Civic Intelligence

Utica University

990 • Fiscal year 2025 • EIN 16-1476258

Jun 01, 2024 to May 31, 2025

1600 Burrstone RoadUtica, NY 13502

(315) 792-3011

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

84th percentile

0.65x

Higher debt load relative to assets than 84% of similar nonprofits.

2025 filings • 501(c)3 • $100M-$250M nonprofits • Source year 2025

Liabilities / Revenue

72nd percentile

0.87x

Higher debt load relative to revenue than 72% of similar nonprofits.

2025 filings • 501(c)3 • $100M-$250M nonprofits • Source year 2025

Net Margin

15th percentile

-4.3%

Higher net margin than 15% of similar nonprofits.

2025 filings • 501(c)3 • $100M-$250M nonprofits • Source year 2025

Top Officer Pay

56th percentile

$449,772

Higher top officer pay than 56% of similar nonprofits.

Top officer pay equals 0.5% of source-year revenue.

2025 filings • 501(c)3 • $100M-$250M nonprofits • Source year 2025

Asset Growth

12th percentile

-2.5%

Faster asset growth than 12% of similar nonprofits.

2025 filings • 501(c)3 • $100M-$250M nonprofits • Annualized from 2024 to 2025

Revenue Growth

37th percentile

2.8%

Faster revenue growth than 37% of similar nonprofits.

2025 filings • 501(c)3 • $100M-$250M nonprofits • Annualized from 2024 to 2025

Assets

Down

$130,088,029

Down $3,377,846 (-2.5%) from 2024

Net Assets

Down

$45,860,849

Down $802,487 (-1.7%) from 2024

Liabilities

Down

$84,227,180

Down $2,575,359 (-3.0%) from 2024

Revenue

Up

$97,065,313

Up $2,608,487 (+2.8%) from 2024

Expenses

Down

$101,286,070

Down $8,445,068 (-7.7%) from 2024

Net Income

Up

-$4,220,757

Up $11,053,555 (+72%) from 2024

Historical Trend

Balance Sheet Trend

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$200M$150M$100M$50M$0Assets 2010: $95,592,421Liabilities 2010: $56,307,885Net Assets 2010: $39,284,5362010Assets 2011: $102,514,868Liabilities 2011: $58,315,734Net Assets 2011: $44,199,1342011Assets 2012: $104,727,773Liabilities 2012: $57,641,295Net Assets 2012: $47,086,4782012Assets 2013: $106,356,090Liabilities 2013: $57,182,339Net Assets 2013: $49,173,7512013Assets 2014: $106,640,177Liabilities 2014: $56,152,564Net Assets 2014: $50,487,6132014Assets 2015: $110,713,733Liabilities 2015: $63,146,442Net Assets 2015: $47,567,2912015Assets 2016: $115,179,428Liabilities 2016: $71,024,983Net Assets 2016: $44,154,4452016Assets 2017: $117,018,066Liabilities 2017: $69,080,233Net Assets 2017: $47,937,8332017Assets 2018: $130,056,007Liabilities 2018: $70,578,617Net Assets 2018: $59,477,3902018Assets 2019: $133,290,027Liabilities 2019: $68,597,430Net Assets 2019: $64,692,5972019Assets 2020: $150,954,617Liabilities 2020: $84,664,414Net Assets 2020: $66,290,2032020Assets 2021: $162,972,224Liabilities 2021: $84,303,263Net Assets 2021: $78,668,9612021Assets 2022: $156,931,603Liabilities 2022: $82,613,316Net Assets 2022: $74,318,2872022Assets 2023: $140,809,471Liabilities 2023: $83,973,692Net Assets 2023: $56,835,7792023Assets 2024: $133,465,875Liabilities 2024: $86,802,539Net Assets 2024: $46,663,3362024Assets 2025: $130,088,029Liabilities 2025: $84,227,180Net Assets 2025: $45,860,8492025

