Civic Intelligence
Filing

Dataworks Inc. 401K Savings Plan

Dataworks/Document Support.Com LLC • EIN 84-1498772 • Plan year 2006

Company ProfileSource Archive
Filing Insights

Participants

Down

78 → 60

-18 • -23.08%

Assets

Up

$459,904 → $624,765

$164,861 • 35.85%

Investment Management Fee

-

Admin expenses - • Total expenses $26,356

Filing Details

Context
Net investment result
$164,861
Pension payor EIN
71-0294708

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
2010155$1,162,540$138,232$2,513iApproximate average salary by contribution assumption: employee only about $62,833 at 4% or $41,888 at 6%; with 50% employer match about $41,888 at 4% or $27,926 at 6%; with 100% employer match about $31,416 at 4% or $20,944 at 6%.
Dataworks Inc. 401K Savings Plan-55$1,162,540$138,232$2,513iApproximate average salary by contribution assumption: employee only about $62,833 at 4% or $41,888 at 6%; with 50% employer match about $41,888 at 4% or $27,926 at 6%; with 100% employer match about $31,416 at 4% or $20,944 at 6%.
2009142$938,328$129,191$3,076iApproximate average salary by contribution assumption: employee only about $76,899 at 4% or $51,266 at 6%; with 50% employer match about $51,266 at 4% or $34,178 at 6%; with 100% employer match about $38,450 at 4% or $25,633 at 6%.
Dataworks Inc. 401K Savings Plan-42$938,328$129,191$3,076iApproximate average salary by contribution assumption: employee only about $76,899 at 4% or $51,266 at 6%; with 50% employer match about $51,266 at 4% or $34,178 at 6%; with 100% employer match about $38,450 at 4% or $25,633 at 6%.
2008178$683,937$165,772$2,125iApproximate average salary by contribution assumption: employee only about $53,132 at 4% or $35,421 at 6%; with 50% employer match about $35,421 at 4% or $23,614 at 6%; with 100% employer match about $26,566 at 4% or $17,711 at 6%.
Dataworks Inc. 401K Savings Plan-78$683,937$165,772$2,125iApproximate average salary by contribution assumption: employee only about $53,132 at 4% or $35,421 at 6%; with 50% employer match about $35,421 at 4% or $23,614 at 6%; with 100% employer match about $26,566 at 4% or $17,711 at 6%.
2007171$775,170$152,070$2,142iApproximate average salary by contribution assumption: employee only about $53,546 at 4% or $35,697 at 6%; with 50% employer match about $35,697 at 4% or $23,798 at 6%; with 100% employer match about $26,773 at 4% or $17,849 at 6%.
Dataworks Inc. 401K Savings Plan-71$775,170$152,070$2,142iApproximate average salary by contribution assumption: employee only about $53,546 at 4% or $35,697 at 6%; with 50% employer match about $35,697 at 4% or $23,798 at 6%; with 100% employer match about $26,773 at 4% or $17,849 at 6%.
2006160$624,765$130,072$2,168iApproximate average salary by contribution assumption: employee only about $54,197 at 4% or $36,131 at 6%; with 50% employer match about $36,131 at 4% or $24,087 at 6%; with 100% employer match about $27,098 at 4% or $18,066 at 6%.
Dataworks Inc. 401K Savings PlanCurrent60$624,765$130,072$2,168iApproximate average salary by contribution assumption: employee only about $54,197 at 4% or $36,131 at 6%; with 50% employer match about $36,131 at 4% or $24,087 at 6%; with 100% employer match about $27,098 at 4% or $18,066 at 6%.
2005162$459,904$149,766$2,416iApproximate average salary by contribution assumption: employee only about $60,390 at 4% or $40,260 at 6%; with 50% employer match about $40,260 at 4% or $26,840 at 6%; with 100% employer match about $30,195 at 4% or $20,130 at 6%.
Dataworks Inc. 401K Savings Plan-62$459,904$149,766$2,416iApproximate average salary by contribution assumption: employee only about $60,390 at 4% or $40,260 at 6%; with 50% employer match about $40,260 at 4% or $26,840 at 6%; with 100% employer match about $30,195 at 4% or $20,130 at 6%.
2004162$357,525$91,684$1,479iApproximate average salary by contribution assumption: employee only about $36,969 at 4% or $24,646 at 6%; with 50% employer match about $24,646 at 4% or $16,431 at 6%; with 100% employer match about $18,485 at 4% or $12,323 at 6%.
Dataworks Inc. 401K Savings Plan-62$357,525$91,684$1,479iApproximate average salary by contribution assumption: employee only about $36,969 at 4% or $24,646 at 6%; with 50% employer match about $24,646 at 4% or $16,431 at 6%; with 100% employer match about $18,485 at 4% or $12,323 at 6%.
2003159$246,517$87,662$1,486iApproximate average salary by contribution assumption: employee only about $37,145 at 4% or $24,763 at 6%; with 50% employer match about $24,763 at 4% or $16,509 at 6%; with 100% employer match about $18,572 at 4% or $12,382 at 6%.
Dataworks Inc. 401K Savings Plan-59$246,517$87,662$1,486iApproximate average salary by contribution assumption: employee only about $37,145 at 4% or $24,763 at 6%; with 50% employer match about $24,763 at 4% or $16,509 at 6%; with 100% employer match about $18,572 at 4% or $12,382 at 6%.
2002159$141,533$45,475$771iApproximate average salary by contribution assumption: employee only about $19,269 at 4% or $12,846 at 6%; with 50% employer match about $12,846 at 4% or $8,564 at 6%; with 100% employer match about $9,635 at 4% or $6,423 at 6%.
Dataworks Inc. 401K Savings Plan-59$141,533$45,475$771iApproximate average salary by contribution assumption: employee only about $19,269 at 4% or $12,846 at 6%; with 50% employer match about $12,846 at 4% or $8,564 at 6%; with 100% employer match about $9,635 at 4% or $6,423 at 6%.
2001151$136,069$51,230$1,005iApproximate average salary by contribution assumption: employee only about $25,113 at 4% or $16,742 at 6%; with 50% employer match about $16,742 at 4% or $11,161 at 6%; with 100% employer match about $12,556 at 4% or $8,371 at 6%.
Dataworks Inc. 401K Savings Plan-51$136,069$51,230$1,005iApproximate average salary by contribution assumption: employee only about $25,113 at 4% or $16,742 at 6%; with 50% employer match about $16,742 at 4% or $11,161 at 6%; with 100% employer match about $12,556 at 4% or $8,371 at 6%.
