Civic Intelligence
Filing

Breakthrough Software Inc. 401K Plan

Breakthrough Software Inc. • EIN 77-0447823 • Plan year 2000

Company ProfileSource Archive
Filing Insights

Participants

Up

18 → 25

7 • 38.89%

Assets

Up

$186,015 → $320,871

$134,856 • 72.50%

Investment Management Fee

-

Admin expenses - • Total expenses $23,214

Filing Details

Context
Net investment result
$134,856
Pension payor EIN
71-0294708

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Not reported

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Not reported

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Not reported

5% transactions reported

Not reported

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200717$0$0-
Breakthrough Software Inc. 401K Plan-7---
2006121$868,418$153,324$7,301iApproximate average salary by contribution assumption: employee only about $182,529 at 4% or $121,686 at 6%; with 50% employer match about $121,686 at 4% or $81,124 at 6%; with 100% employer match about $91,264 at 4% or $60,843 at 6%.
Breakthrough Software Inc. 401K Plan-21$868,418$153,324$7,301iApproximate average salary by contribution assumption: employee only about $182,529 at 4% or $121,686 at 6%; with 50% employer match about $121,686 at 4% or $81,124 at 6%; with 100% employer match about $91,264 at 4% or $60,843 at 6%.
2005118$661,697$133,285$7,405iApproximate average salary by contribution assumption: employee only about $185,118 at 4% or $123,412 at 6%; with 50% employer match about $123,412 at 4% or $82,275 at 6%; with 100% employer match about $92,559 at 4% or $61,706 at 6%.
Breakthrough Software Inc. 401K Plan-18$661,697$133,285$7,405iApproximate average salary by contribution assumption: employee only about $185,118 at 4% or $123,412 at 6%; with 50% employer match about $123,412 at 4% or $82,275 at 6%; with 100% employer match about $92,559 at 4% or $61,706 at 6%.
2004118$530,404$79,417$4,412iApproximate average salary by contribution assumption: employee only about $110,301 at 4% or $73,534 at 6%; with 50% employer match about $73,534 at 4% or $49,023 at 6%; with 100% employer match about $55,151 at 4% or $36,767 at 6%.
Breakthrough Software Inc. 401K Plan-18$530,404$79,417$4,412iApproximate average salary by contribution assumption: employee only about $110,301 at 4% or $73,534 at 6%; with 50% employer match about $73,534 at 4% or $49,023 at 6%; with 100% employer match about $55,151 at 4% or $36,767 at 6%.
2003114$428,227$99,594$7,114iApproximate average salary by contribution assumption: employee only about $177,846 at 4% or $118,564 at 6%; with 50% employer match about $118,564 at 4% or $79,043 at 6%; with 100% employer match about $88,923 at 4% or $59,282 at 6%.
Breakthrough Software Inc. 401K Plan-14$428,227$99,594$7,114iApproximate average salary by contribution assumption: employee only about $177,846 at 4% or $118,564 at 6%; with 50% employer match about $118,564 at 4% or $79,043 at 6%; with 100% employer match about $88,923 at 4% or $59,282 at 6%.
2002117$276,763$63,013$3,707iApproximate average salary by contribution assumption: employee only about $92,666 at 4% or $61,777 at 6%; with 50% employer match about $61,777 at 4% or $41,185 at 6%; with 100% employer match about $46,333 at 4% or $30,889 at 6%.
Breakthrough Software Inc. 401K Plan-17$276,763$63,013$3,707iApproximate average salary by contribution assumption: employee only about $92,666 at 4% or $61,777 at 6%; with 50% employer match about $61,777 at 4% or $41,185 at 6%; with 100% employer match about $46,333 at 4% or $30,889 at 6%.
200110$0$0-
Breakthrough Software Inc. 401K Plan-0---
2000125$320,871$204,932$8,197iApproximate average salary by contribution assumption: employee only about $204,932 at 4% or $136,621 at 6%; with 50% employer match about $136,621 at 4% or $91,081 at 6%; with 100% employer match about $102,466 at 4% or $68,311 at 6%.
Breakthrough Software Inc. 401K PlanCurrent25$320,871$204,932$8,197iApproximate average salary by contribution assumption: employee only about $204,932 at 4% or $136,621 at 6%; with 50% employer match about $136,621 at 4% or $91,081 at 6%; with 100% employer match about $102,466 at 4% or $68,311 at 6%.
1999114$186,015$79,960$5,711iApproximate average salary by contribution assumption: employee only about $142,786 at 4% or $95,190 at 6%; with 50% employer match about $95,190 at 4% or $63,460 at 6%; with 100% employer match about $71,393 at 4% or $47,595 at 6%.
Breakthrough Software Inc. 401K Plan-14$186,015$79,960$5,711iApproximate average salary by contribution assumption: employee only about $142,786 at 4% or $95,190 at 6%; with 50% employer match about $95,190 at 4% or $63,460 at 6%; with 100% employer match about $71,393 at 4% or $47,595 at 6%.
Schedule Details

