Fidelity bond in place
Yes
Filing
Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC
Phelps Program Management, L.L.C. • EIN 84-1304708 • Plan year 2005
Filing Insights
Participants
Down92 → 70
-22 • -23.91%
Assets
Up$1,804,893 → $2,066,673
$261,780 • 14.50%
Investment Management Fee
0.00%$0
Admin expenses $25,062 • Total expenses $161,428
Filing Details
Context- Net investment result
- $260,528
- Pension payor EIN
- 42-0127290
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
No
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
Not reported
Plan blackout period
Not reported
Plan termination resolution adopted
No
Counterparties
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| KPMG, LLPEIN 13-5565207 | Accountant | - | - | KPMG PEAT MARWICK RETIREMENT PLANS MASTER TRUST |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2015 | 2 | 0 | $0 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 0 | $0 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 0 | $0 | $0 | - |
| 2014 | 2 | 14 | $524,679 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 14 | $271,709 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 8 | $252,970 | $0 | - |
| 2013 | 2 | 14 | $520,074 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 14 | $269,638 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 8 | $250,436 | $0 | - |
| 2012 | 2 | 14 | $442,419 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 14 | $227,160 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 8 | $215,259 | $0 | - |
| 2011 | 2 | 16 | $543,204 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 10 | $284,566 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 16 | $258,638 | $0 | - |
| 2010 | 2 | 19 | $702,832 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 19 | $354,303 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 13 | $348,529 | $0 | - |
| 2009 | 2 | 19 | $644,088 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 19 | $324,447 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 13 | $319,641 | $0 | - |
| 2008 | 2 | 7 | $541,479 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 5 | $272,176 | - | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 7 | $269,303 | - | - |
| 2007 | 2 | 8 | $0 | $0 | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 7 | - | - | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 8 | - | - | - |
| 2006 | 3 | 57 | $1,808,220 | $34,481 | $605iApproximate average salary by contribution assumption: employee only about $15,123 at 4% or $10,082 at 6%; with 50% employer match about $10,082 at 4% or $6,721 at 6%; with 100% employer match about $7,562 at 4% or $5,041 at 6%. |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 14 | $929,334 | $23,916 | $1,708iApproximate average salary by contribution assumption: employee only about $42,707 at 4% or $28,471 at 6%; with 50% employer match about $28,471 at 4% or $18,981 at 6%; with 100% employer match about $21,354 at 4% or $14,236 at 6%. |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 57 | $878,886 | $10,565 | $185iApproximate average salary by contribution assumption: employee only about $4,634 at 4% or $3,089 at 6%; with 50% employer match about $3,089 at 4% or $2,059 at 6%; with 100% employer match about $2,317 at 4% or $1,545 at 6%. |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 57 | - | - | - |
| 2005 | 2 | 122 | $2,066,673 | $315,719 | $2,588iApproximate average salary by contribution assumption: employee only about $64,697 at 4% or $43,131 at 6%; with 50% employer match about $43,131 at 4% or $28,754 at 6%; with 100% employer match about $32,348 at 4% or $21,566 at 6%. |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | Current | 70 | $2,066,673 | $315,719 | $4,510iApproximate average salary by contribution assumption: employee only about $112,757 at 4% or $75,171 at 6%; with 50% employer match about $75,171 at 4% or $50,114 at 6%; with 100% employer match about $56,378 at 4% or $37,586 at 6%. |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 122 | - | - | - |
