Civic Intelligence

The Rockefeller University

990 • Fiscal year 2015 • EIN 13-1624158

Jul 01, 2014 to Jun 30, 2015 • Filed on Feb 12, 2016

Organization Profilewww.rockefeller.edu

View Organization Page

Refreshing map…

1230 York AvenueNew York, NY 10065-6307

(212) 327-8000

Siviq Scores

Precomputed percentiles for this filing year versus similar nonprofits in the same peer cohort.

Liabilities / Assets

40th percentile

0.31x

Higher debt load relative to assets than 40% of similar nonprofits.

2015 filings • 501(c)3 • $1B+ nonprofits • Source year 2015

Liabilities / Revenue

82nd percentile

1.59x

Higher debt load relative to revenue than 82% of similar nonprofits.

2015 filings • 501(c)3 • $1B+ nonprofits • Source year 2015

Net Margin

94th percentile

47%

Higher net margin than 94% of similar nonprofits.

2015 filings • 501(c)3 • $1B+ nonprofits • Source year 2015

Top Officer Pay

46th percentile

$1,505,598

Higher top officer pay than 46% of similar nonprofits.

Top officer pay equals 0.2% of source-year revenue.

2015 filings • 501(c)3 • $1B+ nonprofits • Source year 2015

Asset Growth

86th percentile

12%

Faster asset growth than 86% of similar nonprofits.

2015 filings • 501(c)3 • $1B+ nonprofits • Annualized from 2014 to 2015

Revenue Growth

96th percentile

63%

Faster revenue growth than 96% of similar nonprofits.

2015 filings • 501(c)3 • $1B+ nonprofits • Annualized from 2014 to 2015

Balance Sheet
Liabilities / Assets40th percentile

Assets

Up

$3,614,623,413

Up $400,459,283 (+12%) from 2014

Net Assets

Up

$2,508,300,311

Up $247,318,459 (+11%) from 2014

Liabilities

Up

$1,106,323,102

Up $153,140,824 (+16%) from 2014

Revenue And Expenses
Liabilities / Revenue82nd percentileNet Margin94th percentile

Revenue

Up

$694,084,865

Up $267,194,687 (+63%) from 2014

Expenses

Up

$368,601,760

Up $18,171,968 (+5.2%) from 2014

Net Income

Up

$325,483,105

Up $249,022,719 (+326%) from 2014

Historical Trend

Balance Sheet Trend

Asset Growth86th percentile

The highlighted filing sits inside the broader history for assets, liabilities, and net assets.

$6.0B$4.0B$2.0B$0Assets 2010: $2,791,046,695Liabilities 2010: $910,765,749Net Assets 2010: $1,880,280,9462010Assets 2011: $2,980,030,530Liabilities 2011: $915,552,810Net Assets 2011: $2,064,477,7202011Assets 2012: $2,910,477,154Liabilities 2012: $1,013,083,489Net Assets 2012: $1,897,393,6652012Assets 2013: $3,007,659,283Liabilities 2013: $951,103,817Net Assets 2013: $2,056,555,4662013Assets 2014: $3,214,164,130Liabilities 2014: $953,182,278Net Assets 2014: $2,260,981,8522014Assets 2015: $3,614,623,413Liabilities 2015: $1,106,323,102Net Assets 2015: $2,508,300,3112015Assets 2016: $3,535,715,584Liabilities 2016: $1,170,707,421Net Assets 2016: $2,365,008,1632016Assets 2017: $3,672,198,954Liabilities 2017: $1,134,995,474Net Assets 2017: $2,537,203,4802017Assets 2018: $3,908,917,821Liabilities 2018: $1,158,350,452Net Assets 2018: $2,750,567,3692018Assets 2019: $3,904,497,928Liabilities 2019: $1,319,160,976Net Assets 2019: $2,585,336,9522019Assets 2020: $3,879,645,094Liabilities 2020: $1,417,583,538Net Assets 2020: $2,462,061,5562020Assets 2021: $4,529,661,441Liabilities 2021: $1,520,746,998Net Assets 2021: $3,008,914,4432021Assets 2022: $4,263,008,941Liabilities 2022: $1,536,959,646Net Assets 2022: $2,726,049,2952022Assets 2023: $3,956,769,216Liabilities 2023: $1,375,789,375Net Assets 2023: $2,580,979,8412023Assets 2024: $4,025,810,239Liabilities 2024: $1,484,586,983Net Assets 2024: $2,541,223,2562024

Highlighted filing

2015

Assets$3,614,623,413
Liabilities$1,106,323,102
Net Assets$2,508,300,311
Open 2015 Filing

Operations Trend

Revenue Growth96th percentile

Revenue, expenses, and net income across loaded years, with this filing highlighted.

$1.0B$500M$0-$500MExpenses 2010: $311,754,2572010Expenses 2011: $316,944,0032011Expenses 2012: $321,730,8132012Revenue 2013: $331,881,805Expenses 2013: $345,466,842Net Income 2013: -$13,585,0372013Revenue 2014: $426,890,178Expenses 2014: $350,429,792Net Income 2014: $76,460,3862014Revenue 2015: $694,084,865Expenses 2015: $368,601,760Net Income 2015: $325,483,1052015Revenue 2016: $372,788,161Expenses 2016: $374,872,056Net Income 2016: -$2,083,8952016Revenue 2017: $344,163,555Expenses 2017: $402,753,451Net Income 2017: -$58,589,8962017Revenue 2018: $496,427,301Expenses 2018: $405,749,283Net Income 2018: $90,678,0182018Revenue 2019: $460,221,715Expenses 2019: $582,124,924Net Income 2019: -$121,903,2092019Revenue 2020: $455,447,251Expenses 2020: $549,309,305Net Income 2020: -$93,862,0542020Revenue 2021: $530,345,700Expenses 2021: $585,011,703Net Income 2021: -$54,666,0032021Revenue 2022: $535,346,959Expenses 2022: $596,078,177Net Income 2022: -$60,731,2182022Revenue 2023: $514,627,473Expenses 2023: $521,221,549Net Income 2023: -$6,594,0762023Revenue 2024: $501,030,765Expenses 2024: $571,330,484Net Income 2024: -$70,299,7192024

Highlighted filing

2015

Revenue$694,084,865
Expenses$368,601,760
Net Income$325,483,105
Open 2015 Filing
Jump To
Filing Snapshot
Filing Period
Jul 1, 2014 to Jun 30, 2015
Signed
Feb 12, 2016
Return Version
2014v6.0
Gross Receipts
$1,090,974,152
Mission and Program Overview

Mission

The rockefeller university (the university) is a world renowned center for research and graduate education in the biomedical sciences, chemistry, bioinformatics, and physics. The university's 73 laboratories conduct both clinical and basic research and study a diverse range of biological and biomedical problems with the mission of improving the understanding of life for the benefit of humanity. Laboratories are loosely clustered in nine research areas covering a wide spectrum of disciplines in the life sciences, including neuroscience, immunology, genetics, structural biology and bioinformatics. The university does not charge tuition. Its revenues are derived primarily from investment income, government grants and contracts, and private gifts and grants.

