Civic Intelligence

Toward Independence Inc.

990 • Fiscal year 2013 • EIN 31-0856399

Jan 01, 2013 to Dec 31, 2013 • Filed on Jun 30, 2014

81 East Main Street45385

(937) 376-3996

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

42nd percentile

0.18x

Higher debt load relative to assets than 42% of similar nonprofits.

2013 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2013

Liabilities / Revenue

31st percentile

0.12x

Higher debt load relative to revenue than 31% of similar nonprofits.

2013 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2013

Net Margin

55th percentile

4.2%

Higher net margin than 55% of similar nonprofits.

2013 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2013

Top Officer Pay

33rd percentile

$116,498

Higher top officer pay than 33% of similar nonprofits.

Top officer pay equals 1.2% of source-year revenue.

2013 filings • 501(c)3 • $10M-$25M nonprofits • Source year 2013

Asset Growth

53rd percentile

4.3%

Faster asset growth than 53% of similar nonprofits.

2013 filings • 501(c)3 • $10M-$25M nonprofits • Annualized from 2012 to 2013

Revenue Growth

Score unavailable

No value available

No earlier valid filing was available within the previous three public years.

Source year 2013

Assets

Up

$6,380,345

Up $264,067 (+4.3%) from 2012

Net Assets

Up

$5,234,864

Up $407,417 (+8.4%) from 2012

Liabilities

Down

$1,145,481

Down $143,350 (-11%) from 2012

Revenue

$9,944,490

No earlier filing loaded for comparison.

Expenses

Up

$9,525,850

Up $125,893 (+1.3%) from 2012

Net Income

$418,640

No earlier filing loaded for comparison.

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$20M$15M$10M$5.0M$0Assets 2011: $5,357,049Liabilities 2011: $1,044,278Net Assets 2011: $4,312,7712011Assets 2012: $6,116,278Liabilities 2012: $1,288,831Net Assets 2012: $4,827,4472012Assets 2013: $6,380,345Liabilities 2013: $1,145,481Net Assets 2013: $5,234,8642013Assets 2014: $7,085,071Liabilities 2014: $1,373,957Net Assets 2014: $5,711,1142014Assets 2015: $8,086,328Liabilities 2015: $1,853,766Net Assets 2015: $6,232,5622015Assets 2016: $8,189,364Liabilities 2016: $1,998,371Net Assets 2016: $6,190,9932016Assets 2017: $9,003,212Liabilities 2017: $2,241,594Net Assets 2017: $6,761,6182017Assets 2018: $9,506,252Liabilities 2018: $2,652,192Net Assets 2018: $6,854,0602018Assets 2019: $10,246,980Liabilities 2019: $2,242,671Net Assets 2019: $8,004,3092019Assets 2020: $16,072,501Liabilities 2020: $4,384,988Net Assets 2020: $11,687,5132020Assets 2021: $16,397,880Liabilities 2021: $2,214,722Net Assets 2021: $14,183,1582021Assets 2022: $17,713,165Liabilities 2022: $2,534,090Net Assets 2022: $15,179,0752022Assets 2023: $16,907,822Liabilities 2023: $2,461,954Net Assets 2023: $14,445,8682023Assets 2024: $18,269,873Liabilities 2024: $2,218,673Net Assets 2024: $16,051,2002024

Highlighted filing

2013

Assets$6,380,345
Liabilities$1,145,481
Net Assets$5,234,864

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$30M$20M$10M$0-$10MExpenses 2011: $9,164,5962011Expenses 2012: $9,399,9572012Revenue 2013: $9,944,490Expenses 2013: $9,525,850Net Income 2013: $418,6402013Revenue 2014: $10,453,927Expenses 2014: $9,990,237Net Income 2014: $463,6902014Revenue 2015: $11,777,804Expenses 2015: $11,214,221Net Income 2015: $563,5832015Revenue 2016: $13,590,755Expenses 2016: $13,711,036Net Income 2016: -$120,2812016Revenue 2017: $13,913,039Expenses 2017: $13,593,594Net Income 2017: $319,4452017Revenue 2018: $15,048,598Expenses 2018: $14,728,527Net Income 2018: $320,0712018Revenue 2019: $15,459,409Expenses 2019: $14,616,804Net Income 2019: $842,6052019Revenue 2020: $19,513,652Expenses 2020: $15,885,197Net Income 2020: $3,628,4552020Revenue 2021: $18,762,995Expenses 2021: $16,236,271Net Income 2021: $2,526,7242021Revenue 2022: $18,415,395Expenses 2022: $16,721,262Net Income 2022: $1,694,1332022Revenue 2023: $17,283,597Expenses 2023: $18,143,573Net Income 2023: -$859,9762023Revenue 2024: $20,872,734Expenses 2024: $19,639,449Net Income 2024: $1,233,2852024

