Civic Intelligence
Filing

Aspen Youth Services 401K Plan

Aspen Youth Services • EIN 95-4678230 • Plan year 2006

Company ProfileSource Archive
Filing Insights

Participants

Up

1,237 → 1,581

344 • 27.81%

Assets

Up

$5,370,502 → $7,501,479

$2,130,977 • 39.68%

Investment Management Fee

0.00%

$0

Admin expenses $19,978 • Total expenses $793,016

Filing Details

Context
Net investment result
$2,130,977
Pension payor EIN
41-0417830

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Yes

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
GUILLEN, SUEDE AND COMPANYEIN 77-0044249Accountant--Guillen, Suede and Company, a Professional Corp.

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200810$0$0-
ASPEN EDUCATION GROUP HEALTH BENEFIT PLAN-0---
200751,486$0$982,058$661iApproximate average salary by contribution assumption: employee only about $16,522 at 4% or $11,015 at 6%; with 50% employer match about $11,015 at 4% or $7,343 at 6%; with 100% employer match about $8,261 at 4% or $5,507 at 6%.
ASPEN EDUCATION GROUP, INC SEVERANCE PAY PLAN-1,486---
ASPEN EDUCATION GROUP, INC. INSURED SECURITY OPTION PLAN TRUST-28---
ASPEN EDUCATION GROUP HEALTH BENEFIT PLAN-135---
ASPEN EDUCATION GROUP BENEFITS II PLAN-0---
Aspen Youth Services 401K Plan-0-$982,058-
200651,753$9,384,654$2,471,343$1,410iApproximate average salary by contribution assumption: employee only about $35,244 at 4% or $23,496 at 6%; with 50% employer match about $23,496 at 4% or $15,664 at 6%; with 100% employer match about $17,622 at 4% or $11,748 at 6%.
Aspen Youth Services 401K PlanCurrent1,581$7,501,479$2,175,845$1,376iApproximate average salary by contribution assumption: employee only about $34,406 at 4% or $22,937 at 6%; with 50% employer match about $22,937 at 4% or $15,292 at 6%; with 100% employer match about $17,203 at 4% or $11,469 at 6%.
ASPEN EDUCATION GROUP, INC INSURED SECURITY OPTION PLAN TRUST-31$1,883,175$295,498$9,532iApproximate average salary by contribution assumption: employee only about $238,305 at 4% or $158,870 at 6%; with 50% employer match about $158,870 at 4% or $105,913 at 6%; with 100% employer match about $119,152 at 4% or $79,435 at 6%.
ASPEN EDUCATION GROUP BENEFITS II PLAN-848---
ASPEN EDUCATION GROUP, INC SEVERANCE PAY PLAN-1,753---
ASPEN EDUCATION GROUP HEALTH BENEFIT PLAN-1,110---
200551,851$6,967,072$1,857,859$1,004iApproximate average salary by contribution assumption: employee only about $25,093 at 4% or $16,728 at 6%; with 50% employer match about $16,728 at 4% or $11,152 at 6%; with 100% employer match about $12,546 at 4% or $8,364 at 6%.
Aspen Youth Services 401K Plan-1,102$5,370,502$1,546,185$1,403iApproximate average salary by contribution assumption: employee only about $35,077 at 4% or $23,385 at 6%; with 50% employer match about $23,385 at 4% or $15,590 at 6%; with 100% employer match about $17,538 at 4% or $11,692 at 6%.
ASPEN EDUCATION GROUP, INC. INSURED SECURITY OPTION PLAN TRUST-28$1,596,570$311,674$11,131iApproximate average salary by contribution assumption: employee only about $278,280 at 4% or $185,520 at 6%; with 50% employer match about $185,520 at 4% or $123,680 at 6%; with 100% employer match about $139,140 at 4% or $92,760 at 6%.
ASPEN EDUCATION GROUP HEALTH BENEFIT PLAN-889---
ASPEN EDUCATION GROUP BENEFITS II PLAN-955---
ASPEN EDUCATION GROUP, INC SEVERANCE PAY PLAN-1,851---
200461,540$5,755,835$1,745,498$1,133iApproximate average salary by contribution assumption: employee only about $28,336 at 4% or $18,891 at 6%; with 50% employer match about $18,891 at 4% or $12,594 at 6%; with 100% employer match about $14,168 at 4% or $9,445 at 6%.
Aspen Youth Services 401K Plan-1,082$4,462,459$1,356,980$1,254iApproximate average salary by contribution assumption: employee only about $31,354 at 4% or $20,902 at 6%; with 50% employer match about $20,902 at 4% or $13,935 at 6%; with 100% employer match about $15,677 at 4% or $10,451 at 6%.
ASPEN EDUCATION GROUP, INC. INSURED SECURITY OPTION PLAN TRUST-31$1,293,376$388,518$12,533iApproximate average salary by contribution assumption: employee only about $313,321 at 4% or $208,881 at 6%; with 50% employer match about $208,881 at 4% or $139,254 at 6%; with 100% employer match about $156,660 at 4% or $104,440 at 6%.
ASPEN EDUCATION GROUP BENEFITS II PLAN-1,369---
ASPEN EDUCATION GROUP, INC. SEVERANCE PAY PLAN-1,540---
ASPEN EDUCATION GROUP, INC. EXECUTIVE SEVERANCE PAY PLAN-39---
ASPEN EDUCATION GROUP HEALTH BENEFIT PLAN-895---
