Civic Intelligence
Filing

Netcom Systems 401K Plan

Netcom Systems • EIN 95-4312521 • Plan year 1999

Company ProfileSource Archive
Filing Insights

Participants

Up

155 → 257

102 • 65.81%

Assets

Up

$1,946,943 → $4,867,081

$2,920,138 • 149.99%

Investment Management Fee

0.20%

$6,757

Admin expenses $6,757 • Total expenses $179,979

Filing Details

Context
Net investment result
$2,920,138
Pension payor EIN
06-0303370

Status Flags

Fidelity bond in place

No

Limited-scope audit performed

Not reported

Contributions transmitted on time

No

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
MCGLADREY & PULLEN, LLPEIN 42-0714325Accountant--Mcgladrey & Pullen LLP

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
20011499$9,601,375$4,800,024$9,619iApproximate average salary by contribution assumption: employee only about $240,482 at 4% or $160,321 at 6%; with 50% employer match about $160,321 at 4% or $106,881 at 6%; with 100% employer match about $120,241 at 4% or $80,161 at 6%.
Netcom Systems 401K Plan-499$9,601,375$4,800,024$9,619iApproximate average salary by contribution assumption: employee only about $240,482 at 4% or $160,321 at 6%; with 50% employer match about $160,321 at 4% or $106,881 at 6%; with 100% employer match about $120,241 at 4% or $80,161 at 6%.
20001380$0$0-
Netcom Systems 401K Plan-380---
19991257$4,867,081$2,117,687$8,240iApproximate average salary by contribution assumption: employee only about $206,001 at 4% or $137,334 at 6%; with 50% employer match about $137,334 at 4% or $91,556 at 6%; with 100% employer match about $103,000 at 4% or $68,667 at 6%.
Netcom Systems 401K PlanCurrent257$4,867,081$2,117,687$8,240iApproximate average salary by contribution assumption: employee only about $206,001 at 4% or $137,334 at 6%; with 50% employer match about $137,334 at 4% or $91,556 at 6%; with 100% employer match about $103,000 at 4% or $68,667 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
56037176170531
Form Id
6434762
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30371176170030002
Ins Broker 01 Name
ANTIONETTE A. MAGGIO
Ins Broker 01 Street Addr
1534 N. MOORPARK RD, #355
Ins Broker 01 City
THOUSAND OAKS
Ins Broker 01 State
CA
Ins Broker 01 ZIP Code
91360
Ins Broker Comm Pd 01 Amount
$1,374,640
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Ins Carrier Name: CONNECTICUT GENERAL LIFE INSURANCE COMPANY
Filing Id
56037176170531
Form Id
6434762
Schedule A EIN
95-4312521
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
1999-01-01
Schedule A Tax Period
19991231
Ins Carrier Name
CONNECTICUT GENERAL LIFE INSURANCE COMPANY
Ins Carrier EIN
06-0303370
Ins Carrier Naic Code
62308
Ins Contract Num
37703/001
Ins Prsn Covered End of year Count
211
Ins Policy From Date
1999-01-01
Ins Policy To Date
1999-12-31
Ins Broker Comm Total Amount
$13,746
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$275,321
Pension End of year Sep Account Amount
$4,523,085
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
3
Pension End Prev Bal Amount
$149,752
Pension Contribution Dep Amount
$222,753
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$10,327
Pension Transfer From Amount
$40,524
Pension Other Amount
$53,295
Pension Other Text
LOAN REPAYMENTS
Pension Total Additions Amount
$326,899
Pension Total Bal Addn Amount
$476,651
Pension Bnfts Dsbrsd Amount
$1,453
Pension Admin Chrg Amount
$5,197
Pension Transfer To Amount
$152,958
Pension Oth Ded Amount
$41,722
Pension Oth Ded Text
EXTERNAL PARTICIPANT LOAN GRANTS
Pension Total Ded Amount
$201,330
Pension End of year Bal Amount
$275,321
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
56037176170531
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30371176170030003
Row 2
Filing Id
56037176170531
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
CIGNA LIFETIME 60
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370170
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$62,442
Row 3
Filing Id
56037176170531
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
CIGNA LIFETIME50
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370169
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$90,379
Row 4
Filing Id
56037176170531
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
FIDELITY ADV GROWTH OPPORTUNITIES
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370044
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$387,407
Row 5
Filing Id
56037176170531
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
DREYFUS FOUNDERS GROWTH
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370083
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$307,915
Row 6
Filing Id
56037176170531
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
WARBURG PINCUS ADV EMERGING GROWTH
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370075
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$53,786
Row 7
Filing Id
56037176170531
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
PBHG GROWTH ACCOUNT
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370073
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$288,562
Row 8
Filing Id
56037176170531
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
AMERICAN CENTURY ULTRA ACCOUNT
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370074
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$380,546
Row 9
Filing Id
56037176170531
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
INVESCO DYNAMICS
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370096
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$227,308
Row 10
Filing Id
56037176170531
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
16
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
AIM CONSTELLATION ACCOUNT
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370059
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$249,254
Row 11
Filing Id
56037176170531
Page Id
2
Page Seq
2
Page Row Num
2
Row Num
17
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
TEMPLETON GROWTH ACCOUNT
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370079
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$96,268
Row 12
Filing Id
56037176170531
Page Id
2
Page Seq
2
Page Row Num
3
Row Num
18
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
JANUS WORLDWIDE ACCOUNT
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370070
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$821,438
Row 13
Filing Id
56037176170531
Page Id
2
Page Seq
2
Page Row Num
4
Row Num
19
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
WARBURG PINCUS ADV INTL EQUITY
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370072
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$7,185
Row 14
Filing Id
56037176170531
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
CIGNA LIFETIME40
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370168
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$201,497
Row 15
Filing Id
56037176170531
Page Id
2
Page Seq
2
Page Row Num
5
Row Num
20
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
TEMPLETON FOREIGN ACCOUNT
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370080
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$40,439
Row 16
Filing Id
56037176170531
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
CIGNA LIFETIME30
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370167
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$228,550
Row 17
Filing Id
56037176170531
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
CIGNA LIFETIME20
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370166
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$114,655
Row 18
Filing Id
56037176170531
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
CIGNA CHARTER BALANCED FUND I
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370084
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$55,571
Row 19
Filing Id
56037176170531
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
DREYFUS FOUNDERS BALANCED ACCT
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370086
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$75,190
Row 20
Filing Id
56037176170531
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
CHARTER LARGE CO. STOCK INDEX
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370123
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$654,827
Row 21
Filing Id
56037176170531
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
NEUBERGER&BERMAN GUARDIAN TRUST
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370090
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$100,719
Row 22
Filing Id
56037176170531
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
30371176170030003
DFE P1 Entity 01 Name
WARBURG PINCUS ADVISOR VALUE
DFE P1 Spons 01 Name
CONNECTICUT GENERAL LIFE INSURANCE
DFE P1 Plan 01 EIN Plan number
060303370099
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$79,147

