Fidelity bond in place
Yes
Filing
Construction Testing & Engineering Inc. 401K Retirement Savings Plan
Construction Testing & Engineering, • EIN 93-0997190 • Plan year 2017
Filing Insights
Participants
Down124 → 83
-41 • -33.06%
Assets
Up$4,552,207 → $4,863,247
$311,040 • 6.83%
Investment Management Fee
0.30%$14,023
Admin expenses $14,023 • Total expenses $1,206,260
Filing Details
Context- Net investment result
- $311,040
- Accountant opinion
- Disclaimer of opinion
- Pension payor EIN
- 01-0233346
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
No
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
No
Plan blackout period
Yes
Plan termination resolution adopted
No
Counterparties
Known direct compensation$1520.00%
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COEIN 01-0233346 | Contract administration, Service code 60, Service code 68, Education services, Service code 62, Service code 59, Service code 63 | - | $1520.00% | The Manufacturers Life Insurance Co |
| LPL FINANCIAL CORPORATIONEIN 20-3717839 | Service code 68 | - | $00.00% | - |
| OLIVA, GODDARD & WRIGHT, CPASEIN 33-0578542 | Accountant, Disclaimer of opinion | - | - | - |
| SAN DIEGO PENSION CONCULTANTEIN 33-0461574 | Service code 63 | - | $00.00% | Pen/Flex Inc. |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2022 | 1 | 0 | $0 | $625,640 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 0 | $0 | $625,640 | - |
| 2021 | 1 | 109 | $5,310,501 | $805,796 | $7,393iApproximate average salary by contribution assumption: employee only about $184,816 at 4% or $123,210 at 6%; with 50% employer match about $123,210 at 4% or $82,140 at 6%; with 100% employer match about $92,408 at 4% or $61,605 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 109 | $5,310,501 | $805,796 | $7,393iApproximate average salary by contribution assumption: employee only about $184,816 at 4% or $123,210 at 6%; with 50% employer match about $123,210 at 4% or $82,140 at 6%; with 100% employer match about $92,408 at 4% or $61,605 at 6%. |
| 2020 | 1 | 101 | $5,095,760 | $911,873 | $9,028iApproximate average salary by contribution assumption: employee only about $225,711 at 4% or $150,474 at 6%; with 50% employer match about $150,474 at 4% or $100,316 at 6%; with 100% employer match about $112,856 at 4% or $75,237 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 101 | $5,095,760 | $911,873 | $9,028iApproximate average salary by contribution assumption: employee only about $225,711 at 4% or $150,474 at 6%; with 50% employer match about $150,474 at 4% or $100,316 at 6%; with 100% employer match about $112,856 at 4% or $75,237 at 6%. |
| 2019 | 1 | 89 | $5,231,542 | $1,685,395 | $18,937iApproximate average salary by contribution assumption: employee only about $473,426 at 4% or $315,617 at 6%; with 50% employer match about $315,617 at 4% or $210,411 at 6%; with 100% employer match about $236,713 at 4% or $157,809 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 89 | $5,231,542 | $1,685,395 | $18,937iApproximate average salary by contribution assumption: employee only about $473,426 at 4% or $315,617 at 6%; with 50% employer match about $315,617 at 4% or $210,411 at 6%; with 100% employer match about $236,713 at 4% or $157,809 at 6%. |
| 2018 | 1 | 82 | $4,498,179 | $579,064 | $7,062iApproximate average salary by contribution assumption: employee only about $176,544 at 4% or $117,696 at 6%; with 50% employer match about $117,696 at 4% or $78,464 at 6%; with 100% employer match about $88,272 at 4% or $58,848 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 82 | $4,498,179 | $579,064 | $7,062iApproximate average salary by contribution assumption: employee only about $176,544 at 4% or $117,696 at 6%; with 50% employer match about $117,696 at 4% or $78,464 at 6%; with 100% employer match about $88,272 at 4% or $58,848 at 6%. |
| 2017 | 1 | 83 | $4,881,467 | $661,507 | $7,970iApproximate average salary by contribution assumption: employee only about $199,249 at 4% or $132,833 at 6%; with 50% employer match about $132,833 at 4% or $88,555 at 6%; with 100% employer match about $99,625 at 4% or $66,416 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 83 | $4,881,467 | $661,507 | $7,970iApproximate average salary by contribution assumption: employee only about $199,249 at 4% or $132,833 at 6%; with 50% employer match about $132,833 at 4% or $88,555 at 6%; with 100% employer match about $99,625 at 4% or $66,416 at 6%. |
