Fidelity bond in place
Yes
Filing
Softek Inc. 401(K)/Profit Sharing Plan
Softek Inc. • EIN 66-0489670 • Plan year 2016
Filing Insights
Participants
Down106 → 69
-37 • -34.91%
Assets
Up$1,391,750 → $1,626,374
$234,624 • 16.86%
Investment Management Fee
1.19%$17,939
Admin expenses $17,939 • Total expenses $78,413
Filing Details
Context- Net investment result
- $234,624
- Accountant opinion
- Disclaimer of opinion
- Pension payor EIN
- 66-0259436
Status Flags
Limited-scope audit performed
Not reported
Contributions transmitted on time
Yes
Participant loans in default
No
Leases in default
No
Reportable party-in-interest issues
No
Loss discovered during year
No
Assets with undetermined value
No
Non-cash contributions
No
Assets held for investment
Yes
5% transactions reported
No
All plan assets distributed
No
Benefits paid when due
No
Plan blackout period
No
Plan termination resolution adopted
No
Counterparties
Known direct compensation$17,3591.15%
| Provider | Services | Location | Direct Compensation | Related |
|---|---|---|---|---|
| JOHN HANCOCK LIFE INSRUANCE COEIN 01-0233346 | Contract administration | - | $17,3591.15% | The Manufacturers Life Insurance Co |
| UHY-DEL VALLE-NIEVES PSCEIN 66-0575454 | Accountant, Disclaimer of opinion | - | - | - |
Company Timeline
This filing is highlighted inside the broader sponsor history.
| Year / Filing | Filings | Participants | Assets | Contributions | Contrib./Participant |
|---|---|---|---|---|---|
| 2021 | 1 | 8 | $9,751 | $0 | - |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 8 | $9,751 | - | - |
| 2020 | 1 | 8 | $9,068 | $0 | - |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 8 | $9,068 | - | - |
| 2019 | 1 | 6 | $7,931 | $0 | - |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 6 | $7,931 | - | - |
| 2018 | 1 | 57 | $1,462,844 | $55,953 | $982iApproximate average salary by contribution assumption: employee only about $24,541 at 4% or $16,361 at 6%; with 50% employer match about $16,361 at 4% or $10,907 at 6%; with 100% employer match about $12,270 at 4% or $8,180 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 57 | $1,462,844 | $55,953 | $982iApproximate average salary by contribution assumption: employee only about $24,541 at 4% or $16,361 at 6%; with 50% employer match about $16,361 at 4% or $10,907 at 6%; with 100% employer match about $12,270 at 4% or $8,180 at 6%. |
| 2017 | 1 | 37 | $2,072,401 | $259,149 | $7,004iApproximate average salary by contribution assumption: employee only about $175,101 at 4% or $116,734 at 6%; with 50% employer match about $116,734 at 4% or $77,823 at 6%; with 100% employer match about $87,550 at 4% or $58,367 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 37 | $2,072,401 | $259,149 | $7,004iApproximate average salary by contribution assumption: employee only about $175,101 at 4% or $116,734 at 6%; with 50% employer match about $116,734 at 4% or $77,823 at 6%; with 100% employer match about $87,550 at 4% or $58,367 at 6%. |
| 2016 | 1 | 69 | $1,626,374 | $187,715 | $2,721iApproximate average salary by contribution assumption: employee only about $68,013 at 4% or $45,342 at 6%; with 50% employer match about $45,342 at 4% or $30,228 at 6%; with 100% employer match about $34,006 at 4% or $22,671 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | Current | 69 | $1,626,374 | $187,715 | $2,721iApproximate average salary by contribution assumption: employee only about $68,013 at 4% or $45,342 at 6%; with 50% employer match about $45,342 at 4% or $30,228 at 6%; with 100% employer match about $34,006 at 4% or $22,671 at 6%. |