Schedule A

Row 1
Filing Id
84037182139532
Form Id
17429729
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30372182139030002
Ins Broker 01 Name
EMBERTON MARK
Ins Broker 01 Street Addr
8601 N. SCOTTSDALE
Ins Broker 01 City
PARADISE VALLEY
Ins Broker 01 State
AZ
Ins Broker 01 ZIP Code
85253
Ins Broker Comm Pd 01 Amount
$3,298
Ins Broker Fees Pd 01 Amount
$0
Ins Broker 01 Code
3
Row 2
Ins Carrier Name: AETNA LIFE INSURANCE & ANNUITY COMPANY
Filing Id
84037182139532
Form Id
17429729
Schedule A EIN
77-0447823
Schedule A Plan Num
001
Schedule A Plan Year Begin Date
2000-01-01
Schedule A Tax Period
20001231
Ins Carrier Name
AETNA LIFE INSURANCE & ANNUITY COMPANY
Ins Carrier EIN
71-0294708
Ins Carrier Naic Code
86509
Ins Contract Num
PHC682
Ins Prsn Covered End of year Count
47
Ins Policy From Date
2000-01-01
Ins Policy To Date
2000-12-31
Ins Broker Comm Total Amount
$3,298
Ins Broker Fees Total Amount
$0
Pension End of year Gen Account Amount
$0
Pension End of year Sep Account Amount
$320,613
Pension Prem Paid Total Amount
$0
Pension Unpaid Premium Amount
$0
Pension Contract Cost Amount
$0
Pnsn Type Unalloc Cntrct I
4
Pension Oth Unalloc Type Text
GROUP PENSION FUNDING
Pension End Prev Bal Amount
$0
Pension Contribution Dep Amount
$202,039
Pension Divnd Cr Dep Amount
$0
Pension Interest Cr Dur Yr Amount
$0
Pension Transfer From Amount
$23,214
Pension Other Amount
$2,634
Pension Other Text
TRANSFERRED ASSET
Pension Total Additions Amount
$227,887
Pension Total Bal Addn Amount
$227,887
Pension Bnfts Dsbrsd Amount
$23,214
Pension Admin Chrg Amount
$0
Pension Transfer To Amount
$204,673
Pension Oth Ded Amount
$0
Pension Total Ded Amount
$227,887
Pension End of year Bal Amount
$0
Wlfr Premium Rcvd Amount
$0
Wlfr Unpaid Due Amount
$0
Wlfr Reserve Amount
$0
Wlfr Total Earned Prem Amount
$0
Wlfr Claims Paid Amount
$0
Wlfr Incr Reserve Amount
$0
Wlfr Incurred Claim Amount
$0
Wlfr Claims Chrgd Amount
$0
Wlfr Ret Commissions Amount
$0
Wlfr Ret Admin Amount
$0
Wlfr Ret Oth Cost Amount
$0
Wlfr Ret Oth Expense Amount
$0
Wlfr Ret Taxes Amount
$0
Wlfr Ret Charges Amount
$0
Wlfr Ret Oth Chrgs Amount
$0
Wlfr Ret Total Amount
$0
Wlfr Refund Amount
$0
Wlfr Held Bnfts Amount
$0
Wlfr Claims Reserve Amount
$0
Wlfr Oth Reserve Amount
$0
Wlfr Divnds Due Amount
$0
Wlfr Total Charges Paid Amount
$0
Wlfr Acquis Cost Amount
$0

