Civic Intelligence

The Glaucoma Foundation Inc

990 • Fiscal year 2016 • EIN 13-3174839

Jan 01, 2016 to Dec 31, 2016 • Filed on May 18, 2017

Organization Profileglaucomafoundation.org
80 Maiden LaneNew York, NY 10038

(212) 651-1900

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

24th percentile

0.03x

Higher debt load relative to assets than 24% of similar nonprofits.

2016 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2016

Liabilities / Revenue

32nd percentile

0.08x

Higher debt load relative to revenue than 32% of similar nonprofits.

2016 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2016

Net Margin

88th percentile

34%

Higher net margin than 88% of similar nonprofits.

2016 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2016

Top Officer Pay

81st percentile

$226,668

Higher top officer pay than 81% of similar nonprofits.

Top officer pay equals 10.2% of source-year revenue.

2016 filings • 501(c)3 • $5M-$10M nonprofits • Source year 2016

Asset Growth

83rd percentile

19%

Faster asset growth than 83% of similar nonprofits.

2016 filings • 501(c)3 • $5M-$10M nonprofits • Annualized from 2015 to 2016

Revenue Growth

81st percentile

24%

Faster revenue growth than 81% of similar nonprofits.

2016 filings • 501(c)3 • $5M-$10M nonprofits • Annualized from 2015 to 2016

Balance Sheet
Liabilities / Assets24th percentile

Assets

Up

$7,082,073

Up $1,151,904 (+19%) from 2015

Net Assets

Up

$6,896,861

Up $1,068,290 (+18%) from 2015

Liabilities

Up

$185,212

Up $83,614 (+82%) from 2015

Revenue And Expenses
Liabilities / Revenue32nd percentileNet Margin88th percentile

Revenue

Up

$2,225,963

Up $428,668 (+24%) from 2015

Expenses

Up

$1,460,990

Up $166,347 (+13%) from 2015

Net Income

Up

$764,973

Up $262,321 (+52%) from 2015

Historical Trend

Balance Sheet Trend

Asset Growth83rd percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$20M$15M$10M$5.0M$0Assets 2011: $3,715,160Liabilities 2011: $214,019Net Assets 2011: $3,501,1412011Assets 2012: $4,221,355Liabilities 2012: $246,059Net Assets 2012: $3,975,2962012Assets 2013: $5,680,955Liabilities 2013: $146,633Net Assets 2013: $5,534,3222013Assets 2014: $6,454,873Liabilities 2014: $299,963Net Assets 2014: $6,154,9102014Assets 2015: $5,930,169Liabilities 2015: $101,598Net Assets 2015: $5,828,5712015Assets 2016: $7,082,073Liabilities 2016: $185,212Net Assets 2016: $6,896,8612016Assets 2017: $7,802,217Liabilities 2017: $300,010Net Assets 2017: $7,502,2072017Assets 2018: $6,650,263Liabilities 2018: $162,351Net Assets 2018: $6,487,9122018Assets 2019: $8,227,674Liabilities 2019: $247,009Net Assets 2019: $7,980,6652019Assets 2020: $9,853,734Liabilities 2020: $360,178Net Assets 2020: $9,493,5562020Assets 2021: $12,951,160Liabilities 2021: $598,480Net Assets 2021: $12,352,6802021Assets 2022: $12,309,626Liabilities 2022: $554,217Net Assets 2022: $11,755,4092022Assets 2023: $13,946,604Liabilities 2023: $709,973Net Assets 2023: $13,236,6312023Assets 2024: $17,585,178Liabilities 2024: $1,402,985Net Assets 2024: $16,182,1932024

