Fidelity bond in place
Yes
Filing1000 Brannan Street, Suite 404San Francisco, CA 94103
Axis Architecture & Design Inc. 401(K) Profit Sharing Plan
Axis Architecture & Design Inc. • EIN 94-3410939 • San Francisco, CA • Plan year 2008
Filing Insights
Participants
Up14 → 17
3 • 21.43%
Assets
Down$975,925 → $625,889
-$350,036 • -35.87%
Investment Management Fee
-
Admin expenses - • Total expenses $11,335
Filing Details
Context- Net investment result
- $-350,036
- Pension payor EIN
- 01-0233346
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
Not reported
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
Not reported
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Not reported
5% transactions reported
Not reported
All plan assets distributed
No
Benefits paid when due
Not reported
Plan blackout period
Not reported
Plan termination resolution adopted
No
Counterparties
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2025 | 1 | 56 | $7,277,709 | $410,498 | $7,330iApproximate average salary by contribution assumption: employee only about $183,258 at 4% or $122,172 at 6%; with 50% employer match about $122,172 at 4% or $81,448 at 6%; with 100% employer match about $91,629 at 4% or $61,086 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 56 | $7,277,709 | $410,498 | $7,330iApproximate average salary by contribution assumption: employee only about $183,258 at 4% or $122,172 at 6%; with 50% employer match about $122,172 at 4% or $81,448 at 6%; with 100% employer match about $91,629 at 4% or $61,086 at 6%. |
| 2024 | 1 | 58 | $6,171,372 | $541,414 | $9,335iApproximate average salary by contribution assumption: employee only about $233,368 at 4% or $155,579 at 6%; with 50% employer match about $155,579 at 4% or $103,719 at 6%; with 100% employer match about $116,684 at 4% or $77,789 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 58 | $6,171,372 | $541,414 | $9,335iApproximate average salary by contribution assumption: employee only about $233,368 at 4% or $155,579 at 6%; with 50% employer match about $155,579 at 4% or $103,719 at 6%; with 100% employer match about $116,684 at 4% or $77,789 at 6%. |
| 2023 | 1 | 44 | $4,932,234 | $403,399 | $9,168iApproximate average salary by contribution assumption: employee only about $229,204 at 4% or $152,803 at 6%; with 50% employer match about $152,803 at 4% or $101,868 at 6%; with 100% employer match about $114,602 at 4% or $76,401 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 44 | $4,932,234 | $403,399 | $9,168iApproximate average salary by contribution assumption: employee only about $229,204 at 4% or $152,803 at 6%; with 50% employer match about $152,803 at 4% or $101,868 at 6%; with 100% employer match about $114,602 at 4% or $76,401 at 6%. |
| 2022 | 1 | 59 | $3,912,590 | $368,592 | $6,247iApproximate average salary by contribution assumption: employee only about $156,183 at 4% or $104,122 at 6%; with 50% employer match about $104,122 at 4% or $69,415 at 6%; with 100% employer match about $78,092 at 4% or $52,061 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 59 | $3,912,590 | $368,592 | $6,247iApproximate average salary by contribution assumption: employee only about $156,183 at 4% or $104,122 at 6%; with 50% employer match about $104,122 at 4% or $69,415 at 6%; with 100% employer match about $78,092 at 4% or $52,061 at 6%. |
| 2021 | 1 | 56 | $4,551,022 | $235,004 | $4,197iApproximate average salary by contribution assumption: employee only about $104,913 at 4% or $69,942 at 6%; with 50% employer match about $69,942 at 4% or $46,628 at 6%; with 100% employer match about $52,456 at 4% or $34,971 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 56 | $4,551,022 | $235,004 | $4,197iApproximate average salary by contribution assumption: employee only about $104,913 at 4% or $69,942 at 6%; with 50% employer match about $69,942 at 4% or $46,628 at 6%; with 100% employer match about $52,456 at 4% or $34,971 at 6%. |