Schedule D

Row 1
Filing Id
84037182139532
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
AETNA MONEY MARKET VP-003
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$42,059
Row 2
Filing Id
84037182139532
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
30372182139030003
Row 3
Filing Id
84037182139532
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
AETNA BOND VP-004
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$6,503
Row 4
Filing Id
84037182139532
Page Id
2
Page Seq
1
Page Row Num
1
Row Num
10
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
PPI T.ROWE PRICE GRWTH EQ PORT-111
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$23,558
Row 5
Filing Id
84037182139532
Page Id
2
Page Seq
1
Page Row Num
2
Row Num
11
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
JANUS ASPEN AGGR GROWTH PORT-119
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$23,232
Row 6
Filing Id
84037182139532
Page Id
2
Page Seq
1
Page Row Num
3
Row Num
12
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
JANUS ASPEN WORLDWIDE GRTH PORT-123
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$43,433
Row 7
Filing Id
84037182139532
Page Id
2
Page Seq
1
Page Row Num
4
Row Num
13
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
FIDELITY VIP CONTRAFUND PORT-133
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$259
Row 8
Filing Id
84037182139532
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
AETNA ASCENT VP-031
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$2,745
Row 9
Filing Id
84037182139532
Page Id
1
Page Seq
0
Page Row Num
4
Row Num
3
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
AETNA CROSSROADS VP-032
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$420
Row 10
Filing Id
84037182139532
Page Id
2
Page Seq
0
Page Row Num
1
Row Num
4
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
AETNA LEGACY VP-033
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$423
Row 11
Filing Id
84037182139532
Page Id
2
Page Seq
0
Page Row Num
2
Row Num
5
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
AETNA INDEX PLUS LARGE CAP VP-035
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$38,407
Row 12
Filing Id
84037182139532
Page Id
2
Page Seq
0
Page Row Num
3
Row Num
6
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
AETNA SMALL COMPANY VP-042
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$44,664
Row 13
Filing Id
84037182139532
Page Id
2
Page Seq
0
Page Row Num
4
Row Num
7
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
PPI MFS RESEARCH GRTH PORT-105
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$4,888
Row 14
Filing Id
84037182139532
Page Id
2
Page Seq
0
Page Row Num
5
Row Num
8
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
PPI MFS EMERGING EQUITIES PORT-106
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$52,015
Row 15
Filing Id
84037182139532
Page Id
2
Page Seq
0
Page Row Num
6
Row Num
9
Image Form Id
30372182139030003
DFE P1 Entity 01 Name
FIDELITY VIP GROWTH PORTFOLIO-109
DFE P1 Spons 01 Name
AETNA LIFE INS. AND ANNUITY CO.
DFE P1 Plan 01 EIN Plan number
770447823000
DFE P1 Entity 01 Code
P
DFE P1 Plan Interest End of year 01 Amount
$38,007

Schedule I

Schedule I Financial Statement

Small plan result

Balance sheet and activity values reported by the filer for this small-plan annual return.

End-of-year assets$320,871$134,856 change

Balance Sheet

Beginning and end of plan year.

Total assets$186,015$320,871Increase +$134,856 (72.50%)
Total liabilities$0$0No change $0
Net assets$186,015$320,871Increase +$134,856 (72.50%)

Contributions

Employer contributions$0
Participant contributions$202,297
Other contributions$2,635

Income & Expenses

Total income$158,070
Total expenses$23,214
Net income$134,856
Source fields
Schedule I source fields
Filing Id
84037182139532
Schedule I EIN
77-0447823
Schedule I Plan Num
001
Schedule I Plan Year Begin Date
2000-01-01
Schedule I Tax Period
20001231
Small plan total assets at beginning of year
$186,015
Small plan total liabilities at beginning of year
$0
Small plan net assets at beginning of year
$186,015
Small plan total assets at end of year
$320,871
Small plan total liabilities at end of year
$0
Small plan net assets at end of year
$320,871
Small plan employer contributions
$0
Small plan participant contributions
$202,297
Small Oth Contribution Rcvd Amount
$2,635
Small Non Cash Contribution Bs Amount
$0
Small Other Income Amount
$-46,862
Small plan total income
$158,070
Small plan total benefit distributions
$23,214
Small Corrective Distribution Amount
$0
Small Dm Dstrb Ptcp Ln A
0
Small Oth Expenses Amount
$0
Small plan total expenses
$23,214
Small plan net income or loss
$134,856
Small Total Plan Transfers Amount
$0
Small Joint Venture End of year Indicator
No
Small Joint Venture End of year Amount
$0
Small Employer Prop End of year Indicator
No
Small Employer Prop End of year Amount
$0
Small Investment Real Est End of year I
2
Small Investment Real Est End of year A
0
Small Employer Sec End of year Indicator
No
Small Employer Sec End of year Amount
$0
Small Mortg Participants End of year Indicator
No
Small Mortg Participants End of year Amount
$0
Small Oth Lns Participants End of year Indicator
No
Small Oth Lns Participants End of year Amount
$0
Small Personal Prop End of year Indicator
No
Small Personal Prop End of year Amount
$0
Small Fail Xmt Ctb I
2
Small Fail Xmt Ctb A
0
Small plan participant loans in default
No
Small Loans In Default Amount
$0
Small plan leases in default
No
Small Leases In Default Amount
$0
Small Pt In Interest Not Reported I
2
Small Pt In Interest Not Reported A
0
Small plan fidelity bond in place
Yes
Small plan fidelity bond amount
$30,000
Small plan loss discovered during year
No
Small Loss Discovered Dur Year Amount
$0
Small plan assets with undetermined value
No
Small Asset Undeterm Valuation Amount
$0
Small plan non-cash contributions reported
No
Small Non Cash Contribution Amount
$0
Small 20 Percent Sngl Investment Indicator
No
Small 20 Percent Sngl Investment Amount
$0
Small plan all plan assets distributed
No
Small plan resolution to terminate plan adopted
No
Small Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN71-0294708

Transfers

Distributed property value$0
Schedule R source fields
Payor 71-0294708
Filing Id
84037182139532
Schedule R EIN
77-0447823
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2000-01-01
Schedule R Tax Period
20001231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
71-0294708
Pension Elec Satisfy Code 412 Indicator
3
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0