200351,406$5,601,452$2,188,331$1,556iApproximate average salary by contribution assumption: employee only about $38,911 at 4% or $25,940 at 6%; with 50% employer match about $25,940 at 4% or $17,294 at 6%; with 100% employer match about $19,455 at 4% or $12,970 at 6%.
Aspen Youth Services 401K Plan-1,379$4,639,935$1,198,816$869iApproximate average salary by contribution assumption: employee only about $21,733 at 4% or $14,489 at 6%; with 50% employer match about $14,489 at 4% or $9,659 at 6%; with 100% employer match about $10,867 at 4% or $7,244 at 6%.
ASPEN EDUCATION GROUP, INC. INSURED SECURITY OPTION PLAN TRUST-29$961,517$989,515$34,121iApproximate average salary by contribution assumption: employee only about $853,030 at 4% or $568,687 at 6%; with 50% employer match about $568,687 at 4% or $379,125 at 6%; with 100% employer match about $426,515 at 4% or $284,343 at 6%.
ASPEN EDUCATION GROUP, INC. SEVERANCE PAY PLAN-1,406---
ASPEN EDUCATION GROUP BENEFITS II PLAN-1,215---
ASPEN EDUCATION GROUP HEALTH BENEFIT PLAN-1,060---
200221,368$0$0-
Aspen Youth Services 401K Plan-1,213---
ASPEN EDUCATION GROUP, INC. SEVERANCE PAY PLAN-1,368---
200121,218$2,540,376$1,050,851$863iApproximate average salary by contribution assumption: employee only about $21,569 at 4% or $14,379 at 6%; with 50% employer match about $14,379 at 4% or $9,586 at 6%; with 100% employer match about $10,785 at 4% or $7,190 at 6%.
Aspen Youth Services 401K Plan-984$2,540,376$1,050,851$1,068iApproximate average salary by contribution assumption: employee only about $26,698 at 4% or $17,799 at 6%; with 50% employer match about $17,799 at 4% or $11,866 at 6%; with 100% employer match about $13,349 at 4% or $8,899 at 6%.
ASPEN EDUCATION GROUP, INC. SEVERANCE PAY PLAN-1,218---
200021,000$0$0-
ASPEN YOUTH SERVICE, INC. SEVERANCE PAY PLAN-976---
Aspen Youth Services 401K Plan-1,000---
19991863$1,359,980$350,897$407iApproximate average salary by contribution assumption: employee only about $10,165 at 4% or $6,777 at 6%; with 50% employer match about $6,777 at 4% or $4,518 at 6%; with 100% employer match about $5,083 at 4% or $3,388 at 6%.
Aspen Youth Services 401K Plan-863$1,359,980$350,897$407iApproximate average salary by contribution assumption: employee only about $10,165 at 4% or $6,777 at 6%; with 50% employer match about $6,777 at 4% or $4,518 at 6%; with 100% employer match about $5,083 at 4% or $3,388 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037347300527
Form Id
84782963
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6030377347300020002
Ins Broker 01 Name
VINCE GIOVINAZZO
Ins Broker 01 Street Addr
23461 SOUTHPOINTE DR SUITE 100
Ins Broker 01 City
LAGUNA HILLS
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
92653
Ins Broker Comm Pd 01 Amount
$11,809
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Filing Id
84037347300527
Form Id
84782963
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
6030377347300020002
Ins Broker 01 Name
ASSOCIATES IN INS CONCEPTS
Ins Broker 01 Street Addr
15520 ROCKFIELD BLVD SUITE G
Ins Broker 01 City
IRVINE
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
92618
Ins Broker Comm Pd 01 Amount
$5,882
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 3
Ins Carrier Name: MINNESOTA LIFE INSURANCE COMPANY
Filing Id
84037347300527
Form Id
84782963
Schedule A EIN
95-4678230
Schedule A Plan Num
002
Schedule A Plan Year Begin Date
2006-01-01
Schedule A Tax Period
20061231
Ins Carrier Name
MINNESOTA LIFE INSURANCE COMPANY
Ins Carrier EIN
41-0417830
Ins Carrier Naic Code
66168
Ins Contract Num
799072
Ins Prsn Covered End of year Count
1,759
Ins Policy From Date
2006-01-01
Ins Policy To Date
2006-12-31
Ins Broker Comm Total Amount
$17,691
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$33,498
Pension End of year Sep Account Amount
$7,320,580
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
4
Pension Oth Unalloc Type Text
VARIABLE GROUP ANNUITY
Pension End Prev Bal Amount
$26,139
Pension Contribution Dep Amount
$7,355
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$825
Pension Transfer From Amount
$1,004
Pension Other Amount
$0
Pension Total Additions Amount
$9,184
Pension Total Bal Addn Amount
$35,323
Pension Bnfts Dsbrsd Amount
$989
Pension Admin Chrg Amount
$12
Pension Transfer To Amount
$824
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$1,825
Pension End of year Bal Amount
$33,498
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule C