| 2015 | 1 | 68 | $1,391,750 | $254,737 | $3,746iApproximate average salary by contribution assumption: employee only about $93,653 at 4% or $62,436 at 6%; with 50% employer match about $62,436 at 4% or $41,624 at 6%; with 100% employer match about $46,827 at 4% or $31,218 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 68 | $1,391,750 | $254,737 | $3,746iApproximate average salary by contribution assumption: employee only about $93,653 at 4% or $62,436 at 6%; with 50% employer match about $62,436 at 4% or $41,624 at 6%; with 100% employer match about $46,827 at 4% or $31,218 at 6%. |
| 2014 | 1 | 85 | $1,236,556 | $189,449 | $2,229iApproximate average salary by contribution assumption: employee only about $55,720 at 4% or $37,147 at 6%; with 50% employer match about $37,147 at 4% or $24,765 at 6%; with 100% employer match about $27,860 at 4% or $18,573 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 85 | $1,236,556 | $189,449 | $2,229iApproximate average salary by contribution assumption: employee only about $55,720 at 4% or $37,147 at 6%; with 50% employer match about $37,147 at 4% or $24,765 at 6%; with 100% employer match about $27,860 at 4% or $18,573 at 6%. |
| 2013 | 1 | 70 | $1,021,136 | $157,222 | $2,246iApproximate average salary by contribution assumption: employee only about $56,151 at 4% or $37,434 at 6%; with 50% employer match about $37,434 at 4% or $24,956 at 6%; with 100% employer match about $28,075 at 4% or $18,717 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 70 | $1,021,136 | $157,222 | $2,246iApproximate average salary by contribution assumption: employee only about $56,151 at 4% or $37,434 at 6%; with 50% employer match about $37,434 at 4% or $24,956 at 6%; with 100% employer match about $28,075 at 4% or $18,717 at 6%. |
| 2012 | 1 | 59 | $767,880 | $117,367 | $1,989iApproximate average salary by contribution assumption: employee only about $49,732 at 4% or $33,155 at 6%; with 50% employer match about $33,155 at 4% or $22,103 at 6%; with 100% employer match about $24,866 at 4% or $16,577 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 59 | $767,880 | $117,367 | $1,989iApproximate average salary by contribution assumption: employee only about $49,732 at 4% or $33,155 at 6%; with 50% employer match about $33,155 at 4% or $22,103 at 6%; with 100% employer match about $24,866 at 4% or $16,577 at 6%. |
| 2011 | 1 | 51 | $632,515 | $86,609 | $1,698iApproximate average salary by contribution assumption: employee only about $42,455 at 4% or $28,304 at 6%; with 50% employer match about $28,304 at 4% or $18,869 at 6%; with 100% employer match about $21,228 at 4% or $14,152 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 51 | $632,515 | $86,609 | $1,698iApproximate average salary by contribution assumption: employee only about $42,455 at 4% or $28,304 at 6%; with 50% employer match about $28,304 at 4% or $18,869 at 6%; with 100% employer match about $21,228 at 4% or $14,152 at 6%. |
| 2010 | 1 | 48 | $608,641 | $65,860 | $1,372iApproximate average salary by contribution assumption: employee only about $34,302 at 4% or $22,868 at 6%; with 50% employer match about $22,868 at 4% or $15,245 at 6%; with 100% employer match about $17,151 at 4% or $11,434 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 48 | $608,641 | $65,860 | $1,372iApproximate average salary by contribution assumption: employee only about $34,302 at 4% or $22,868 at 6%; with 50% employer match about $22,868 at 4% or $15,245 at 6%; with 100% employer match about $17,151 at 4% or $11,434 at 6%. |