The Rockefeller University (the University) is a world renowned center for research (see schedule O) and graduate education in the biomedical sciences, chemistry, bioinformatics, and physics. The University's 75 laboratories conduct both basic and clinical research and study a diverse range of biological and biomedical problems with the mission of improving the understanding of life for the benefit of humanity. Laboratories are loosely clustered in six research areas, including biochemistry, structural biology, and chemistry; medical sciences and human genetics; molecular, cell, and developmental biology; immunology, virology, and microbiology; neuroscience; and physics and mathematical biology. The University does not charge tuition. Its revenues are derived primarily from investment income, government grants and contracts, and private gifts and grants.

Balance Sheet Detail
LineBeginningEndChange
Assets
Investments in Publicly Traded Securities$1,335,962,468$1,424,334,181▲ $88,371,713
Land, Buildings, and Equipment, Net$751,351,159$763,032,783▲ $11,681,624
Investments Other Securities$701,912,344$701,798,867▼ $113,477
Pledges and Grants Receivable$226,590,148$469,332,642▲ $242,742,494
Savings and Temporary Cash Investments$121,634,811$81,424,603▼ $40,210,208
Other Notes and Loans Receivable, Net$20,974,779$28,023,730▲ $7,048,951
Accounts Receivable$8,534,964$7,981,804▼ $553,160
Receivables From Officers Etc$11,080,538$6,813,974▼ $4,266,564
Investments Program Related$4,388,104$4,862,350▲ $474,246
Prepaid Expenses and Deferred Charges$2,413,188$3,468,332▲ $1,055,144
Inventories for Sale or Use$839,897$677,221▼ $162,676
Cash and Non-Interest-Bearing Accounts$43,635$47,694▲ $4,059
Total Assets$3,214,164,130$3,614,623,413▲ $400,459,283
Other Assets Total$28,438,095$122,825,232▲ $94,387,137
Liabilities
Tax Exempt Bond Liabilities$617,249,968$710,076,112▲ $92,826,144
Other Liabilities$287,944,263$320,146,142▲ $32,201,879
Accounts Payable and Accrued Expenses$42,791,230$46,046,025▲ $3,254,795
Mortgage Notes Payable Secured by Investment Property-$25,000,000-
Deferred Revenue$5,196,817$5,054,823▼ $141,994
Total Liabilities$953,182,278$1,106,323,102▲ $153,140,824
Net Assets / Fund Balance
Temporarily Rstr Net Assets$1,475,719,623$1,769,997,656▲ $294,278,033
Unrestricted Net Assets$522,210,011$479,301,554▼ $42,908,457
Permanently Rstr Net Assets$263,052,218$259,001,101▼ $4,051,117
Total Net Assets Fund Balance$2,260,981,852$2,508,300,311▲ $247,318,459
Total Liabilities and Net Assets / Fund Balance$3,214,164,130$3,614,623,413▲ $400,459,283

Asset Categories

AssetBook ValueDepreciationBasis
Buildings$711,059,782$435,695,089$1,146,754,871
Equipment$31,783,989$56,591,580$88,375,569
Land$19,350,702-$19,350,702
Other Land Buildings$838,310$734,766$1,573,076
Leasehold Improvements$0$424,726$424,726
Other Securities$73,725,250--

Endowment Activity

PeriodBeginningContrib.Gain/LossOther UsesEnd
2014$1,836,421,241$4,128,022▲ $111,496,070$150,114,790$1,801,930,543
2013$1,642,492,685$2,774,814▲ $287,158,774$96,005,032$1,836,421,241
2012$1,539,214,232$5,351,242▲ $194,327,582$96,400,371$1,642,492,685
2011$1,620,400,847$6,402,176▼ $6,743,511$80,845,280$1,539,214,232
2010$1,451,345,077$5,982,193▲ $266,875,779$103,802,202$1,620,400,847
Compensation and Service Providers
Top Officer Pay46th percentile

Employees

NameTitleFull / Part TimeBaseOtherTotal
Marc Tessier-Lavigne PhDPresidentFT$1,087,950$417,648$1,505,598
Amy FallsVP & CIOFT$491,000$780,637$1,271,637
Thomas LenehanDeputy CIOFT$323,100$583,933$907,033
Barry CollerVP & Physician-in-ChiefFT$520,500$126,959$647,459
Maren ImhoffVP, DevelopmentFT$491,000$115,422$606,422
Michael YoungVP, Academic AffairsFT$448,300$128,371$576,671
Robert RoederProfessor, Head of LaboratFT$422,350$150,531$572,881
Timothy O'ConnorVP, University Strategy &FT$397,500$172,953$570,453
Paul GreengardProfessor, Head of LaboratFT$449,550$106,074$555,624
Harriet RabbVP & General CounselFT$438,200$115,442$553,642
Jeffery V RavetchProfessor, Head of LaboratFT$355,500$153,106$508,606
James LappleVP, Finance & TreasurerFT$394,050$92,236$486,286
Virginia HuffmanVP, Human ResourcesFT$351,400$130,771$482,171
Stanislas LeiblerProfessor, Head of LaboratFT$348,700$132,866$481,566
Sidney StricklandVP, Education AffairsFT$348,400$96,286$444,686
Jane RendallCorporate Secretary, till 12/31/14FT$265,950$71,517$337,467
Roberta MaloneyAsst. VP, FinanceFT$242,000$89,340$331,340
Theresa DesmondCorporate Secretary, from 1/1/2015FT$131,773$38,387$170,160