Highlighted filing

2013

Revenue$9,944,490
Expenses$9,525,850
Net Income$418,640
Jump To
Filing Snapshot
Filing Period
Jan 1, 2013 to Dec 31, 2013
Signed
Jun 30, 2014
Return Version
2013v3.1
Gross Receipts
$10,966,293
Mission and Program Overview

Mission

To empower people with developmental disabilities to experience the fullest life possible by providing person-centered supports which enable them to integrate into a variety of settings within their community

The mission of toward independence is to assist people with developmental disabilities to live the fullest life possible by providing individualized services in a variety of community settings.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$2,148,084$2,170,979▲ $22,895
Land, Buildings, and Equipment, Net$1,560,469$1,667,059▲ $106,590
Accounts Receivable$1,191,835$1,481,526▲ $289,691
Investments Other Securities$394,015$566,171▲ $172,156
Savings and Temporary Cash Investments$725,288$397,359▼ $327,929
Prepaid Expenses and Deferred Charges$94,068$94,280▲ $212
Cash and Non-Interest-Bearing Accounts$2,394$2,257▼ $137
Total Assets$6,116,278$6,380,345▲ $264,067
Other Assets Total$125$714▲ $589
Liabilities
Accounts Payable and Accrued Expenses$861,404$747,889▼ $113,515
Mortgage Notes Payable Secured by Investment Property$390,198$359,816▼ $30,382
Other Liabilities$37,229$37,776▲ $547
Total Liabilities$1,288,831$1,145,481▼ $143,350
Net Assets / Fund Balance
Unrestricted Net Assets$4,826,672$5,223,239▲ $396,567
Temporarily Rstr Net Assets$775$11,625▲ $10,850
Total Net Assets Fund Balance$4,827,447$5,234,864▲ $407,417
Total Liabilities and Net Assets / Fund Balance$6,116,278$6,380,345▲ $264,067

Asset Categories

AssetBook ValueDepreciationBasis
Leasehold Improvements$1,300,786$820,971$2,121,757
Equipment$222,353$913,563$1,135,916
Land$128,875-$128,875
Other Land Buildings$15,045$47,353$62,398
Other Securities$566,171--
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Robert L ArcherFormer ExecFT$105,347$11,151$116,498
Maggie BellFinance DireFT$58,523$14,562$73,085
Mark SchlaterExecutive DiFT$28,292$1,902$30,194

Board Members and Trustees

Revenue and Support

Revenue Composition

Contributions and Grants
$16,128
Program Service Revenue
$9,644,511
Investment Income
$74,528
Other Revenue
$209,323
All Other Contributions
$16,128
Change in Net Assets
$418,640

Audited Revenue Reconciliation

Revenue per Audited Statements
$9,944,490
Revenue Not Reported on Form 990
$-11,223
Total Revenue per Audited Statements
$9,933,267
Total Revenue per Form 990
$9,944,490
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$7,606,262
Other Expenses$1,919,588
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$5,428,884$447,712-$5,876,596
Other Employee Benefits$729,355$50,327-$779,682
Payroll Taxes$659,708$70,499-$730,207
Occupancy$362,320$44,876-$407,196
All Other Expenses$118,432$144,667-$263,099
Current Officers, Directors, Trustees, and Key Employees-$219,777-$219,777
Depreciation Depletion$68,079$53,561-$121,640
Travel$101,431$7,889-$109,320
Other Expenses$96,929$10,437-$107,366
Fees for Services Other$37,726$44,299-$82,025
Insurance$29,331$40,930-$70,261
Office Expenses$6,030$31,723-$37,753
Fees for Services Accounting-$29,469-$29,469
Advertising$1,927$22,190-$24,117
Interest$1,989$8,817-$10,806
Fees for Services Legal-$2,766-$2,766
Total Functional Expenses$8,295,911$1,229,939$0$9,525,850

