Fidelity bond in place
Yes
Filing1500 Shermer Rd #202WNorthbrook, IL 60062
Scott B. Barrett, DMD 401(K) Plan
Scott B. Barrett, DMD • EIN 93-0791108 • Northbrook, IL • Plan year 2008
Filing Insights
Participants
Down4 → 3
-1 • -25.00%
Assets
Up$16,484 → $28,702
$12,218 • 74.12%
Investment Management Fee
-
Admin expenses - • Total expenses $490
Filing Details
Context- Net investment result
- $12,218
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
Not reported
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
Not reported
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Not reported
5% transactions reported
Not reported
All plan assets distributed
No
Benefits paid when due
Not reported
Plan blackout period
Not reported
Plan termination resolution adopted
No
Counterparties
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2024 | 1 | 4 | $411,084 | $20,810 | $5,203iApproximate average salary by contribution assumption: employee only about $130,063 at 4% or $86,708 at 6%; with 50% employer match about $86,708 at 4% or $57,806 at 6%; with 100% employer match about $65,031 at 4% or $43,354 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $411,084 | $20,810 | $5,203iApproximate average salary by contribution assumption: employee only about $130,063 at 4% or $86,708 at 6%; with 50% employer match about $86,708 at 4% or $57,806 at 6%; with 100% employer match about $65,031 at 4% or $43,354 at 6%. |
| 2023 | 1 | 4 | $340,604 | $17,992 | $4,498iApproximate average salary by contribution assumption: employee only about $112,450 at 4% or $74,967 at 6%; with 50% employer match about $74,967 at 4% or $49,978 at 6%; with 100% employer match about $56,225 at 4% or $37,483 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $340,604 | $17,992 | $4,498iApproximate average salary by contribution assumption: employee only about $112,450 at 4% or $74,967 at 6%; with 50% employer match about $74,967 at 4% or $49,978 at 6%; with 100% employer match about $56,225 at 4% or $37,483 at 6%. |
| 2022 | 1 | 4 | $274,524 | $7,221 | $1,805iApproximate average salary by contribution assumption: employee only about $45,131 at 4% or $30,088 at 6%; with 50% employer match about $30,088 at 4% or $20,058 at 6%; with 100% employer match about $22,566 at 4% or $15,044 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $274,524 | $7,221 | $1,805iApproximate average salary by contribution assumption: employee only about $45,131 at 4% or $30,088 at 6%; with 50% employer match about $30,088 at 4% or $20,058 at 6%; with 100% employer match about $22,566 at 4% or $15,044 at 6%. |
| 2021 | 1 | 4 | $324,994 | $11,928 | $2,982iApproximate average salary by contribution assumption: employee only about $74,550 at 4% or $49,700 at 6%; with 50% employer match about $49,700 at 4% or $33,133 at 6%; with 100% employer match about $37,275 at 4% or $24,850 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $324,994 | $11,928 | $2,982iApproximate average salary by contribution assumption: employee only about $74,550 at 4% or $49,700 at 6%; with 50% employer match about $49,700 at 4% or $33,133 at 6%; with 100% employer match about $37,275 at 4% or $24,850 at 6%. |
| 2020 | 1 | 4 | $273,344 | $10,118 | $2,530iApproximate average salary by contribution assumption: employee only about $63,238 at 4% or $42,158 at 6%; with 50% employer match about $42,158 at 4% or $28,106 at 6%; with 100% employer match about $31,619 at 4% or $21,079 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $273,344 | $10,118 | $2,530iApproximate average salary by contribution assumption: employee only about $63,238 at 4% or $42,158 at 6%; with 50% employer match about $42,158 at 4% or $28,106 at 6%; with 100% employer match about $31,619 at 4% or $21,079 at 6%. |