Board Members and Trustees

NameTitle
Russell L CarsonTrustee, Chairman
Henry R KravisTrustee, Vice Chair
Marnie S PillsburyTrustee, Vice Chair
Richard E SalomonTrustee, Vice Chair
Robin Chemers NeusteinTrustee, Vice Chair
William E FordTrustee, Vice Chair
Ajit JainTrustee
Allen R AdlerTrustee
Andreas DracopoulosTrustee
Anna M Chapman MDTrustee
Anthony B Evnin PhDTrustee
David Botstein PhDTrustee
David H KochTrustee
David SzeTrustee
Debra BlackTrustee
Dinakar SinghTrustee
Edward J Benz Jr MDTrustee
Elizabeth R CurryTrustee
Evelyn G Lipper MDTrustee
H Rodgin CohenTrustee
Holly AndersenTrustee
James H Simons PhDTrustee
Joan A SteitzTrustee
John M ShapiroTrustee
Jonathan NelsonTrustee
Joseph L GoldsteinTrustee
Judith Roth BerkowitzTrustee
Karen M LevyTrustee
Lewis A SandersTrustee
Lulu C WangTrustee
Marlene HessTrustee
Michael B HoffmanTrustee
Michael D FascitelliTrustee
Michael J PriceTrustee
Paul B GuentherTrustee
Peter A FlahertyTrustee
Peter T GrauerTrustee
Robert K SteelTrustee
Robert M BassTrustee
Sandra J HorbachTrustee
Surya MohapatraTrustee
Susan LyneTrustee
Sydney R ShumanTrustee
Thomas Maniatis PhDTrustee
Welslie R JanewayTrustee
Willard J Overlock JrTrustee
William I Huyett JrTrustee

Highest Paid Contractors

ContractorServicesLocationCompensation
Nicholoson & Galloway INCConstruction Services261 GLEN HEAD ROAD, Glen Head, NY 11545$4,158,265
Restaurant Associates CorpFood Services120 WEST 45TH STREET, New York, NY 10036$2,903,977
Rafael Vinoly Architects PCArchitectural Services50 VANDAM STREET, New York, NY 10013$2,345,043
Owens & Associates Construction INCConstruction Services9 CLIFTON AVENUE, Newark, NJ 07103$1,394,799
Turner Construction CoConstruction Services375 HUDSON STREET, New York, NY 10014$1,207,160
Revenue and Support

Revenue Composition

Contributions and Grants
$455,059,063
Program Service Revenue
$32,215,416
Investment Income
$167,107,604
Other Revenue
$39,702,782
All Other Contributions
$369,412,678
Change in Net Assets
$325,483,105

Noncash Contribution Practices

Property subject to holding requirements
No
Reviewed unusual noncash gifts
Yes
Third parties used for noncash contributions
Yes

Noncash Contributions

Contribution TypeContribution CountReported AmountValuation Method
Other Non Cash Contri Table55$274,718,913Net Present Value
Other Non Cash Contri Table79$5,529,883Fair Market Value
Securities Publicly Traded27$2,948,021Fair Market Value
Total Noncash Contributions161$283,196,817-

Audited Revenue Reconciliation

Revenue per Audited Statements
$676,767,073
Revenue Not Reported on Financial Statements
$17,317,792
Revenue Not Reported on Form 990
$-71,575,646
Other Revenue Adjustments
$14,768,254
Total Revenue per Audited Statements
$605,191,427
Total Revenue per Form 990
$694,084,865
Expenses and Functional Allocation

Major Expense Lines

Line ItemAmount
Other Expenses$194,634,733
Salaries, Compensation, and Employee Benefits$163,824,026
Grants and Similar Amounts Paid$10,143,001
Total Fundraising Expense$7,297,254
Professional Fundraising Fees$0

Functional Expense Allocation

Line ItemProgramManagementFundraisingTotal
Other Salaries and Wages$94,361,028$10,257,498$3,109,294$107,727,820
Office Expenses$56,246,161$3,277,107$129,554$59,652,822
Depreciation Depletion$36,912,058$2,437,371$899,783$40,249,212
Other Employee Benefits$28,316,139$4,118,066$1,007,860$33,442,065
Interest$26,936,886$3,090,207-$30,027,093
Fees for Services Other$14,638,263$906,876$146,207$15,691,346
Royalties$15,516,971--$15,516,971
Occupancy$12,629,516$807,970$100,121$13,537,607
Grants to Domestic Individuals$10,143,001--$10,143,001
Pension Plan Contributions$6,856,637$1,568,847$399,230$8,824,714
Payroll Taxes$6,556,119$878,602$241,166$7,675,887
Other Expenses$7,248,026--$7,248,026
Current Officers, Directors, Trustees, and Key Employees$1,244,593$4,313,947$503,000$6,061,540
Information Technology$1,365,687$1,531,155$351,323$3,248,165
Insurance$653,787$1,927,581-$2,581,368
Fees for Service Investment Mgmnt Fees-$2,549,538-$2,549,538
Conferences and Meetings$1,107,294$63,389$222,349$1,393,032
Travel$1,011,252$42,259$33,184$1,086,695
Advertising$739,873$154,200$154,183$1,048,256
Fees for Services Legal-$453,119-$453,119
Fees for Services Accounting$60,900$290,583-$351,483
Comp Disqual Persons$92,000--$92,000
Total Functional Expenses$322,636,191$38,668,315$7,297,254$368,601,760

Audited Expense Reconciliation

Line ItemAmount
Total Expenses per Form 990$368,601,759
Total Expenses per Audited Statements$357,971,829
Expenses per Audited Statements$350,801,001
Expenses Not Reported on Financial Statements$17,800,758
Other Expense Adjustments$15,251,220
Expenses Not Reported on Form 990$7,170,828
International Activity

International Summary

Offices
0
Employees
0
Spending
$637,402,330

International Compliance

Activity in boycott countries
No
Foreign corporation ownership
Yes
Foreign partnership interest
Yes
Interest in foreign trust
No
Passive foreign investment company interest
Yes
Transfers to foreign corporations
Yes