| 2004 | 2 | 140 | $3,729,349 | $657,909 | $4,699iApproximate average salary by contribution assumption: employee only about $117,484 at 4% or $78,323 at 6%; with 50% employer match about $78,323 at 4% or $52,215 at 6%; with 100% employer match about $58,742 at 4% or $39,161 at 6%. |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 140 | $1,924,456 | $337,981 | $2,414iApproximate average salary by contribution assumption: employee only about $60,354 at 4% or $40,236 at 6%; with 50% employer match about $40,236 at 4% or $26,824 at 6%; with 100% employer match about $30,177 at 4% or $20,118 at 6%. |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 98 | $1,804,893 | $319,928 | $3,265iApproximate average salary by contribution assumption: employee only about $81,614 at 4% or $54,410 at 6%; with 50% employer match about $54,410 at 4% or $36,273 at 6%; with 100% employer match about $40,807 at 4% or $27,205 at 6%. |
| 2003 | 2 | 153 | $3,239,133 | $729,514 | $4,768iApproximate average salary by contribution assumption: employee only about $119,202 at 4% or $79,468 at 6%; with 50% employer match about $79,468 at 4% or $52,979 at 6%; with 100% employer match about $59,601 at 4% or $39,734 at 6%. |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 153 | $1,642,990 | $393,984 | $2,575iApproximate average salary by contribution assumption: employee only about $64,376 at 4% or $42,918 at 6%; with 50% employer match about $42,918 at 4% or $28,612 at 6%; with 100% employer match about $32,188 at 4% or $21,459 at 6%. |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 130 | $1,596,143 | $335,530 | $2,581iApproximate average salary by contribution assumption: employee only about $64,525 at 4% or $43,017 at 6%; with 50% employer match about $43,017 at 4% or $28,678 at 6%; with 100% employer match about $32,263 at 4% or $21,508 at 6%. |
| 2002 | 2 | 108 | $1,198,351 | $299,135 | $2,770iApproximate average salary by contribution assumption: employee only about $69,244 at 4% or $46,163 at 6%; with 50% employer match about $46,163 at 4% or $30,775 at 6%; with 100% employer match about $34,622 at 4% or $23,081 at 6%. |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 73 | $1,198,351 | $299,135 | $4,098iApproximate average salary by contribution assumption: employee only about $102,443 at 4% or $68,296 at 6%; with 50% employer match about $68,296 at 4% or $45,530 at 6%; with 100% employer match about $51,222 at 4% or $34,148 at 6%. |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 108 | - | - | - |
| 2001 | 2 | 93 | $0 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 64 | - | - | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 93 | - | - | - |
| 2000 | 2 | 101 | $0 | $0 | - |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 57 | - | - | - |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 101 | - | - | - |
| 1999 | 2 | 93 | $2,080,569 | $464,378 | $4,993iApproximate average salary by contribution assumption: employee only about $124,833 at 4% or $83,222 at 6%; with 50% employer match about $83,222 at 4% or $55,481 at 6%; with 100% employer match about $62,416 at 4% or $41,611 at 6%. |
| Csa Master 401K Proft Sharing Plan & Trust as Adopted by Phelps Program Management LLC | - | 93 | $1,139,595 | $265,440 | $2,854iApproximate average salary by contribution assumption: employee only about $71,355 at 4% or $47,570 at 6%; with 50% employer match about $47,570 at 4% or $31,713 at 6%; with 100% employer match about $35,677 at 4% or $23,785 at 6%. |
| Csa Master Money Purchase Pension Plan & Trust as Adopted by Phelps Program Management, L.L.C. | - | 85 | $940,974 | $198,938 | $2,340iApproximate average salary by contribution assumption: employee only about $58,511 at 4% or $39,007 at 6%; with 50% employer match about $39,007 at 4% or $26,005 at 6%; with 100% employer match about $29,256 at 4% or $19,504 at 6%. |
Schedule Details
Schedule A
- Row 1
- Filing Id
- 84037362201036
- Form Id
- 75887248
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 5010376362201030003
- Ins Broker Comm Pd 01 Amount
- $0
- Ins Broker Fees Pd 01 Amount
- $0
- Row 2
- Filing Id
- 84037362201036
- Form Id
- 75887247
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 5010376362201030002
- Ins Broker 01 Name
- THE BOON INSURANCE AGENCY INC
- Ins Broker 01 Street Addr
- 6300 BRIDGEPOINT PKWY
- Ins Broker 01 City
- AUSTIN
- Ins Broker 01 State
- TX
- Ins Broker 01 ZIP Code
- 787300000
- Ins Broker Comm Pd 01 Amount
