-
Intangible Assets-$0-
Inventories for Sale or Use-$0-
Prepaid Expenses and Deferred Charges-$0-
Total Assets$187,924$464,143▲ $276,219
Other Assets Total$3,725$3,725→ $0
Liabilities
Other Liabilities-$-4-
Total Liabilities$0$-4▼ $4
Net Assets / Fund Balance
Total Net Assets Fund Balance$187,924$464,147▲ $276,223
Total Liabilities and Net Assets / Fund Balance$187,924$464,143▲ $276,219

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$11,044$3,115$14,159
Equipment$3,856$3,225$7,081
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Peter M ConstantCEOFT$230,000$49,600$279,600
Dan LiljenquistPresidentPT$120,000-$120,000
Charles Chuck ReedChairmanPT$90,000-$90,000

Board Members and Trustees

NameTitle
Richard RavitchDirector
James SpiottoSecretary
Lois ScottTreasurer
Rebekah Rook CPATreasurer

Highest Paid Contractors

ContractorServicesLocationCompensation
Liljenquist Strategies LLCConsulting553 SOUTH DAVIS BLVD, Bountiful, UT 84010$120,000
Revenue and Support

Revenue Composition

Contributions and Grants
$1,960,025
Program Service Revenue
$0
Investment Income
$0
Other Revenue
$0
All Other Contributions
$1,960,025
Change in Net Assets
$279,845
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$928,615
Salaries, Compensation, and Employee Benefits$559,065
Grants and Similar Amounts Paid$192,500
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Fees for Services Lobbying$395,333--$395,333
Current Officers, Directors, Trustees, and Key Employees-$230,000-$230,000
Other Salaries and Wages-$222,027-$222,027
Fees for Services Other$2,737$214,012-$216,749
Grants to Domestic Orgs$192,500--$192,500
Travel-$80,156-$80,156
Occupancy-$57,896-$57,896
Other Employee Benefits-$43,200-$43,200
Pension Plan Contributions-$36,625-$36,625
Fees for Services Accounting-$33,989-$33,989
Payroll Taxes-$27,213-$27,213
Fees for Services Legal$104$14,558-$14,662
All Other Expenses$256$13,265-$13,521
Other Expenses$20,000$10,907-$10,907
Insurance-$7,294-$7,294
Depreciation Depletion-$5,451-$5,451
Advertising-$1,210-$1,210
Total Functional Expenses$610,930$1,069,250$0$1,680,180
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Freedomworks IncWashington, DC(c)(4)General Support$145,000
American Legislative ExchangeArlington, VA(c)(3)General Support$47,500
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Interested-Person Transactions

Interested PartyRelationshipDescriptionShared RevenueAmount
Liljenquist StrategiesSee Info BelowConsultingNo$120,000
Charles Chuck ReedSee Info BelowConsultingNo$90,000

Loans and Receivables

Line ItemBeginningEndChange
Receivables from Disqualified Persons-$0-
Receivables from Officers, Directors, Trustees, and Key Employees-$0-
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Payroll liabilities$-4
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
Yes
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Line 8: Explanation of No Contemporaneously Documentation of Meetings

The organization does not have any committees with the authority to act on behalf ofthe governing body.

Form 990, Part VI, Line 11B: Form 990 Review Process

The form 990 is emailed to the board of directors for review before filing with theirs.

Form 990, Part VI, Line 12C: Explanation of Monitoring and Enforcement of Conflicts

The organization enforces compliance with its conflict of interest policy at theannual board of directors meeting and as new transactions that may present aconflict are considered.

Form 990, Part VI, Line 15A: Compensation Review & Approval Process - CEO, Top Management

Compensation amounts are reviewed and approved by the board in advance. Appropriatecomparability data is obtained and relied upon prior to making decisions. The boardadequately documents the basis for its decisions concurrently with making thedecisions.

Form 990, Part VI, Line 15B: Compensation Review and Approval Process for Officers and Key Employees

Compensation amounts are reviewed and approved by the board in advance. Appropriatecomparability data is obtained and relied upon prior to making decisions. The boardadequately documents the basis for its decisions concurrently with making thedecisions.

