Fia Asia Inc

“Form 990, Part III, Line 1 FIA ASIA STRIVES TO PRESERVE THE SYSTEM OF FREE AND COMPETITIVE MARKETS AND PROTECT THE PUBLIC INTEREST THROUGH ADHERENCE TO HIGH STANDARDS OF PROFESSIONAL CONDUCT AND FINANCIAL INTEGRITY. IT ENGAGES IN REGULATORY AND LEGISLATIVE ADVOCACY THAT IS BASED UPON COMPREHENSIVE ANALYSIS, MEMBER CONSENSUS, INDUSTRY BEST PRACTICES, AND IN THE INTEREST OF FAIR AND EFFICIENT CAPITAL MARKETS. IT SEEKS TO COLLABORATE WITH REGULATORS, LEGISLATORS, AND OTHER TRADE ASSOCIATIONS REGIONALLY AND GLOBALLY TO ANTICIPATE AND FULFILL MEMBERS' CURRENT AND FUTURE NEEDS. IT PROVIDES A FORUM FOR DISCUSSION ON CORE ISSUES ACROSS INDUSTRY STAKEHOLDERS. IT DELIVERS ACTIONABLE SOLUTIONS AND TECHNOLOGICAL TOOLS TO ADDRESS MARKET INEFFICIENCIES AND SERVES AS A CRITICAL SOURCE OF INDUSTRY INFORMATION THROUGH CONFERENCE, EDUCATIONAL PROGRAMS, PUBLICATIONS, AND RAPID DISSEMINATION OF INDUSTRY NEWS, ALL RICH WITH IN-DEPTH DISCUSSION AND ANALYSIS OF CORE INDUSTRY ISSUES.”

“Form 990, Part VI, Line 6 FIA ASIA IS AN ASSOCIATION THAT HAS THREE TYPES OF MEMBERS: INTERNATIONAL, REGULAR AND ASSOCIATE. THE INTERNATIONAL MEMBER MAY ELECT INTERNATIONAL DIRECTORS AND REGULAR AND ASSOCIATE MEMBERS MAY ELECT NON-INTERNATIONAL DIRECTORS. THESE MEMBERS HAVE THE RIGHT TO ELECT BOARD DIRECTORS WHEN A SEAT BECOMES AVAILABLE THROUGH RESIGNATION, TERM EXPIRATION, OR OTHER EVENT. MEMBERS CANNOT VOTE DIRECTLY ON GOVERNANCE ISSUES. THAT AUTHORITY IS RESERVED FOR THE BOARD OF DIRECTORS REPRESENTING THEM.”

“Form 990, Part VI, Line 7a THE ELECTED NON-INTERNATIONAL DIRECTORS SHALL BE ELECTED BY THE REGULAR MEMBERS AND THE ELECTED INTERNATIONAL DIRECTORS SHALL BE ELECTED BY THE INTERNATIONAL MEMBER. THE ELECTED NON-INTERNATIONAL DIRECTORS SHALL BE ELECTED BY A PLURALITY VOTE.”

“Form 990, Part VI, Line 11b THE CFO OF FUTURES INDUSTRY ASSOCIATION, THE INTERNATIONAL MEMBER OF FIA ASIA, CONDUCTED THE REVIEW IN COLLABORATION WITH AN INDEPENDENT ACCOUNTING FIRM. DISCUSSION WAS HELD AT THE EXECUTIVE LEVEL WITHIN THE ORGANIZATION.”

“Form 990, Part VI, Line 15a THE EXECUTIVE DIRECTOR'S COMPENSATION IS DETERMINED THROUGH REVIEW OF PERFORMANCE, RELEVANT COMPARABILITY DATA, AND DISCUSSION BETWEEN EXECUTIVES OF THE INTERNATIONAL MEMBER AND FIA ASIA OFFICERS.”

“Form 990, Part VI, Line 19 The organization makes its governing documents, conflict of interest policy, and financial statements available to the public upon request.”