- $22,862
- Ins Broker Fees Pd 01 Amount
- $0
- Ins Broker 01 Code
- 3
- Row 3
- Ins Carrier Name: PRINCIPAL LIFE INSURANCE COMPANY
- Filing Id
- 84037362201036
- Form Id
- 75887247
- Schedule A EIN
- 84-1304708
- Schedule A Plan Num
- 002
- Schedule A Plan Year Begin Date
- 2005-01-01
- Schedule A Tax Period
- 20051231
- Ins Carrier Name
- PRINCIPAL LIFE INSURANCE COMPANY
- Ins Carrier EIN
- 42-0127290
- Ins Carrier Naic Code
- 61271
- Ins Contract Num
- 8-18027
- Ins Prsn Covered End of year Count
- 87
- Ins Policy From Date
- 2005-01-01
- Ins Policy To Date
- 2005-12-31
- Ins Broker Comm Total Amount
- $22,862
- Ins Broker Fees Total Amount
- $0
- Pension End of year Gen Account Amount
- $0
- Pension End of year Sep Account Amount
- $1,126,904
- Pension Prem Paid Total Amount
- $0
- Pension Unpaid Premium Amount
- $0
- Pension Contract Cost Amount
- $0
- Pension End Prev Bal Amount
- $0
- Pension Contribution Dep Amount
- $0
- Pension Divnd Cr Dep Amount
- $0
- Pension Interest Cr Dur Yr Amount
- $0
- Pension Transfer From Amount
- $0
- Pension Other Amount
- $0
- Pension Total Additions Amount
- $0
- Pension Total Bal Addn Amount
- $0
- Pension Bnfts Dsbrsd Amount
- $0
- Pension Admin Chrg Amount
- $0
- Pension Transfer To Amount
- $0
- Pension Oth Ded Amount
- $0
- Pension Total Ded Amount
- $0
- Pension End of year Bal Amount
- $0
- Wlfr Premium Rcvd Amount
- $0
- Wlfr Unpaid Due Amount
- $0
- Wlfr Reserve Amount
- $0
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Claims Paid Amount
- $0
- Wlfr Incr Reserve Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Claims Chrgd Amount
- $0
- Wlfr Ret Commissions Amount
- $0
- Wlfr Ret Admin Amount
- $0
- Wlfr Ret Oth Cost Amount
- $0
- Wlfr Ret Oth Expense Amount
- $0
- Wlfr Ret Taxes Amount
- $0
- Wlfr Ret Charges Amount
- $0
- Wlfr Ret Oth Chrgs Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Amount
- $0
- Wlfr Held Bnfts Amount
- $0
- Wlfr Claims Reserve Amount
- $0
- Wlfr Oth Reserve Amount
- $0
- Wlfr Divnds Due Amount
- $0
- Wlfr Total Charges Paid Amount
- $0
- Wlfr Acquis Cost Amount
- $0
- Row 4
- Ins Carrier Name: PRINCIPAL LIFE INSURANCE COMPANY
- Filing Id
- 84037362201036
- Form Id
- 75887248
- Schedule A EIN
- 84-1304708
- Schedule A Plan Num
- 002
- Schedule A Plan Year Begin Date
- 2005-01-01
- Schedule A Tax Period
- 20051231
- Ins Carrier Name
- PRINCIPAL LIFE INSURANCE COMPANY
- Ins Carrier EIN
- 42-0127290
- Ins Carrier Naic Code
- 61271
- Ins Contract Num
- 4-41462
- Ins Prsn Covered End of year Count
- 87
- Ins Policy From Date
- 2005-01-01
- Ins Policy To Date
- 2005-12-31
- Ins Broker Comm Total Amount
- $0
- Ins Broker Fees Total Amount
- $0
- Pension End of year Gen Account Amount
- $742,569
- Pension End of year Sep Account Amount
- $0
- Pension Prem Paid Total Amount
- $0
- Pension Unpaid Premium Amount
- $0
- Pension Contract Cost Amount
- $0
- Pnsn Type Unalloc Cntrct I
- 4
- Pension Oth Unalloc Type Text
- CUSTODIAL GUARANTEED FUND GROUP ANN
- Pension End Prev Bal Amount
- $620,726
- Pension Contribution Dep Amount
- $149,602
- Pension Divnd Cr Dep Amount
- $0
- Pension Interest Cr Dur Yr Amount
- $21,271
- Pension Transfer From Amount
- $0
- Pension Other Amount
- $0
- Pension Total Additions Amount
- $170,873
- Pension Total Bal Addn Amount
- $791,599
- Pension Bnfts Dsbrsd Amount
- $38,511
- Pension Admin Chrg Amount
- $9,265
- Pension Transfer To Amount
- $0
- Pension Oth Ded Amount
- $1,254
- Pension Oth Ded Text
- INVESTMENT TRANSFER
- Pension Total Ded Amount
- $49,030
- Pension End of year Bal Amount
- $742,569
- Wlfr Premium Rcvd Amount
- $0
- Wlfr Unpaid Due Amount
- $0
- Wlfr Reserve Amount
- $0
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Claims Paid Amount
- $0
- Wlfr Incr Reserve Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Claims Chrgd Amount
- $0
- Wlfr Ret Commissions Amount
- $0
- Wlfr Ret Admin Amount
- $0
- Wlfr Ret Oth Cost Amount
- $0
- Wlfr Ret Oth Expense Amount
- $0
- Wlfr Ret Taxes Amount
- $0
- Wlfr Ret Charges Amount
- $0
- Wlfr Ret Oth Chrgs Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Amount
- $0
- Wlfr Held Bnfts Amount
- $0
- Wlfr Claims Reserve Amount
- $0
- Wlfr Oth Reserve Amount
- $0
- Wlfr Divnds Due Amount
- $0