| 2016 | 1 | 93 | $4,552,207 | $524,274 | $5,637iApproximate average salary by contribution assumption: employee only about $140,934 at 4% or $93,956 at 6%; with 50% employer match about $93,956 at 4% or $62,637 at 6%; with 100% employer match about $70,467 at 4% or $46,978 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 93 | $4,552,207 | $524,274 | $5,637iApproximate average salary by contribution assumption: employee only about $140,934 at 4% or $93,956 at 6%; with 50% employer match about $93,956 at 4% or $62,637 at 6%; with 100% employer match about $70,467 at 4% or $46,978 at 6%. |
| 2015 | 2 | 85 | $5,038,887 | $502,926 | $5,917iApproximate average salary by contribution assumption: employee only about $147,919 at 4% or $98,613 at 6%; with 50% employer match about $98,613 at 4% or $65,742 at 6%; with 100% employer match about $73,960 at 4% or $49,306 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 85 | $5,038,887 | $502,926 | $5,917iApproximate average salary by contribution assumption: employee only about $147,919 at 4% or $98,613 at 6%; with 50% employer match about $98,613 at 4% or $65,742 at 6%; with 100% employer match about $73,960 at 4% or $49,306 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 63 | - | - | - |
| 2014 | 2 | 107 | $6,002,095 | $625,899 | $5,850iApproximate average salary by contribution assumption: employee only about $146,238 at 4% or $97,492 at 6%; with 50% employer match about $97,492 at 4% or $64,995 at 6%; with 100% employer match about $73,119 at 4% or $48,746 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 84 | $6,002,095 | $625,899 | $7,451iApproximate average salary by contribution assumption: employee only about $186,279 at 4% or $124,186 at 6%; with 50% employer match about $124,186 at 4% or $82,791 at 6%; with 100% employer match about $93,140 at 4% or $62,093 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 107 | - | - | - |
| 2013 | 2 | 124 | $5,701,920 | $650,823 | $5,249iApproximate average salary by contribution assumption: employee only about $131,214 at 4% or $87,476 at 6%; with 50% employer match about $87,476 at 4% or $58,317 at 6%; with 100% employer match about $65,607 at 4% or $43,738 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 124 | $5,701,920 | $650,823 | $5,249iApproximate average salary by contribution assumption: employee only about $131,214 at 4% or $87,476 at 6%; with 50% employer match about $87,476 at 4% or $58,317 at 6%; with 100% employer match about $65,607 at 4% or $43,738 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 101 | - | - | - |
| 2012 | 2 | 136 | $4,986,574 | $800,445 | $5,886iApproximate average salary by contribution assumption: employee only about $147,141 at 4% or $98,094 at 6%; with 50% employer match about $98,094 at 4% or $65,396 at 6%; with 100% employer match about $73,570 at 4% or $49,047 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 136 | $4,986,574 | $800,445 | $5,886iApproximate average salary by contribution assumption: employee only about $147,141 at 4% or $98,094 at 6%; with 50% employer match about $98,094 at 4% or $65,396 at 6%; with 100% employer match about $73,570 at 4% or $49,047 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 101 | - | - | - |
| 2011 | 2 | 153 | $4,356,911 | $720,201 | $4,707iApproximate average salary by contribution assumption: employee only about $117,680 at 4% or $78,453 at 6%; with 50% employer match about $78,453 at 4% or $52,302 at 6%; with 100% employer match about $58,840 at 4% or $39,227 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 153 | $4,356,911 | $720,201 | $4,707iApproximate average salary by contribution assumption: employee only about $117,680 at 4% or $78,453 at 6%; with 50% employer match about $78,453 at 4% or $52,302 at 6%; with 100% employer match about $58,840 at 4% or $39,227 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 121 | - | - | - |
