Civic Intelligence
Filing

Unical Enterprises Inc. 401(K) Savings Plan

Unical Enterprises Inc. • EIN 95-3195775 • Plan year 2004

Company ProfileSource Archive
Filing Insights

Participants

Down

29 → 24

-5 • -17.24%

Assets

Up

$408,016 → $469,490

$61,474 • 15.07%

Investment Management Fee

-

Admin expenses - • Total expenses $35,449

Filing Details

Context
Net investment result
$61,474
Pension payor EIN
42-0127290

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200910$0$0-
Unical Enterprises Inc. 401(K) Savings Plan-0---
2006122$642,795$42,628$1,938iApproximate average salary by contribution assumption: employee only about $48,441 at 4% or $32,294 at 6%; with 50% employer match about $32,294 at 4% or $21,529 at 6%; with 100% employer match about $24,220 at 4% or $16,147 at 6%.
Unical Enterprises Inc. 401(K) Savings Plan-22$642,795$42,628$1,938iApproximate average salary by contribution assumption: employee only about $48,441 at 4% or $32,294 at 6%; with 50% employer match about $32,294 at 4% or $21,529 at 6%; with 100% employer match about $24,220 at 4% or $16,147 at 6%.
2005123$537,062$52,571$2,286iApproximate average salary by contribution assumption: employee only about $57,142 at 4% or $38,095 at 6%; with 50% employer match about $38,095 at 4% or $25,397 at 6%; with 100% employer match about $28,571 at 4% or $19,047 at 6%.
Unical Enterprises Inc. 401(K) Savings Plan-23$537,062$52,571$2,286iApproximate average salary by contribution assumption: employee only about $57,142 at 4% or $38,095 at 6%; with 50% employer match about $38,095 at 4% or $25,397 at 6%; with 100% employer match about $28,571 at 4% or $19,047 at 6%.
2004124$469,490$58,756$2,448iApproximate average salary by contribution assumption: employee only about $61,204 at 4% or $40,803 at 6%; with 50% employer match about $40,803 at 4% or $27,202 at 6%; with 100% employer match about $30,602 at 4% or $20,401 at 6%.
Unical Enterprises Inc. 401(K) Savings PlanCurrent24$469,490$58,756$2,448iApproximate average salary by contribution assumption: employee only about $61,204 at 4% or $40,803 at 6%; with 50% employer match about $40,803 at 4% or $27,202 at 6%; with 100% employer match about $30,602 at 4% or $20,401 at 6%.
2003128$408,016$61,169$2,185iApproximate average salary by contribution assumption: employee only about $54,615 at 4% or $36,410 at 6%; with 50% employer match about $36,410 at 4% or $24,273 at 6%; with 100% employer match about $27,308 at 4% or $18,205 at 6%.
Unical Enterprises Inc. 401(K) Savings Plan-28$408,016$61,169$2,185iApproximate average salary by contribution assumption: employee only about $54,615 at 4% or $36,410 at 6%; with 50% employer match about $36,410 at 4% or $24,273 at 6%; with 100% employer match about $27,308 at 4% or $18,205 at 6%.
2002128$281,006$62,703$2,239iApproximate average salary by contribution assumption: employee only about $55,985 at 4% or $37,323 at 6%; with 50% employer match about $37,323 at 4% or $24,882 at 6%; with 100% employer match about $27,992 at 4% or $18,662 at 6%.
Unical Enterprises Inc. 401(K) Savings Plan-28$281,006$62,703$2,239iApproximate average salary by contribution assumption: employee only about $55,985 at 4% or $37,323 at 6%; with 50% employer match about $37,323 at 4% or $24,882 at 6%; with 100% employer match about $27,992 at 4% or $18,662 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
91037263473195
Form Id
61861579
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
4010375245135050002
Ins Broker 01 Name
NORTHWESTERN MUTUAL
Ins Broker 01 Street Addr
SHERYL NEWSOM N14WC
Ins Broker 01 City
MILWAUKEE
Ins Broker 01 State
WI
Ins Broker 01 ZIP Code
532024703
Ins Broker Comm Pd 01 Amount
$4,840
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Ins Carrier Name: PRINCIPAL LIFE INSURANCE COMPANY
Filing Id
91037263473195
Form Id
61861579
Schedule A EIN
95-3195775
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2004-01-01
Schedule A Tax Period
20041231
Ins Carrier Name
PRINCIPAL LIFE INSURANCE COMPANY
Ins Carrier EIN
42-0127290
Ins Carrier Naic Code
61271
Ins Contract Num
450782
Ins Prsn Covered End of year Count
24
Ins Policy From Date
2004-01-01
Ins Policy To Date
2004-12-31
Ins Broker Comm Total Amount
$4,840
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$21,493
Pension End of year Sep Account Amount
$439,135
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
4
Pension Oth Unalloc Type Text
PENSION PROVIDER
Pension End Prev Bal Amount
$0
Pension Contribution Dep Amount
$2,314
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$77
Pension Transfer From Amount
$20,878
Pension Other Amount
$0
Pension Total Additions Amount
$23,269
Pension Total Bal Addn Amount
$23,269
Pension Bnfts Dsbrsd Amount
$884
Pension Admin Chrg Amount
$33
Pension Transfer To Amount
$0
Pension Oth Ded Amount
$859
Pension Oth Ded Text
MKT VALUE CHANGE
Pension Total Ded Amount
$1,776
Pension End of year Bal Amount
$21,493
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
91037263473195
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRINCIPAL MONEY MKT SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290024
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 2
Filing Id
91037263473195
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
4010375245135050003
Row 3
Filing Id
91037263473195
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRINCIPAL U.S. PROPERTY SEPACT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290027
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$58,327
Row 4
Filing Id
91037263473195
Page Id
2
Page Seq
2
Page Row Num
1
Row Num
10
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRINCIPAL LIFETM 2020 SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIPE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290076
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$15,661
Row 5
Filing Id
91037263473195
Page Id
2
Page Seq
2
Page Row Num
2
Row Num
11
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN PTR SM-CAP VAL I SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290094
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$16,431
Row 6
Filing Id
91037263473195
Page Id
2
Page Seq
2
Page Row Num
3
Row Num
12
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRINCIPAL MED CO VAL SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290022
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$64,954
Row 7
Filing Id
91037263473195
Page Id
2
Page Seq
2
Page Row Num
4
Row Num
13
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN PTR LG-CAP BLD I SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290017
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$14,608
Row 8
Filing Id
91037263473195
Page Id
2
Page Seq
3
Page Row Num
1
Row Num
14
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN PTR MD-CP GROWTH SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290026
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$14,808
Row 9
Filing Id
91037263473195
Page Id
2
Page Seq
3
Page Row Num
2
Row Num
15
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
MASON ST SEL BOND (A) SP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290090
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$97,936
Row 10
Filing Id
91037263473195
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
2
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRINCIPAL BOND AND MTG SEP ACC
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290005
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$44,484
Row 11
Filing Id
91037263473195
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
3
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRINCIPAL DIVERS INTL SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290015
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$35,988
Row 12
Filing Id
91037263473195
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
4
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN LG CP STK IDX SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290016
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$35,712
Row 13
Filing Id
91037263473195
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
5
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN SM CAP STK IDX SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290028
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$31,122
Row 14
Filing Id
91037263473195
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
6
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN PTR LG-CAP GR IL SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290067
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$0
Row 15
Filing Id
91037263473195
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
7
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN PTR LG-CAP VALUE SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290068
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$157
Row 16
Filing Id
91037263473195
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
8
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRIN PTR SM-CP GR II SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290071
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,852
Row 17
Filing Id
91037263473195
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
9
Image Form Id
4010375245135050003
DFE P1 Entity 01 Name
PRINCIPAL LIFETM 2010 SEP ACCT
DFE P1 Spons 01 Name
PRINCIPAL LIFE INSURANCE COMPANY
DFE P1 Plan 01 EIN Plan number
420127290075
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,095

