Civic Intelligence
Filing

Sharebuilder Corporation 401K Plan

Sharebuilder Corporation • EIN 91-1725607 • Plan year 2004

Company ProfileSource Archive
Filing Insights

Participants

Up

120 → 135

15 • 12.50%

Assets

Up

$1,801,083 → $2,355,054

$553,971 • 30.76%

Investment Management Fee

0.00%

$0

Admin expenses $0 • Total expenses $208,410

Filing Details

Context
Net investment result
$553,871
Pension payor EIN
91-1725607

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

No

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

No

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
CLARK NUBER PSEIN 91-1194016Accountant--Clark Nuber P.S.

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200810$0$0-
Sharebuilder Corporation 401K Plan-0---
20075177$1,042,426$1,051,656$5,942iApproximate average salary by contribution assumption: employee only about $148,539 at 4% or $99,026 at 6%; with 50% employer match about $99,026 at 4% or $66,017 at 6%; with 100% employer match about $74,269 at 4% or $49,513 at 6%.
Sharebuilder Corporation 401K Plan-0$1,042,426$1,051,656-
SHAREBUILDER CORPORATION GROUP EAP PLAN-120---
SHAREBUILDER CORPORATION GROUP LIFE/AD&D AND LTD PLAN-155---
SHAREBUILDER CORPORATION GROUP HEALTH PLAN-177---
SHAREBUILDER CORPORATION GROUP DENTAL PLAN-157---
20065147$4,943,913$1,160,395$7,894iApproximate average salary by contribution assumption: employee only about $197,346 at 4% or $131,564 at 6%; with 50% employer match about $131,564 at 4% or $87,709 at 6%; with 100% employer match about $98,673 at 4% or $65,782 at 6%.
Sharebuilder Corporation 401K Plan-147$4,943,913$1,160,395$7,894iApproximate average salary by contribution assumption: employee only about $197,346 at 4% or $131,564 at 6%; with 50% employer match about $131,564 at 4% or $87,709 at 6%; with 100% employer match about $98,673 at 4% or $65,782 at 6%.
SHAREBUILDER CORPORATION GROUP DENTAL PLAN-145---
SHAREBUILDER CORPORATION GROUP HEALTH PLAN-146---
SHAREBUILDER CORPORATION GROUP LIFE/AD&D AND LTD PLAN-137---
SHAREBUILDER CORPORATION GROUP EAP PLAN-116---
20055116$3,408,434$915,720$7,894iApproximate average salary by contribution assumption: employee only about $197,353 at 4% or $131,569 at 6%; with 50% employer match about $131,569 at 4% or $87,713 at 6%; with 100% employer match about $98,677 at 4% or $65,784 at 6%.
Sharebuilder Corporation 401K Plan-0$3,408,434$915,720-
SHAREBUILDER CORPORATION GROUP DENTAL PLAN-111---
SHAREBUILDER CORPORATION GROUP HEALTH PLAN-111---
SHAREBUILDER CORPORATION GROUP LIFE/AD&D AND LTD PLAN-114---
SHAREBUILDER CORPORATION GROUP EAP PLAN-116---
20042135$2,355,054$560,921$4,155iApproximate average salary by contribution assumption: employee only about $103,874 at 4% or $69,250 at 6%; with 50% employer match about $69,250 at 4% or $46,166 at 6%; with 100% employer match about $51,937 at 4% or $34,625 at 6%.
Sharebuilder Corporation 401K PlanCurrent135$2,355,054$560,921$4,155iApproximate average salary by contribution assumption: employee only about $103,874 at 4% or $69,250 at 6%; with 50% employer match about $69,250 at 4% or $46,166 at 6%; with 100% employer match about $51,937 at 4% or $34,625 at 6%.
SHAREBUILDER CORPORATION GROUP EAP PLAN-112---
2003395$0$0-
SHAREBUILDER CORPORATION GROUP LIFE AD&D AND LTD PLAN-94---
SHAREBUILDER CORPORATION GROUP HEALTH PLAN-95---
SHAREBUILDER CORPORATION GROUP DENTAL PLAN-92---
20023100$0$0-
NETSTOCK CORPORATION GROUP DENTAL PLAN-0---
NETSTOCK CORPORATION GROUP LIFE/AD&D AND LTD PLAN-100---
NETSTOCK CORPORATION GROUP HEALTH PLAN-100---
20013112$0$0-
NETSTOCK CORPORATION GROUP LIFE AD&D AND LTD PLAN-105---
NETSTOCK CORPORATION GROUP DENTAL PLAN-110---
NETSTOCK CORPORATION GROUP HEALTH PLAN-112---
Schedule Details