| 2010 | 2 | 156 | $4,397,549 | $558,890 | $3,583iApproximate average salary by contribution assumption: employee only about $89,566 at 4% or $59,710 at 6%; with 50% employer match about $59,710 at 4% or $39,807 at 6%; with 100% employer match about $44,783 at 4% or $29,855 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 156 | $4,397,549 | $558,890 | $3,583iApproximate average salary by contribution assumption: employee only about $89,566 at 4% or $59,710 at 6%; with 50% employer match about $59,710 at 4% or $39,807 at 6%; with 100% employer match about $44,783 at 4% or $29,855 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 125 | - | - | - |
| 2009 | 2 | 149 | $3,592,314 | $597,183 | $4,008iApproximate average salary by contribution assumption: employee only about $100,198 at 4% or $66,799 at 6%; with 50% employer match about $66,799 at 4% or $44,533 at 6%; with 100% employer match about $50,099 at 4% or $33,399 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 149 | $3,592,314 | $597,183 | $4,008iApproximate average salary by contribution assumption: employee only about $100,198 at 4% or $66,799 at 6%; with 50% employer match about $66,799 at 4% or $44,533 at 6%; with 100% employer match about $50,099 at 4% or $33,399 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 124 | - | - | - |
| 2008 | 2 | 166 | $2,454,149 | $581,243 | $3,501iApproximate average salary by contribution assumption: employee only about $87,537 at 4% or $58,358 at 6%; with 50% employer match about $58,358 at 4% or $38,905 at 6%; with 100% employer match about $43,768 at 4% or $29,179 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 166 | $2,454,149 | $581,243 | $3,501iApproximate average salary by contribution assumption: employee only about $87,537 at 4% or $58,358 at 6%; with 50% employer match about $58,358 at 4% or $38,905 at 6%; with 100% employer match about $43,768 at 4% or $29,179 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 161 | - | - | - |
| 2007 | 2 | 161 | $3,589,813 | $660,356 | $4,102iApproximate average salary by contribution assumption: employee only about $102,540 at 4% or $68,360 at 6%; with 50% employer match about $68,360 at 4% or $45,573 at 6%; with 100% employer match about $51,270 at 4% or $34,180 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 161 | $3,589,813 | $660,356 | $4,102iApproximate average salary by contribution assumption: employee only about $102,540 at 4% or $68,360 at 6%; with 50% employer match about $68,360 at 4% or $45,573 at 6%; with 100% employer match about $51,270 at 4% or $34,180 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 161 | - | - | - |
| 2006 | 2 | 158 | $2,748,013 | $561,767 | $3,555iApproximate average salary by contribution assumption: employee only about $88,887 at 4% or $59,258 at 6%; with 50% employer match about $59,258 at 4% or $39,505 at 6%; with 100% employer match about $44,444 at 4% or $29,629 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 148 | $2,748,013 | $561,767 | $3,796iApproximate average salary by contribution assumption: employee only about $94,893 at 4% or $63,262 at 6%; with 50% employer match about $63,262 at 4% or $42,175 at 6%; with 100% employer match about $47,447 at 4% or $31,631 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 158 | - | - | - |
| 2005 | 2 | 156 | $2,140,638 | $526,264 | $3,373iApproximate average salary by contribution assumption: employee only about $84,337 at 4% or $56,225 at 6%; with 50% employer match about $56,225 at 4% or $37,483 at 6%; with 100% employer match about $42,169 at 4% or $28,112 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 156 | $2,140,638 | $526,264 | $3,373iApproximate average salary by contribution assumption: employee only about $84,337 at 4% or $56,225 at 6%; with 50% employer match about $56,225 at 4% or $37,483 at 6%; with 100% employer match about $42,169 at 4% or $28,112 at 6%. |
| CONSTRUCTION TESTING & ENGINEERING, INC. WELFARE BENEFITS PLAN | - | 138 | - | - | - |
| 2004 | 1 | 136 | $1,604,052 | $439,717 | $3,233iApproximate average salary by contribution assumption: employee only about $80,830 at 4% or $53,887 at 6%; with 50% employer match about $53,887 at 4% or $35,925 at 6%; with 100% employer match about $40,415 at 4% or $26,943 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 136 | $1,604,052 | $439,717 | $3,233iApproximate average salary by contribution assumption: employee only about $80,830 at 4% or $53,887 at 6%; with 50% employer match about $53,887 at 4% or $35,925 at 6%; with 100% employer match about $40,415 at 4% or $26,943 at 6%. |
| 2003 | 1 | 82 | $0 | $0 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 82 | - | - | - |
