Civic Intelligence

The 5 Gyres Institute

EIN 27-1350279 • 501(c)3 • Santa Monica, CA

Profile

Our mission is to conduct research and communicate about the global impact of plastic pollution in the worlds oceans and employ strategies to eliminate the accumulation of plastic pollution in the 5 subtropical gyres.

PO Box 5699Santa Monica, CA 90409

www.5gyres.org

Siviq Scores

Precomputed percentiles relative to similar nonprofits. These scores are descriptive rather than judgmental.

Liabilities / Assets

65th percentile

0.18x

Higher debt load relative to assets than 65% of similar nonprofits.

501(c)3 • $1M-$5M nonprofits • Source year 2024

Liabilities / Revenue

59th percentile

0.13x

Higher debt load relative to revenue than 59% of similar nonprofits.

501(c)3 • $1M-$5M nonprofits • Source year 2024

Net Margin

21st percentile

-11%

Higher net margin than 21% of similar nonprofits.

501(c)3 • $1M-$5M nonprofits • Source year 2024

Top Officer Pay

69th percentile

$106,233

Higher top officer pay than 69% of similar nonprofits.

Top officer pay equals 8.5% of source-year revenue.

501(c)3 • $1M-$5M nonprofits • Source year 2024

Asset Growth

25th percentile

-4.4%

Faster asset growth than 25% of similar nonprofits.

501(c)3 • $1M-$5M nonprofits • Annualized from 2023 to 2024

Revenue Growth

57th percentile

12%

Faster revenue growth than 57% of similar nonprofits.

501(c)3 • $1M-$5M nonprofits • Annualized from 2023 to 2024

Assets

Down

$910,557

Down $267,927 (-23%) from 2022

Liabilities

Down

$159,921

Down $31,897 (-17%) from 2022

Net Assets

Down

$750,636

Down $236,030 (-24%) from 2022

Revenue

Up

$1,247,987

Up $194,854 (+19%) from 2022

Expenses

Up

$1,382,828

Up $172,966 (+14%) from 2022

Net Income

Up

-$134,841

Up $21,888 (+14%) from 2022

Trend Graphs

Balance Sheet Trend

Grouped bars show assets, liabilities, and net assets across loaded filings.

$1.5M$1.0M$500K$0Assets 2011: $27,816Net Assets 2011: $27,8162011Assets 2012: $73,531Liabilities 2012: $0Net Assets 2012: $73,5312012Assets 2013: $28,325Liabilities 2013: $0Net Assets 2013: $28,3252013Assets 2014: $121,451Liabilities 2014: $1,431Net Assets 2014: $120,0202014Assets 2015: $103,868Liabilities 2015: $1,431Net Assets 2015: $102,4372015Assets 2017: $86,628Liabilities 2017: $33,394Net Assets 2017: $53,2342017Assets 2018: $159,030Liabilities 2018: $1,650Net Assets 2018: $157,3802018Assets 2019: $427,115Liabilities 2019: $2,713Net Assets 2019: $424,4022019Assets 2020: $1,104,401Liabilities 2020: $249,925Net Assets 2020: $854,4762020Assets 2021: $1,305,912Liabilities 2021: $160,890Net Assets 2021: $1,145,0222021Assets 2022: $1,178,484Liabilities 2022: $191,818Net Assets 2022: $986,6662022Assets 2024: $910,557Liabilities 2024: $159,921Net Assets 2024: $750,6362024

Highlighted filing

2024

Assets$910,557
Liabilities$159,921
Net Assets$750,636

Operations Trend

Revenue, expenses, and net income by year, with the latest filing highlighted.

$1.5M$1.0M$500K$0-$500KRevenue 2011: $129,379Expenses 2011: $115,153Net Income 2011: $14,2262011Expenses 2012: $252,1162012Revenue 2013: $326,589Expenses 2013: $371,795Net Income 2013: -$45,2062013Revenue 2014: $588,294Expenses 2014: $496,599Net Income 2014: $91,6952014Revenue 2015: $677,577Expenses 2015: $695,160Net Income 2015: -$17,5832015Revenue 2017: $793,393Expenses 2017: $836,574Net Income 2017: -$43,1812017Revenue 2018: $914,490Expenses 2018: $810,344Net Income 2018: $104,1462018Revenue 2019: $1,151,160Expenses 2019: $884,138Net Income 2019: $267,0222019Revenue 2020: $1,283,486Expenses 2020: $868,486Net Income 2020: $415,0002020Revenue 2021: $1,205,769Expenses 2021: $919,857Net Income 2021: $285,9122021Revenue 2022: $1,053,133Expenses 2022: $1,209,862Net Income 2022: -$156,7292022Revenue 2024: $1,247,987Expenses 2024: $1,382,828Net Income 2024: -$134,8412024