| 2020 | 1 | 55 | $3,781,337 | $306,402 | $5,571iApproximate average salary by contribution assumption: employee only about $139,274 at 4% or $92,849 at 6%; with 50% employer match about $92,849 at 4% or $61,899 at 6%; with 100% employer match about $69,637 at 4% or $46,425 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 55 | $3,781,337 | $306,402 | $5,571iApproximate average salary by contribution assumption: employee only about $139,274 at 4% or $92,849 at 6%; with 50% employer match about $92,849 at 4% or $61,899 at 6%; with 100% employer match about $69,637 at 4% or $46,425 at 6%. |
| 2019 | 1 | 55 | $3,216,537 | $468,061 | $8,510iApproximate average salary by contribution assumption: employee only about $212,755 at 4% or $141,837 at 6%; with 50% employer match about $141,837 at 4% or $94,558 at 6%; with 100% employer match about $106,378 at 4% or $70,918 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 55 | $3,216,537 | $468,061 | $8,510iApproximate average salary by contribution assumption: employee only about $212,755 at 4% or $141,837 at 6%; with 50% employer match about $141,837 at 4% or $94,558 at 6%; with 100% employer match about $106,378 at 4% or $70,918 at 6%. |
| 2018 | 1 | 50 | $2,309,902 | $552,505 | $11,050iApproximate average salary by contribution assumption: employee only about $276,253 at 4% or $184,168 at 6%; with 50% employer match about $184,168 at 4% or $122,779 at 6%; with 100% employer match about $138,126 at 4% or $92,084 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 50 | $2,309,902 | $552,505 | $11,050iApproximate average salary by contribution assumption: employee only about $276,253 at 4% or $184,168 at 6%; with 50% employer match about $184,168 at 4% or $122,779 at 6%; with 100% employer match about $138,126 at 4% or $92,084 at 6%. |
| 2017 | 1 | 20 | $1,952,938 | $147,520 | $7,376iApproximate average salary by contribution assumption: employee only about $184,400 at 4% or $122,933 at 6%; with 50% employer match about $122,933 at 4% or $81,956 at 6%; with 100% employer match about $92,200 at 4% or $61,467 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 20 | $1,952,938 | $147,520 | $7,376iApproximate average salary by contribution assumption: employee only about $184,400 at 4% or $122,933 at 6%; with 50% employer match about $122,933 at 4% or $81,956 at 6%; with 100% employer match about $92,200 at 4% or $61,467 at 6%. |
| 2016 | 1 | 18 | $1,724,576 | $226,581 | $12,588iApproximate average salary by contribution assumption: employee only about $314,696 at 4% or $209,797 at 6%; with 50% employer match about $209,797 at 4% or $139,865 at 6%; with 100% employer match about $157,348 at 4% or $104,899 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 18 | $1,724,576 | $226,581 | $12,588iApproximate average salary by contribution assumption: employee only about $314,696 at 4% or $209,797 at 6%; with 50% employer match about $209,797 at 4% or $139,865 at 6%; with 100% employer match about $157,348 at 4% or $104,899 at 6%. |
| 2015 | 1 | 16 | $1,403,272 | $147,177 | $9,199iApproximate average salary by contribution assumption: employee only about $229,964 at 4% or $153,309 at 6%; with 50% employer match about $153,309 at 4% or $102,206 at 6%; with 100% employer match about $114,982 at 4% or $76,655 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 16 | $1,403,272 | $147,177 | $9,199iApproximate average salary by contribution assumption: employee only about $229,964 at 4% or $153,309 at 6%; with 50% employer match about $153,309 at 4% or $102,206 at 6%; with 100% employer match about $114,982 at 4% or $76,655 at 6%. |