| 2002 | 1 | 70 | $682,419 | $318,096 | $4,544iApproximate average salary by contribution assumption: employee only about $113,606 at 4% or $75,737 at 6%; with 50% employer match about $75,737 at 4% or $50,491 at 6%; with 100% employer match about $56,803 at 4% or $37,869 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 70 | $682,419 | $318,096 | $4,544iApproximate average salary by contribution assumption: employee only about $113,606 at 4% or $75,737 at 6%; with 50% employer match about $75,737 at 4% or $50,491 at 6%; with 100% employer match about $56,803 at 4% or $37,869 at 6%. |
| 2001 | 1 | 168 | $0 | $0 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 168 | - | - | - |
| 2000 | 1 | 161 | $0 | $0 | - |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 161 | - | - | - |
| 1999 | 1 | 53 | $443,746 | $62,769 | $1,184iApproximate average salary by contribution assumption: employee only about $29,608 at 4% or $19,739 at 6%; with 50% employer match about $19,739 at 4% or $13,159 at 6%; with 100% employer match about $14,804 at 4% or $9,869 at 6%. |
| Construction Testing & Engineering Inc. 401K Retirement Savings Plan | - | 53 | $443,746 | $62,769 | $1,184iApproximate average salary by contribution assumption: employee only about $29,608 at 4% or $19,739 at 6%; with 50% employer match about $19,739 at 4% or $13,159 at 6%; with 100% employer match about $14,804 at 4% or $9,869 at 6%. |
Schedule Details
Schedule A
- Row 1
- Form Id
- 1
- Ins Broker Name
- LPL FINANCIAL CORPORATION
- Ins Broker US Address1
- 9785 TOWN CENTER DRIVE
- Ins Broker US City
- SAN DIEGO
- Ins Broker US State
- CA
- Ins Broker US ZIP
- 92121
- Ins Broker Comm Pd Amount
- $8,421
- Ins Broker Code
- 3
- Row 2
- Form Id
- 1
- Ins Broker Name
- SAN DIEGO PENSION CONSULTANTS
- Ins Broker US Address1
- 5628 COPLEY DRIVE
- Ins Broker US City
- SAN DIEGO
- Ins Broker US State
- CA
- Ins Broker US ZIP
- 92111
- Ins Broker Fees Pd Amount
- $2,425
- Ins Broker Fees Pd Text
- TPA FEES
- Ins Broker Code
- 5
- Row 3
- Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY USA
- Form Id
- 1
- Schedule A Plan Year Begin Date
- 2017-01-01
- Schedule A Plan Year End Date
- 2017-12-31
- Schedule A Plan Num
- 001
- Schedule A EIN
- 93-0997190
- Ins Carrier Name
- JOHN HANCOCK LIFE INSURANCE COMPANY USA
- Ins Carrier EIN
- 01-0233346
- Ins Carrier Naic Code
- 65838
- Ins Contract Num
- 88206
- Ins Prsn Covered End of year Count
- 0
- Ins Policy From Date
- 2017-01-01
- Ins Policy To Date
- 2017-12-31
- Ins Broker Comm Total Amount
- $8,421
- Ins Broker Fees Total Amount
- $2,425
- Pension End of year Gen Account Amount
- $0
- Pension End of year Sep Account Amount
- $0
- Alloc Contracts Indiv Indicator
- No
- Alloc Contracts Group Indicator
- Yes
- Alloc Contracts Other Indicator
- No
- Pens Distr Bnft Terminate Pln Indicator
- No
- Unalloc Contracts Dep Adm Indicator
- No
- Unal Contrac Imm Part Guar Indicator
- No
- Unal Contracts Guar Invest Indicator
- Yes
- Unalloc Contracts Other Indicator
- No
- Pension End Prev Bal Amount
- $0
- Pension Divnd Cr Dep Amount
- $0
- Pension Total Additions Amount
- $0
- Pension Total Bal Addn Amount
- $0
- Pension Total Ded Amount
- $0
- Pension End of year Bal Amount
- $0
- Wlfr Bnft Health Indicator
- No
- Wlfr Bnft Dental Indicator
- No
- Wlfr Bnft Vision Indicator
- No
- Wlfr Bnft Life Insur Indicator
- No
- Wlfr Bnft Temp Disab Indicator
- No
- Wlfr Bnft Long Terminate Disab Indicator
- No
- Wlfr Bnft Unemp Indicator
- No
- Wlfr Bnft Drug Indicator
- No
- Wlfr Bnft Stop Loss Indicator
- No
- Wlfr Bnft Hmo Indicator
- No
- Wlfr Bnft Ppo Indicator
- No
- Wlfr Bnft Indemnity Indicator
- No
- Wlfr Bnft Other Indicator
- No
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Cash Indicator
- No
- Wlfr Refund Credit Indicator
- No
- Ins Fail Provide Info Indicator
- No
Schedule C
Schedule C Provider
LPL FINANCIAL CORPORATION
FINANCIAL ADVISOR • EIN 20-3717839
Direct compensation$0
Service code 68
Indirect compensationYes
Formula-based compensationYes
Source fields
- Row 1
- Service code: Service code 68
- Service code
- Service code 68
- LPL FINANCIAL CORPORATION
- Other provider name
- LPL FINANCIAL CORPORATION
- Other provider EIN
- 20-3717839
- Provider Other US Address1
- 75 STATE STREET, 22ND FLOOR
- Provider Other US City