International Activities

RegionActivityServicesOfficesEmployeesSpending
Central America & CaribbeanInvestments---$575,537,851
Europe (Including Iceland & Greenland) -Investments---$52,956,714
North AmericaInvestments---$7,800,758
Europe (Including Iceland & Greenland)Travel---$745,775
East Asia and the Pacific - Australia, Brunei, Burma, Cambodia,Travel---$188,205
North AmericaTravel---$72,033
Middle East and North AfricaTravel---$62,419
South AmericaTravel---$17,080
South AsiaTravel---$11,614
Sub-Saharan AfricaTravel---$6,131
Central America & CaribbeanTravel---$3,543
Russia and Neighboring StatesTravel---$207
Fundraising, Events, and Gaming
Fundraising activities
Yes
Gaming activities
No
Professional fundraiser used
No

Fundraising and Gaming Totals

Line ItemAmount
Fundraising Direct Expenses$482,966
Fundraising Gross Income$118,250
Professional Fundraising Fees$0

Fundraising Events

EventGross ReceiptsGross RevenueDirect ExpensesNet Income
Parents & Science Benefit$1,276,950$68,775$43,307$25,468
Women & Science Luncheon$1,798,257$33,750$9,350$24,400
Total Events$3,209,607$118,250$482,966$-364,716
Political and Lobbying Activity
Political campaign activity
No
Lobbying activity
No
Subject to proxy tax
No
Insider Transactions and Loans

Interested-Person Transactions

Interested PartyRelationshipDescriptionShared RevenueAmount
Anthony EvninRU TrusteeThe Rockefeller University's endowment is an investor in several partnerships where Anthony Evnin (RU Trustee) is General Partner or Member of the General Partner. Anthony Evnin is not and has never been a member of the Rockefeller University Investment Committee, which means that he does not participate in the University's investment decisions. All transactions are conducted at arms length and at FMV.No$248,418
William J Overlock JrRU TrusteeThe son-in-law of Willard J. Overlock, Jr. (RU Trustee) is employed by The Rockefeller University. The salary paid was $92,000 + fringe benefits at 39.5% of salary.No$128,340
David SzeRU TrusteeThe Rockefeller University's endowment is an investor in several partnerships where David Sze (RU Trustee) is General Partner or Member of the General Partner. David Sze is not and has never been a member of the Rockefeller University Investment Committee, which means that he does not participate in the University's investment decisions. All transactions are conducted at arms length and at FMV.No$81,479

Loans and Receivables

Line ItemBeginningEndChange
Receivables from Officers, Directors, Trustees, and Key Employees$11,080,538$6,813,974▼ $4,266,564
Debt and Bond Financing

Other Reported Liabilities

LiabilityAmount
Obligation under derivative instruments$141,125,302
Amounts held for others$110,620,786
Postretirement benefit obligation$59,846,000
Conditional asset retirement obligation$8,554,054

Bond Issues

BondIssuerIssuedIssue PricePurpose
DDormitory Authority of the State of New York (issue date 052015)2015-05-20$163,190,000Current Refunding & const & renov of campus
ADormitory Authority of the State of New York (issue date 013108)2008-01-31$103,215,000Const. & renov. of campus
DDormitory Authority of the State of New York (issue date 081209)2009-08-12$101,554,000Const. & renov. of campus
CDormitory Authority of the State of New York (issue date 040809)2009-04-08$100,000,000Const. & renov. of campus
BDormitory Authority of the State of New York (issue date 040809)2009-04-08$62,119,152Current Refunding
CDormitory Authority of the State of New York (issue date 040412)2012-04-04$56,441,595Current Refunding
ADormitory Authority of the State of New York (issue date 090110)2010-09-01$53,818,500Const. & renov. of campus
BDormitory Authority of the State of New York (issue date 030812)2012-03-08$30,018,979Current Refunding

Bond Proceeds

BondTotal ProceedsSpentRetiredIssuance Costs
D$163,192,451--$465,000
A$104,734,474$61,150,200-$641,319
D$101,954,676$62,650,000-$836,150
C$100,578,341$55,654,504-$527,175
B$62,119,152$29,370,179-$528,854
C$56,441,595--$321,511
A$54,003,548--$553,621
B$30,018,979--$390,846

Bond Financing Compliance

No rebate due
Yes
Rebate not yet due
No
Form 8038-T filed
No
Gross proceeds invested
No
Gross proceeds invested in GIC
No
Exception to rebate
Yes
Corrective action procedures
Yes
Governance and Compliance

Governance Checklist

Compiled or reviewed by an accountant
No
Annual disclosure for covered persons
Yes
Audit committee
Yes
Backup withholding compliance
Yes
Business relationship with family members
Yes
Business relationship with organization members
Yes
Material changes to governing documents
No
Compensation from other sources disclosed
No
CEO compensation reviewed
Yes
Other officer compensation reviewed
Yes
Conflict-of-interest policy
Yes
Audited financial statements prepared
Yes
Key decisions subject to board approval
No
Management duties delegated
No

Governance Explanations

Form 990, Part VI, Section A, line 2

“William E. Ford (RU Trustee) has a business relationship in the ordinary course of business with Susan Lyne(RU Trustee). William E. Ford (RU Trustee) has a business relationship in the ordinary course of business with Andreas C. Dracopoulos (RU Trustee). William E. Ford (RU Trustee) has a business relationship in the ordinary course of business with Henry Kravis (RU Trustee). Andreas C. Dracopoulos (RU Trustee) has a business relationship in the ordinary course of business with William E. Ford(RU Trusee). Henry Kravis (RU Trustee) has a business relationship in the ordinary course of business with other William E. Ford (RU Trustee). Susan Lyne (RU Trustee) has a business relationship in the ordinary course of business with William E. Ford (RU Trustee).”

Form 990, Part VI, Section B, line 11

“The Organization made available to the governing Board of Trustees the completed form 990 on a restricted website prior to submission. Any comments or questions pertaining to the form 990 were sent to the Vice President, Finance or a member of the Audit Committee of the Board of Trustees. The Audit Committee of the Board of Trustee reviewed and approved the form 990 prior to its submission.”