| 2014 | 1 | 15 | $1,296,282 | $112,230 | $7,482iApproximate average salary by contribution assumption: employee only about $187,050 at 4% or $124,700 at 6%; with 50% employer match about $124,700 at 4% or $83,133 at 6%; with 100% employer match about $93,525 at 4% or $62,350 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 15 | $1,296,282 | $112,230 | $7,482iApproximate average salary by contribution assumption: employee only about $187,050 at 4% or $124,700 at 6%; with 50% employer match about $124,700 at 4% or $83,133 at 6%; with 100% employer match about $93,525 at 4% or $62,350 at 6%. |
| 2013 | 1 | 7 | $1,131,920 | $59,060 | $8,437iApproximate average salary by contribution assumption: employee only about $210,929 at 4% or $140,619 at 6%; with 50% employer match about $140,619 at 4% or $93,746 at 6%; with 100% employer match about $105,464 at 4% or $70,310 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 7 | $1,131,920 | $59,060 | $8,437iApproximate average salary by contribution assumption: employee only about $210,929 at 4% or $140,619 at 6%; with 50% employer match about $140,619 at 4% or $93,746 at 6%; with 100% employer match about $105,464 at 4% or $70,310 at 6%. |
| 2012 | 1 | 6 | $911,106 | $56,293 | $9,382iApproximate average salary by contribution assumption: employee only about $234,554 at 4% or $156,369 at 6%; with 50% employer match about $156,369 at 4% or $104,246 at 6%; with 100% employer match about $117,277 at 4% or $78,185 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 6 | $911,106 | $56,293 | $9,382iApproximate average salary by contribution assumption: employee only about $234,554 at 4% or $156,369 at 6%; with 50% employer match about $156,369 at 4% or $104,246 at 6%; with 100% employer match about $117,277 at 4% or $78,185 at 6%. |
| 2011 | 1 | 4 | $789,256 | $25,700 | $6,425iApproximate average salary by contribution assumption: employee only about $160,625 at 4% or $107,083 at 6%; with 50% employer match about $107,083 at 4% or $71,389 at 6%; with 100% employer match about $80,313 at 4% or $53,542 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 4 | $789,256 | $25,700 | $6,425iApproximate average salary by contribution assumption: employee only about $160,625 at 4% or $107,083 at 6%; with 50% employer match about $107,083 at 4% or $71,389 at 6%; with 100% employer match about $80,313 at 4% or $53,542 at 6%. |
| 2010 | 1 | 10 | $805,815 | $12,668 | $1,267iApproximate average salary by contribution assumption: employee only about $31,670 at 4% or $21,113 at 6%; with 50% employer match about $21,113 at 4% or $14,076 at 6%; with 100% employer match about $15,835 at 4% or $10,557 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 10 | $805,815 | $12,668 | $1,267iApproximate average salary by contribution assumption: employee only about $31,670 at 4% or $21,113 at 6%; with 50% employer match about $21,113 at 4% or $14,076 at 6%; with 100% employer match about $15,835 at 4% or $10,557 at 6%. |
| 2009 | 1 | 16 | $775,845 | $21,552 | $1,347iApproximate average salary by contribution assumption: employee only about $33,675 at 4% or $22,450 at 6%; with 50% employer match about $22,450 at 4% or $14,967 at 6%; with 100% employer match about $16,838 at 4% or $11,225 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 16 | $775,845 | $21,552 | $1,347iApproximate average salary by contribution assumption: employee only about $33,675 at 4% or $22,450 at 6%; with 50% employer match about $22,450 at 4% or $14,967 at 6%; with 100% employer match about $16,838 at 4% or $11,225 at 6%. |
| 2008 | 1 | 17 | $625,889 | $38,900 | $2,288iApproximate average salary by contribution assumption: employee only about $57,206 at 4% or $38,137 at 6%; with 50% employer match about $38,137 at 4% or $25,425 at 6%; with 100% employer match about $28,603 at 4% or $19,069 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | Current | 17 | $625,889 | $38,900 | $2,288iApproximate average salary by contribution assumption: employee only about $57,206 at 4% or $38,137 at 6%; with 50% employer match about $38,137 at 4% or $25,425 at 6%; with 100% employer match about $28,603 at 4% or $19,069 at 6%. |