Highlighted filing

2024

Revenue$1,247,987
Expenses$1,382,828
Net Income-$134,841

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.91$0.16$0.75$1.25$1.38$0.13
2022Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.18$0.19$0.99$1.05$1.21$0.16
2021XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$1.31$0.16$1.15$1.21$0.92$0.29
2020Facts available. Structured filing facts are available, but richer extracted sections are limited.$1.10$0.25$0.85$1.28$0.87$0.42
2019XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.43$0.00$0.42$1.15$0.88$0.27
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.16$0.00$0.16$0.91$0.81$0.10
2017XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.09$0.03$0.05$0.79$0.84$0.04
2015XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$0.10$0.00$0.10$0.68$0.70$0.02
2014Detailed filing. Detailed filing data is available for this year.$0.12$0.00$0.12$0.59$0.50$0.09
2013Detailed filing. Detailed filing data is available for this year.$0.03$0.00$0.03$0.33$0.37$0.05
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$0.07$0.00$0.07$0.25
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$0.03$0.03$0.13$0.12$0.01
Latest Detailed Filing

The latest 2024 filing currently has linked XML that has not been fully parsed yet. Showing the latest detailed filing from 2022 below.

Jump To
Filing Snapshot
Filing Period
Oct 1, 2021 to Sep 30, 2022
Signed
Sep 15, 2023
Return Version
2021v4.2
Gross Receipts
$1,053,695
Mission and Program Overview

Mission

Our mission is to conduct research and communicate about the global impact of plastic pollution in the worlds oceans and employ strategies to eliminate the accumulation of plastic pollution in the 5 subtropical gyres.

5 Gyres mission is to empower action against the global health crisis of plastic pollution through science, education, and adventure.

Balance Sheet Detail
LineBeginningEndChange
Assets
Cash and Non-Interest-Bearing Accounts$1,215,668$1,035,868▼ $179,800
Accounts Receivable$64,473$125,750▲ $61,277
Intangible Assets$23,715$14,535▼ $9,180
Investments in Publicly Traded Securities$2,006$2,281▲ $275
Prepaid Expenses and Deferred Charges$50$50→ $0
Total Assets$1,305,912$1,178,484▼ $127,428
Liabilities
Unsecured Notes Loans Payable$150,000$150,000→ $0
Accounts Payable and Accrued Expenses$10,890$41,818▲ $30,928
Total Liabilities$160,890$191,818▲ $30,928
Net Assets / Fund Balance
Net Assets Without Donor Restrictions$869,248$701,075▼ $168,173
Net Assets With Donor Restrictions$275,774$285,591▲ $9,817
Total Net Assets Fund Balance$1,145,022$986,666▼ $158,356
Total Liabilities and Net Assets / Fund Balance$1,305,912$1,178,484▼ $127,428
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Anna CumminsBoard Secretary, ExecutiveFT$93,192$8,428$101,620
Marcus EriksenDirector of Science & InnoPT$82,915$5,689$88,604
Marina IvlevDirector of CommunicationsFT$69,646$6,028$75,674

Board Members and Trustees

NameTitle
Kathleen EganBoard Chair
Casey MarshallBoard Member
John LochnerBoard Member
Lacey ReddixBoard Member
Pam MarcusBoard Member
Susan GladwinBoard Member
Ashley Van StoneBoard Treasurer
Revenue and Support

Revenue Composition

Contributions and Grants
$1,051,825
Program Service Revenue
$390
Investment Income
$918
Other Revenue
$0
All Other Contributions
$1,051,825
Change in Net Assets
$-156,729