Schedule C Provider

Provider 1

Provider details

Source fields
Row 1
Filing Id
84037347300527
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6030377347300020003
Provider 01 Name
MINNESOTA LIFE INSURANCE COMPANY
Provider 01 EIN
41-0417830
Provider 01 Position
CONTRACT ADMINISTRATOR
Provider 01 Relation
NONE
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$19,978
Provider 01 Srvc Code
12
Row 2
Filing Id
84037347300527
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6030377347300020003

Schedule C Provider

Provider 2

Provider details

Source fields
Row 3
Filing Id
84037347300527
Schedule C EIN
95-4678230
Schedule C Plan number
002
Schedule C Plan Year Begin Date
2006-01-01
Schedule C Tax Period
20061231
Provider Total Comp Paid Amount
$0

Schedule D

Row 1
Filing Id
84037347300527
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
MONEY MARKET
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830009
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$1,069,476
Row 2
Filing Id
84037347300527
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6030377347300020004
Row 3
Filing Id
84037347300527
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LARGE EQUITY INDEX I
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830011
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$236,305
Row 4
Filing Id
84037347300527
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
INTERNATIONAL VALUE III
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830110
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$506,999
Row 5
Filing Id
84037347300527
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
MULTICAP GROWTH EQUITY III
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830041
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$232,125
Row 6
Filing Id
84037347300527
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LARGE VALUE EQUITY X
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830042
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$488,524
Row 7
Filing Id
84037347300527
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
MID-CAP VALUE EQUITY I
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830043
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$253,532
Row 8
Filing Id
84037347300527
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LARGE GROWTH EQUITY VII
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830060
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$208,205
Row 9
Filing Id
84037347300527
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
INTERMEDIATE TERM BOND INDEX I
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830046
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$113,943
Row 10
Filing Id
84037347300527
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LARGE GROWTH EQUITY INDEX II
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830051
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$27,883
Row 11
Filing Id
84037347300527
Page Id
2
Page Seq
2
Page Row Num
2
Row Num
17
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LARGE GROWTH EQUITY V
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830052
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 12
Filing Id
84037347300527
Page Id
2
Page Seq
2
Page Row Num
3
Row Num
18
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
SMALL VALUE EQUITY IX
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830097
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$228,359
Row 13
Filing Id
84037347300527
Page Id
2
Page Seq
2
Page Row Num
4
Row Num
19
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
HEALTH CARE EQUITY II
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830104
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$224,096
Row 14
Filing Id
84037347300527
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LARGE EQUITY IV
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830022
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$71,965
Row 15
Filing Id
84037347300527
Page Id
2
Page Seq
2
Page Row Num
5
Row Num
20
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
MID-CAP EQUITY I
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830064
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$217,360
Row 16
Filing Id
84037347300527
Page Id
2
Page Seq
2
Page Row Num
6
Row Num
21
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
SMALL EQUITY III
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830077
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$192,211
Row 17
Filing Id
84037347300527
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
INTERNATIONAL VALUE
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830024
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 18
Filing Id
84037347300527
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LIFESTRATEGY I
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830026
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$769,797
Row 19
Filing Id
84037347300527
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LIFESTRATEGY II
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830027
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$841,033
Row 20
Filing Id
84037347300527
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LIFESTRATEGY III
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830028
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$464,667
Row 21
Filing Id
84037347300527
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
LARGE VALUE EQUITY INDEX I
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830031
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$317,207
Row 22
Filing Id
84037347300527
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
SMALL EQUITY I
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830035
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$327,362
Row 23
Filing Id
84037347300527
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
6030377347300020004
DFE P1 Entity 01 Name
REAL ESTATE
DFE P1 Spons 01 Name
MINNESOTA LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
410417830036
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$529,531
Row 24
Filing Id
84037347300527
Schedule D EIN
95-4678230
Schedule D Plan number
002
Schedule D Plan Year Begin Date
2006-01-01
Schedule D Tax Period
20061231

