Civic Intelligence

Upstate Emergency Medicine Inc.

990 • Fiscal year 2013 • EIN 16-1502502

Jan 01, 2013 to Dec 31, 2013 • Filed on Nov 12, 2014

750 E Adams Street13210

(315) 464-4363

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

30th percentile

0.25x

Higher debt load relative to assets than 30% of similar nonprofits.

2013 filings • NTEE E • $10M-$25M nonprofits • Source year 2013

Liabilities / Revenue

9th percentile

0.06x

Higher debt load relative to revenue than 9% of similar nonprofits.

2013 filings • NTEE E • $10M-$25M nonprofits • Source year 2013

Net Margin

42nd percentile

0.3%

Higher net margin than 42% of similar nonprofits.

2013 filings • NTEE E • $10M-$25M nonprofits • Source year 2013

Top Officer Pay

69th percentile

$669,354

Higher top officer pay than 69% of similar nonprofits.

Top officer pay equals 4.3% of source-year revenue.

2013 filings • NTEE E • $10M-$25M nonprofits • Source year 2013

Asset Growth

69th percentile

12%

Faster asset growth than 69% of similar nonprofits.

2013 filings • NTEE E • $10M-$25M nonprofits • Annualized from 2012 to 2013

Revenue Growth

Score unavailable

No value available

No earlier valid filing was available within the previous three public years.

Source year 2013

Assets

Up

$3,598,093

Up $371,616 (+12%) from 2012

Net Assets

Down

$2,694,675

Down $19,647 (-0.7%) from 2012

Liabilities

Up

$903,418

Up $391,263 (+76%) from 2012

Revenue

$15,447,734

No earlier filing loaded for comparison.

Expenses

Up

$15,402,457

Up $1,835,846 (+14%) from 2012

Net Income

$45,277

No earlier filing loaded for comparison.

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$4.0M$3.0M$2.0M$1.0M$0Assets 2010: $2,643,012Liabilities 2010: $379,530Net Assets 2010: $2,263,4822010Assets 2011: $2,739,654Liabilities 2011: $271,621Net Assets 2011: $2,468,0332011Assets 2012: $3,226,477Liabilities 2012: $512,155Net Assets 2012: $2,714,3222012Assets 2013: $3,598,093Liabilities 2013: $903,418Net Assets 2013: $2,694,6752013Assets 2014: $2,952,895Liabilities 2014: $426,730Net Assets 2014: $2,526,1652014

Highlighted filing

2013

Assets$3,598,093
Liabilities$903,418
Net Assets$2,694,675

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$20M$15M$10M$5.0M$0-$5.0MExpenses 2010: $12,270,9052010Expenses 2011: $12,846,3242011Expenses 2012: $13,566,6112012Revenue 2013: $15,447,734Expenses 2013: $15,402,457Net Income 2013: $45,2772013Revenue 2014: $16,472,340Expenses 2014: $16,640,850Net Income 2014: -$168,5102014

Highlighted filing

2013

Revenue$15,447,734
Expenses$15,402,457
Net Income$45,277
Jump To
Filing Snapshot
Filing Period
Jan 1, 2013 to Dec 31, 2013
Signed
Nov 12, 2014
Return Version
2013v3.0
Gross Receipts
$15,935,830
Mission and Program Overview

Mission

Provide emergent medical care to patients presenting at level 1 trauma center. Provide extensive teaching to medical students, residents, health profession students, faculty members and multiple other learners. Provide research related to emergency medicine to help advance the knowledge of medicine.

To provide clinical instruction to residents and medical students.

Balance Sheet Detail
LineBeginningEndChange
Assets
Rtn Earn Endowment Incm Other Fnds$2,714,322$2,694,675▼ $19,647
Accounts Receivable$1,945,493$2,093,270▲ $147,777
Cash and Non-Interest-Bearing Accounts$373,213$1,128,753▲ $755,540
Other Notes and Loans Receivable, Net$365,617--
Savings and Temporary Cash Investments$516,517$312,373▼ $204,144
Land, Buildings, and Equipment, Net$0$34,539▲ $34,539
Prepaid Expenses and Deferred Charges$25,637$29,158▲ $3,521
Pd in Cap Srpls Land Bldg Eqp Fund$0$0→ $0
Cap Stk Tr Prin Current Funds$0$0→ $0
Total Assets$3,226,477$3,598,093▲ $371,616
Liabilities
Accounts Payable and Accrued Expenses$36,810$891,752▲ $854,942
Other Liabilities$461,017--
Deferred Revenue$14,328$11,666▼ $2,662
Total Liabilities$512,155$903,418▲ $391,263
Net Assets / Fund Balance
Total Net Assets Fund Balance$2,714,322$2,694,675▼ $19,647
Total Liabilities and Net Assets / Fund Balance$3,226,477$3,598,093▲ $371,616