Form 990, Part VI, Line 19: Other Organization Documents Publicly Available

The organizations financial statements, conflict of interest policy and governingdocuments are available upon request for the same period of disclosure as set forthin section 6104(d)

Filing and Contact Details

Filer

Filer Name
Retirement Security Initiative
EIN
47-4093255
Phone
9165716001
Address
1430 BLUE OAKS BLVD, ROSEVILLE, CA 95747

Signing Officer

Name
Peter M Constant
Title
CEO
Signed
2019-11-14
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Peter M Constant
Formed
2015
Legal Domicile
CA
Voting Board Members
4
Independent Board Members
3
Employees
5
Volunteers
5

Preparer

Firm
Beancounters CPA Firm
Address
203 Grove St, Roseville, CA 95678
Preparer
Rebekah Rook CPA
Phone
9162840739
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IRS990/PYContributionsGrantsAmt01249315
IRS990/PYExcessBenefitTransInd0false
IRS990/PYGrantsAndSimilarPaidAmt0182500
IRS990/PymtTravelEntrtnmntPubOfclGrp/TotalAmt00
IRS990/PYOtherExpensesAmt0761390
IRS990/PYRevenuesLessExpensesAmt0-69677
IRS990/PYSalariesCompEmpBnftPaidAmt0375102
IRS990/PYTotalExpensesAmt01318992
IRS990/PYTotalRevenueAmt01249315
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IRS990/ReceivablesFromOfficersEtcGrp/EOYAmt00
IRS990/ReconcilationRevenueExpnssAmt0279845
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IRS990/ReportLandBuildingEquipmentInd0true
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IRS990/ReportProgramRelatedInvstInd0false
IRS990/RoyaltiesGrp/TotalAmt00
IRS990/RoyaltiesRevenueGrp/TotalRevenueColumnAmt00
IRS990/RtnEarnEndowmentIncmOthFndsGrp/BOYAmt0187924
IRS990/RtnEarnEndowmentIncmOthFndsGrp/EOYAmt0464147
IRS990/SavingsAndTempCashInvstGrp/EOYAmt00
IRS990/ScheduleBRequiredInd0false
IRS990ScheduleD/EquipmentGrp/BookValueAmt03856
IRS990ScheduleD/EquipmentGrp/DepreciationAmt03225
IRS990ScheduleD/EquipmentGrp/OtherCostOrOtherBasisAmt07081
IRS990ScheduleD/OtherLandBuildingsGrp/BookValueAmt011044
IRS990ScheduleD/OtherLandBuildingsGrp/DepreciationAmt03115
IRS990ScheduleD/OtherLandBuildingsGrp/OtherCostOrOtherBasisAmt014159
IRS990ScheduleD/OtherLiabilitiesOrgGrp/Amt0-4
IRS990ScheduleD/OtherLiabilitiesOrgGrp/Desc0Payroll liabilities
IRS990ScheduleD/TotalBookValueLandBuildingsAmt014900
IRS990ScheduleD/TotalLiabilityAmt0-4
IRS990ScheduleI/GrantRecordsMaintainedInd0true
IRS990ScheduleI/RecipientTable/CashGrantAmt047500
IRS990ScheduleI/RecipientTable/CashGrantAmt1145000
IRS990ScheduleI/RecipientTable/IRCSectionDesc0(C)(3)
IRS990ScheduleI/RecipientTable/IRCSectionDesc1(C)(4)
IRS990ScheduleI/RecipientTable/NonCashAssistanceAmt00
IRS990ScheduleI/RecipientTable/NonCashAssistanceAmt10
IRS990ScheduleI/RecipientTable/PurposeOfGrantTxt0GENERAL SUPPORT
IRS990ScheduleI/RecipientTable/PurposeOfGrantTxt1GENERAL SUPPORT
IRS990ScheduleI/RecipientTable/RecipientBusinessName/BusinessNameLine1Txt0AMERICAN LEGISLATIVE EXCHANGE
IRS990ScheduleI/RecipientTable/RecipientBusinessName/BusinessNameLine1Txt1FREEDOMWORKS INC
IRS990ScheduleI/RecipientTable/RecipientEIN0520140979
IRS990ScheduleI/RecipientTable/RecipientEIN1521349353
IRS990ScheduleI/RecipientTable/USAddress/AddressLine1Txt02900 CRYSTAL GROVE STE 600
IRS990ScheduleI/RecipientTable/USAddress/AddressLine1Txt1400 N CAPITOL ST NW STE 765
IRS990ScheduleI/RecipientTable/USAddress/CityNm0ARLINGTON