Form 990, Part VI, Section B, line 12C

“All members of the University community are covered by the applicable University conflict of interest policies. Trustees, Officers, and Key Employees are covered by the Policy on Business Conflict of Interest and Family/Business Relationships. All other members of the University community are covered by the Conflict of Interest Policy Governing Business Practices. (a) For trustees (including the President), the conflict of interest disclosure form is submitted to the Executive Committee of the Board of Trustees. The Executive Committee, with help from others it may designate, investigates any conflicts or potential conflicts of interest and implements management plans where conflicts or potential conflicts are found to exist. Trustees having made disclosures of current or potential conflict of interest situations may participate in the information-gathering stage of the Executive Committee's review of the disclosures, but will be asked to excuse themselves during the Executive Committee discussion, consideration and vote on the matters in question. (b) For officers and key employees, the conflict of interest disclosure form is submitted to the President. The President, with the help from others he may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist. (c) For heads of laboratory, the conflict of interest disclosure form is submitted to the Vice President for Academic Affairs. The Vice President for Academic Affairs, with help from others he may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist. (d) For all other members of the University community, the conflict of interest disclosure form is submitted to the Vice President for Human Resources. The Vice President for Human Resources, with help from others she may designate, investigates any conflicts or potential conflicts of interest, and implements management plans where conflicts are found to exist.”

Form 990, Part VI, Section B, line 15

“Compensation for the President and Officers is established and approved by the Compensation Committee of the Board of Trustees. Such compensation is established through review of comparability data and contemporaneous documentation of the deliberation and decision. The process includes use of an independent compensation consultant, compensation survey of peer institutions and review of other Form 990s. Specific reviews occur on an annual basis.”

Form 990, Part VI, Section C, line 19

“Conflict of interest policy and financial statements are available to the public through the University's website.”

Filing and Contact Details

Filer

Filer Name
The Rockefeller University
EIN
13-1624158
Phone
2123278000
Address
1230 YORK AVENUE, NEW YORK, NY 10065-6307

Signing Officer

Name
James H Lapple
Title
VP for Finance, Treasurer
Phone
2123278301
Signed
2016-02-12
Discuss with paid preparer
Yes

Organization Details

Principal Officer
Marc Tessier-Lavigne
Formed
1901
Legal Domicile
Ny
Voting Board Members
44
Independent Board Members
40
Employees
1,767
Volunteers
0

Preparer

Phone
2123278704
Supplemental Narrative

Additional Explanations

Form 990, Part XI, line 9:

“Unrealized Loss on Derivatives - $(18,225,621) -18,225,621. Postretirement related changes - $ (6,589,000) -6,589,000.”

Financial Statement Notes

Part III, Line 4:

“Works of art are displayed in various locations throughout the campus.”

Part V, Line 4:

“The primary role of the endowment is to advance the research mission of the University through support of the annual operating budget. The Investment Committee of the Board of Trustees is responsible for overseeing the endowment. With the support of the Office of Investments, the Committee is responsible for establishing the endowments investment policy and asset allocation; retaining and overseeing external investment managers; and monitoring the implementation and performance of the investment program. The endowments assets are invested in marketable securities, including U.S. and non-U.S. equity and fixed income securities, and private investments, including venture capital, private equity and real assets. The assets are invested by external investment managers through separate accounts or through commingled vehicles, including funds, trusts and limited partnerships.”

Part X, Line 2:

“The University is exempt from federal income taxes under the provisions of Section 501(c)(3) of the Internal Revenue Code. The University follows the guidance of ASC 740 10, Accounting for Income Taxes Overall, which addresses accounting for uncertainties in income taxes recognized in an enterprises financial statements. The University utilizes a threshold of more likely-than not for recognition and derecognition of tax positions taken or expected to be taken in a tax return.”

Part XI, Line 2D - Other Adjustments:

“Unrealized Net (loss) on Derivative Instruments - (18,225,621)”

Part XI, Line 4B - Other Adjustments:

“Fundraising expenses - 482,966 Royalty payments (net in Financials) - 15,251,220”

Part XII, Line 2D - Other Adjustments:

“RU Faculty & Students Club, Inc. - NET LOSS - 98,861 Postretirement related changes - 6,589,000 Fundraising expenses - 482,966”

Part XII, Line 4B - Other Adjustments:

“Royalty payments (net in Financials) - 15,251,220”

Raw XML AppendixShowing 400 of 2,081 raw XML fields

This appendix keeps the raw XML leaves available for debugging and edge-case review. The human report above is the primary experience.