Highlighted filing

2016

Assets$7,082,073
Liabilities$185,212
Net Assets$6,896,861
Open 2016 Filing

Operations Trend

Revenue Growth81st percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$6.0M$4.0M$2.0M$0-$2.0MRevenue 2011: $1,576,048Expenses 2011: $1,303,415Net Income 2011: $272,6332011Revenue 2012: $1,530,218Expenses 2012: $1,323,644Net Income 2012: $206,5742012Revenue 2013: $1,812,747Expenses 2013: $1,196,912Net Income 2013: $615,8352013Revenue 2014: $2,240,057Expenses 2014: $1,477,128Net Income 2014: $762,9292014Revenue 2015: $1,797,295Expenses 2015: $1,294,643Net Income 2015: $502,6522015Revenue 2016: $2,225,963Expenses 2016: $1,460,990Net Income 2016: $764,9732016Revenue 2017: $1,544,190Expenses 2017: $1,584,141Net Income 2017: -$39,9512017Revenue 2018: $1,462,972Expenses 2018: $1,487,081Net Income 2018: -$24,1092018Revenue 2019: $3,810,156Expenses 2019: $1,913,260Net Income 2019: $1,896,8962019Revenue 2020: $2,437,313Expenses 2020: $1,829,799Net Income 2020: $607,5142020Revenue 2021: $4,297,114Expenses 2021: $2,530,459Net Income 2021: $1,766,6552021Revenue 2022: $2,913,222Expenses 2022: $2,184,741Net Income 2022: $728,4812022Revenue 2023: $4,763,086Expenses 2023: $2,878,347Net Income 2023: $1,884,7392023Revenue 2024: $4,529,912Expenses 2024: $3,072,238Net Income 2024: $1,457,6742024

Highlighted filing

2016

Revenue$2,225,963
Expenses$1,460,990
Net Income$764,973
Open 2016 Filing
Jump To
Filing Snapshot
Filing Period
Jan 1, 2016 to Dec 31, 2016
Signed
May 18, 2017
Return Version
2016v3.0
Gross Receipts
$3,457,745
Mission and Program Overview

Mission

The Glaucoma Foundation is an international not-for-profit organization dedicated to eradicating glaucoma, the leading cause of preventable blindness. The strategy to achieve this goal is two-fold: raise public awareness concerning the necessity of routine eye exams, and fund critical research to find cures for glaucoma.

The Glaucoma Foundation is an international not-for-profit organization dedicated to eradicating glaucoma, the leading cause of preventable blindness.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$4,165,033$5,283,643▲ $1,118,610
Savings and Temporary Cash Investments$1,065,251$863,663▼ $201,588
Pledges and Grants Receivable$64,860$571,930▲ $507,070
Cash and Non-Interest-Bearing Accounts$596,947$327,074▼ $269,873
Prepaid Expenses and Deferred Charges$6,399$4,634▼ $1,765
Land, Buildings, and Equipment, Net$3,883$3,333▼ $550
Accounts Receivable-$0-
Other Notes and Loans Receivable, Net-$0-
Receivable From Disqualified Prsn-$0-
Receivables From Officers Etc-$0-
Investments Other Securities-$0-
Investments Program Related-$0-
Intangible Assets-$0-
Inventories for Sale or Use-$0-
Total Assets$5,930,169$7,082,073▲ $1,151,904
Other Assets Total$27,796$27,796→ $0
Liabilities
Grants Payable$50,574$117,500▲ $66,926
Accounts Payable and Accrued Expenses$51,024$58,230▲ $7,206
Other Liabilities-$9,482-
Total Liabilities$101,598$185,212▲ $83,614
Net Assets / Fund Balance
Temporarily Rstr Net Assets-$2,875,419-
Unrestricted Net Assets$1,143,135$2,521,405▲ $1,378,270
Permanently Rstr Net Assets$4,685,436$1,500,037▼ $3,185,399
Total Net Assets Fund Balance$5,828,571$6,896,861▲ $1,068,290
Total Liabilities and Net Assets / Fund Balance$5,930,169$7,082,073▲ $1,151,904

Asset Categories

AssetBook ValueDepreciationBasis
Other Land Buildings$3,175$42,477$45,652
Equipment$158$36,869$37,027