| 2007 | 1 | 5 | $0 | $0 | - |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 5 | - | - | - |
| 2006 | 1 | 7 | $891,581 | $37,321 | $5,332iApproximate average salary by contribution assumption: employee only about $133,289 at 4% or $88,860 at 6%; with 50% employer match about $88,860 at 4% or $59,240 at 6%; with 100% employer match about $66,645 at 4% or $44,430 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 7 | $891,581 | $37,321 | $5,332iApproximate average salary by contribution assumption: employee only about $133,289 at 4% or $88,860 at 6%; with 50% employer match about $88,860 at 4% or $59,240 at 6%; with 100% employer match about $66,645 at 4% or $44,430 at 6%. |
| 2005 | 1 | 4 | $802,979 | $46,313 | $11,578iApproximate average salary by contribution assumption: employee only about $289,456 at 4% or $192,971 at 6%; with 50% employer match about $192,971 at 4% or $128,647 at 6%; with 100% employer match about $144,728 at 4% or $96,485 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 4 | $802,979 | $46,313 | $11,578iApproximate average salary by contribution assumption: employee only about $289,456 at 4% or $192,971 at 6%; with 50% employer match about $192,971 at 4% or $128,647 at 6%; with 100% employer match about $144,728 at 4% or $96,485 at 6%. |
| 2004 | 1 | 7 | $716,074 | $28,602 | $4,086iApproximate average salary by contribution assumption: employee only about $102,150 at 4% or $68,100 at 6%; with 50% employer match about $68,100 at 4% or $45,400 at 6%; with 100% employer match about $51,075 at 4% or $34,050 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 7 | $716,074 | $28,602 | $4,086iApproximate average salary by contribution assumption: employee only about $102,150 at 4% or $68,100 at 6%; with 50% employer match about $68,100 at 4% or $45,400 at 6%; with 100% employer match about $51,075 at 4% or $34,050 at 6%. |
| 2003 | 1 | 6 | $691,773 | $110,243 | $18,374iApproximate average salary by contribution assumption: employee only about $459,346 at 4% or $306,231 at 6%; with 50% employer match about $306,231 at 4% or $204,154 at 6%; with 100% employer match about $229,673 at 4% or $153,115 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 6 | $691,773 | $110,243 | $18,374iApproximate average salary by contribution assumption: employee only about $459,346 at 4% or $306,231 at 6%; with 50% employer match about $306,231 at 4% or $204,154 at 6%; with 100% employer match about $229,673 at 4% or $153,115 at 6%. |
| 2002 | 1 | 9 | $455,919 | $455,902 | $50,656iApproximate average salary by contribution assumption: employee only about $1,266,394 at 4% or $844,263 at 6%; with 50% employer match about $844,263 at 4% or $562,842 at 6%; with 100% employer match about $633,197 at 4% or $422,131 at 6%. |
| Axis Architecture & Design Inc. 401(K) Profit Sharing Plan | - | 9 | $455,919 | $455,902 | $50,656iApproximate average salary by contribution assumption: employee only about $1,266,394 at 4% or $844,263 at 6%; with 50% employer match about $844,263 at 4% or $562,842 at 6%; with 100% employer match about $633,197 at 4% or $422,131 at 6%. |
Schedule Details
Schedule A
- Row 1
- Filing Id
- 84037033057310
- Form Id
- 101458903
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8020370033057060002
- Ins Broker 01 Name
- ROYAL ALLIANCE ASSOCIATES INC
- Ins Broker Comm Pd 01 Amount
- $5,919
- Ins Broker Fees Pd 01 Amount
- $0
- Ins Broker 01 Code
- 4
- Row 2
- Filing Id
- 84037033057310
- Form Id
- 101458903
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 8020370033057060002
- Ins Broker 01 Name
- NICHOLAS & HICKS, INC.