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$4,867,081$2,920,138 change

Balance Sheet

Beginning and end of plan year.

Total assets$1,946,943$4,867,081Increase +$2,920,138 (149.99%)
Total liabilities$0$0No change $0
Net assets$1,946,943$4,867,081Increase +$2,920,138 (149.99%)

Contributions

Employer contributions$396,105
Participant contributions$1,274,515
Other contributions$447,067
Total contributions$2,117,687

Income & Investment Result

Total income$3,100,117
Interest$15,259
Dividends$0
Net income$2,920,138

Expenses & Fees

Benefits paid$173,222
Investment management$6,757
Administrative expenses$6,757
Total expenses$179,979

Accountant

FirmMCGLADREY & PULLEN, LLP
Firm EIN42-0714325

Compliance

Fidelity bondNo
Fidelity bond amount$0
Participant loans$68,675
Late contributionsNo
Schedule H source fields
Financial summary
Total assets at beginning of year: $1,946,943Total assets at end of year: $4,867,081Total liabilities at end of year: $0Net income or loss: $2,920,138
Filing Id
56037176170531
Schedule H EIN
95-4312521
Schedule H Plan number
001
Schedule H Plan Year Begin Date
1999-01-01
Schedule H Tax Period
19991231
Non Interest Bear Cash Beginning of year Amount
$0
Employer Contribution Beginning of year Amount
$0
Participants Contribution Beginning of year Amount
$0
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$53,953
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$1,743,238
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$0
Ins Co Gen Account Beginning of year Amount
$149,752
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$1,946,943
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$1,946,943
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$0
Participants Contribution End of year Amount
$0
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$68,675
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$4,523,085
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$0
Ins Co Gen Account End of year Amount
$275,321
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$4,867,081
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$4,867,081
Employer contributions
$396,105
Participant contributions
$1,274,515
Oth Contribution Rcvd Amount
$447,067
Non Cash Contribution Bs Amount
$0
Total contributions
$2,117,687
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$5,286
Interest On Oth Investment Amount
$9,973
Total interest income
$15,259
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$967,171
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$0
Other Income Amount
$0
Total income
$3,100,117
Participant distributions
$173,222
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$173,222
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$0
Investment management fees
$6,757
Other Admin Fees Amount
$0
Total administrative expenses
$6,757
Total expenses
$179,979
Net income or loss
$2,920,138
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
MCGLADREY & PULLEN, LLP
Accountant firm EIN
42-0714325
Failed to transmit participant contributions on time
No
Fail Transmit Contribution Amount
$0
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
No
Fidelity bond amount
$0
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN06-0303370

Transfers

Distributed property value$0
Schedule R source fields
Payor 06-0303370
Filing Id
56037176170531
Schedule R EIN
95-4312521
Schedule R Plan number
001
Schedule R Plan Year Begin Date
1999-01-01
Schedule R Tax Period
19991231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
06-0303370
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0