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2016$4,685,436$50▲ $681,505-$5,283,643
2015$5,045,476$60,000▼ $335,888-$4,685,436
2014$4,855,076$60,701▲ $256,698-$5,045,476
2013$3,576,853$1,278,223▲ $1,303,327$1,139,198$4,855,076
2012$3,012,132$564,711▲ $493,279$239,523$3,576,853
Compensation and Service Providers
Top Officer Pay81st percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
Scott ChristensenPresident & CEOFT$206,132$20,536$226,668
Nilda RichardsControllerFT$86,045$15,729$101,774

Board Members and Trustees

NameTitle
Gergory K HarmonChairman
Barry S FriedbergDirector
Gerald KaiserDirector
Ilene GiaquintaDirector
Irving WolbromDirector
Jeffrey M LiebmannDirector
Joseph M CohenDirector
Joseph M LaMottaDirector
Karen LingDirector
Kenneth MortensonDirector
Kumar MahadevaDirector
Lori G FeldmanDirector
Louis PasqualeDirector
Mary Jane VoelkerDirector
Maurice H LuntzDirector
Melissa LiewDirector
Mr David FellowsDirector
Murray FingeretDirector
Paul L KaufmanDirector
Salavatore CiampoDirector
Sheldon M SiegelDirector
William C BakerDirector
Robert RichVP/Secr/Founder
Revenue and Support

Revenue Composition

Contributions and Grants
$1,846,472
Program Service Revenue
$0
Investment Income
$379,491
Other Revenue
$0
All Other Contributions
$1,712,592
Change in Net Assets
$764,973

Noncash Contribution Practices

Property subject to holding requirements
No
Reviewed unusual noncash gifts
Yes
Third parties used for noncash contributions
No

Noncash Contributions

Contribution TypeContribution CountReported AmountValuation Method
Securities Publicly Traded5$67,512Sales proceeds
Total Noncash Contributions5$67,512-

Audited Revenue Reconciliation

Revenue per Audited Statements
$2,142,616
Revenue Not Reported on Financial Statements
$83,347
Revenue Not Reported on Form 990
$303,317
Total Revenue per Audited Statements
$2,445,933
Total Revenue per Form 990
$2,225,963
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$644,767
Salaries, Compensation, and Employee Benefits$510,566
Grants and Similar Amounts Paid$257,250
Total Fundraising Expense$167,172
Professional Fundraising Fees$48,407

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Current Officers, Directors, Trustees, and Key Employees$280,087$40,100$12,318$332,505
Grants to Domestic Orgs$162,250--$162,250
Conferences and Meetings$140,939$522-$141,461
Other Salaries and Wages$105,079$5,129$10,521$120,729
Foreign Grants$95,000--$95,000
Occupancy$74,588$8,759$4,423$87,770
Fees for Service Investment Mgmnt Fees-$83,347-$83,347
Fees for Services Other$47,387$23,813-$71,200
Fees for Services Professional Fundraising--$48,407$48,407
Payroll Taxes$23,828$2,798$1,413$28,039
Other Employee Benefits$21,869$2,568$1,297$25,734
Office Expenses$18,204$2,137$1,080$21,421
Other Expenses$4,685$16,112$14,057$18,742
All Other Expenses$14,684$1,376-$16,060
Insurance$4,791$563$284$5,638
Pension Plan Contributions$3,025$355$179$3,559
Depreciation Depletion$1,466$172$87$1,725
Fees for Services Legal-$1,615-$1,615
Total Functional Expenses$1,104,452$189,366$167,172$1,460,990

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$1,460,990
Expenses per Audited Statements$1,377,643
Total Expenses per Audited Statements$1,377,643
Expenses Not Reported on Financial Statements$83,347
International Activity