Path#Value
IRS990/AccountantCompileOrReviewInd00
IRS990/AccountsPayableAccrExpnssGrp/BOYAmt042791230
IRS990/AccountsPayableAccrExpnssGrp/EOYAmt046046025
IRS990/AccountsReceivableGrp/BOYAmt08534964
IRS990/AccountsReceivableGrp/EOYAmt07981804
IRS990/ActivitiesConductedPrtshpInd00
IRS990/ActivityOrMissionDesc0The Rockefeller University (the University) is a world renowned center for research (see schedule O) and graduate education in the biomedical sciences, chemistry, bioinformatics, and physics. The University's 75 laboratories conduct both basic and clinical research and study a diverse range of biological and biomedical problems with the mission of improving the understanding of life for the benefit of humanity. Laboratories are loosely clustered in six research areas, including biochemistry, structural biology, and chemistry; medical sciences and human genetics; molecular, cell, and developmental biology; immunology, virology, and microbiology; neuroscience; and physics and mathematical biology. The University does not charge tuition. Its revenues are derived primarily from investment income, government grants and contracts, and private gifts and grants.
IRS990/AdvertisingGrp/FundraisingAmt0154183
IRS990/AdvertisingGrp/ManagementAndGeneralAmt0154200
IRS990/AdvertisingGrp/ProgramServicesAmt0739873
IRS990/AdvertisingGrp/TotalAmt01048256
IRS990/AllOtherContributionsAmt0369412678
IRS990/AnnualDisclosureCoveredPrsnInd01
IRS990/AuditCommitteeInd01
IRS990/AuditedFinancialStmtAttInd01
IRS990/BackupWthldComplianceInd01
IRS990/BooksInCareOfDetail/BusinessName/BusinessNameLine1Txt0MICHAEL P VITALE
IRS990/BooksInCareOfDetail/PhoneNum02123278704
IRS990/BooksInCareOfDetail/USAddress/AddressLine1Txt01230 YORK AVENUE
IRS990/BooksInCareOfDetail/USAddress/CityNm0NEW YORK
IRS990/BooksInCareOfDetail/USAddress/StateAbbreviationCd0NY
IRS990/BooksInCareOfDetail/USAddress/ZIPCd0100656307
IRS990/BusinessRlnWithFamMemInd01
IRS990/BusinessRlnWithOfficerEntInd01
IRS990/BusinessRlnWithOrgMemInd01
IRS990/CashNonInterestBearingGrp/BOYAmt043635
IRS990/CashNonInterestBearingGrp/EOYAmt047694
IRS990/ChangeToOrgDocumentsInd00
IRS990/CntrctRcvdGreaterThan100KCnt057
IRS990/CollectionsOfArtInd01
IRS990/CompCurrentOfcrDirectorsGrp/FundraisingAmt0503000
IRS990/CompCurrentOfcrDirectorsGrp/ManagementAndGeneralAmt04313947
IRS990/CompCurrentOfcrDirectorsGrp/ProgramServicesAmt01244593
IRS990/CompCurrentOfcrDirectorsGrp/TotalAmt06061540
IRS990/CompDisqualPersonsGrp/ProgramServicesAmt092000
IRS990/CompDisqualPersonsGrp/TotalAmt092000
IRS990/CompensationFromOtherSrcsInd00
IRS990/CompensationProcessCEOInd01
IRS990/CompensationProcessOtherInd01
IRS990/ConferencesMeetingsGrp/FundraisingAmt0222349
IRS990/ConferencesMeetingsGrp/ManagementAndGeneralAmt063389
IRS990/ConferencesMeetingsGrp/ProgramServicesAmt01107294
IRS990/ConferencesMeetingsGrp/TotalAmt01393032
IRS990/ConflictOfInterestPolicyInd01
IRS990/ConservationEasementsInd00
IRS990/ConsolidatedAuditFinclStmtInd01
IRS990/ContractorCompensationGrp/CompensationAmt04158265
IRS990/ContractorCompensationGrp/CompensationAmt12903977
IRS990/ContractorCompensationGrp/CompensationAmt22345043
IRS990/ContractorCompensationGrp/CompensationAmt31394799
IRS990/ContractorCompensationGrp/CompensationAmt41207160
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt0261 GLEN HEAD ROAD
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt1120 WEST 45TH STREET
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt250 VANDAM STREET
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt39 CLIFTON AVENUE
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/AddressLine1Txt4375 HUDSON STREET
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm0GLEN HEAD
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm1NEW YORK
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm2NEW YORK
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm3NEWARK
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/CityNm4NEW YORK
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd0NY
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd1NY
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd2NY
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd3NJ
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/StateAbbreviationCd4NY
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd011545
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd110036
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd210013
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd307103
IRS990/ContractorCompensationGrp/ContractorAddress/USAddress/ZIPCd410014
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt0NICHOLOSON & GALLOWAY INC
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt1RESTAURANT ASSOCIATES CORP
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt2RAFAEL VINOLY ARCHITECTS PC
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt3OWENS & ASSOCIATES CONSTRUCTION INC
IRS990/ContractorCompensationGrp/ContractorName/BusinessName/BusinessNameLine1Txt4TURNER CONSTRUCTION CO
IRS990/ContractorCompensationGrp/ServicesDesc0CONSTRUCTION SERVICES
IRS990/ContractorCompensationGrp/ServicesDesc1FOOD SERVICES
IRS990/ContractorCompensationGrp/ServicesDesc2ARCHITECTURAL SERVICES
IRS990/ContractorCompensationGrp/ServicesDesc3CONSTRUCTION SERVICES
IRS990/ContractorCompensationGrp/ServicesDesc4CONSTRUCTION SERVICES
IRS990/ContriRptFundraisingEventAmt03091357
IRS990/CreditCounselingInd00
IRS990/CYBenefitsPaidToMembersAmt00
IRS990/CYContributionsGrantsAmt0455059063
IRS990/CYGrantsAndSimilarPaidAmt010143001
IRS990/CYInvestmentIncomeAmt0167107604
IRS990/CYOtherExpensesAmt0194634733
IRS990/CYOtherRevenueAmt039702782
IRS990/CYProgramServiceRevenueAmt032215416
IRS990/CYRevenuesLessExpensesAmt0325483105
IRS990/CYSalariesCompEmpBnftPaidAmt0163824026
IRS990/CYTotalExpensesAmt0368601760
IRS990/CYTotalFundraisingExpenseAmt07297254
IRS990/CYTotalProfFndrsngExpnsAmt00
IRS990/CYTotalRevenueAmt0694084865
IRS990/DecisionsSubjectToApprovaInd00
IRS990/DeductibleArtContributionInd00
IRS990/DeductibleNonCashContriInd01
IRS990/DeferredRevenueGrp/BOYAmt05196817
IRS990/DeferredRevenueGrp/EOYAmt05054823
IRS990/DelegationOfMgmtDutiesInd00
IRS990/DepreciationDepletionGrp/FundraisingAmt0899783
IRS990/DepreciationDepletionGrp/ManagementAndGeneralAmt02437371
IRS990/DepreciationDepletionGrp/ProgramServicesAmt036912058
IRS990/DepreciationDepletionGrp/TotalAmt040249212
IRS990/Desc0RESEARCH EDUCATION - 90 LABORATORIES (15 OF WHICH ARE EMERITI) INCLUDING 87 FACULTY MEMBERS, 299 POST-DOCTORAL SCHOLARS, 191 GRADUATE STUDENTS AND WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY MEDICAL STUDENTS.
IRS990/DescribedInSection501c3Ind01
IRS990/DisregardedEntityInd00
IRS990/DocumentRetentionPolicyInd01
IRS990/DonorAdvisedFundInd00
IRS990/ElectionOfBoardMembersInd00
IRS990/EmployeeCnt01767
IRS990/EmploymentTaxReturnsFiledInd01
IRS990/EngagedInExcessBenefitTransInd00
IRS990/EscrowAccountInd00
IRS990/ExpenseAmt0270341610
IRS990/FamilyOrBusinessRlnInd01
IRS990/FederalGrantAuditPerformedInd01
IRS990/FederalGrantAuditRequiredInd01
IRS990/FeesForServicesAccountingGrp/ManagementAndGeneralAmt0290583
IRS990/FeesForServicesAccountingGrp/ProgramServicesAmt060900
IRS990/FeesForServicesAccountingGrp/TotalAmt0351483
IRS990/FeesForServicesLegalGrp/ManagementAndGeneralAmt0453119
IRS990/FeesForServicesLegalGrp/TotalAmt0453119
IRS990/FeesForServicesOtherGrp/FundraisingAmt0146207
IRS990/FeesForServicesOtherGrp/ManagementAndGeneralAmt0906876
IRS990/FeesForServicesOtherGrp/ProgramServicesAmt014638263
IRS990/FeesForServicesOtherGrp/TotalAmt015691346
IRS990/FeesForSrvcInvstMgmntFeesGrp/ManagementAndGeneralAmt02549538
IRS990/FeesForSrvcInvstMgmntFeesGrp/TotalAmt02549538
IRS990/ForeignActivitiesInd01
IRS990/ForeignCountryCd0VI
IRS990/ForeignCountryCd1CJ
IRS990/ForeignCountryCd2UK
IRS990/ForeignCountryCd3CA
IRS990/ForeignCountryCd4GM
IRS990/ForeignCountryCd5FR
IRS990/ForeignCountryCd6IT
IRS990/ForeignCountryCd7NL
IRS990/ForeignCountryCd8NO
IRS990/ForeignCountryCd9SW
IRS990/ForeignCountryCd10SZ
IRS990/ForeignFinancialAccountInd01
IRS990/ForeignOfficeInd00
IRS990/Form8282PropertyDisposedOfInd01
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt01.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt11.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt21.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt31.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt41.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt51.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt61.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt71.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt81.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt91.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt101.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt111.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt121.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt131.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt141.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt151.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt161.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt171.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt181.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt191.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt201.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt211.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt221.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt231.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt241.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt251.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt261.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt271.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt281.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt291.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt301.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt311.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt321.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt331.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt341.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt351.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt361.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt371.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt381.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt391.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt401.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt411.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt421.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt431.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt441.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt451.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt461.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt4750.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt4850.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt4950.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5050.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5150.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5250.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5350.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5450.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5550.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5650.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5750.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5850.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt5950.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt6050.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt6150.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt6250.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt6350.00