| 2019 | 1 | 4 | $224,578 | $12,909 | $3,227iApproximate average salary by contribution assumption: employee only about $80,681 at 4% or $53,788 at 6%; with 50% employer match about $53,788 at 4% or $35,858 at 6%; with 100% employer match about $40,341 at 4% or $26,894 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $224,578 | $12,909 | $3,227iApproximate average salary by contribution assumption: employee only about $80,681 at 4% or $53,788 at 6%; with 50% employer match about $53,788 at 4% or $35,858 at 6%; with 100% employer match about $40,341 at 4% or $26,894 at 6%. |
| 2018 | 1 | 4 | $172,716 | $13,414 | $3,354iApproximate average salary by contribution assumption: employee only about $83,838 at 4% or $55,892 at 6%; with 50% employer match about $55,892 at 4% or $37,261 at 6%; with 100% employer match about $41,919 at 4% or $27,946 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $172,716 | $13,414 | $3,354iApproximate average salary by contribution assumption: employee only about $83,838 at 4% or $55,892 at 6%; with 50% employer match about $55,892 at 4% or $37,261 at 6%; with 100% employer match about $41,919 at 4% or $27,946 at 6%. |
| 2017 | 1 | 4 | $172,072 | $17,345 | $4,336iApproximate average salary by contribution assumption: employee only about $108,406 at 4% or $72,271 at 6%; with 50% employer match about $72,271 at 4% or $48,181 at 6%; with 100% employer match about $54,203 at 4% or $36,135 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $172,072 | $17,345 | $4,336iApproximate average salary by contribution assumption: employee only about $108,406 at 4% or $72,271 at 6%; with 50% employer match about $72,271 at 4% or $48,181 at 6%; with 100% employer match about $54,203 at 4% or $36,135 at 6%. |
| 2016 | 1 | 4 | $128,115 | $8,450 | $2,113iApproximate average salary by contribution assumption: employee only about $52,813 at 4% or $35,208 at 6%; with 50% employer match about $35,208 at 4% or $23,472 at 6%; with 100% employer match about $26,406 at 4% or $17,604 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $128,115 | $8,450 | $2,113iApproximate average salary by contribution assumption: employee only about $52,813 at 4% or $35,208 at 6%; with 50% employer match about $35,208 at 4% or $23,472 at 6%; with 100% employer match about $26,406 at 4% or $17,604 at 6%. |
| 2015 | 1 | 4 | $111,352 | $9,747 | $2,437iApproximate average salary by contribution assumption: employee only about $60,919 at 4% or $40,613 at 6%; with 50% employer match about $40,613 at 4% or $27,075 at 6%; with 100% employer match about $30,459 at 4% or $20,306 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $111,352 | $9,747 | $2,437iApproximate average salary by contribution assumption: employee only about $60,919 at 4% or $40,613 at 6%; with 50% employer match about $40,613 at 4% or $27,075 at 6%; with 100% employer match about $30,459 at 4% or $20,306 at 6%. |
| 2014 | 1 | 4 | $105,772 | $10,877 | $2,719iApproximate average salary by contribution assumption: employee only about $67,981 at 4% or $45,321 at 6%; with 50% employer match about $45,321 at 4% or $30,214 at 6%; with 100% employer match about $33,991 at 4% or $22,660 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $105,772 | $10,877 | $2,719iApproximate average salary by contribution assumption: employee only about $67,981 at 4% or $45,321 at 6%; with 50% employer match about $45,321 at 4% or $30,214 at 6%; with 100% employer match about $33,991 at 4% or $22,660 at 6%. |
| 2013 | 1 | 4 | $90,808 | $12,745 | $3,186iApproximate average salary by contribution assumption: employee only about $79,656 at 4% or $53,104 at 6%; with 50% employer match about $53,104 at 4% or $35,403 at 6%; with 100% employer match about $39,828 at 4% or $26,552 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $90,808 | $12,745 | $3,186iApproximate average salary by contribution assumption: employee only about $79,656 at 4% or $53,104 at 6%; with 50% employer match about $53,104 at 4% or $35,403 at 6%; with 100% employer match about $39,828 at 4% or $26,552 at 6%. |