Highlighted filing

2025

Assets$130,088,029
Liabilities$84,227,180
Net Assets$45,860,849

Operations Trend

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$150M$100M$50M$0-$50MExpenses 2010: $58,136,2662010Expenses 2011: $86,548,4182011Expenses 2012: $93,764,5602012Expenses 2013: $100,775,0092013Revenue 2014: $105,299,542Expenses 2014: $105,412,420Net Income 2014: -$112,8782014Revenue 2015: $108,239,382Expenses 2015: $110,368,110Net Income 2015: -$2,128,7282015Revenue 2016: $115,993,449Expenses 2016: $120,871,280Net Income 2016: -$4,877,8312016Revenue 2017: $99,799,776Expenses 2017: $93,885,974Net Income 2017: $5,913,8022017Revenue 2018: $101,947,803Expenses 2018: $95,923,190Net Income 2018: $6,024,6132018Revenue 2019: $104,359,411Expenses 2019: $98,993,758Net Income 2019: $5,365,6532019Revenue 2020: $101,806,169Expenses 2020: $99,401,087Net Income 2020: $2,405,0822020Revenue 2021: $115,414,749Expenses 2021: $95,038,724Net Income 2021: $20,376,0252021Revenue 2022: $105,142,781Expenses 2022: $104,853,806Net Income 2022: $288,9752022Revenue 2023: $89,786,192Expenses 2023: $105,687,698Net Income 2023: -$15,901,5062023Revenue 2024: $94,456,826Expenses 2024: $109,731,138Net Income 2024: -$15,274,3122024Revenue 2025: $97,065,313Expenses 2025: $101,286,070Net Income 2025: -$4,220,7572025

Highlighted filing

2025

Revenue$97,065,313
Expenses$101,286,070
Net Income-$4,220,757
Jump To
Filing Snapshot
Filing Period
Jun 1, 2024 to May 31, 2025
Signed
Apr 15, 2026
Return Version
2024v5.0
Gross Receipts
$108,031,179
Mission and Program Overview

Mission

We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways.

Balance Sheet Detail
LineBeginningEndChange
Assets
Land, Buildings, and Equipment, Net$76,611,274$72,991,341▼ $3,619,933
Investments in Publicly Traded Securities$31,111,172$31,017,799▼ $93,373
Accounts Receivable$9,139,924$8,465,480▼ $674,444
Investments Other Securities$3,958,236$5,616,627▲ $1,658,391
Savings and Temporary Cash Investments$5,117,134$4,867,899▼ $249,235
Pledges and Grants Receivable$992,397$1,432,030▲ $439,633
Prepaid Expenses and Deferred Charges$525,484$588,927▲ $63,443
Other Notes and Loans Receivable, Net$118,503$78,972▼ $39,531
Cash and Non-Interest-Bearing Accounts$2,152$1,814▼ $338
Inventories for Sale or Use$1,973$1,656▼ $317
Investments Program Related$0$0→ $0
Intangible Assets$0$0→ $0
Total Assets$133,465,875$130,088,029▼ $3,377,846
Other Assets Total$5,887,626$5,025,484▼ $862,142
Liabilities
Tax Exempt Bond Liabilities$40,623,278$39,787,857▼ $835,421
Accounts Payable and Accrued Expenses$16,366,390$17,416,588▲ $1,050,198
Other Liabilities$17,326,917$14,840,979▼ $2,485,938
Deferred Revenue$12,485,954$12,181,756▼ $304,198
Total Liabilities$86,802,539$84,227,180▼ $2,575,359
Net Assets / Fund Balance
Net Assets With Donor Restrictions$39,323,706$41,720,890▲ $2,397,184
Net Assets Without Donor Restrictions$7,339,630$4,139,959▼ $3,199,671
Total Net Assets Fund Balance$46,663,336$45,860,849▼ $802,487
Total Liabilities and Net Assets / Fund Balance$133,465,875$130,088,029▼ $3,377,846

Asset Categories

AssetBook ValueDepreciationBasis
Buildings$62,858,615$63,364,605$0
Other Land Buildings$2,038,248$10,295,773$0
Land$6,060,530-$0
Equipment$1,186,823$12,869,941$0
Leasehold Improvements$847,125$1,660,992$0

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2024$35,361,616$1,145,800▲ $3,245,774$560,688$37,139,343
2023$34,819,284$899,234▲ $4,895,661$4,436,197$35,361,616
2022$35,470,959$1,038,155▼ $176,004$553,384$34,819,284
2021$36,600,490$3,347,871▼ $3,116,405$324,217$35,470,959
2020$27,110,269$2,567,821▲ $8,227,652$389,894$36,600,490
Compensation and Service Providers

Employees

NameTitleFull / Part TimeBaseOtherTotal
Todd PfannestielPresidentFT$420,011$29,761$449,772
Stephanie NesbittProvostFT$211,406$20,293$231,699
Robert HallidayProfessor of PhilosophyFT$167,892$46,776$214,668
Glen HansenAssociate Professor of AccountingFT$167,227$46,846$214,073
Polly SmithSenior Vice President for Market Innovation & New Ventures/Associtae Provost for OESFT$196,301$16,518$212,819
Patrice HallockAssociate Dean School of Health Professions and EducationFT$165,924$31,256$197,180
Kristin HaagVice President of Financial Affairs/TreasurerFT$164,733$6,197$170,930
William SykesSenior VP of Enrollment Management & MarketingFT$145,396$24,491$169,887