2000153$107,732$47,096$889iApproximate average salary by contribution assumption: employee only about $22,215 at 4% or $14,810 at 6%; with 50% employer match about $14,810 at 4% or $9,873 at 6%; with 100% employer match about $11,108 at 4% or $7,405 at 6%.
Dataworks Inc. 401K Savings Plan-53$107,732$47,096$889iApproximate average salary by contribution assumption: employee only about $22,215 at 4% or $14,810 at 6%; with 50% employer match about $14,810 at 4% or $9,873 at 6%; with 100% employer match about $11,108 at 4% or $7,405 at 6%.
1999146$91,606$43,477$945iApproximate average salary by contribution assumption: employee only about $23,629 at 4% or $15,753 at 6%; with 50% employer match about $15,753 at 4% or $10,502 at 6%; with 100% employer match about $11,814 at 4% or $7,876 at 6%.
Dataworks Inc. 401K Savings Plan-46$91,606$43,477$945iApproximate average salary by contribution assumption: employee only about $23,629 at 4% or $15,753 at 6%; with 50% employer match about $15,753 at 4% or $10,502 at 6%; with 100% employer match about $11,814 at 4% or $7,876 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037243250067
Form Id
80916319
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6010377243250060002
Ins Broker 01 Name
PRIMEVEST FINANCIAL SERVICES, INC.
Ins Broker 01 Street Addr
400 1ST ST. S, SUITE 300
Ins Broker 01 City
SAINT CLOUD
Ins Broker 01 State
MN
Ins Broker 01 ZIP Code
56301
Ins Broker Comm Pd 01 Amount
$1,288
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Ins Carrier Name: ING LIFE INSURANCE & ANNUITY COMPANY
Filing Id
84037243250067
Form Id
80916319
Schedule A EIN
84-1498772
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2006-01-01
Schedule A Tax Period
20061231
Ins Carrier Name
ING LIFE INSURANCE & ANNUITY COMPANY
Ins Carrier EIN
71-0294708
Ins Carrier Naic Code
86509
Ins Contract Num
PHM640
Ins Prsn Covered End of year Count
51
Ins Policy From Date
2006-01-01
Ins Policy To Date
2006-12-31
Ins Broker Comm Total Amount
$1,288
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$23,952
Pension End of year Sep Account Amount
$576,097
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
4
Pension Oth Unalloc Type Text
GROUP PENSION FUNDING
Pension End Prev Bal Amount
$28,000
Pension Contribution Dep Amount
$122,676
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$817
Pension Transfer From Amount
$31,974
Pension Other Amount
$4,028
Pension Other Text
LOAN REPAYMENTS
Pension Total Additions Amount
$159,495
Pension Total Bal Addn Amount
$187,495
Pension Bnfts Dsbrsd Amount
$23,978
Pension Admin Chrg Amount
$510
Pension Transfer To Amount
$124,587
Pension Oth Ded Amount
$14,468
Pension Oth Ded Text
LOAN DISBURSEMENTS
Pension Total Ded Amount
$163,543
Pension End of year Bal Amount
$23,952
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037243250067
Page Id
3
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6010377243250060003
Row 2
Filing Id
84037243250067
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VP MONEY MARKET PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$18,495
Row 3
Filing Id
84037243250067
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VP INTERMEDIATE BOND PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$22,246
Row 4
Filing Id
84037243250067
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
FIDELITY VIP CONTRAFUND PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$29,513
Row 5
Filing Id
84037243250067
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
PIONEER EQUITY INCOME VCT PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$43,446
Row 6
Filing Id
84037243250067
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
LORD ABBETT GROWTH & INCOME PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$41,652
Row 7
Filing Id
84037243250067
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VP INTERNATIONAL VALUE PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$9,846
Row 8
Filing Id
84037243250067
Page Id
2
Page Seq
1
Page Row Num
5
Row Num
14
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING OPPENHEIMER GLOBAL PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$49,675
Row 9
Filing Id
84037243250067
Page Id
2
Page Seq
1
Page Row Num
6
Row Num
15
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VAN KAMPEN EQUITY & INCOME PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$54,902
Row 10
Filing Id
84037243250067
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VP INDEX PLUS LARGE CAP PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$48,684
Row 11
Filing Id
84037243250067
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VP VALUE OPPORTUNITY PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$18,365
Row 12
Filing Id
84037243250067
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VP INDEX PLUS SMALL CAP PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$22,015
Row 13
Filing Id
84037243250067
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING VP INDEX PLUS MID CAP PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$24,061
Row 14
Filing Id
84037243250067
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
FRANKLIN SMALL CAP VALUE SEC
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$56,577
Row 15
Filing Id
84037243250067
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
LORD ABBETT MID CAP VALUE PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$93,931
Row 16
Filing Id
84037243250067
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
AIM V.I. CAPITAL APPREC FUND
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$32,324
Row 17
Filing Id
84037243250067
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
6010377243250060003
DFE P1 Entity 01 Name
ING T ROWE PRICE GROWTH EQUITY PORT
DFE P1 Spons 01 Name
ING LIFE INSURANCE & ANNIUTY CO.
DFE P1 Plan 01 EIN Plan number
710294708001
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$10,365
Row 18
Filing Id
84037243250067
Schedule D EIN
84-1498772
Schedule D Plan number
001
Schedule D Plan Year Begin Date
2006-01-01
Schedule D Tax Period
20061231

