Civic Intelligence
Filing

CII TECHNOLOGIES, INC. PROFIT SHARING AND EMPLOYEE INVESTMENT PLAN

CII Technologies • EIN 56-1828270 • Plan year 2000

Company ProfileSource Archive
Filing Insights

Participants

Down

2,770 → 2,439

-331 • -11.95%

Assets

Down

$20,425,303 → $20,366,548

-$58,755 • -0.29%

Investment Management Fee

0.00%

$0

Admin expenses $80,815 • Total expenses $1,653,043

Filing Details

Context
Net investment result
$58,271
Pension payor EIN
56-1354495

Status Flags

Fidelity bond in place

Yes

Limited-scope audit performed

Not reported

Contributions transmitted on time

Yes

Participant loans in default

No

Leases in default

No

Reportable party-in-interest issues

Yes

Loss discovered during year

No

Assets with undetermined value

No

Non-cash contributions

No

Assets held for investment

Yes

5% transactions reported

No

All plan assets distributed

No

Benefits paid when due

Not reported

Plan blackout period

Not reported

Plan termination resolution adopted

No

Counterparties
ProviderServicesLocationDirect CompensationRelated
ERNST & YOUNG, LLPEIN 34-6565596Accountant--Ernst & Young U.S. LLP

Company Timeline

This filing is highlighted inside the broader sponsor history.

Year / FilingFilingsParticipantsAssetsContributionsContrib./Participant
200222,243$14,562,412$707,944$316iApproximate average salary by contribution assumption: employee only about $7,891 at 4% or $5,260 at 6%; with 50% employer match about $5,260 at 4% or $3,507 at 6%; with 100% employer match about $3,945 at 4% or $2,630 at 6%.
CII TECHNOLOGIES PROFIT SHARING AND EMPLOYEE INVESTMENT PLAN-2,243$14,562,412$707,944$316iApproximate average salary by contribution assumption: employee only about $7,891 at 4% or $5,260 at 6%; with 50% employer match about $5,260 at 4% or $3,507 at 6%; with 100% employer match about $3,945 at 4% or $2,630 at 6%.
CII Technologies Employee Welfare Benefit Plan-0---
200122,696$20,260,680$3,055,616$1,133iApproximate average salary by contribution assumption: employee only about $28,335 at 4% or $18,890 at 6%; with 50% employer match about $18,890 at 4% or $12,593 at 6%; with 100% employer match about $14,167 at 4% or $9,445 at 6%.
CII TECHNOLOGIES PROFIT SHARING AND EMPLOYEE INVESTMENT PLAN-2,696$20,260,680$3,055,616$1,133iApproximate average salary by contribution assumption: employee only about $28,335 at 4% or $18,890 at 6%; with 50% employer match about $18,890 at 4% or $12,593 at 6%; with 100% employer match about $14,167 at 4% or $9,445 at 6%.
CII Technologies Employee Welfare Benefit Plan-568---
200022,439$20,366,548$2,868,687$1,176iApproximate average salary by contribution assumption: employee only about $29,404 at 4% or $19,603 at 6%; with 50% employer match about $19,603 at 4% or $13,069 at 6%; with 100% employer match about $14,702 at 4% or $9,801 at 6%.
CII TECHNOLOGIES, INC. PROFIT SHARING AND EMPLOYEE INVESTMENT PLANCurrent2,439$20,366,548$2,868,687$1,176iApproximate average salary by contribution assumption: employee only about $29,404 at 4% or $19,603 at 6%; with 50% employer match about $19,603 at 4% or $13,069 at 6%; with 100% employer match about $14,702 at 4% or $9,801 at 6%.
CII Technologies Employee Welfare Benefit Plan-619---
Schedule Details

Schedule C

Schedule C Provider

Provider 1

Provider details

Source fields
Row 1
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
10372142047030002
Provider 01 Position
CONTRACT ADMINISTRATOR
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$0
Provider 01 Srvc Code
12

Schedule C Provider

Provider 2

Provider details

Source fields
Row 2
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
10372142047030002
Provider 01 Name
FIRST UNION NATIONAL BANK
Provider 01 EIN
22-1147033
Provider 01 Position
TRUSTEE
Provider 01 Salary Amount
$0
Provider 01 Fees Amount
$80,815
Provider 01 Srvc Code
26

Schedule D

Row 1
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
10372142047030003
DFE P1 Entity 01 Name
STABLE INVESTMENT FUND II
DFE P1 Spons 01 Name
FIRST UNION NATIONAL BANK
DFE P1 Plan 01 EIN Plan number
221147033014
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$5,662,389
Row 2
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
10372142047030003
Row 3
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
2
Row Num
1
Image Form Id
10372142047030003
DFE P1 Entity 01 Name
ENHANCED STOCK MARKET II
DFE P1 Spons 01 Name
FIRST UNION NATIONAL BANK
DFE P1 Plan 01 EIN Plan number
221147033009
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$116,843
Row 4
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
3
Row Num
2
Image Form Id
10372142047030003
DFE P1 Entity 01 Name
DIVERSIFIED BOND GROUP TRUST II
DFE P1 Spons 01 Name
FIRST UNION NATIONAL BANK
DFE P1 Plan 01 EIN Plan number
221147033006
DFE P1 Entity 01 Code
C
DFE P1 Plan Interest End of year 01 Amount
$90,846