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$9,525,850
Total Expenses per Audited Statements$9,525,850
Total Expenses per Form 990$9,525,850
Fundraising, Events, and Gaming
Fundraising activities
Yes
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Gross Income$49,881
Fundraising Direct Expenses$6,953
Professional Fundraising Fees$0

Fundraising Events

EventGross ReceiptsGross RevenueDirect ExpensesNet Income
Event 1$29,462$29,462$6,099$23,363
Event 2$15,945$15,945$556$15,389
Total Events$45,407$45,407$6,655$38,752
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Resident Funds Held$37,776
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Page 6, Part VI, Line 11B

A copy of the form 990 is provided to the board of trustees prior to filing. The members then review the form for accuracy and completeness and communicates any required changes to management. Once the return has the approval of the board, it is filed.

Form 990, Page 6, Part VI, Line 12C

On an annual basis the board of directors requires a conflict of interest disclosure statement to be completed by all board directors and key personnel. Any potential identified conflicts are discussed by the board and executive director and determinations are made from there. The executive director discloses to the board any personal potential conflicts and the executive director reviews the key staff and their respective performance and duties that may lead to conflicts and addresses the issue when apparent. The corporation expects directors, officers, and staff to act at all times with loyalty to the agency and to maintain the highest standards of ethics, both in fact and in appearance.

Form 990, Page 6, Part VI, Line 15A

In preparation for hiring, the board of directors and the agency hr director researched the position and related compensation for the ceo via survey of related and similar organizations' professional compensation salary as conducted by the ohio provider resource association (opra), and by review of the candidates credentials, experience, and salary history. A panel of board directors conducted the interview, obtained reference material, and deliberated the decision to hire with compensation package.

Form 990, Page 6, Part VI, Line 19

Towards independence is incorporated in the state of ohio as a non-profit corporation. The state has record of the filing, related paperwork requirements, and compliance. By board policy, access to board policies and records shall be given to such local, state, or federal entities that may provide oversight of services provided by the corporation. Furthermore, as a non-profit corporation, on an annual basis a form 990 is completed and filed with the federal government which is a matter of public record. The agency is in compliance with regulations and law and makes appropriate required records available for review upon request. Also, an annual report reflecting programmatic and financial information for the previous calendar year is produced and available for the public.