- Ins Broker Comm Pd 01 Amount
- $0
- Ins Broker Fees Pd 01 Amount
- $459
- Ins Broker Fees Pd 01 Text
- ADMINISTRATIVE FEES
- Ins Broker 01 Code
- 5
- Row 3
- Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY
- Filing Id
- 84037033057310
- Form Id
- 101458903
- Schedule A EIN
- 94-3410939
- Schedule A Plan Num
- 001
- Schedule A Plan Year Begin Date
- 2008-01-01
- Schedule A Tax Period
- 20081231
- Ins Carrier Name
- JOHN HANCOCK LIFE INSURANCE COMPANY
- Ins Carrier EIN
- 01-0233346
- Ins Carrier Naic Code
- 65838
- Ins Contract Num
- 19051
- Ins Prsn Covered End of year Count
- 17
- Ins Policy From Date
- 2008-01-01
- Ins Policy To Date
- 2008-12-31
- Ins Broker Comm Total Amount
- $5,919
- Ins Broker Fees Total Amount
- $459
- Pension End of year Gen Account Amount
- $0
- Pension End of year Sep Account Amount
- $603,414
- Pension Prem Paid Total Amount
- $0
- Pension Unpaid Premium Amount
- $0
- Pension Contract Cost Amount
- $0
- Pnsn Type Unalloc Cntrct I
- 4
- Pension Oth Unalloc Type Text
- POOLED SEPARATE ACCOUNTS
- Pension End Prev Bal Amount
- $0
- Pension Contribution Dep Amount
- $0
- Pension Divnd Cr Dep Amount
- $0
- Pension Interest Cr Dur Yr Amount
- $0
- Pension Transfer From Amount
- $0
- Pension Other Amount
- $0
- Pension Total Additions Amount
- $0
- Pension Total Bal Addn Amount
- $0
- Pension Bnfts Dsbrsd Amount
- $0
- Pension Admin Chrg Amount
- $0
- Pension Transfer To Amount
- $0
- Pension Oth Ded Amount
- $0
- Pension Total Ded Amount
- $0
- Pension End of year Bal Amount
- $0
- Wlfr Premium Rcvd Amount
- $0
- Wlfr Unpaid Due Amount
- $0
- Wlfr Reserve Amount
- $0
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Claims Paid Amount
- $0
- Wlfr Incr Reserve Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Claims Chrgd Amount
- $0
- Wlfr Ret Commissions Amount
- $0
- Wlfr Ret Admin Amount
- $0
- Wlfr Ret Oth Cost Amount
- $0
- Wlfr Ret Oth Expense Amount
- $0
- Wlfr Ret Taxes Amount
- $0
- Wlfr Ret Charges Amount
- $0
- Wlfr Ret Oth Chrgs Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Amount
- $0
- Wlfr Held Bnfts Amount
- $0
- Wlfr Claims Reserve Amount
- $0
- Wlfr Oth Reserve Amount
- $0
- Wlfr Divnds Due Amount
- $0
- Wlfr Total Charges Paid Amount
- $0
- Wlfr Acquis Cost Amount
- $0
Schedule D
- Row 1
- Filing Id
- 84037033057310
- Page Id
- 3
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8020370033057060003
- Row 2
- Filing Id
- 84037033057310
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- LS-MODERAT
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $2,709
- Row 3
- Filing Id
- 84037033057310
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- LS-GROWTH
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $18,294
- Row 4
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 1
- Page Row Num
- 1
- Row Num
- 10
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- DEVELP MKT
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $1,342
- Row 5
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 1
- Page Row Num
- 4
- Row Num
- 13
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- VS NAT RES
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $16,062
- Row 6
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 1
- Page Row Num
- 5
- Row Num
- 14
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- VS MC ST
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $40,911
- Row 7
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 1
- Page Row Num
- 6
- Row Num
- 15
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- IDX SMALL
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $4,208
- Row 8
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 2
- Page Row Num
- 1
- Row Num
- 16
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- EUROPAC
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $4,661
- Row 9
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 2
- Page Row Num
- 2
- Row Num
- 17
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- FINANCIAL
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $0
- Row 10
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 2
- Page Row Num
- 3
- Row Num
- 18
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- VISTA
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $17,447
- Row 11
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 2
- Page Row Num
- 4
- Row Num
- 19
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- EXPLORER
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $8,839
- Row 12
- Filing Id
- 84037033057310
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 3
- Row Num
- 2
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- LS-AGGRESS
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $27,727
- Row 13
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 2
- Page Row Num
- 5
- Row Num
- 20
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- SMALL GRTH
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $17,518
- Row 14
- Filing Id
- 84037033057310
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 4
- Row Num
- 3
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- TOTAL RETN
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $153,618
- Row 15
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 4
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- HIGH YEILD
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $42,430
- Row 16
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 4
- Row Num
- 7
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- RREEF
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $43,255
- Row 17
- Filing Id
- 84037033057310
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 6
- Row Num
- 9
- Image Form Id
- 8020370033057060003
- DFE P1 Entity 01 Name
- AF GROWTH
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $66,304
Schedule I
Schedule I Financial Statement
Small plan result
Balance sheet and activity values reported by the filer for this small-plan annual return.