IRS990/Form990PartVIISectionAGrp/AverageHoursPerWeekRt6450.00
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd0X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd1X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd2X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd3X
IRS990/Form990PartVIISectionAGrp/HighestCompensatedEmployeeInd4X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd0X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd1X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd2X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd3X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd4X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd5X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd6X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd7X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd8X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd9X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd10X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd11X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd12X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd13X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd14X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd15X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd16X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd17X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd18X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd19X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd20X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd21X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd22X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd23X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd24X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd25X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd26X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd27X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd28X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd29X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd30X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd31X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd32X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd33X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd34X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd35X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd36X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd37X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd38X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd39X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd40X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd41X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd42X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd43X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd44X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd45X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd46X
IRS990/Form990PartVIISectionAGrp/IndividualTrusteeOrDirectorInd47X
IRS990/Form990PartVIISectionAGrp/OfficerInd0X
IRS990/Form990PartVIISectionAGrp/OfficerInd1X
IRS990/Form990PartVIISectionAGrp/OfficerInd2X
IRS990/Form990PartVIISectionAGrp/OfficerInd3X
IRS990/Form990PartVIISectionAGrp/OfficerInd4X
IRS990/Form990PartVIISectionAGrp/OfficerInd5X
IRS990/Form990PartVIISectionAGrp/OfficerInd6X
IRS990/Form990PartVIISectionAGrp/OfficerInd7X
IRS990/Form990PartVIISectionAGrp/OfficerInd8X
IRS990/Form990PartVIISectionAGrp/OfficerInd9X
IRS990/Form990PartVIISectionAGrp/OfficerInd10X
IRS990/Form990PartVIISectionAGrp/OfficerInd11X
IRS990/Form990PartVIISectionAGrp/OfficerInd12X
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt00
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt10
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt20
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt30
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt40
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt50
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt60
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt70
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt80
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt90
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt100
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt110
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt120
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt130
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt140
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt150
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt160
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt170
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt180
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt190
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt200
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt210
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt220
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt230
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt240
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt250
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt260
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt270
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt280
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt290
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt300
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt310
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt320
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt330
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt340
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt350
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt360
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt370
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt380
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt390
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt400
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt410
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt420
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt430
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt440
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt450
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt460
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt47177673
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt48300926
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt4975262
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5075211
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5175239
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5282917
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5356119
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5475244
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5575216
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5675354
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5779069
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5823497
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt5958872
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt6066565
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt6182917
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt62220500
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt6375230
IRS990/Form990PartVIISectionAGrp/OtherCompensationAmt6483204
IRS990/Form990PartVIISectionAGrp/PersonNm0Allen R Adler
IRS990/Form990PartVIISectionAGrp/PersonNm1Holly Andersen
IRS990/Form990PartVIISectionAGrp/PersonNm2Robert M Bass
IRS990/Form990PartVIISectionAGrp/PersonNm3Edward J Benz Jr MD
IRS990/Form990PartVIISectionAGrp/PersonNm4Judith Roth Berkowitz
IRS990/Form990PartVIISectionAGrp/PersonNm5Debra Black
IRS990/Form990PartVIISectionAGrp/PersonNm6David Botstein PhD
IRS990/Form990PartVIISectionAGrp/PersonNm7Russell L Carson
IRS990/Form990PartVIISectionAGrp/PersonNm8Anna M Chapman MD
IRS990/Form990PartVIISectionAGrp/PersonNm9H Rodgin Cohen
IRS990/Form990PartVIISectionAGrp/PersonNm10Elizabeth R Curry
IRS990/Form990PartVIISectionAGrp/PersonNm11Andreas Dracopoulos
IRS990/Form990PartVIISectionAGrp/PersonNm12Anthony B Evnin PhD
IRS990/Form990PartVIISectionAGrp/PersonNm13Michael D Fascitelli
IRS990/Form990PartVIISectionAGrp/PersonNm14Peter A Flaherty
IRS990/Form990PartVIISectionAGrp/PersonNm15William E Ford
IRS990/Form990PartVIISectionAGrp/PersonNm16Joseph L Goldstein
IRS990/Form990PartVIISectionAGrp/PersonNm17Peter T Grauer
IRS990/Form990PartVIISectionAGrp/PersonNm18Paul B Guenther
IRS990/Form990PartVIISectionAGrp/PersonNm19Marlene Hess
IRS990/Form990PartVIISectionAGrp/PersonNm20Michael B Hoffman
IRS990/Form990PartVIISectionAGrp/PersonNm21Sandra J Horbach
IRS990/Form990PartVIISectionAGrp/PersonNm22William I Huyett Jr
IRS990/Form990PartVIISectionAGrp/PersonNm23Ajit Jain
IRS990/Form990PartVIISectionAGrp/PersonNm24Welslie R Janeway
IRS990/Form990PartVIISectionAGrp/PersonNm25David H Koch
IRS990/Form990PartVIISectionAGrp/PersonNm26Henry R Kravis
IRS990/Form990PartVIISectionAGrp/PersonNm27Karen M Levy
IRS990/Form990PartVIISectionAGrp/PersonNm28Evelyn G Lipper MD
IRS990/Form990PartVIISectionAGrp/PersonNm29Susan Lyne
IRS990/Form990PartVIISectionAGrp/PersonNm30Thomas Maniatis PhD
IRS990/Form990PartVIISectionAGrp/PersonNm31Surya Mohapatra
IRS990/Form990PartVIISectionAGrp/PersonNm32Jonathan Nelson
IRS990/Form990PartVIISectionAGrp/PersonNm33Robin Chemers Neustein
IRS990/Form990PartVIISectionAGrp/PersonNm34Willard J Overlock Jr
IRS990/Form990PartVIISectionAGrp/PersonNm35Marnie S Pillsbury
IRS990/Form990PartVIISectionAGrp/PersonNm36Michael J Price
IRS990/Form990PartVIISectionAGrp/PersonNm37Richard E Salomon
IRS990/Form990PartVIISectionAGrp/PersonNm38Lewis A Sanders
IRS990/Form990PartVIISectionAGrp/PersonNm39John M Shapiro
IRS990/Form990PartVIISectionAGrp/PersonNm40Sydney R Shuman
IRS990/Form990PartVIISectionAGrp/PersonNm41James H Simons PhD
IRS990/Form990PartVIISectionAGrp/PersonNm42Dinakar Singh
IRS990/Form990PartVIISectionAGrp/PersonNm43Robert K Steel
IRS990/Form990PartVIISectionAGrp/PersonNm44Joan A Steitz
IRS990/Form990PartVIISectionAGrp/PersonNm45David Sze
IRS990/Form990PartVIISectionAGrp/PersonNm46Lulu C Wang
IRS990/Form990PartVIISectionAGrp/PersonNm47Marc Tessier-Lavigne PhD
IRS990/Form990PartVIISectionAGrp/PersonNm48Amy Falls
IRS990/Form990PartVIISectionAGrp/PersonNm49Barry Coller
IRS990/Form990PartVIISectionAGrp/PersonNm50Harriet Rabb
IRS990/Form990PartVIISectionAGrp/PersonNm51Maren Imhoff
IRS990/Form990PartVIISectionAGrp/PersonNm52Michael Young
IRS990/Form990PartVIISectionAGrp/PersonNm53James Lapple
IRS990/Form990PartVIISectionAGrp/PersonNm54Sidney Strickland
IRS990/Form990PartVIISectionAGrp/PersonNm55Virginia Huffman
IRS990/Form990PartVIISectionAGrp/PersonNm56Jane Rendall
IRS990/Form990PartVIISectionAGrp/PersonNm57Roberta Maloney