Asset Categories

AssetBook ValueDepreciationBasis
Equipment$34,539$3,478$38,017
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
John MccabeProfessor-$332,659$84,202$416,861
Richard CantorVICE PRESIDENT THRU 6/30/13; PROFESSORPT$71,066$219,655$290,721
James CiaccioBOARD MEMBER; ASST PROFESSORFT$227,247$61,013$288,260
Jeremy JoslinInstructor/asst ProfessorFT$210,703$59,136$269,839
Deborah MannAsst ProfessorFT$194,969$49,670$244,639
Eric ShawVICE PRESIDENT EFF 7/1/13; ASST PROFESSORFT$184,871$58,772$243,643
Thomas LavoieAsst ProfessorFT$186,891$56,220$243,111
Marvin HeyboerAsst ProfessorPT$176,598$59,421$236,019
Daniel OlssonAsst ProfessorFT$184,041$49,282$233,323
Brennan EllisAsst ProfessorFT$187,509$43,368$230,877
Thomas WeidmanBOARD MEMBER; ASST PROFESSORFT$175,959$47,688$223,647
Eric ShawVICE PRESIDENT EFF 7/1/13; ASST PROF-$172,301$48,385$220,686
Matthew SarsfieldAsst ProfessorFT$163,909$53,164$217,073
Jennifer CampoliAsst ProfessorFT$167,659$48,078$215,737
Long NguyenAsst ProfessorFT$166,509$49,221$215,730
Kelsey StackAssoc ProfessorFT$169,359$45,063$214,422
Mandeep DhaliwalAsst ProfessorFT$162,609$45,743$208,352
Peter SadowitzAssoc ProfessorPT$174,031$31,013$205,044
Lindsay MacconaghyAsst ProfessorFT$157,959$45,429$203,388
Risa FarberAsst ProfessorFT$159,459$42,548$202,007
William PaoloAsst ProfessorPT$139,582$46,719$186,301
Tommy MederAsst ProfessorFT$140,069$36,159$176,228
Albert KrischAsst ProfessorPT$139,861$35,954$175,815
Alison MccroneBOARD MEMBER; ASST PROFESSORPT$153,380$22,288$175,668
Gary JohnsonPRESIDENT; ASSOC PROF/CHAIRPT$143,468$30,222$173,690
Monica MorganAsst ProfessorPT$135,170$37,888$173,058
Irene WernerAsst ProfessorPT$134,872$35,021$169,893
Paul KoAsst ProfessorPT$101,170$57,942$159,112
Derek CooneyAssoc ProfessorPT$114,196$35,035$149,231
Lisa EvansNurse PractionerFT$131,409$13,998$145,407
David BaileyPhysician AsstFT$108,549$35,032$143,581
Michael ShawAsst ProfessorPT$110,907$29,050$139,957
Christian KnutsenBOARD MEMBER; ASST PROFESSORPT$104,232$33,157$137,389
Jay BrennerAsst ProfessorPT$98,162$37,076$135,238
Patrick AdcockAsst ProfessorFT$88,612$41,634$130,246
William LinskyNurse PractionerFT$114,444$14,942$129,386
Sherradyn MackPhysician AsstFT$94,711$33,605$128,316
William SantiagoAsst ProfessorPT$98,108$28,198$126,306
Elliot RodriguezSEC/TREASURER; ASSOC PROFESSORPT$87,228$37,416$124,644
Shane JenningsAsst ProfessorPT$120,749$2,062$122,811
Cara HolohanPhysician AsstFT$88,725$33,116$121,841
Ross SullivanAsst ProfessorFT$120,466$1,067$121,533
Christine CourtneyAsst ProfessorPT$92,664$27,544$120,208
Amy MacherAsst ProfessorFT$73,193$44,202$117,395
Erin HanleyAsst ProfessorPT$90,610$26,757$117,367
Christopher FullagarAsst Professor-$44,492$58,799$103,291
Carl BarusAsst ProfessorFT$99,195$1,530$100,725
Anthony StirpePhysician AsstFT$71,092$29,122$100,214
Charles BeaudetteAsst ProfessorPT$67,810$29,845$97,655
Mary DirubboAsst ProfessorPT$55,648$32,055$87,703
Richard CantorVICE PRESIDENT THRU 6/30/13; PROFESS-$61,074$23,406$84,480
Brian KlossClinical Asst ProfessorPT$69,992$14,483$84,475
Tyler GreenfieldAsst ProfessorFT$72,391$9,495$81,886
Louise PrinceAssoc ProfessorPT$65,990$14,307$80,297
Elizabeth NicholasAsst ProfessorFT$64,891$5,058$69,949
Bonnie GrossmanMed Director cg-$49,998$10,346$60,344
Stephanie GriceAsst ProfessorFT$41,731$8,075$49,806
Heramba PrasadAssoc ProfessorPT$23,106$26,579$49,685
Kezia SullivanPhysician AsstFT$28,809$19,662$48,471
Joshua MularellaNonacgme FellowPT$36,076$11,536$47,612
Peter MarianiAssoc ProfessorPT$12,610$3,466$16,076