- Wlfr Total Charges Paid Amount
- $0
- Wlfr Acquis Cost Amount
- $0
Schedule D
- Row 1
- Filing Id
- 84037362201036
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 5010376362201030004
- Row 2
- Filing Id
- 84037362201036
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 0
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL MONEY MKT SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290024
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $1,521
- Row 3
- Filing Id
- 84037362201036
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 1
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL SM CO VALUE SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290031
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $110,124
- Row 4
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 1
- Page Row Num
- 1
- Row Num
- 10
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL LIFETM 2030 SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290077
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $51,537
- Row 5
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 1
- Page Row Num
- 2
- Row Num
- 11
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL LIFETM 2040 SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290078
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $20,067
- Row 6
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 1
- Page Row Num
- 3
- Row Num
- 12
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL LIFETM 2050 SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290079
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $1,933
- Row 7
- Filing Id
- 84037362201036
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 3
- Row Num
- 2
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL U.S. PROPERTY SEPACT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290027
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $53,461
- Row 8
- Filing Id
- 84037362201036
- Page Id
- 1
- Page Seq
- 0
- Page Row Num
- 4
- Row Num
- 3
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL BOND AND MTG SEP ACC
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290005
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $3,099
- Row 9
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 1
- Row Num
- 4
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRIN LG CP STK IDX SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290016
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $314,823
- Row 10
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 2
- Row Num
- 5
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRIN PTR MD-CP GROWTH SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290026
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $4,157
- Row 11
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 3
- Row Num
- 6
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRIN PTR LG-CAP GR I SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290066
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $363,328
- Row 12
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 4
- Row Num
- 7
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRIN PTR LG-CAP VALUE SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290068
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $150,638
- Row 13
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 5
- Row Num
- 8
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRIN PTR SM-CP GR II SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290071
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $47,482
- Row 14
- Filing Id
- 84037362201036
- Page Id
- 2
- Page Seq
- 0
- Page Row Num
- 6
- Row Num
- 9
- Image Form Id
- 5010376362201030004
- DFE P1 Entity 01 Name
- PRINCIPAL LIFETM 2020 SEP ACCT
- DFE P1 Spons 01 Name
- PRINCIPAL LIFE INSURANCE COMPANY
- DFE P1 Plan 01 EIN Plan number
- 420127290076
- DFE P1 Entity 01 Code
- P
- DFE P1 Plan Interest End of year 01 Amount
- $4,733
- Row 15
- Filing Id
- 84037362201036
- Schedule D EIN
- 84-1304708
- Schedule D Plan number
- 002
- Schedule D Plan Year Begin Date
- 2005-01-01
- Schedule D Tax Period
- 20051231
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$2,066,673$261,780 change
Balance Sheet
Beginning and end of plan year.