Board Members and Trustees

Highest Paid Contractors

ContractorServicesLocationCompensation
ABM Industry Groups LLCFacilities ServicesOne Liberty Plaza, 7th Floor, New York, NY 10016$5,839,621
Sodexo Inc & AffiliatesFood Service10 Earhart Drive, Williamsville, NY 10016$4,335,486
RisepointOnline Educational Services2803 Philadelphia Pike St, Claymont, DE 19703$4,127,433
Orbis Education ServicesEducational Partner11595 North Meridian St, Carmel, IN 46032$3,411,288
Follett Higher Education Group IncCollege Supplies Partner3 Westbrook Corporate Center, Suite B, Westchester, IL 60154$1,881,318
Revenue and Support

Revenue Composition

Contributions and Grants
$9,893,756
Program Service Revenue
$84,874,737
Investment Income
$1,104,600
Other Revenue
$1,192,220
All Other Contributions
$6,001,772
Change in Net Assets
$-4,220,757

Audited Revenue Reconciliation

Revenue per Audited Statements
$77,907,109
Revenue Not Reported on Financial Statements
$19,158,204
Revenue Not Reported on Form 990
$2,613,848
Other Revenue Adjustments
$19,158,204
Total Revenue per Audited Statements
$80,520,957
Total Revenue per Form 990
$97,065,313
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Salaries, Compensation, and Employee Benefits$47,325,969
Other Expenses$34,801,897
Grants and Similar Amounts Paid$19,158,204
Total Fundraising Expense$2,241,600
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$31,270,054$4,679,018$948,695$36,897,767
Grants to Domestic Individuals$19,029,704--$19,029,704
Other Employee Benefits$5,651,184$0$0$5,651,184
Depreciation Depletion$4,911,860$452,557$279$5,364,696
Fees for Services Other$4,088,280$301,073$37,015$4,426,368
Occupancy$3,778,577$235,008$14,416$4,028,001
All Other Expenses$2,092,398$1,145,128$62,414$3,299,940
Payroll Taxes$2,277,582$375,738$96,855$2,750,175
Other Expenses$2,446,270$61,825$10,793$2,518,888
Interest$1,548,790$172,128$408$1,721,326
Office Expenses$1,483,372$64,889$27,084$1,575,345
Travel$1,156,927$261,185$15,765$1,433,877
Current Officers, Directors, Trustees, and Key Employees$355,068$583,422$407,822$1,346,312
Information Technology$65,053$1,001,083$2$1,066,138
Insurance$205,037$691,735$0$896,772
Pension Plan Contributions$260,227$334,165$86,139$680,531
Advertising$31,709$59,663$481,950$573,322
Conferences and Meetings$206,645$29,426$37,453$273,524
Foreign Grants$128,500--$128,500
Fees for Services Accounting$0$121,996$0$121,996
Fees for Services Legal$0$117,550$0$117,550
Royalties$1,523$0$0$1,523
Total Functional Expenses$88,273,763$10,770,707$2,241,600$101,286,070

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$101,286,070
Expenses per Audited Statements$82,127,866
Total Expenses per Audited Statements$82,127,866
Expenses Not Reported on Financial Statements$19,158,204
Other Expense Adjustments$19,158,204
Expenses Not Reported on Form 990$0
International Activity

International Summary

Offices
0
Employees
29
Spending
$263,830

International Compliance

Foreign grant records maintained
Yes
Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
Yes
Interest in foreign trust
No
Passive foreign investment company interest
No
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
North America (including Canada and Mexico, but not the United States)Program ServicesFaculty01$91,300
South AsiaProgram ServicesInternational Student Recruitment01$55,000
Europe (including Iceland and Greenland)Program ServicesFaculty Led Study Abroad03$27,900
North America (including Canada and Mexico, but not the United States)Program ServicesInternational Student Recruitment02$20,100
Europe (including Iceland and Greenland)Program ServicesStudy Abroad02$18,800
Central America and the CaribbeanProgram ServicesAdjunct Lecturer01$16,300
North America (including Canada and Mexico, but not the United States)Program ServicesConference Attendance06$6,800
Europe (including Iceland and Greenland)Program ServicesFieldwork03$6,000
Europe (including Iceland and Greenland)Speaking at Seminars or ConferencesConference Presentations02$4,900
Europe (including Iceland and Greenland)Program ServicesHuman Rights Festival01$4,100
Europe (including Iceland and Greenland)Program ServicesConference Attendance01$3,700
Europe (including Iceland and Greenland)Program ServicesVisit & assess study abroad sites01$3,600
South AsiaProgram ServicesConference Attendance03$2,800
South AmericaSpeaking at Seminars or ConferencesConference Presentations01$1,800
East Asia and the PacificProgram ServicesConference Attendance01$730
Fundraising, Events, and Gaming
Fundraising activities
No
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$0
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Post-Retirement Liability$5,398,172
Lease Liability$5,025,484
Bond Premium, Net of Amortization$4,353,934
Charitable Trust Obligations$63,389