| 2009 | 1 | 47 | $509,715 | $52,327 | $1,113iApproximate average salary by contribution assumption: employee only about $27,834 at 4% or $18,556 at 6%; with 50% employer match about $18,556 at 4% or $12,370 at 6%; with 100% employer match about $13,917 at 4% or $9,278 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 47 | $509,715 | $52,327 | $1,113iApproximate average salary by contribution assumption: employee only about $27,834 at 4% or $18,556 at 6%; with 50% employer match about $18,556 at 4% or $12,370 at 6%; with 100% employer match about $13,917 at 4% or $9,278 at 6%. |
| 2008 | 1 | 28 | $410,529 | $63,715 | $2,276iApproximate average salary by contribution assumption: employee only about $56,888 at 4% or $37,926 at 6%; with 50% employer match about $37,926 at 4% or $25,284 at 6%; with 100% employer match about $28,444 at 4% or $18,963 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 28 | $410,529 | $63,715 | $2,276iApproximate average salary by contribution assumption: employee only about $56,888 at 4% or $37,926 at 6%; with 50% employer match about $37,926 at 4% or $25,284 at 6%; with 100% employer match about $28,444 at 4% or $18,963 at 6%. |
| 2007 | 1 | 33 | $0 | $0 | - |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 33 | - | - | - |
| 2006 | 1 | 51 | $565,851 | $124,817 | $2,447iApproximate average salary by contribution assumption: employee only about $61,185 at 4% or $40,790 at 6%; with 50% employer match about $40,790 at 4% or $27,193 at 6%; with 100% employer match about $30,592 at 4% or $20,395 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 51 | $565,851 | $124,817 | $2,447iApproximate average salary by contribution assumption: employee only about $61,185 at 4% or $40,790 at 6%; with 50% employer match about $40,790 at 4% or $27,193 at 6%; with 100% employer match about $30,592 at 4% or $20,395 at 6%. |
| 2005 | 1 | 95 | $414,748 | $118,907 | $1,252iApproximate average salary by contribution assumption: employee only about $31,291 at 4% or $20,861 at 6%; with 50% employer match about $20,861 at 4% or $13,907 at 6%; with 100% employer match about $15,646 at 4% or $10,430 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 95 | $414,748 | $118,907 | $1,252iApproximate average salary by contribution assumption: employee only about $31,291 at 4% or $20,861 at 6%; with 50% employer match about $20,861 at 4% or $13,907 at 6%; with 100% employer match about $15,646 at 4% or $10,430 at 6%. |
| 2004 | 1 | 0 | $0 | $46,529 | - |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 0 | - | $46,529 | - |
| 2003 | 1 | 28 | $0 | $0 | - |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 28 | - | - | - |
| 2002 | 1 | 24 | $149,958 | $65,280 | $2,720iApproximate average salary by contribution assumption: employee only about $68,000 at 4% or $45,333 at 6%; with 50% employer match about $45,333 at 4% or $30,222 at 6%; with 100% employer match about $34,000 at 4% or $22,667 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 24 | $149,958 | $65,280 | $2,720iApproximate average salary by contribution assumption: employee only about $68,000 at 4% or $45,333 at 6%; with 50% employer match about $45,333 at 4% or $30,222 at 6%; with 100% employer match about $34,000 at 4% or $22,667 at 6%. |
| 2000 | 1 | 28 | $59,795 | $50,700 | $1,811iApproximate average salary by contribution assumption: employee only about $45,268 at 4% or $30,179 at 6%; with 50% employer match about $30,179 at 4% or $20,119 at 6%; with 100% employer match about $22,634 at 4% or $15,089 at 6%. |