Audited Revenue Reconciliation

Revenue per Audited Statements
$1,053,133
Revenue Not Reported on Financial Statements
$0
Revenue Not Reported on Form 990
$-1,627
Total Revenue per Audited Statements
$1,051,506
Total Revenue per Form 990
$1,053,133
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$703,933
Other Expenses$466,435
Total Fundraising Expense$260,556
Professional Fundraising Fees$39,494
Grants and Similar Amounts Paid$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$284,995$43,405$71,855$400,255
Fees for Services Other$233,168$15,000$77,936$326,104
Current Officers, Directors, Trustees, and Key Employees$177,526$16,336$26,637$220,499
Payroll Taxes$37,167$4,834$7,963$49,964
Fees for Services Professional Fundraising--$39,494$39,494
Other Employee Benefits$23,950$3,527$5,738$33,215
Office Expenses$943$22,124$4,639$27,706
Fees for Services Accounting-$24,250-$24,250
Fees for Services Lobbying$13,082--$13,082
Conferences and Meetings$6,249-$4,961$11,210
Depreciation Depletion$9,180--$9,180
Insurance-$6,178-$6,178
Occupancy-$3,312-$3,312
Other Expenses$2,794$5,389$16,574$2,794
Advertising--$1,200$1,200
All Other Expenses--$545$545
Total Functional Expenses$803,121$146,185$260,556$1,209,862

Audited Expense Reconciliation

Line ItemAmount
Expenses per Audited Statements$1,209,862
Total Expenses per Audited Statements$1,209,862
Total Expenses per Form 990$1,209,862
Expenses Not Reported on Financial Statements$0
Expenses Not Reported on Form 990$0
International Activity

International Summary

Offices
0
Employees
0
Spending
$39,494

International Compliance

Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
No
Interest in foreign trust
No
Passive foreign investment company interest
No
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
North America - Canada and Mexico, but not the United StatesProfessional Fundraising Services by Contractor-00$39,494
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
Yes

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$39,494
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
Yes
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
No
Audit committee
No
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
No
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, line 2

Anna Cummins and Marcus Eriksen are married.

Form 990, Part VI, Section B, line 11B

The Board of Directors reviews the Form 990 prior to filing the return.

Form 990, Part VI, Section C, line 19

Documents and forms are available upon written request to the organization.

Filing and Contact Details

Filer

Filer Name
The 5 Gyres Institute
EIN
27-1350279
Phone
3233951843
Address
PO Box 5699, Santa Monica, CA 90409

Signing Officer

Name
Anna Cummins
Title
Executive Director
Phone
3233951843
Signed
2023-09-15

Organization Details

Principal Officer
Anna Cummins
Formed
2009
Legal Domicile
CA
Voting Board Members
10
Independent Board Members
7
Employees
9
Volunteers
6

Preparer

Firm
Quigley & Miron
Address
3550 WILSHIRE BLVD 1660, LOS ANGELES, CA 90010
Preparer
Armen Grigorian
Phone
2136393550
Supplemental Narrative

Additional Explanations

Form 990, Part IX, line 11G

Program contractors: Program service expenses 145,310. Management and general expenses 0. Fundraising expenses 0. Total expenses 145,310. Research fees: Program service expenses 17,228. Management and general expenses 0. Fundraising expenses 0. Total expenses 17,228. Other Professional Fees: Program service expenses 70,630. Management and general expenses 15,000. Fundraising expenses 77,936. Total expenses 163,566.

Financial Statement Notes

Part X, Line 2:

Accounting standards require an organization to evaluate its tax positions and provide for a liability for any positions that would not be considered 'more likely than not' to be upheld under a tax authority examination. Management has evaluated its tax positions and has concluded that a provision for a tax liability is not necessary at September 30, 2022 and 2021. Generally, the Organization's information returns remain open for examination for a period of three (federal) or four (state of California) years from the date of filing.