IRS990ScheduleI/RecipientTable/USAddress/CityNm1WASHINGTON
IRS990ScheduleI/RecipientTable/USAddress/StateAbbreviationCd0VA
IRS990ScheduleI/RecipientTable/USAddress/StateAbbreviationCd1DC
IRS990ScheduleI/RecipientTable/USAddress/ZIPCd022202
IRS990ScheduleI/RecipientTable/USAddress/ZIPCd120001
IRS990ScheduleI/Total501c3OrgCnt01
IRS990ScheduleI/TotalOtherOrgCnt01
IRS990ScheduleJ/AnyNonFixedPaymentsInd0false
IRS990ScheduleJ/CompBasedOnRevenueOfFlngOrgInd0false
IRS990ScheduleJ/CompBsdNetEarnsFlngOrgInd0false
IRS990ScheduleJ/CompBsdNetEarnsRltdOrgsInd0false
IRS990ScheduleJ/CompBsdOnRevRelatedOrgsInd0false
IRS990ScheduleJ/EquityBasedCompArrngmInd0false
IRS990ScheduleJ/InitialContractExceptionInd0false
IRS990ScheduleJ/RebuttablePresumptionProcInd0false
IRS990/ScheduleJRequiredInd0true
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BaseCompensationFilingOrgAmt0230000
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/BonusFilingOrganizationAmount023000
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/DeferredCompensationFlngOrgAmt023000
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/NontaxableBenefitsFilingOrgAmt03600
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/PersonNm0PETER M CONSTANT
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TitleTxt0CEO
IRS990ScheduleJ/RltdOrgOfficerTrstKeyEmplGrp/TotalCompensationFilingOrgAmt0279600
IRS990ScheduleJ/SeverancePaymentInd0false
IRS990ScheduleJ/SupplementalNonqualRtrPlanInd0false
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/NameOfInterested/PersonNm0LILJENQUIST STRATEGIES
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/NameOfInterested/PersonNm1CHARLES CHUCK REED
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/RelationshipDescriptionTxt0SEE INFO BELOW
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/RelationshipDescriptionTxt1SEE INFO BELOW
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/SharingOfRevenuesInd0false
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/SharingOfRevenuesInd1false
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionAmt0120000
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionAmt190000
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionDesc0CONSULTING
IRS990ScheduleL/BusTrInvolveInterestedPrsnGrp/TransactionDesc1CONSULTING
IRS990ScheduleL/SupplementalInformationDetail/ExplanationTxt0SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:(1A) NAME OF RELATED PERSONS: LILJENQUIST STRATEGIES AND DAN LILJENQUIST(1B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LILJENQUIST STRATEGIES IS OWNED BY DAN LILJENQUIST. DAN LILJENQUIST WAS PRESIDENT OF THE ORGANIZATION. (1D) DESCRIPTION OF TRANSACTION: LILJENQUIST STRATEGIES PROVIDED CONSULTING SERVICES(2A) NAME OF RELATED PERSON: CHUCK REED(2B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: CHUCK REED WAS CHAIRMAN OF THE ORGANIZATION(2D) DESCRIPTION OF TRANSACTION: CHUCK REED PROVIDED CONSULTING SERVICES
IRS990ScheduleL/SupplementalInformationDetail/FormAndLineReferenceDesc0Schedule L, Part V Supplemental Information
IRS990/ScheduleORequiredInd0true