| Softek Inc. 401(K)/Profit Sharing Plan | - | 28 | $59,795 | $50,700 | $1,811iApproximate average salary by contribution assumption: employee only about $45,268 at 4% or $30,179 at 6%; with 50% employer match about $30,179 at 4% or $20,119 at 6%; with 100% employer match about $22,634 at 4% or $15,089 at 6%. |
Schedule Details
Schedule A
- Row 1
- Form Id
- 1
- Ins Broker Name
- LUIS RODRIGUEZ
- Ins Broker US Address1
- JPSC INSURANCE SERVICES
- Ins Broker US Address2
- 1 GRANITE PL
- Ins Broker US City
- CONCORD
- Ins Broker US State
- NH
- Ins Broker US ZIP
- 03301
- Ins Broker Comm Pd Amount
- $10,072
- Ins Broker Code
- 3
- Row 2
- Form Id
- 1
- Ins Broker Name
- LINCOLN FINANCIAL SECURITIES
- Ins Broker US Address1
- NC 48 PARQUE DEL MONTE
- Ins Broker US City
- ENTADATA
- Ins Broker US State
- PR
- Ins Broker US ZIP
- 00976
- Ins Broker Comm Pd Amount
- $10,072
- Ins Broker Code
- 3
- Row 3
- Form Id
- 1
- Ins Broker Name
- CARIBBEAN PENSION CONSULTANTS
- Ins Broker US Address1
- 1900 NW CORP BLVD STE 400
- Ins Broker US City
- BOCA RATON
- Ins Broker US State
- FL
- Ins Broker US ZIP
- 33431
- Ins Broker Comm Pd Amount
- $305
- Ins Broker Code
- 5
- Row 4
- Ins Carrier Name: JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A)
- Form Id
- 1
- Schedule A Plan Year Begin Date
- 2016-01-01
- Schedule A Plan Year End Date
- 2016-12-31
- Schedule A Plan Num
- 001
- Schedule A EIN
- 66-0489670
- Ins Carrier Name
- JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A)
- Ins Carrier EIN
- 01-0233346
- Ins Carrier Naic Code
- 65838
- Ins Contract Num
- 121153
- Ins Prsn Covered End of year Count
- 88
- Ins Policy From Date
- 2016-01-01
- Ins Policy To Date
- 2016-12-31
- Ins Broker Comm Total Amount
- $20,449
- Ins Broker Fees Total Amount
- $0
- Pension End of year Gen Account Amount
- $1,837
- Pension End of year Sep Account Amount
- $1,603,548
- Alloc Contracts Indiv Indicator
- No
- Alloc Contracts Group Indicator
- No
- Alloc Contracts Other Indicator
- No
- Pens Distr Bnft Terminate Pln Indicator
- No
- Unalloc Contracts Dep Adm Indicator
- No
- Unal Contrac Imm Part Guar Indicator
- No
- Unal Contracts Guar Invest Indicator
- No
- Unalloc Contracts Other Indicator
- No
- Pension End Prev Bal Amount
- $0
- Pension Total Additions Amount
- $0
- Pension Total Bal Addn Amount
- $0
- Pension Total Ded Amount
- $0
- Pension End of year Bal Amount
- $0
- Wlfr Bnft Health Indicator
- No
- Wlfr Bnft Dental Indicator
- No
- Wlfr Bnft Vision Indicator
- No
- Wlfr Bnft Life Insur Indicator
- No
- Wlfr Bnft Temp Disab Indicator
- No
- Wlfr Bnft Long Terminate Disab Indicator
- No
- Wlfr Bnft Unemp Indicator
- No
- Wlfr Bnft Drug Indicator
- No
- Wlfr Bnft Stop Loss Indicator
- No
- Wlfr Bnft Hmo Indicator
- No
- Wlfr Bnft Ppo Indicator
- No
- Wlfr Bnft Indemnity Indicator
- No
- Wlfr Bnft Other Indicator
- No
- Wlfr Total Earned Prem Amount
- $0
- Wlfr Incurred Claim Amount
- $0
- Wlfr Ret Total Amount
- $0
- Wlfr Refund Cash Indicator
- No
- Wlfr Refund Credit Indicator
- No
- Ins Fail Provide Info Indicator
- No
Schedule C
Schedule C Provider
JOHN HANCOCK LIFE INSRUANCE CO
RECORD KEEPER • EIN 01-0233346
Direct compensation$17,359
Contract administration
Indirect compensationYes
Formula-based compensationYes
Source fields
- Row 1
- Service code: Contract administration
- Service code
- Contract administration
- JOHN HANCOCK LIFE INSRUANCE CO
- Other provider name
- JOHN HANCOCK LIFE INSRUANCE CO
- Other provider EIN
- 01-0233346
- Provider Other US Address1
- PO BOX 600
- Provider Other US City
- BUFFALO
- Provider Other US State
- NY
- Provider Other US ZIP
- 14201
- Relationship to employer or plan