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$2,355,054$553,971 change

Balance Sheet

Beginning and end of plan year.

Total assets$1,801,083$2,355,054Increase +$553,971 (30.76%)
Total liabilities$0$100Increase +$100
Net assets$1,801,083$2,354,954Increase +$553,871 (30.75%)

Contributions

Employer contributions$181,895
Participant contributions$377,752
Other contributions$1,274
Total contributions$560,921

Income & Investment Result

Total income$762,281
Interest$43,809
Dividends$0
Net income$553,871

Expenses & Fees

Benefits paid$208,410
Investment management$0
Administrative expenses$0
Total expenses$208,410

Accountant

FirmCLARK NUBER PS
Firm EIN91-1194016

Compliance

Fidelity bondYes
Fidelity bond amount$1,000,000
Participant loans$14,646
Late contributionsNo
Schedule H source fields
Financial summary
Total assets at beginning of year: $1,801,083Total assets at end of year: $2,355,054Total liabilities at end of year: $100Net income or loss: $553,871
Filing Id
84037286002565
Schedule H EIN
91-1725607
Schedule H Plan number
001
Schedule H Plan Year Begin Date
2004-01-01
Schedule H Tax Period
20041231
Non Interest Bear Cash Beginning of year Amount
$6,039
Employer Contribution Beginning of year Amount
$6,296
Participants Contribution Beginning of year Amount
$1,624
Other Receivables Beginning of year Amount
$0
Interest Bear Cash Beginning of year Amount
$142,418
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$10,787
Interest Common Tr Beginning of year Amount
$0
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$1,633,919
Ins Co Gen Account Beginning of year Amount
$0
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$1,801,083
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$0
Total liabilities at beginning of year
$0
Net assets at beginning of year
$1,801,083
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$0
Participants Contribution End of year Amount
$0
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$194,063
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$14,646
Interest Common Tr End of year Amount
$0
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$2,146,345
Ins Co Gen Account End of year Amount
$0
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$2,355,054
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$100
Total liabilities at end of year
$100
Net assets at end of year
$2,354,954
Employer contributions
$181,895
Participant contributions
$377,752
Oth Contribution Rcvd Amount
$1,274
Non Cash Contribution Bs Amount
$0
Total contributions
$560,921
Interest Bear Cash Amount
$1,435
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$41,223
Interest On Oth Loans Amount
$0
Interest on participant loans
$1,151
Interest On Oth Investment Amount
$0
Total interest income
$43,809
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$0
Gain Loss Pool Sep Amount
$0
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$157,551
Other Income Amount
$0
Total income
$762,281
Participant distributions
$208,410
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$208,410
Total Corrective Distribution Amount
$0
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$0
Investment management fees
$0
Other Admin Fees Amount
$0
Total administrative expenses
$0
Total expenses
$208,410
Net income or loss
$553,871
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
Yes
Account Performed Limited Audit Indicator
No
Accountant firm name
CLARK NUBER PS
Accountant firm EIN
91-1194016
Failed to transmit participant contributions on time
No
Fail Transmit Contribution Amount
$0
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
No
Party In Interest Not Reported Amount
$0
Fidelity bond in place
Yes
Fidelity bond amount
$1,000,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN91-1725607

Transfers

Distributed property value$0
Schedule R source fields
Payor 91-1725607
Filing Id
84037286002565
Schedule R EIN
91-1725607
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2004-01-01
Schedule R Tax Period
20041231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
91-1725607
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0