Highest Paid Contractors

ContractorServicesLocationCompensation
Cao Fund Bursar's OfficeCentralized Physician Services-$887,310
Medbest Medical Management INCBilling Services-$569,028
Revenue and Support

Revenue Composition

Contributions and Grants
$697
Program Service Revenue
$15,055,668
Investment Income
$1,970
Other Revenue
$389,399
All Other Contributions
$697
Change in Net Assets
$45,277
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$10,376,955
Other Expenses$5,025,502
Grants and Similar Amounts Paid$0
Professional Fundraising Fees$0
Total Fundraising Expense$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Current Officers, Directors, Trustees, and Key Employees$7,055,563$531,064-$7,586,627
Pension Plan Contributions$1,123,221--$1,123,221
Other Salaries and Wages$1,070,641--$1,070,641
Insurance$616,631--$616,631
Payroll Taxes$485,761--$485,761
Fees for Services Other-$399,085-$399,085
Travel$166,201--$166,201
All Other Expenses$128,845--$128,845
Other Employee Benefits$110,705--$110,705
Other Expenses$103,311--$103,311
Office Expenses$101,911--$101,911
Occupancy$78,785--$78,785
Fees for Services Legal-$12,556-$12,556
Fees for Services Accounting-$7,777-$7,777
Fees for Service Investment Mgmnt Fees-$5,192-$5,192
Depreciation Depletion$3,478--$3,478
Advertising$1,231--$1,231
Interest$94--$94
Total Functional Expenses$14,446,783$955,674$0$15,402,457
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
Yes
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
Yes
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 2

Dr. Derek cooney is a director and is married to dr. Norma cooney who is an employee of the organization. Dr. Elliot rodriguez is a director and is married to dr. Lauren pipas who is an employee of the organization.

Form 990, Part VI, Section A, Line 6

Each physician or provider is an equal member and members would receive a share of the net assets upon the organization's dissolution.

Form 990, Part VI, Section A, Line 7A

According to our bylaws, each member is entitled to vote annually for two members of the corporate board, which is the governing body.

Form 990, Part VI, Section A, Line 7B

The corporate board members (governing body) vote on issues. Members are informed regularly of corporate board decisions.

Form 990, Part VI, Section B, Line 11

The external accountant prepares a draft 990. Upstate's administrator and account analyst review the draft 990 prior to filing.

Form 990, Part VI, Section B, Line 12C

The written conflict of interest policy is reviewed at the faculty and staff meetings. Also, the organization has an institutional and departmental compliance office that review the policy.

Form 990, Part VI, Section B, Line 15

The process used for determining compensation is to use the guidelines put forth by the aamc - 50 percentile of northeast schools, faculty salaries and academic rank. Also, incentive plan for organization objectives. Also, guidelines of board of trustees of new york state.

Form 990, Part VI, Section C, Line 19

The conflict of interest policy is on the website for faculty practice compliance. Governing documents and financial statements are available upon request.

Filing and Contact Details

Filer

EIN
16-1502502
Phone
3154644363

Signing Officer

Name
Gary Johnson Md
Title
President
Phone
3154644363
Signed
2014-11-12
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Gary Johnson Md
Formed
1996
Legal Domicile
Ny
Voting Board Members
54
Independent Board Members
0
Employees
110
Volunteers
0

Preparer

Preparer
Carolyn S Sturick
Phone
3154719171
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