- RECORD KEEPER
- Direct compensation
- $17,359
- Indirect compensation reported
- Yes
- Provider Other Elig Indicator Comp Indicator
- Yes
- Provider Other Total Indicator Comp Amount
- $0
- Provider Other Amount Formula Indicator
- Yes
Schedule C Provider
Provider 2
Provider details
Source fields
- Row 3
- Excluded provider reported
- No
Schedule D
- Row 1
- DFE P1 Entity Name
- JH RET TO 2055 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $24,241
- Row 2
- DFE P1 Entity Name
- REAL EST. SECURITIES FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $11,469
- Row 3
- DFE P1 Entity Name
- SMALL CAP INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $5,462
- Row 4
- DFE P1 Entity Name
- TOCQUEVILLE GOLD FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $308
- Row 5
- DFE P1 Entity Name
- VANGUARD MID CAP GROWTH ETF
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $4,342
- Row 6
- DFE P1 Entity Name
- VANGUARD SMALL CAP GROW INDEX
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $3,104
- Row 7
- DFE P1 Entity Name
- 500 INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $11,377
- Row 8
- DFE P1 Entity Name
- ISHARES MSCI EAFE GROWTH ETF
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,424
- Row 9
- DFE P1 Entity Name
- MID CAP INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,415
- Row 10
- DFE P1 Entity Name
- VANGUARD GROWTH INDEX FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,822
- Row 11
- DFE P1 Entity Name
- VANGUARD MID CAP VALUE ETF
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,416
- Row 12
- DFE P1 Entity Name
- JH RET TO 2050 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $101,567
- Row 13
- DFE P1 Entity Name
- VANGUARD VALUE INDEX
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $9,789
- Row 14
- DFE P1 Entity Name
- CORE BOND FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,843
- Row 15
- DFE P1 Entity Name
- FEDERATED HIGH YIELD BOND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $3,148
- Row 16
- DFE P1 Entity Name
- REAL RETURN BOND FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,849
- Row 17
- DFE P1 Entity Name
- TOTAL BOND MARKET FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $2,844
- Row 18
- DFE P1 Entity Name
- MONEY MARKET FUND
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $61,650
- Row 19
- DFE P1 Entity Name
- JH RET TO 2045 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $311,013
- Row 20
- DFE P1 Entity Name
- JH RET TO 2040 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $286,031
- Row 21
- DFE P1 Entity Name
- JH RET TO 2035 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $207,175
- Row 22
- DFE P1 Entity Name
- JH RET TO 2030 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $127,245
- Row 23
- DFE P1 Entity Name
- JH RET TO 2025 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $201,311
- Row 24
- DFE P1 Entity Name
- JH RET TO 2020 MANAGED PORT
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $217,279
- Row 25
- DFE P1 Entity Name
- DFA INTERNATIONAL VALUE
- DFE P1 Spons Name
- JOHN HANCOCK USA
- DFE P1 Plan EIN
- 01-0233346
- DFE P1 Plan Plan number
- 000
- DFE P1 Entity Code
- P
- DFE P1 Plan Interest End of year Amount
- $1,423
- Row 26
- Schedule D Plan Year Begin Date
- 2016-01-01
- Schedule D Tax Period
- 2016-12-31
- Schedule D Plan number
- 001
- Schedule D EIN
- 66-0489670
Schedule H
Schedule H Financial Statement
Large plan result
Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.
End-of-year assets$1,626,374$234,624 change
Balance Sheet
Beginning and end of plan year.