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$469,490$61,474 change

Balance Sheet

Beginning and end of plan year.

Total assets$408,016$469,490Increase +$61,474 (15.07%)
Total liabilities$0$0No change $0
Net assets$408,016$469,490Increase +$61,474 (15.07%)

Contributions

Employer contributions$10,492
Participant contributions$48,264
Other contributions$0

Income & Expenses

Total income$96,923
Total expenses$35,449
Net income$61,474
Source fields
Schedule I source fields
Filing Id
91037263473195
Schedule I EIN
95-3195775
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2004-01-01
Schedule I Tax Period
20041231
Small plan total assets at beginning of year
$408,016
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$408,016
Small plan total assets at end of year
$469,490
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$469,490
Small plan employer contributions
$10,492
Small plan participant contributions
$48,264
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$38,167
Small plan total income
$96,923
Small plan total benefit distributions
$34,830
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$619
Small plan total expenses
$35,449
Small plan net income or loss
$61,474
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
Yes
Small Mortg Participants End of year Amount
$6,960
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$20,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN42-0127290

Transfers

Distributed property value$0
Schedule R source fields
Payor 42-0127290
Filing Id
91037263473195
Schedule R EIN
95-3195775
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2004-01-01
Schedule R Tax Period
20041231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
42-0127290
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0