End-of-year assets$625,889-$350,036 change
Balance Sheet
Beginning and end of plan year.
Total assets$975,925$625,889Decrease -$350,036 (-35.87%)
Total liabilities$0$0No change $0
Net assets$975,925$625,889Decrease -$350,036 (-35.87%)
Contributions
Employer contributions$22,475
Participant contributions$16,425
Other contributions$0
Income & Expenses
Total income$-338,701
Total expenses$11,335
Net income$-350,036
Source fields
- Schedule I source fields
- Filing Id
- 84037033057310
- Schedule I EIN
- 94-3410939
- Schedule I Plan Num
- 001
- Schedule I Plan Year Begin Date
- 2008-01-01
- Schedule I Tax Period
- 20081231
- Small plan total assets at beginning of year
- $975,925
- Small plan total liabilities at beginning of year
- $0
- Small plan net assets at beginning of year
- $975,925
- Small plan total assets at end of year
- $625,889
- Small plan total liabilities at end of year
- $0
- Small plan net assets at end of year
- $625,889
- Small plan employer contributions
- $22,475
- Small plan participant contributions
- $16,425
- Small Oth Contribution Rcvd Amount
- $0
- Small Non Cash Contribution Bs Amount
- $0
- Small Other Income Amount
- $-377,601
- Small plan total income
- $-338,701
- Small plan total benefit distributions
- $11,335
- Small Corrective Distribution Amount
- $0
- Small Dm Dstrb Ptcp Ln A
- 0
- Small Oth Expenses Amount
- $0
- Small plan total expenses
- $11,335
- Small plan net income or loss
- $-350,036
- Small Total Plan Transfers Amount
- $0
- Small Joint Venture End of year Indicator
- No
- Small Joint Venture End of year Amount
- $0
- Small Employer Prop End of year Indicator
- No
- Small Employer Prop End of year Amount
- $0
- Small Investment Real Est End of year I
- 2
- Small Investment Real Est End of year A
- 0
- Small Employer Sec End of year Indicator
- No
- Small Employer Sec End of year Amount
- $0
- Small Mortg Participants End of year Indicator
- No
- Small Mortg Participants End of year Amount
- $0
- Small Oth Lns Participants End of year Indicator
- No
- Small Oth Lns Participants End of year Amount
- $0
- Small Personal Prop End of year Indicator
- No
- Small Personal Prop End of year Amount
- $0
- Small Fail Xmt Ctb I
- 2
- Small Fail Xmt Ctb A
- 0
- Small plan participant loans in default
- No
- Small Loans In Default Amount
- $0
- Small plan leases in default
- No
- Small Leases In Default Amount
- $0
- Small Pt In Interest Not Reported I
- 2
- Small Pt In Interest Not Reported A
- 0
- Small plan fidelity bond in place
- Yes
- Small plan fidelity bond amount
- $500,000
- Small plan loss discovered during year
- No
- Small Loss Discovered Dur Year Amount
- $0
- Small plan assets with undetermined value
- No
- Small Asset Undeterm Valuation Amount
- $0
- Small plan non-cash contributions reported
- No
- Small Non Cash Contribution Amount
- $0
- Small 20 Percent Sngl Investment Indicator
- No
- Small 20 Percent Sngl Investment Amount
- $0
- Small plan all plan assets distributed
- No
- Waiver Annual Iqpa Report
- 1
- Small plan resolution to terminate plan adopted
- No
- Small Res Terminate Plan Adpt Amount
- $0
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN01-0233346
Transfers
Distributed property value$0
Schedule R source fields
- Payor 01-0233346
- Filing Id
- 84037033057310
- Schedule R EIN
- 94-3410939
- Schedule R Plan number
- 001
- Schedule R Plan Year Begin Date
- 2008-01-01
- Schedule R Tax Period
- 20081231
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 01-0233346
- Pension Bnft Distribution Sngl Sum Count
- 0
- Pension Employer Contribution Rqr Amount
- $0
- Pension Employer Contribution Paid Amount
- $0
- Pension Funding Deficiency Amount
- $0
- Pension Satisfy Cover Basis Code
- 1