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$7,501,479$2,130,977 change

Balance Sheet

Beginning and end of plan year.

Total assets$5,370,502$7,501,479Increase +$2,130,977 (39.68%)
Total liabilities$0$0No change $0
Net assets$5,370,502$7,501,479Increase +$2,130,977 (39.68%)

Contributions

Employer contributions$262,582
Participant contributions$1,463,694
Other contributions$449,569
Total contributions$2,175,845

Income & Investment Result

Total income$2,923,993
Interest$12,182
Dividends$0
Net income$2,130,977

Expenses & Fees

Benefits paid$773,038
Investment management$0
Administrative expenses$19,978
Total expenses$793,016

Accountant

FirmGUILLEN, SUEDE AND COMPANY
Firm EIN77-0044249

Compliance

Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$147,401
Late contributionsYes
Schedule H source fields
Financial summary
Total assets at beginning of year: $5,370,502Total assets at end of year: $7,501,479Total liabilities at end of year: $0Net income or loss: $2,130,977
Filing Id
84037347300527
Schedule H EIN
95-4678230
Schedule H Plan number
002
Schedule H Plan Year Begin Date
2006-01-01
Schedule H Tax Period
20061231
Non Interest Bear Cash Beginning of year Amount
$0
Employer Contribution Beginning of year Amount
$0
Participants Contribution Beginning of year Amount
$0
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$141,938
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$5,202,424
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$0
Ins Co Gen Account Beginning of year Amount
$26,140
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$5,370,502
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$5,370,502
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$0
Participants Contribution End of year Amount
$0
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$147,401
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$7,320,580
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$0
Ins Co Gen Account End of year Amount
$33,498
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$7,501,479
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$7,501,479
Employer contributions
$262,582
Participant contributions
$1,463,694
Oth Contribution Rcvd Amount
$449,569
Non Cash Contribution Bs Amount
$0
Total contributions
$2,175,845
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$11,356
Interest On Oth Investment Amount
$826
Total interest income
$12,182
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$735,966
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$0
Other Income Amount
$0
Total income
$2,923,993
Participant distributions
$773,038
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$773,038
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$19,978
Investment management fees
$0
Other Admin Fees Amount
$0
Total administrative expenses
$19,978
Total expenses
$793,016
Net income or loss
$2,130,977
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
GUILLEN, SUEDE AND COMPANY
Accountant firm EIN
77-0044249
Failed to transmit participant contributions on time
Yes
Fail Transmit Contribution Amount
$7,244
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$500,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN41-0417830

Transfers

Distributed property value$0
Schedule R source fields
Payor 41-0417830
Filing Id
84037347300527
Schedule R EIN
95-4678230
Schedule R Plan number
002
Schedule R Plan Year Begin Date
2006-01-01
Schedule R Tax Period
20061231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
41-0417830
Pension Bnft Distribution Sngl Sum Count
0
Pension Elec Satisfy Code 412 Indicator
3
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0
Pension Satisfy Cover Basis Code
1