Bond Issues

BondIssuerIssuedIssue PricePurpose
AOneida County Local Development Corporation2019-12-18$49,438,503See Part VI

Bond Proceeds

BondTotal ProceedsSpentRetiredIssuance Costs
A$49,443,342$35,120,883$0$569,147

Bond Financing Compliance

No rebate due
No
Rebate not yet due
Yes
Form 8038-T filed
No
Gross proceeds invested
No
Gross proceeds invested in GIC
No
Exception to rebate
No
Corrective action procedures
Yes
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with 35% controlled entity
No
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, Line 2

The University conducts business with various vendors throughout the greater Utica area. Several of the University's vendors have principals or employees currently serving on its board of trustees. In accordance with the University's bylaws, each vendor serving on the University Board of Trustees is required to disclose the details of transactions and other business involvements with the University annually.

Form 990, Part VI, Section B, Line 11B

The 990 is reviewed and approved by the treasurer, key employees, and appropriate trustees prior to being filed and issued. Additionally, the 990 is provided to the entire board of trustees for review and comment prior to filing.

Form 990, Part VI, Section B, Line 12C

Officers and Board trustees are required to complete conflict of interest statements and submit them annually to the office of financial affairs.

Form 990, Part VI, Section B, Line 15

The compensation of the president is determined by a compensation committee of the board of trustees in consultation with an independent consultant and approved by the executive committee. The compensation of officers and key employees is determined by the University president and approved by the compensation committee.

Form 990, Part VI, Section C, Line 19

Governing documents are available to the public through personal request through appropriate University officials.

Filing and Contact Details

Filer

Filer Name
Utica University
EIN
16-1476258
Phone
3157923011
Address
1600 Burrstone Road, Utica, NY 13502

Signing Officer

Name
Kristin Haag
Title
Sr.VP for Financial Affairs & Treas
Phone
3157923011
Signed
2026-04-15

Organization Details

Principal Officer
Kristin Haag
Formed
1946
Legal Domicile
Ny
Voting Board Members
29
Independent Board Members
28
Employees
1,625
Volunteers
75
Supplemental Narrative

Additional Explanations

Form 990, Part XI, Line 9

Change in funded status of the pension plan $849,571 and net periodic benefit cost ($45,149).

Form 990, Part XII, Line 2C

The University's audit committee and board of trustees assumes responsibility for and oversees the audit of the annual financial statements and the selection of independent auditors. No changes to the oversight or selection process of the University have been noted.

Financial Statement Notes

Schedule D, Part III, Line 4

The University has a fine arts collection in which the contents are being utilized across campus and the University offers a number of fine arts courses.

Schedule D, Part V, Line 4

The University has endowment funds that are managed to provide a permanent source of income to support the teaching, research, and service missions of the institution.