Grant and Assistance Recipients

RecipientLocationCategoryPurposeAmount
Augusta University Rsch InstAugusta, GA501 (c)(3)Medical Research$40,000
Duke UniversityCharlotte, NC501 (c)(3)Medical Research$40,000
University of CincinnatiCincinnati, OH501 (c)(3)Medical Research$40,000
University of UtahSalt Lake City, UT501 (c)(3)Medical Research$40,000

International Summary

Spending
$95,000

International Compliance

Foreign grant records maintained
Yes
Activity in boycott countries
No
Foreign corporation ownership
No
Foreign partnership interest
No
Interest in foreign trust
No
Passive foreign investment company interest
No
Transfers to foreign corporations
No

International Activities

RegionActivityServicesOfficesEmployeesSpending
EuropeGrantsGrants00$60,000
Middle EastGrantsGrants00$35,000
Fundraising, Events, and Gaming
Fundraising activities
Yes
Gaming activities
No
Professional fundraiser used
Yes

Fundraising and Gaming Totals

Line ItemAmount
Professional Fundraising Fees$48,407
Fundraising Direct Expenses$33,992
Fundraising Gross Income$33,992

Fundraising Events

EventGross ReceiptsGross RevenueDirect ExpensesNet Income
Awards Gala$167,872$33,992$33,992$0
Total Events$167,872$33,992$33,992-
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Loans and Receivables

Line ItemBeginningEndChange
Receivables from Disqualified Persons-$0-
Receivables from Officers, Directors, Trustees, and Key Employees-$0-
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Deferred Rent$9,482
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
No
Business relationship with organization members
No
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
No
Conflict-of-interest policy
Yes
Audited financial statements prepared
No
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Line 11B: Form 990 Review Process

“The Chief Executive Officer and the Assistant Treasurer review the form 990 in detail and then make it available to the governing board prior to being filed.”

Form 990, Part VI, Line 12C: Explanation of Monitoring and Enforcement of Conflicts

“The organization has a "board approved" conflicts of interest policy. Each board member must fill out an annual declaration stating they had no conflicts or identifying the nature of their interested party transactions”

Form 990, Part VI, Line 15A: Compensation Review & Approval Process - CEO, Top Management

“Each year, the executive committee reviews comparable salaries based on a recognized study and reviews the performance of the executive director to determine if the existing salary falls within these ranges. After a deliberation of this matter, a new proposed salary and benefit package is voted on. The minutes of the board of directors reflect the nature of this process”

Form 990, Part VI, Line 15B: Compensation Review and Approval Process for Officers and Key Employees

“Each year, the executive committee reviews comparable salaries based on a recognized study and reviews the performance of the executive director to determine if the existing salary falls within these ranges. After a deliberation of this matter, a new proposed salary and benefit package is voted on. The minutes of the board of directors reflect the nature of this process”

Form 990, Part VI, Line 19: Other Organization Documents Publicly Available

“The organization makes its public documents, conflict of interest policy, and financial statements available to public.”

Filing and Contact Details

Filer

Filer Name
The Glaucoma Foundation Inc
EIN
13-3174839
Phone
2126511900
Address
80 Maiden Lane, New York, NY 10038

Signing Officer

Name
Scott Christensen
Title
President & CEO
Signed
2017-05-18
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Scott Christensen
Voting Board Members
23
Independent Board Members
23
Employees
4
Volunteers
6

Preparer

Firm
Schall & Ashenfarb Cpas
Address
307 5th Ave 15th Floor, NEW YORK, NY 10016-6517
Preparer
Michael Schall
Phone
2122682800
Supplemental Narrative

Financial Statement Notes

Part V, Line 4: Intended uses of the endowment fund.

“The Organization's endowment funds are intended to be used for medical research grants.”

Part X : FIN48 Footnote

“The Center does not believe its financial statements include any material, uncertain tax positions. Tax filings for periods ending December 31, 2013 and later are subject to examination by applicable taxing authorities.”