| 2012 | 1 | 2 | $65,327 | $8,245 | $4,123iApproximate average salary by contribution assumption: employee only about $103,063 at 4% or $68,708 at 6%; with 50% employer match about $68,708 at 4% or $45,806 at 6%; with 100% employer match about $51,531 at 4% or $34,354 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 2 | $65,327 | $8,245 | $4,123iApproximate average salary by contribution assumption: employee only about $103,063 at 4% or $68,708 at 6%; with 50% employer match about $68,708 at 4% or $45,806 at 6%; with 100% employer match about $51,531 at 4% or $34,354 at 6%. |
| 2011 | 1 | 3 | $54,857 | $13,143 | $4,381iApproximate average salary by contribution assumption: employee only about $109,525 at 4% or $73,017 at 6%; with 50% employer match about $73,017 at 4% or $48,678 at 6%; with 100% employer match about $54,763 at 4% or $36,508 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 3 | $54,857 | $13,143 | $4,381iApproximate average salary by contribution assumption: employee only about $109,525 at 4% or $73,017 at 6%; with 50% employer match about $73,017 at 4% or $48,678 at 6%; with 100% employer match about $54,763 at 4% or $36,508 at 6%. |
| 2010 | 1 | 3 | $43,736 | $9,329 | $3,110iApproximate average salary by contribution assumption: employee only about $77,742 at 4% or $51,828 at 6%; with 50% employer match about $51,828 at 4% or $34,552 at 6%; with 100% employer match about $38,871 at 4% or $25,914 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 3 | $43,736 | $9,329 | $3,110iApproximate average salary by contribution assumption: employee only about $77,742 at 4% or $51,828 at 6%; with 50% employer match about $51,828 at 4% or $34,552 at 6%; with 100% employer match about $38,871 at 4% or $25,914 at 6%. |
| 2009 | 1 | 4 | $39,233 | $10,180 | $2,545iApproximate average salary by contribution assumption: employee only about $63,625 at 4% or $42,417 at 6%; with 50% employer match about $42,417 at 4% or $28,278 at 6%; with 100% employer match about $31,813 at 4% or $21,208 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $39,233 | $10,180 | $2,545iApproximate average salary by contribution assumption: employee only about $63,625 at 4% or $42,417 at 6%; with 50% employer match about $42,417 at 4% or $28,278 at 6%; with 100% employer match about $31,813 at 4% or $21,208 at 6%. |
| 2008 | 1 | 3 | $28,702 | $22,755 | $7,585iApproximate average salary by contribution assumption: employee only about $189,625 at 4% or $126,417 at 6%; with 50% employer match about $126,417 at 4% or $84,278 at 6%; with 100% employer match about $94,813 at 4% or $63,208 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | Current | 3 | $28,702 | $22,755 | $7,585iApproximate average salary by contribution assumption: employee only about $189,625 at 4% or $126,417 at 6%; with 50% employer match about $126,417 at 4% or $84,278 at 6%; with 100% employer match about $94,813 at 4% or $63,208 at 6%. |
| 2007 | 1 | 4 | $16,484 | $16,677 | $4,169iApproximate average salary by contribution assumption: employee only about $104,231 at 4% or $69,488 at 6%; with 50% employer match about $69,488 at 4% or $46,325 at 6%; with 100% employer match about $52,116 at 4% or $34,744 at 6%. |
| Scott B. Barrett, DMD 401(K) Plan | - | 4 | $16,484 | $16,677 | $4,169iApproximate average salary by contribution assumption: employee only about $104,231 at 4% or $69,488 at 6%; with 50% employer match about $69,488 at 4% or $46,325 at 6%; with 100% employer match about $52,116 at 4% or $34,744 at 6%. |
Schedule Details
Schedule A
- Row 1
- Filing Id
- 84037280247039
- Form Id
- 98841887
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8010379280247030002
- Ins Broker 01 Name
- SIGNATOR INSURANCE AGENCY INC.
- Ins Broker 01 Street Addr
- 6250 N. RIVER ROAD, SUITE 2005
- Ins Broker 01 City
- ROSEMONT
- Ins Broker 01 State
- IL
- Ins Broker 01 ZIP Code
- 60018
- Ins Broker Comm Pd 01 Amount
- $390
- Ins Broker Fees Pd 01 Amount
- $0
- Ins Broker 01 Code
- 3
- Row 2
- Filing Id
- 84037280247039
- Form Id
- 98841887
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 8010379280247030002
- Ins Broker 01 Name
- BENEFIT ADMINISTRATION, INC.