- BOSTON
- Provider Other US State
- MA
- Provider Other US ZIP
- 02109
- Relationship to employer or plan
- FINANCIAL ADVISOR
- Direct compensation
- $0
- Indirect compensation reported
- Yes
- Provider Other Elig Indicator Comp Indicator
- Yes
- Provider Other Total Indicator Comp Amount
- $8,421
- Provider Other Amount Formula Indicator
- Yes
Schedule C Provider
JOHN HANCOCK LIFE INSURANCE CO
RECORDKEEPING,INFO MNGMT • EIN 01-0233346
Direct compensation$152
Contract administrationService code 60Service code 68Education servicesService code 62Service code 59Service code 63
Indirect compensationYes
Formula-based compensationNo
Source fields
- Row 3
- Service code: Contract administration
- Service code
- Contract administration
- Row 4
- Service code: Service code 60
- Service code
- Service code 60
- Row 5
- Service code: Service code 68
- Service code
- Service code 68
- Row 6
- Service code: Education services
- Service code
- Education services
- Row 7
- Service code: Service code 62
- Service code
- Service code 62
- Row 8
- Service code: Service code 59
- Service code
- Service code 59
- Row 9
- Service code: Service code 63
- Service code
- Service code 63
- JOHN HANCOCK LIFE INSURANCE CO
- Other provider name
- JOHN HANCOCK LIFE INSURANCE CO
- Other provider EIN
- 01-0233346
- Relationship to employer or plan
- RECORDKEEPING,INFO MNGMT
- Direct compensation
- $152
- Indirect compensation reported
- Yes
- Provider Other Elig Indicator Comp Indicator
- Yes
- Provider Other Total Indicator Comp Amount
- $0
- Provider Other Amount Formula Indicator
- No
Schedule C Provider
SAN DIEGO PENSION CONCULTANT
TPA • EIN 33-0461574
Direct compensation$0
Service code 63
Indirect compensationYes
Formula-based compensationNo
Source fields
- Row 11
- Service code: Service code 63
- Service code
- Service code 63
- SAN DIEGO PENSION CONCULTANT
- Other provider name
- SAN DIEGO PENSION CONCULTANT
- Other provider EIN
- 33-0461574
- Provider Other US Address1
- 5628 COPLEY DRIVE
- Provider Other US City
- SAN DIEGO
- Provider Other US State
- CA
- Provider Other US ZIP
- 92111
- Relationship to employer or plan
- TPA
- Direct compensation
- $0
- Indirect compensation reported
- Yes
- Provider Other Elig Indicator Comp Indicator
- Yes
- Provider Other Total Indicator Comp Amount
- $0
- Provider Other Amount Formula Indicator
- No
Schedule C Provider
Provider 4
Provider details
Source fields
- Row 13
- Excluded provider reported
- No
Schedule D
- Row 1
- DFE P1 Entity Name
- JH THRU 2055 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 2
- DFE P1 Entity Name
- JH THRU 2010 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 3
- DFE P1 Entity Name
- JH LS AGG ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 4
- DFE P1 Entity Name
- JH LS GROW ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 5
- DFE P1 Entity Name
- JH LS BAL ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 6
- DFE P1 Entity Name
- JH LS MOD ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 7
- DFE P1 Entity Name
- JH LS CON ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 8
- DFE P1 Entity Name
- TOCQUEVILLE GOLD FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 9
- DFE P1 Entity Name
- DFA EMERGING MARKETS VALUE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 10
- DFE P1 Entity Name
- JH THRU 2050 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 11
- DFE P1 Entity Name
- JH THRU 2045 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 12
- DFE P1 Entity Name
- JH THRU 2040 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 13
- DFE P1 Entity Name
- JH THRU 2035 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 14
- DFE P1 Entity Name
- JH THRU 2030 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 15
- DFE P1 Entity Name
- JH THRU 2025 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 16
- DFE P1 Entity Name
- JH THRU 2020 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 17
- DFE P1 Entity Name
- JH THRU 2015 ACTIVE STRATEGY
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $0
- Row 18
- Schedule D Plan Year Begin Date
- 2017-01-01
- Schedule D Tax Period
- 2017-12-31
- Schedule D Plan number
- 001
- Schedule D EIN
- 93-0997190
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$4,863,247$311,040 change
Balance Sheet
Beginning and end of plan year.