Raw XML AppendixShowing 400 of 794 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

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IRS990/Desc0Medical Research: The Glaucoma Foundation awards grants-in-aid for glaucoma research in the following disciplines:1. Optic Nerve Rescue and Restorations- Neuroprotectants and their role in glaucoma- Reversal of dysfunction of damaged retinal ganglion cells- Retinal ganglion cell axonal regeneration- Optic nerve transplantation2. Molecular Genetics- Research into the genetic causes of the various forms of glaucoma, particularly the identification of the responsible genes, with the long-term goal of finding ways to reverse these genetic defects.3. Nanotechnology- Research into the use of nanotechnology for monitoring IOP, diagnosing and monitoring damage to the optic nerve and delivering drugs and other therapies.4. Exfoliation Syndrome and Exfoliation Glaucoma.Grants are awarded for a one-year period and are renewable. The maximum amount of funds awarded for a one-year period is $40,000 per grantee. Researchers may also apply for a one-time expanded grant renewal up to $50,000 for a second year. Funds are not to be used for salaries, personnel support, overhead or other indirect costs. All requests for grants must be made in writing on The Foundations application form and supporting documentation must include a description of the objectives, background, methodology, significance, any preliminary results, and budget for the project.The Foundation also sponsors the annual Scientific Think Tank on Optic Nerve Rescue and Restoration, a worldwide collaboration of leading scientists and researchers pooling their efforts to seek a way to reverse optic nerve damage.Public Education: The Glaucoma Foundation distributes the following publications on request to the general public at no charge:- a 20-page color brochure, Doctor, I Have a Question, a guide for patients and their families- a periodic newsletter, Eye to Eye- a periodic electronic newsletter - a leaflet, Glaucoma: The leading cause of preventable blindness, a brief guide describing glaucoma and treatment for glaucoma.
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IRS990/Form990PartVIISectionAGrp/PersonNm22William C Baker
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IRS990/MissionDesc0The Glaucoma Foundation is an international not-for-profit organization dedicated to eradicating glaucoma, the leading cause of preventable blindness. The strategy to achieve this goal is two-fold: raise public awareness concerning the necessity of routine eye exams, and fund critical research to find cures for glaucoma.
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Document Assets

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Filings

Displayed year

2016 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$7,082,073
Liabilities
$185,212
Net assets
$6,896,861
Revenue
$2,225,963
Expenses
$1,460,990
Net income
$764,973
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Facts available. Structured filing facts are available, but richer extracted sections are limited.$17.6$1.40$16.2$4.53$3.07$1.46
2023Detailed filing. Detailed filing data is available for this year.$13.9$0.71$13.2$4.76$2.88$1.88
2022Detailed filing. Detailed filing data is available for this year.$12.3$0.55$11.8$2.91$2.18$0.73
2021Detailed filing. Detailed filing data is available for this year.$13.0$0.60$12.4$4.30$2.53$1.77
2020Detailed filing. Detailed filing data is available for this year.$9.85$0.36$9.49$2.44$1.83$0.61
2019Detailed filing. Detailed filing data is available for this year.$8.23$0.25$7.98$3.81$1.91$1.90
2018Detailed filing. Detailed filing data is available for this year.$6.65$0.16$6.49$1.46$1.49$0.02
2017Detailed filing. Detailed filing data is available for this year.$7.80$0.30$7.50$1.54$1.58$0.04
2016Detailed filing. Detailed filing data is available for this year.$7.08$0.19$6.90$2.23$1.46$0.76
2015Summary only. Only limited summary data is available for this year.$5.93$0.10$5.83$1.80$1.29$0.50
2014Summary only. Only limited summary data is available for this year.$6.45$0.30$6.15$2.24$1.48$0.76
2013Summary only. Only limited summary data is available for this year.$5.68$0.15$5.53$1.81$1.20$0.62
2012Summary only. Only limited summary data is available for this year.$4.22$0.25$3.98$1.53$1.32$0.21
2011Summary only. Only limited summary data is available for this year.$3.72$0.21$3.50$1.58$1.30$0.27