Total assets$1,391,750$1,626,374Increase +$234,624 (16.86%)
Total liabilities$0$0No change $0
Net assets$1,391,750$1,626,374Increase +$234,624 (16.86%)
Contributions
Employer contributions$29,844
Participant contributions$129,926
Other contributions$27,945
Total contributions$187,715
Income & Investment Result
Total income$313,037
Interest$1,160
Dividends$0
Net income$234,624
Expenses & Fees
Benefits paid$33,154
Administrative expenses$17,939
Total expenses$78,413
Accountant
FirmUHY-DEL VALLE-NIEVES PSC
Firm EIN66-0575454
OpinionDisclaimer of opinion
Compliance
Fidelity bondYes
Fidelity bond amount$3,000,000
Participant loans$14,325
Late contributionsYes
Schedule H source fields
- Financial summary
- Total assets at beginning of year: $1,391,750Total assets at end of year: $1,626,374Total liabilities at end of year: $0Net income or loss: $234,624
- Schedule H Plan Year Begin Date
- 2016-01-01
- Schedule H Tax Period
- 2016-12-31
- Schedule H Plan number
- 001
- Schedule H EIN
- 66-0489670
- Employer Contribution Beginning of year Amount
- $1,939
- Participants Contribution Beginning of year Amount
- $9,911
- Participant loans at beginning of year
- $41,686
- Interest Pool Sep Account Beginning of year Amount
- $1,336,390
- Ins Co Gen Account Beginning of year Amount
- $1,824
- Total assets at beginning of year
- $1,391,750
- Other Liability Beginning of year Amount
- $0
- Total liabilities at beginning of year
- $0
- Net assets at beginning of year
- $1,391,750
- Employer Contribution End of year Amount
- $2,326
- Participants Contribution End of year Amount
- $4,338
- Participant loans at end of year
- $14,325
- Interest Pool Sep Account End of year Amount
- $1,603,548
- Ins Co Gen Account End of year Amount
- $1,837
- Total assets at end of year
- $1,626,374
- Other Liability End of year Amount
- $0
- Total liabilities at end of year
- $0
- Net assets at end of year
- $1,626,374
- Employer contributions
- $29,844
- Participant contributions
- $129,926
- Oth Contribution Rcvd Amount
- $27,945
- Total contributions
- $187,715
- Interest On Oth Loans Amount
- $1,160
- Total interest income
- $1,160
- Total dividend income
- $0
- Net gain or loss on sale of assets
- $0
- Net unrealized appreciation or depreciation
- $0
- Gain or loss on registered investments
- $124,162
- Total income
- $313,037
- Participant distributions
- $33,154
- Total benefit distributions
- $33,154
- Total Corrective Distribution Amount
- $27,320
- Contract Admin Fees Amount
- $17,939
- Total administrative expenses
- $17,939
- Total expenses
- $78,413
- Net income or loss
- $234,624
- Accountant opinion type
- Disclaimer of opinion
- Account Performed Limited Audit Indicator
- Yes
- Accountant firm name
- UHY-DEL VALLE-NIEVES PSC
- Accountant firm EIN
- 66-0575454
- Failed to transmit participant contributions on time
- Yes
- Fail Transmit Contribution Amount
- $144,089
- Participant loans in default
- No
- Leases in default
- No
- Nonexempt transactions with parties in interest
- No
- Fidelity bond in place
- Yes
- Fidelity bond amount
- $3,000,000
- Loss discovered during year
- No
- Assets with undetermined value
- No
- Non-cash contributions reported
- No
- Assets held for investment
- Yes
- Reportable 5% transactions
- No
- All plan assets distributed
- No
- Failed to provide benefits when due
- No
- Blackout period occurred
- No
- Resolution to terminate plan adopted
- No
Schedule R
Schedule R Pension Information
Retirement plan characteristics
Testing, payor, opinion-letter, and transfer information reported with the filing.
Pension & Payor
Payor EIN66-0259436
Transfers
Asset/liability transferNo
Liabilities in multiple plansNo
Distributed property value$0
Schedule R source fields
- Payor 66-0259436
- Schedule R Plan Year Begin Date
- 2016-01-01
- Schedule R Tax Period
- 2016-12-31
- Schedule R Plan number
- 001
- Schedule R EIN
- 66-0489670
- Pension Value Dstrb Pd Property Amount
- $0
- Pension payor EIN
- 66-0259436
- Asset or liability transfer
- No
- Liability shared by multiple plans
- No
Filing received by DOL Jan 30, 2018