Filing and Contact Details

Filer

EIN
31-0856399
Phone
9373763996

Signing Officer

Name
Paul Osterfeld
Title
Board Treasurer
Phone
9373763996
Signed
2014-06-30

Organization Details

Voting Board Members
7
Independent Board Members
7
Employees
359
Volunteers
50

Preparer

Preparer
Christopher J Gambaccini CPA
Phone
4402433400
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IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt0A COPY OF THE FORM 990 IS PROVIDED TO THE BOARD OF TRUSTEES PRIOR TO FILING. THE MEMBERS THEN REVIEW THE FORM FOR ACCURACY AND COMPLETENESS AND COMMUNICATES ANY REQUIRED CHANGES TO MANAGEMENT. ONCE THE RETURN HAS THE APPROVAL OF THE BOARD, IT IS FILED.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt1ON AN ANNUAL BASIS THE BOARD OF DIRECTORS REQUIRES A CONFLICT OF INTEREST DISCLOSURE STATEMENT TO BE COMPLETED BY ALL BOARD DIRECTORS AND KEY PERSONNEL. ANY POTENTIAL IDENTIFIED CONFLICTS ARE DISCUSSED BY THE BOARD AND EXECUTIVE DIRECTOR AND DETERMINATIONS ARE MADE FROM THERE. THE EXECUTIVE DIRECTOR DISCLOSES TO THE BOARD ANY PERSONAL POTENTIAL CONFLICTS AND THE EXECUTIVE DIRECTOR REVIEWS THE KEY STAFF AND THEIR RESPECTIVE PERFORMANCE AND DUTIES THAT MAY LEAD TO CONFLICTS AND ADDRESSES THE ISSUE WHEN APPARENT. THE CORPORATION EXPECTS DIRECTORS, OFFICERS, AND STAFF TO ACT AT ALL TIMES WITH LOYALTY TO THE AGENCY AND TO MAINTAIN THE HIGHEST STANDARDS OF ETHICS, BOTH IN FACT AND IN APPEARANCE.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt2IN PREPARATION FOR HIRING, THE BOARD OF DIRECTORS AND THE AGENCY HR DIRECTOR RESEARCHED THE POSITION AND RELATED COMPENSATION FOR THE CEO VIA SURVEY OF RELATED AND SIMILAR ORGANIZATIONS' PROFESSIONAL COMPENSATION SALARY AS CONDUCTED BY THE OHIO PROVIDER RESOURCE ASSOCIATION (OPRA), AND BY REVIEW OF THE CANDIDATES CREDENTIALS, EXPERIENCE, AND SALARY HISTORY. A PANEL OF BOARD DIRECTORS CONDUCTED THE INTERVIEW, OBTAINED REFERENCE MATERIAL, AND DELIBERATED THE DECISION TO HIRE WITH COMPENSATION PACKAGE.
IRS990ScheduleO/SupplementalInformationDetail/ExplanationTxt3TOWARDS INDEPENDENCE IS INCORPORATED IN THE STATE OF OHIO AS A NON-PROFIT CORPORATION. THE STATE HAS RECORD OF THE FILING, RELATED PAPERWORK REQUIREMENTS, AND COMPLIANCE. BY BOARD POLICY, ACCESS TO BOARD POLICIES AND RECORDS SHALL BE GIVEN TO SUCH LOCAL, STATE, OR FEDERAL ENTITIES THAT MAY PROVIDE OVERSIGHT OF SERVICES PROVIDED BY THE CORPORATION. FURTHERMORE, AS A NON-PROFIT CORPORATION, ON AN ANNUAL BASIS A FORM 990 IS COMPLETED AND FILED WITH THE FEDERAL GOVERNMENT WHICH IS A MATTER OF PUBLIC RECORD. THE AGENCY IS IN COMPLIANCE WITH REGULATIONS AND LAW AND MAKES APPROPRIATE REQUIRED RECORDS AVAILABLE FOR REVIEW UPON REQUEST. ALSO, AN ANNUAL REPORT REFLECTING PROGRAMMATIC AND FINANCIAL INFORMATION FOR THE PREVIOUS CALENDAR YEAR IS PRODUCED AND AVAILABLE FOR THE PUBLIC.
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc0FORM 990, PAGE 6, PART VI, LINE 11B
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc1FORM 990, PAGE 6, PART VI, LINE 12C
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc2FORM 990, PAGE 6, PART VI, LINE 15A
IRS990ScheduleO/SupplementalInformationDetail/FormAndLineReferenceDesc3FORM 990, PAGE 6, PART VI, LINE 19
IRS990/SchoolOperatingInd0false

Document Assets

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Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$18.3$2.22$16.1$20.9$19.6$1.23
2023Detailed filing. Detailed filing data is available for this year.$16.9$2.46$14.4$17.3$18.1$0.86
2022Detailed filing. Detailed filing data is available for this year.$17.7$2.53$15.2$18.4$16.7$1.69
2021Detailed filing. Detailed filing data is available for this year.$16.4$2.21$14.2$18.8$16.2$2.53
2020Detailed filing. Detailed filing data is available for this year.$16.1$4.38$11.7$19.5$15.9$3.63
2019Detailed filing. Detailed filing data is available for this year.$10.2$2.24$8.00$15.5$14.6$0.84
2018Detailed filing. Detailed filing data is available for this year.$9.51$2.65$6.85$15.0$14.7$0.32
2017Detailed filing. Detailed filing data is available for this year.$9.00$2.24$6.76$13.9$13.6$0.32
2016Detailed filing. Detailed filing data is available for this year.$8.19$2.00$6.19$13.6$13.7$0.12
2015Detailed filing. Detailed filing data is available for this year.$8.09$1.85$6.23$11.8$11.2$0.56
2014Detailed filing. Detailed filing data is available for this year.$7.09$1.37$5.71$10.5$9.99$0.46
2013Detailed filing. Detailed filing data is available for this year.$6.38$1.15$5.23$9.94$9.53$0.42
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$6.12$1.29$4.83$9.40
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$5.36$1.04$4.31$9.16