Schedule G

Row 1
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
10372142047030004
Leases Default Cost 01 Amount
$0
Leases Dft Curr Value 01 A
0
Leases Dft Rentl Rcpt 01 A
0
Leases Dft Expense Pd 01 A
0
Leases Default Net Rcpt 01 Amount
$0
Leases Default Arrears 01 Amount
$0
Row 2
Filing Id
84037142047032
Page Id
1
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
10372142047030004
Lns Default Original 01 Amount
$0
Lns Default Prncpl Rcvd 01 Amount
$0
Lns Default Interest Rcvd 01 Amount
$0
Lns Default Unpaid Bal 01 Amount
$0
Lns Dft Prcpl Overdue 01 A
0
Lns Default Interest Overdue 01 Amount
$0
Row 3
Filing Id
84037142047032
Page Id
4
Page Seq
0
Page Row Num
1
Row Num
0
Image Form Id
10372142047030004
Non Exempt Party 01 Name
CII TECHNOLOGIES, INC.
Non Exempt Relation 01 Text
PLAN SPONSOR
Non Exempt Terms 01 Text
FAILURE TO REMIT EMPLOYEE CONTRIBUTIONS TO TRUSTEE ON A TIMELY BASIS.
Non Exempt Pur Price 01 Amount
$14,163
Non Exempt Sell Price 01 Amount
$0
Non Exempt Ls Rntl 01 Amount
$0
Non Exempt Expense Incr 01 Amount
$0
Non Exempt Cost Asset 01 Amount
$14,163
Non Xmp Curr Value Asset 01 A
0
Non Exempt Gain Loss 01 Amount
$0
Row 4
Filing Id
84037142047032
Schedule G EIN
56-1828270
Schedule G Plan number
001
Schedule G Plan Year Begin Date
2000-01-01
Schedule G Tax Period
20001231

Schedule H

Schedule H Financial Statement

Large plan result

Assets, contributions, fees, audit, and compliance fields reported for this large-plan filing.

End-of-year assets$20,366,548-$58,755 change

Balance Sheet

Beginning and end of plan year.

Total assets$20,425,303$20,366,548Decrease -$58,755 (-0.29%)
Total liabilities$117,026$0Decrease -$117,026 (-100.00%)
Net assets$20,308,277$20,366,548Increase +$58,271 (0.29%)

Contributions

Employer contributions$622,254
Participant contributions$2,208,907
Other contributions$37,526
Total contributions$2,868,687

Income & Investment Result

Total income$1,711,314
Interest$71,628
Dividends$0
Net income$58,271

Expenses & Fees

Benefits paid$1,568,701
Investment management$0
Administrative expenses$80,815
Total expenses$1,653,043