Raw XML AppendixShowing 400 of 495 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
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IRS990/ActivityOrMissionDesc05 Gyres mission is to empower action against the global health crisis of plastic pollution through science, education, and adventure.
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IRS990/DepreciationDepletionGrp/TotalAmt09180
IRS990/Desc0Solutions by SectorScience has always been the cornerstone of 5 Gyres' work, informing our solutions, strategies, and focus. Our 15 years of research on ocean and terrestrial plastics leads us to focus on understanding specific sources, or sectors, that generate plastic pollution, to better design intervention strategies. The solutions for each of these sectors require specific designs, policy approaches, and innovation. Our science team identified17 unique sectors around which we are designing our current and future research priorities. Organizationally, we continue to shift our science lens further upstream as we continue studying plastic's impacts within sectors where scientific questions remain.Research:In 2022 and into 2023, we are continuing to focus on better understanding biomaterials, as a potential alternative to fossil-fuel based plastics. We completed our field testing of PHA (polyhydroxyalkanoate), evaluating degradation in situ over an 18 month timeframe, in both aquatic and terrestrial environments. These results will be synthesized in a report called Better Alternatives 3.0, and distributed to key stakeholders through a robust media strategy. We also completed field testing for our Plastic Air Study, to better understand the degree to which commercial dryers are a point source for airborne emissions of plastic microfibers. These data will be provided to policymakers, advocacy groups and product designers, to better identify potential solutions. We published several key studies in 2022, available in the publications section of our website. The primary study was our updated Global Estimate of Ocean Plastics, published in the reputable journal PLOS ONE after three years of work, with numerous co-authors. The publication received significant media attention, with articles in many popular media outlets, including but not limited to: CNN, CBS, CBC, Wired, NYT, MSNBC, and more. Thus far the most comprehensive estimate of ocean plastics with a dataset of over 10,000 sampling stations, this estimate documents an alarming, rapidly increasing trend.
IRS990/DescribedInSection501c3Ind01
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IRS990/Form990PartVIISectionAGrp/PersonNm1Ashley Van Stone
IRS990/Form990PartVIISectionAGrp/PersonNm2Anna Cummins
IRS990/Form990PartVIISectionAGrp/PersonNm3Casey Marshall
IRS990/Form990PartVIISectionAGrp/PersonNm4Susan Gladwin
IRS990/Form990PartVIISectionAGrp/PersonNm5Pam Marcus
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IRS990/Form990PartVIISectionAGrp/PersonNm8Marcus Eriksen
IRS990/Form990PartVIISectionAGrp/PersonNm9Marina Ivlev
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IRS990/Form990PartVIISectionAGrp/TitleTxt1Board Treasurer
IRS990/Form990PartVIISectionAGrp/TitleTxt2Board Secretary, Executive
IRS990/Form990PartVIISectionAGrp/TitleTxt3Board Member
IRS990/Form990PartVIISectionAGrp/TitleTxt4Board Member
IRS990/Form990PartVIISectionAGrp/TitleTxt5Board Member
IRS990/Form990PartVIISectionAGrp/TitleTxt6Board Member
IRS990/Form990PartVIISectionAGrp/TitleTxt7Board Member
IRS990/Form990PartVIISectionAGrp/TitleTxt8Director of Science & Inno
IRS990/Form990PartVIISectionAGrp/TitleTxt9Director of Communications
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IRS990/MissionDesc0The 5 Gyres Institute is a 501(c)(3) nonprofit organization based in Los Angeles, with a global network of supporters united in the pursuit of a planet free of plastic pollution. 5 Gyres mission is to empower action against the global health crisis of plastic pollution through science, education, and adventure. 5 Gyres North Star goal is to stop the flow of plastic pollution from source to sea by 2028.
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IRS990/ProgSrvcAccomActy2Grp/Desc0Break Free From Plastic Global Brand AuditsOver the past 5 years, we have partnered with the Break Free From Plastic (BFFP) coalition, a global network of over 2,000 NGOs working together to address plastic pollution. BFFP's Global Brand Audits use the TrashBlitz data collection platform to help identify the top corporate polluters globally. This community science data puts pressure on big corporations, including brands like Coca-Cola who have expressed a commitment to reduce their plastic footprint and replace virgin plastic with post-consumer (recycled) material. PFNPIn 2022, we piloted a new, nation-wide TrashBlitz project to track plastic pollution trends in national parks. More than 14,000 pieces of trash were cataloged across 44 sites - the majority (81%) being plastic. Results from this project and future, annual iterations of the campaign will be used to support legislation to keep single?use plastic out of our protected spaces, with the full report available on our website. Keeping Austin Plastic-FreeIn 2021 and 2022, 5 Gyres partnered with local organizations in Austin, TX to produce a TrashBlitz report that identified single-use plastic foodware as a major contributor to Austin's waste footprint. Here we piloted a new tactic - supporting local Community Based Organizations with both technical expertise and small grants. This tactic proved successful, one that we plan to continue building upon. As a direct result, 5 Gyres committed to the pursuit of waste reduction locally with community leaders, businesses, municipal staff, and NGO partners. This culminated in the creation of the Austin Reuse Coalition, which is currently supporting restaurants to reduce their plastic footprint and transition to reusables this summer. Considering that Texas is a pre-emption state, meaning there are bans against bans on plastic bags, utensils, etc, Austin coalition leaders are seeing success through behavior change, rather than relying on policy measures to enforce regulation.