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0THE ORGANIZATION DOES NOT HAVE ANY COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OFTHE GOVERNING BODY.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1THE FORM 990 IS EMAILED TO THE BOARD OF DIRECTORS FOR REVIEW BEFORE FILING WITH THEIRS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2THE ORGANIZATION ENFORCES COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY AT THEANNUAL BOARD OF DIRECTORS MEETING AND AS NEW TRANSACTIONS THAT MAY PRESENT ACONFLICT ARE CONSIDERED.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3COMPENSATION AMOUNTS ARE REVIEWED AND APPROVED BY THE BOARD IN ADVANCE. APPROPRIATECOMPARABILITY DATA IS OBTAINED AND RELIED UPON PRIOR TO MAKING DECISIONS. THE BOARDADEQUATELY DOCUMENTS THE BASIS FOR ITS DECISIONS CONCURRENTLY WITH MAKING THEDECISIONS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt4COMPENSATION AMOUNTS ARE REVIEWED AND APPROVED BY THE BOARD IN ADVANCE. APPROPRIATECOMPARABILITY DATA IS OBTAINED AND RELIED UPON PRIOR TO MAKING DECISIONS. THE BOARDADEQUATELY DOCUMENTS THE BASIS FOR ITS DECISIONS CONCURRENTLY WITH MAKING THEDECISIONS.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt5THE ORGANIZATIONS FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNINGDOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTHIN SECTION 6104(D)
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0Form 990, Part VI, Line 8: Explanation of No Contemporaneously Documentation of Meetings
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1Form 990, Part VI, Line 11b: Form 990 Review Process
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3Form 990, Part VI, Line 15a: Compensation Review & Approval Process - CEO, Top Management
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc4Form 990, Part VI, Line 15b: Compensation Review and Approval Process for Officers and Key Employees
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc5Form 990, Part VI, Line 19: Other Organization Documents Publicly Available
IRS990/SchoolOperatingInd0false
IRS990/SignificantChangeInd0false
IRS990/SignificantNewProgramSrvcInd0false
IRS990/StatesWhereCopyOfReturnIsFldCd0CA
IRS990/SubjectToExcsTaxNetInvstIncInd0false
IRS990/SubjectToProxyTaxInd0false
IRS990/SubjToTaxRmnrtnExPrchtPymtInd0false
IRS990/TaxableDistributionsInd0false
IRS990/TaxablePartyNotificationInd0false
IRS990/TaxExemptBondsInd0false
IRS990/TempOrPermanentEndowmentsInd0false
IRS990/TerminateOperationsInd0false
IRS990/TotalAssetsBOYAmt0187924
IRS990/TotalAssetsEOYAmt0464143
IRS990/TotalAssetsGrp/BOYAmt0187924
IRS990/TotalAssetsGrp/EOYAmt0464143
IRS990/TotalCompGreaterThan150KInd0true
IRS990/TotalContributionsAmt01960025
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IRS990/TotalFunctionalExpensesGrp/FundraisingAmt00
IRS990/TotalFunctionalExpensesGrp/ManagementAndGeneralAmt01069250
IRS990/TotalFunctionalExpensesGrp/ProgramServicesAmt0610930
IRS990/TotalFunctionalExpensesGrp/TotalAmt01680180
IRS990/TotalGrossUBIAmt00
IRS990/TotalLiabilitiesEOYAmt0-4
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IRS990/TotalNetAssetsFundBalanceGrp/BOYAmt0187924
IRS990/TotalNetAssetsFundBalanceGrp/EOYAmt0464147
IRS990/TotalOtherCompensationAmt026600
IRS990/TotalProgramServiceExpensesAmt0610930
IRS990/TotalProgramServiceRevenueAmt00
IRS990/TotalReportableCompFromOrgAmt0463000
IRS990/TotalRevenueGrp/TotalRevenueColumnAmt01960025
IRS990/TotalVolunteersCnt05

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