Accountant

FirmERNST & YOUNG, LLP
Firm EIN34-6565596

Compliance

Fidelity bondYes
Fidelity bond amount$1,000,000
Participant loans$897,039
Late contributionsYes
Schedule H source fields
Financial summary
Total assets at beginning of year: $20,425,303Total assets at end of year: $20,366,548Total liabilities at end of year: $0Net income or loss: $58,271
Filing Id
84037142047032
Schedule H EIN
56-1828270
Schedule H Plan number
001
Schedule H Plan Year Begin Date
2000-01-01
Schedule H Tax Period
20001231
Non Interest Bear Cash Beginning of year Amount
$0
Employer Contribution Beginning of year Amount
$0
Participants Contribution Beginning of year Amount
$0
Other Receivables Beginning of year Amount
$4,732,744
Interest Bear Cash Beginning of year Amount
$0
Govt Sec Beginning of year Amount
$0
Corp Debt Preferred Beginning of year Amount
$0
Corp Debt Other Beginning of year Amount
$0
Pref Stock Beginning of year Amount
$0
Common Stock Beginning of year Amount
$0
Joint Venture Beginning of year Amount
$0
Real Estate Beginning of year Amount
$0
Other Loans Beginning of year Amount
$0
Participant loans at beginning of year
$765,972
Interest Common Tr Beginning of year Amount
$4,982,137
Interest Pool Sep Account Beginning of year Amount
$0
Interest Master Tr Beginning of year Amount
$0
Interest 103 12 Investment Beginning of year Amount
$0
Interest in registered investment companies at beginning of year
$9,944,450
Ins Co Gen Account Beginning of year Amount
$0
Oth Investment Beginning of year Amount
$0
Employer Sec Beginning of year Amount
$0
Employer Prop Beginning of year Amount
$0
Bldgs Used Beginning of year Amount
$0
Total assets at beginning of year
$20,425,303
Bnfts Payable Beginning of year Amount
$0
Oprtng Payable Beginning of year Amount
$0
Acquis Indbt Beginning of year Amount
$0
Other Liability Beginning of year Amount
$117,026
Total liabilities at beginning of year
$117,026
Net assets at beginning of year
$20,308,277
Non Interest Bear Cash End of year Amount
$0
Employer Contribution End of year Amount
$0
Participants Contribution End of year Amount
$0
Other Receivables End of year Amount
$0
Interest Bear Cash End of year Amount
$0
Govt Sec End of year Amount
$0
Corp Debt Preferred End of year Amount
$0
Corp Debt Other End of year Amount
$0
Pref Stock End of year Amount
$0
Common Stock End of year Amount
$0
Joint Venture End of year Amount
$0
Real Estate End of year Amount
$0
Other Loans End of year Amount
$0
Participant loans at end of year
$897,039
Interest Common Tr End of year Amount
$5,870,078
Interest Pool Sep Account End of year Amount
$0
Interest Master Tr End of year Amount
$0
Interest 103 12 Investment End of year Amount
$0
Interest in registered investment companies at end of year
$13,599,431
Ins Co Gen Account End of year Amount
$0
Oth Investment End of year Amount
$0
Employer Sec End of year Amount
$0
Employer Prop End of year Amount
$0
Bldgs Used End of year Amount
$0
Total assets at end of year
$20,366,548
Bnfts Payable End of year Amount
$0
Oprtng Payable End of year Amount
$0
Acquis Indbt End of year Amount
$0
Other Liability End of year Amount
$0
Total liabilities at end of year
$0
Net assets at end of year
$20,366,548
Employer contributions
$622,254
Participant contributions
$2,208,907
Oth Contribution Rcvd Amount
$37,526
Non Cash Contribution Bs Amount
$0
Total contributions
$2,868,687
Interest Bear Cash Amount
$0
Interest On Govt Sec Amount
$0
Interest On Corp Debt Amount
$0
Interest On Oth Loans Amount
$0
Interest on participant loans
$71,628
Interest On Oth Investment Amount
$0
Total interest income
$71,628
Divnd Pref Stock Amount
$0
Divnd Common Stock Amount
$0
Total dividend income
$0
Total Rents Amount
$0
Aggregate Proceeds Amount
$0
Aggregate Costs Amount
$0
Net gain or loss on sale of assets
$0
Unrealized Apprctn Re Amount
$0
Unrealized Apprctn Oth Amount
$0
Net unrealized appreciation or depreciation
$0
Gain Loss Com Trust Amount
$339,009
Gain Loss Pool Sep Amount
$0
Gain Loss Master Tr Amount
$0
Gain Loss 103 12 Investment Amount
$0
Gain or loss on registered investments
$-1,568,010
Other Income Amount
$0
Total income
$1,711,314
Participant distributions
$1,568,701
Ins Carrier Bnfts Amount
$0
Oth Bnft Payment Amount
$0
Total benefit distributions
$1,568,701
Total Corrective Distribution Amount
$3,527
Total Dm Distribution Ptcp Lns A
0
Total Interest Expense Amount
$0
Professional Fees Amount
$0
Contract Admin Fees Amount
$0
Investment management fees
$0
Other Admin Fees Amount
$80,815
Total administrative expenses
$80,815
Total expenses
$1,653,043
Net income or loss
$58,271
Total Transfers To Amount
$0
Transfers from other plans
$0
Accountant Opinion Type Indicator
3
Account Performed Limited Audit Indicator
Yes
Accountant firm name
ERNST & YOUNG, LLP
Accountant firm EIN
34-6565596
Failed to transmit participant contributions on time
Yes
Fail Transmit Contribution Amount
$14,163
Participant loans in default
No
Loans In Default Amount
$0
Leases in default
No
Leases In Default Amount
$0
Nonexempt transactions with parties in interest
Yes
Party In Interest Not Reported Amount
$14,163
Fidelity bond in place
Yes
Fidelity bond amount
$1,000,000
Loss discovered during year
No
Loss Discovered Dur Year Amount
$0
Assets with undetermined value
No
Asset Undeterm Valuation Amount
$0
Non-cash contributions reported
No
Non Cash Contribution Amount
$0
Assets held for investment
Yes
Reportable 5% transactions
No
All plan assets distributed
No
Resolution to terminate plan adopted
No
Res Terminate Plan Adpt Amount
$0

Schedule R

Schedule R Pension Information

Retirement plan characteristics

Testing, payor, opinion-letter, and transfer information reported with the filing.

Pension & Payor

Payor EIN56-1354495

Transfers

Distributed property value$0
Schedule R source fields
Payor 56-1354495
Filing Id
84037142047032
Schedule R EIN
56-1828270
Schedule R Plan number
001
Schedule R Plan Year Begin Date
2000-01-01
Schedule R Tax Period
20001231
Pension Value Dstrb Pd Property Amount
$0
Pension payor EIN
56-1354495
Pension Employer Contribution Rqr Amount
$0
Pension Employer Contribution Paid Amount
$0
Pension Funding Deficiency Amount
$0