Total assets$1,804,893$2,066,673Increase +$261,780 (14.50%)
Total liabilities$0$1,252Increase +$1,252
Net assets$1,804,893$2,065,421Increase +$260,528 (14.43%)
Contributions
Employer contributions$88,580
Participant contributions$227,139
Other contributions$0
Total contributions$315,719
Income & Investment Result
Total income$421,956
Interest$22,494
Dividends$0
Net income$260,528
Expenses & Fees
Benefits paid$136,366
Investment management$0
Administrative expenses$25,062
Total expenses$161,428
Accountant
FirmKPMG, LLP
Firm EIN13-5565207
Compliance
Fidelity bondYes
Fidelity bond amount$5,000,000
Participant loans$0
Late contributionsNo
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $1,804,893Total assets at end of year: $2,066,673Total liabilities at end of year: $1,252Net income or loss: $260,528
- Filing Id
- 84037362201036
- Schedule H EIN
- 84-1304708
- Schedule H Plan number
- 002
- Schedule H Plan Year Begin Date
- 2005-01-01
- Schedule H Tax Period
- 20051231
- Non Interest Bear Cash Beginning of year Amount
- $0
- Employer Contribution Beginning of year Amount
- $7,146
- Participants Contribution Beginning of year Amount
- $17,790
- Other Receivables Beginning of year Amount
- $0
- Interest Bear Cash Beginning of year Amount
- $0
- Govt Sec Beginning of year Amount
- $0
- Corp Debt Preferred Beginning of year Amount
- $0
- Corp Debt Other Beginning of year Amount
- $0
- Pref Stock Beginning of year Amount
- $0
- Common Stock Beginning of year Amount
- $0
- Joint Venture Beginning of year Amount
- $0
- Real Estate Beginning of year Amount
- $0
- Other Loans Beginning of year Amount
- $0
- Participant loans at beginning of year
- $0
- Interest Common Tr Beginning of year Amount
- $0
- Interest Pool Sep Account Beginning of year Amount
- $999,298
- Interest Master Tr Beginning of year Amount
- $0
- Interest 103 12 Investment Beginning of year Amount
- $0
- Interest in registered investment companies at beginning of year
- $159,933
- Ins Co Gen Account Beginning of year Amount
- $620,726
- Oth Investment Beginning of year Amount
- $0
- Employer Sec Beginning of year Amount
- $0
- Employer Prop Beginning of year Amount
- $0
- Bldgs Used Beginning of year Amount
- $0
- Total assets at beginning of year
- $1,804,893
- Bnfts Payable Beginning of year Amount
- $0
- Oprtng Payable Beginning of year Amount
- $0
- Acquis Indbt Beginning of year Amount
- $0
- Other Liability Beginning of year Amount
- $0
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $1,804,893
- Non Interest Bear Cash End of year Amount
- $0
- Employer Contribution End of year Amount
- $8,817
- Participants Contribution End of year Amount
- $22,503
- Other Receivables End of year Amount
- $0
- Interest Bear Cash End of year Amount
- $0
- Govt Sec End of year Amount
- $0
- Corp Debt Preferred End of year Amount
- $0
- Corp Debt Other End of year Amount
- $0
- Pref Stock End of year Amount
- $0
- Common Stock End of year Amount
- $0
- Joint Venture End of year Amount
- $0
- Real Estate End of year Amount
- $0
- Other Loans End of year Amount
- $0
- Participant loans at end of year
- $0
- Interest Common Tr End of year Amount
- $0
- Interest Pool Sep Account End of year Amount
- $1,126,904
- Interest Master Tr End of year Amount
- $0
- Interest 103 12 Investment End of year Amount
- $0
- Interest in registered investment companies at end of year
- $165,880
- Ins Co Gen Account End of year Amount
- $742,569
- Oth Investment End of year Amount
- $0