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IRS990/ProgSrvcAccomActy3Grp/Desc0Education & Community5 Gyres uses education and community?based science to drive and inform local, scalable reuse models. By engaging key stakeholders in identifying the sources and potential solutions of problematic plastics in their own communities, we can work together to drive more equitable solutions. The following outlines our community based initiatives in 2022. Education outreach1. Filmed and produced a 'sector focused' Trash Academy Season 2, including 26 new episodes in English and Spanish, and ector?based videos about textiles, tires, and agriculture. 2. Participated in the City of STEM program through Los Angeles Unified School District. With 180 students served and 16 live STEM lessons taught, 5 Gyres helped fill the gap of STEM curriculum during the past few years of the pandemic.3. Launched the Restaurant Assistance Microgrant Program with Esperanza Community Housing to support small restaurants transitioning from single?use plastic to reusable alternatives. AdvocacyLocal:5 Gyres has played a key role in spearheading local legislation in Los Angeles, through helping to fundraise and provide leadership towards the creation of Reusable LA (RULA), a coalition made up of many stakeholders working collaboratively to drive policy change. Building off of last year's momentum in passing key legislation to reduce single use plastics from food delivery platforms, the Reusable LA Coalition spearheaded two campaigns that had a significant plastic reduction impact in Los Angeles. Los Angeles County passed an ordinance requiring single?use foodware to be compostable or recyclable, bans expanded polystyrene (EPS) products, and requires reusables at eateries, while Los Angeles City passed three ordinances banning EPS products, prohibiting all single?use plastic bags, and requiring zero?waste plans for all LA city facilities and events. State:The Plastic Pollution Reduction & Recycling Act (SB 54) was signed into law, aiming to "turn off the tap" on single-use plastics in California. We played a role in key stakeholder meetings to share scientific research and stay true to our Honest Broker mission.Federal:We joined advocates from around the country on Capitol Hill to lobby for the #BreakFreeFromPlastic Pollution Act. As part of the Plastic Free Parks Working Group, we are also lobbying the Department of the Interior to reduce the 10-year timeline for phasing out the sale and consumption of single-use plastics in national parks and federal lands.
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IRS990/ProgSrvcAccomActyOtherGrp/Desc0TrashBlitzTrashBlitz is a community science platform, designed to help communities assess their plastic pollution footprint through collecting and aggregating data on the most common trash types and brands. 5 Gyres developed the TrashBlitz protocol in response to a globally recognized need to better streamline trash data collection. This process was informed by 5 Gyres' participation in the United Nations Working Group GESAMP, a network of scientists working to harmonize data collection methods, in order to strengthen the utility of data to drive solutions. Our theory of change with TrashBlitz lies in the power of localized data, against the larger backdrop of global data sets: by providing local communities with easy tools to document specific trash types, sectors, and brands within their local environs, their ability to drive targeted solutions is strengthened.
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IRS990ScheduleC/SupplementalInformationDetail/ExplanationTxt0Policy is an ever-changing and slow-moving process, but we are thrilled to be on the front lines of using science to inform real change by participating in coalition building networks and advocating for upstream solutions in our local, national, and global communities. This year's work led to impressive progress made at the Local, State, and Federal levels.
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IRS990ScheduleD/SupplementalInformationDetail/ExplanationTxt0Accounting standards require an organization to evaluate its tax positions and provide for a liability for any positions that would not be considered 'more likely than not' to be upheld under a tax authority examination. Management has evaluated its tax positions and has concluded that a provision for a tax liability is not necessary at September 30, 2022 and 2021. Generally, the Organization's information returns remain open for examination for a period of three (federal) or four (state of California) years from the date of filing.
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IRS990ScheduleF/AccountActivitiesOutsideUSGrp/RegionTxt0North America - Canada and Mexico, but not the United States
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