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$624,765$164,861 change

Balance Sheet

Beginning and end of plan year.

Total assets$459,904$624,765Increase +$164,861 (35.85%)
Total liabilities$0$0No change $0
Net assets$459,904$624,765Increase +$164,861 (35.85%)

Contributions

Employer contributions$17,994
Participant contributions$112,078
Other contributions$0

Income & Expenses

Total income$191,217
Total expenses$26,356
Net income$164,861
Source fields
Schedule I source fields
Filing Id
84037243250067
Schedule I EIN
84-1498772
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2006-01-01
Schedule I Tax Period
20061231
Small plan total assets at beginning of year
$459,904
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$459,904
Small plan total assets at end of year
$624,765
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$624,765
Small plan employer contributions
$17,994
Small plan participant contributions
$112,078
Small Oth Contribution Rcvd Amount
$0
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$61,145
Small plan total income
$191,217
Small plan total benefit distributions
$20,647
Small Corrective Distribution Amount
$3,331
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$2,378
Small plan total expenses
$26,356
Small plan net income or loss
$164,861
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
Yes
Small Mortg Participants End of year Amount
$12,977
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$50,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Waiver Annual Iqpa Report
1
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN71-0294708

Transfers

Distributed property value$0
Schedule R source fields
Payor 71-0294708
Filing Id
84037243250067
Schedule R EIN
84-1498772
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2006-01-01
Schedule R Tax Period
20061231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
71-0294708
Pension Bnft Distribution Sngl Sum Count
0
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0