- Employer Sec End of year Amount
- $0
- Employer Prop End of year Amount
- $0
- Bldgs Used End of year Amount
- $0
- Total assets at end of year
- $2,066,673
- Bnfts Payable End of year Amount
- $0
- Oprtng Payable End of year Amount
- $0
- Acquis Indbt End of year Amount
- $0
- Other Liability End of year Amount
- $1,252
- Total liabilities at end of year
- $1,252
- Net assets at end of year
- $2,065,421
- Employer contributions
- $88,580
- Participant contributions
- $227,139
- Oth Contribution Rcvd Amount
- $0
- Non Cash Contribution Bs Amount
- $0
- Total contributions
- $315,719
- Interest Bear Cash Amount
- $0
- Interest On Govt Sec Amount
- $0
- Interest On Corp Debt Amount
- $0
- Interest On Oth Loans Amount
- $0
- Interest on participant loans
- $0
- Interest On Oth Investment Amount
- $22,494
- Total interest income
- $22,494
- Divnd Pref Stock Amount
- $0
- Divnd Common Stock Amount
- $0
- Total dividend income
- $0
- Total Rents Amount
- $0
- Aggregate Proceeds Amount
- $0
- Aggregate Costs Amount
- $0
- Net gain or loss on sale of assets
- $0
- Unrealized Apprctn Re Amount
- $0
- Unrealized Apprctn Oth Amount
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain Loss Com Trust Amount
- $0
- Gain Loss Pool Sep Amount
- $71,175
- Gain Loss Master Tr Amount
- $0
- Gain Loss 103 12 Investment Amount
- $0
- Gain or loss on registered investments
- $12,568
- Other Income Amount
- $0
- Total income
- $421,956
- Participant distributions
- $136,366
- Ins Carrier Bnfts Amount
- $0
- Oth Bnft Payment Amount
- $0
- Total benefit distributions
- $136,366
- Total Corrective Distribution Amount
- $0
- Total Dm Distribution Ptcp Lns A
- 0
- Total Interest Expense Amount
- $0
- Professional Fees Amount
- $0
- Contract Admin Fees Amount
- $2,200
- Investment management fees
- $0
- Other Admin Fees Amount
- $22,862
- Total administrative expenses
- $25,062
- Total expenses
- $161,428
- Net income or loss
- $260,528
- Total Transfers To Amount
- $0
- Transfers from other plans
- $0
- Accountant Opinion Type Indicator
- 3
- Account Performed Limited Audit Indicator
- Yes
- Accountant firm name
- KPMG, LLP
- Accountant firm EIN
- 13-5565207
- Failed to transmit participant contributions on time
- No
- Fail Transmit Contribution Amount
- $0
- Participant loans in default
- No
- Loans In Default Amount
- $0
- Leases in default
- No
- Leases In Default Amount
- $0
- Nonexempt transactions with parties in interest
- No
- Party In Interest Not Reported Amount
- $0
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $5,000,000
- Loss discovered during year
- No
- Loss Discovered Dur Year Amount
- $0
- Assets with undetermined value
- No
- Asset Undeterm Valuation Amount
- $0
- Non-cash contributions reported
- No
- Non Cash Contribution Amount
- $0
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Resolution to terminate plan adopted
- No
- Res Terminate Plan Adpt Amount
- $0
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN42-0127290
Transfers
Distributed property value$0
Schedule R source fields
- Payor 42-0127290
- Filing Id
- 84037362201036
- Schedule R EIN
- 84-1304708
- Schedule R Plan number
- 002
- Schedule R Plan Year Begin Date
- 2005-01-01
- Schedule R Tax Period
- 20051231
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 42-0127290
- Pension Bnft Distribution Sngl Sum Count
- 0
- Pension Employer Contribution Rqr Amount
- $0
- Pension Employer Contribution Paid Amount
- $0
- Pension Funding Deficiency Amount
- $0