- Ins Broker 01 Street Addr
- 400 AHNAIP ST., STE. 200
- Ins Broker 01 City
- MENASHA
- Ins Broker 01 State
- WI
- Ins Broker 01 ZIP Code
- 54952
- Ins Broker Comm Pd 01 Amount
- $0
- Ins Broker Fees Pd 01 Amount
- $253
- Ins Broker Fees Pd 01 Text
- TPA FEES & COMPENSATION
- Ins Broker 01 Code
- 5
- Row 3
- Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY
- Filing Id
- 84037280247039
- Form Id
- 98841887
- Schedule A EIN
- 93-0791108
- Schedule A Plan Num
- 001
- Schedule A Plan Year Begin Date
- 2008-09-01
- Schedule A Tax Period
- 20081231
- Ins Carrier Name
- JOHN HANCOCK LIFE INSURANCE COMPANY
- Ins Carrier EIN
- 01-0233346
- Ins Carrier Naic Code
- 65838
- Ins Contract Num
- 68769
- Ins Prsn Covered End of year Count
- 4
- Ins Policy From Date
- 2008-09-01
- Ins Policy To Date
- 2008-12-31
- Ins Broker Comm Total Amount
- $390
- Ins Broker Fees Total Amount
- $253
- Pension End of year Gen Account Amount
- $0
- Pension End of year Sep Account Amount
- $25,464
- Pension Prem Paid Total Amount
- $0
- Pension Unpaid Premium Amount
- $0
- Pension Contract Cost Amount
- $0
- Pension End Prev Bal Amount
- $0
- Pension Contribution Dep Amount
- $0
- Pension Divnd Cr Dep Amount
- $0
- Pension Interest Cr Dur Yr Amount
- $0
- Pension Transfer From Amount
- $0
- Pension Other Amount
- $0
- Pension Total Additions Amount
- $0
- Pension Total Bal Addn Amount
- $0
- Pension Bnfts Dsbrsd Amount
- $0
- Pension Admin Chrg Amount
- $0
- Pension Transfer To Amount
- $0
- Pension Oth Ded Amount
- $0
- Pension Total Ded Amount
- $0
- Pension End of year Bal Amount
- $0
- Wlfr Premium Rcvd Amount
- $0
- Wlfr Unpaid Due Amount
- $0
- Wlfr Reserve Amount
- $0
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Claims Paid Amount
- $0
- Wlfr Incr Reserve Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Claims Chrgd Amount
- $0
- Wlfr Ret Commissions Amount
- $0
- Wlfr Ret Admin Amount
- $0
- Wlfr Ret Oth Cost Amount
- $0
- Wlfr Ret Oth Expense Amount
- $0
- Wlfr Ret Taxes Amount
- $0
- Wlfr Ret Charges Amount
- $0
- Wlfr Ret Oth Chrgs Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Amount
- $0
- Wlfr Held Bnfts Amount
- $0
- Wlfr Claims Reserve Amount
- $0
- Wlfr Oth Reserve Amount
- $0
- Wlfr Divnds Due Amount
- $0
- Wlfr Total Charges Paid Amount
- $0
- Wlfr Acquis Cost Amount
- $0
Schedule D
- Row 1
- Filing Id
- 84037280247039
- Page Id
- 3
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8010379280247030003
- Row 2
- Filing Id
- 84037280247039
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 8010379280247030003
- DFE P1 Entity 01 Name
- LIFESTYLE AGGRESSIVE
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $4,309
- Row 3
- Filing Id
- 84037280247039
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 8010379280247030003
- DFE P1 Entity 01 Name
- LIFESTYLE GROWTH
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $5,711
- Row 4
- Filing Id
- 84037280247039
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 3
- Row Num
- 2
- Image Form Id
- 8010379280247030003
- DFE P1 Entity 01 Name
- LIFESTYLE BALANCED
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $6,100
- Row 5
- Filing Id
- 84037280247039
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 4
- Row Num
- 3
- Image Form Id
- 8010379280247030003
- DFE P1 Entity 01 Name
- LIFESTYLE MODERATE
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $5,620
- Row 6
- Filing Id
- 84037280247039
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 4
- Image Form Id
- 8010379280247030003
- DFE P1 Entity 01 Name
- LIFESTYLE CONSERVATIVE
- DFE P1 Spons 01 Name
- JOHN HANCOCK USA
- DFE P1 Plan 01 EIN Plan number
- 010233346000
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $3,520
Schedule I
Schedule I Financial Statement
Small plan result
Balance sheet and activity values reported by the filer for this small-plan annual return.