Schedule D, Part XI, Line 4B

Scholarship Aid - $19,158,204

Schedule D, Part XII, Line 4B

Scholarship Aid - $19,158,204

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This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Desc0Instruction and research to educate undergraduate & graduate students preparing them to achieve distinction in their chosen professions and inspiring them to become citizens committed to their community. Institutional Support for central and executive-level activities concerned with management and long-range planning for the entire institution.
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IRS990/Form990PartVIISectionAGrp/PersonNm0Todd Pfannestiel
IRS990/Form990PartVIISectionAGrp/PersonNm1Stephanie Nesbitt
IRS990/Form990PartVIISectionAGrp/PersonNm2Robert Halliday
IRS990/Form990PartVIISectionAGrp/PersonNm3Glen Hansen
IRS990/Form990PartVIISectionAGrp/PersonNm4Polly Smith
IRS990/Form990PartVIISectionAGrp/PersonNm5Patrice Hallock
IRS990/Form990PartVIISectionAGrp/PersonNm6Kristin Haag
IRS990/Form990PartVIISectionAGrp/PersonNm7William Sykes
IRS990/Form990PartVIISectionAGrp/PersonNm8Robert Brevenik
IRS990/Form990PartVIISectionAGrp/PersonNm9Jeremy Thurston
IRS990/Form990PartVIISectionAGrp/PersonNm10Heidi Hoeller
IRS990/Form990PartVIISectionAGrp/PersonNm11Christian Meyer III
IRS990/Form990PartVIISectionAGrp/PersonNm12Kenneth Bell
IRS990/Form990PartVIISectionAGrp/PersonNm13Larry Bull
IRS990/Form990PartVIISectionAGrp/PersonNm14Gerard Capraro
IRS990/Form990PartVIISectionAGrp/PersonNm15John Casellini
IRS990/Form990PartVIISectionAGrp/PersonNm16Ronald Cuccaro
IRS990/Form990PartVIISectionAGrp/PersonNm17Harry Cynkus
IRS990/Form990PartVIISectionAGrp/PersonNm18Frederick Degen
IRS990/Form990PartVIISectionAGrp/PersonNm19Krista DiBeradino
IRS990/Form990PartVIISectionAGrp/PersonNm20James DuRoss
IRS990/Form990PartVIISectionAGrp/PersonNm21John Forte
IRS990/Form990PartVIISectionAGrp/PersonNm22Christopher Crolius
IRS990/Form990PartVIISectionAGrp/PersonNm23Samuel Hester
IRS990/Form990PartVIISectionAGrp/PersonNm24Daniel Jones
IRS990/Form990PartVIISectionAGrp/PersonNm25Wester Miga
IRS990/Form990PartVIISectionAGrp/PersonNm26Mark Pilipczuk
IRS990/Form990PartVIISectionAGrp/PersonNm27Eugene Quadraro Jr
IRS990/Form990PartVIISectionAGrp/PersonNm28Solade Rowe
IRS990/Form990PartVIISectionAGrp/PersonNm29John Snyder
IRS990/Form990PartVIISectionAGrp/PersonNm30Treesa Salter
IRS990/Form990PartVIISectionAGrp/PersonNm31Mikhail Bushiniski
IRS990/Form990PartVIISectionAGrp/PersonNm32Tanner Stewart
IRS990/Form990PartVIISectionAGrp/PersonNm33Jeffery Whalley
IRS990/Form990PartVIISectionAGrp/PersonNm34Tricia Rutkowski
IRS990/Form990PartVIISectionAGrp/PersonNm35Thomas Cole
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IRS990/Form990PartVIISectionAGrp/TitleTxt0President
IRS990/Form990PartVIISectionAGrp/TitleTxt1Provost
IRS990/Form990PartVIISectionAGrp/TitleTxt2Professor of Philosophy
IRS990/Form990PartVIISectionAGrp/TitleTxt3Associate Professor of Accounting
IRS990/Form990PartVIISectionAGrp/TitleTxt4Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES
IRS990/Form990PartVIISectionAGrp/TitleTxt5Associate Dean School of Health Professions and Education
IRS990/Form990PartVIISectionAGrp/TitleTxt6Vice President of Financial Affairs/Treasurer
IRS990/Form990PartVIISectionAGrp/TitleTxt7Senior VP of Enrollment Management & Marketing
IRS990/Form990PartVIISectionAGrp/TitleTxt8Trustee
IRS990/Form990PartVIISectionAGrp/TitleTxt9Chairperson

Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Filings

Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2025Detailed filing. Detailed filing data is available for this year.$130$84.2$45.9$97.1$101$4.22
2024Detailed filing. Detailed filing data is available for this year.$133$86.8$46.7$94.5$110$15.3
2023Detailed filing. Detailed filing data is available for this year.$141$84.0$56.8$89.8$106$15.9
2022Detailed filing. Detailed filing data is available for this year.$157$82.6$74.3$105$105$0.29
2021Detailed filing. Detailed filing data is available for this year.$163$84.3$78.7$115$95.0$20.4
2020Detailed filing. Detailed filing data is available for this year.$151$84.7$66.3$102$99.4$2.41
2019Detailed filing. Detailed filing data is available for this year.$133$68.6$64.7$104$99.0$5.37
2018Detailed filing. Detailed filing data is available for this year.$130$70.6$59.5$102$95.9$6.02
2017Detailed filing. Detailed filing data is available for this year.$117$69.1$47.9$99.8$93.9$5.91
2016Detailed filing. Detailed filing data is available for this year.$115$71.0$44.2$116$121$4.88
2015Detailed filing. Detailed filing data is available for this year.$111$63.1$47.6$108$110$2.13
2014Detailed filing. Detailed filing data is available for this year.$107$56.2$50.5$105$105$0.11
2013Facts available. Structured filing facts are available, but richer extracted sections are limited.$106$57.2$49.2$101
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$105$57.6$47.1$93.8
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$103$58.3$44.2$86.5
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$95.6$56.3$39.3$58.1