Total assets$4,552,207$4,863,247Increase +$311,040 (6.83%)
Total liabilities$0$0No change $0
Net assets$4,552,207$4,863,247Increase +$311,040 (6.83%)
Contributions
Employer contributions$461,240
Participant contributions$239,900
Other contributions$2,000
Total contributions$703,140
Income & Investment Result
Total income$1,517,300
Interest$4,009
Dividends$135,994
Net income$311,040
Expenses & Fees
Benefits paid$1,148,409
Administrative expenses$14,023
Total expenses$1,206,260
Accountant
FirmOLIVA, GODDARD & WRIGHT, CPAS
Firm EIN33-0578542
OpinionDisclaimer of opinion
Compliance
Fidelity bondYes
Fidelity bond amount$500,000
Participant loans$93,171
Late contributionsNo
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $4,552,207Total assets at end of year: $4,863,247Total liabilities at end of year: $0Net income or loss: $311,040
- Schedule H Plan Year Begin Date
- 2017-01-01
- Schedule H Tax Period
- 2017-12-31
- Schedule H Plan number
- 001
- Schedule H EIN
- 93-0997190
- Non Interest Bear Cash Beginning of year Amount
- $964
- Employer Contribution Beginning of year Amount
- $16,696
- Participants Contribution Beginning of year Amount
- $5,058
- Participant loans at beginning of year
- $114,246
- Interest Pool Sep Account Beginning of year Amount
- $4,415,243
- Interest in registered investment companies at beginning of year
- $0
- Ins Co Gen Account Beginning of year Amount
- $0
- Oth Investment Beginning of year Amount
- $0
- Total assets at beginning of year
- $4,552,207
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $4,552,207
- Non Interest Bear Cash End of year Amount
- $0
- Employer Contribution End of year Amount
- $14,979
- Participants Contribution End of year Amount
- $7,258
- Participant loans at end of year
- $93,171
- Interest Pool Sep Account End of year Amount
- $0
- Interest in registered investment companies at end of year
- $0
- Ins Co Gen Account End of year Amount
- $49,400
- Oth Investment End of year Amount
- $4,698,439
- Total assets at end of year
- $4,863,247
- Total liabilities at end of year
- $0
- Net assets at end of year
- $4,863,247
- Employer contributions
- $461,240
- Participant contributions
- $239,900
- Oth Contribution Rcvd Amount
- $2,000
- Total contributions
- $703,140
- Interest on participant loans
- $4,009
- Total interest income
- $4,009
- Registered investment income
- $135,994
- Total dividend income
- $135,994
- Net gain or loss on sale of assets
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Pool Sep Amount
- $382,918
- Gain or loss on registered investments
- $263,200
- Other Income Amount
- $28,039
- Total income
- $1,517,300
- Participant distributions
- $1,148,409
- Total benefit distributions
- $1,148,409
- Total Corrective Distribution Amount
- $43,828
- Contract Admin Fees Amount
- $14,023
- Total administrative expenses
- $14,023
- Total expenses
- $1,206,260
- Net income or loss
- $311,040
- Accountant opinion type
- Disclaimer of opinion
- Account Performed Limited Audit Indicator
- Yes
- Accountant firm name
- OLIVA, GODDARD & WRIGHT, CPAS
- Accountant firm EIN
- 33-0578542
- Failed to transmit participant contributions on time
- No
- Participant loans in default
- No
- Leases in default
- No
- Nonexempt transactions with parties in interest
- No
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $500,000
- Loss discovered during year
- No
- Assets with undetermined value
- No
- Non-cash contributions reported
- No
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Failed to provide benefits when due
- No
- Blackout period occurred
- Yes
- Comply Blackout Notice Indicator
- Yes
- Resolution to terminate plan adopted
- No
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN01-0233346
Transfers
Asset/liability transferNo
Liabilities in multiple plansNo
Distributed property value$0
Schedule R source fields
- Payor 01-0233346
- Schedule R Plan Year Begin Date
- 2017-01-01
- Schedule R Tax Period
- 2017-12-31
- Schedule R Plan number
- 001
- Schedule R EIN
- 93-0997190
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 01-0233346
- Pension Elec Satisfy Code 412 Indicator
- 3
- Asset or liability transfer
- No
- Liability shared by multiple plans
- No
- Pension Stock Percent
- 0.0
Filing received by DOL Oct 15, 2018