End-of-year assets$28,702$12,218 change
Balance Sheet
Beginning and end of plan year.
Total assets$16,484$28,702Increase +$12,218 (74.12%)
Total liabilities$0$0No change $0
Net assets$16,484$28,702Increase +$12,218 (74.12%)
Contributions
Employer contributions$5,281
Participant contributions$17,474
Other contributions$0
Income & Expenses
Total income$12,709
Total expenses$490
Net income$12,218
Source fields
- Schedule I source fields
- Filing Id
- 84037280247039
- Schedule I EIN
- 93-0791108
- Schedule I Plan Num
- 001
- Schedule I Plan Year Begin Date
- 2008-09-01
- Schedule I Tax Period
- 20081231
- Small plan total assets at beginning of year
- $16,484
- Small plan total liabilities at beginning of year
- $0
- Small plan net assets at beginning of year
- $16,484
- Small plan total assets at end of year
- $28,702
- Small plan total liabilities at end of year
- $0
- Small plan net assets at end of year
- $28,702
- Small plan employer contributions
- $5,281
- Small plan participant contributions
- $17,474
- Small Oth Contribution Rcvd Amount
- $0
- Small Non Cash Contribution Bs Amount
- $0
- Small Other Income Amount
- $-10,047
- Small plan total income
- $12,709
- Small plan total benefit distributions
- $0
- Small Corrective Distribution Amount
- $0
- Small Dm Dstrb Ptcp Ln A
- 0
- Small Oth Expenses Amount
- $490
- Small plan total expenses
- $490
- Small plan net income or loss
- $12,218
- Small Total Plan Transfers Amount
- $0
- Small Joint Venture End of year Indicator
- No
- Small Joint Venture End of year Amount
- $0
- Small Employer Prop End of year Indicator
- No
- Small Employer Prop End of year Amount
- $0
- Small Investment Real Est End of year I
- 2
- Small Investment Real Est End of year A
- 0
- Small Employer Sec End of year Indicator
- No
- Small Employer Sec End of year Amount
- $0
- Small Mortg Participants End of year Indicator
- No
- Small Mortg Participants End of year Amount
- $0
- Small Oth Lns Participants End of year Indicator
- No
- Small Oth Lns Participants End of year Amount
- $0
- Small Personal Prop End of year Indicator
- No
- Small Personal Prop End of year Amount
- $0
- Small Fail Xmt Ctb I
- 2
- Small Fail Xmt Ctb A
- 0
- Small plan participant loans in default
- No
- Small Loans In Default Amount
- $0
- Small plan leases in default
- No
- Small Leases In Default Amount
- $0
- Small Pt In Interest Not Reported I
- 2
- Small Pt In Interest Not Reported A
- 0
- Small plan fidelity bond in place
- Yes
- Small plan fidelity bond amount
- $500,000
- Small plan loss discovered during year
- No
- Small Loss Discovered Dur Year Amount
- $0
- Small plan assets with undetermined value
- No
- Small Asset Undeterm Valuation Amount
- $0
- Small plan non-cash contributions reported
- No
- Small Non Cash Contribution Amount
- $0
- Small 20 Percent Sngl Investment Indicator
- No
- Small 20 Percent Sngl Investment Amount
- $0
- Small plan all plan assets distributed
- No
- Waiver Annual Iqpa Report
- 1
- Small plan resolution to terminate plan adopted
- No
- Small Res Terminate Plan Adpt Amount
- $0