Document Assets

No mirrored PDF or thumbnail assets are attached yet.

Filings

Displayed year

2015 • Form 990Detailed filing. Detailed filing data is available for this year.

Open filing
Assets
$3,614,623,413
Liabilities
$1,106,323,102
Net assets
$2,508,300,311
Revenue
$694,084,865
Expenses
$368,601,760
Net income
$325,483,105
Balance SheetOperations
YearAssetsLiabilitiesNet AssetsRevenueExpensesNet Income
2024Detailed filing. Detailed filing data is available for this year.$4,026$1,485$2,541$501$571$70.3
2023Detailed filing. Detailed filing data is available for this year.$3,957$1,376$2,581$515$521$6.59
2022XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$4,263$1,537$2,726$535$596$60.7
2021Facts available. Structured filing facts are available, but richer extracted sections are limited.$4,530$1,521$3,009$530$585$54.7
2020Facts available. Structured filing facts are available, but richer extracted sections are limited.$3,880$1,418$2,462$455$549$93.9
2019Facts available. Structured filing facts are available, but richer extracted sections are limited.$3,904$1,319$2,585$460$582$122
2018XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3,909$1,158$2,751$496$406$90.7
2017XML pending. An XML filing is linked for this year, but detailed extraction is still pending.$3,672$1,135$2,537$344$403$58.6
2016Detailed filing. Detailed filing data is available for this year.$3,536$1,171$2,365$373$375$2.08
2015Detailed filing. Detailed filing data is available for this year.$3,615$1,106$2,508$694$369$325
2014Detailed filing. Detailed filing data is available for this year.$3,214$953$2,261$427$350$76.5
2013Import issue. A filing source exists for this year, but detailed import did not complete cleanly.$3,008$951$2,057$332$345$13.6
2012Facts available. Structured filing facts are available, but richer extracted sections are limited.$2,910$1,013$1,897$322
2011Facts available. Structured filing facts are available, but richer extracted sections are limited.$2,980$916$2,064$317
2010Facts available. Structured filing facts are available, but richer extracted sections are limited.$2,791$911$1,880$312
Peer Organizations

Similar nonprofits based on the same Siviq industry and scale cohort. 2015 filings • 501(c)3 • $1B+ nonprofits